CRKN / Crown Electrokinetics Corp. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Crown Electrokinetics Corp.
US ˙ OTCPK ˙ US2283392064

Grundläggande statistik
CIK 1761696
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Crown Electrokinetics Corp.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
August 26, 2025 EX-99.1

Crown Appoints Chris Robichaud to Board of Directors

Exhibit 99.1 Crown Appoints Chris Robichaud to Board of Directors LOS ANGELES, August 26, 2025 – Crown Electrokinetics Corp. (OTC: CRKN) (“Crown” or the “Company”), today announced the appointment of Chris Robichaud to its Board of Directors. Mr. Robichaud will also serve as Chairman of the Board’s Audit Committee. His appointment is part of Crown’s effort to reconstitute its Board with experience

August 26, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2025 Crown Electrokine

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commis

August 15, 2025 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on For

August 4, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2025 CROWN ELECTROKINET

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2025 CROWN ELECTROKINETICS CORP. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commiss

August 4, 2025 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39924

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39924 Crown Electrokinetics Corp. The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

August 4, 2025 EX-16.1

August 4, 2025

Exhibit 16.1 1631 Alhambra Blvd, Suite 130, Sacramento, CA 95816-7051 Phone (916) 641-6990 | Fax (916) 641-6994 | [email protected] August 4, 2025 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K, dated August 4, 2025, of Crown Electrokinetics Corp. and agree with the statements referencing our Firm in such Form 8-K. Sincerely, /s

August 4, 2025 EX-99.1

Nasdaq previously suspended the trading of Crown Electrokinetics Corp.’s common stock, par value $0.001 per share, on March 5, 2025 due to noncompliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2).

Exhibit 99.1 Nasdaq previously suspended the trading of Crown Electrokinetics Corp.’s common stock, par value $0.001 per share, on March 5, 2025 due to noncompliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2).

July 18, 2025 EX-2.1

TERMINATION AGREEMENT

Exhibit 2.1 TERMINATION AGREEMENT Reference is made to Section 10.01(a) of the Agreement and Plan of Merger (the “Merger Agreement”), dated as of June 6, 2025, as amended, among Crown Electrokinetics Corp., a Delaware corporation (the “Company”), Crown EK Acquisition LLC, a Delaware limited liability company (“Parent”), and Crown EK Merger Sub Corp., a Delaware corporation and a wholly-owned subsi

July 18, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2025 CROWN ELECTROKINETI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2025 CROWN ELECTROKINETICS CORP. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

July 7, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2025 CROWN ELECTROKINETIC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2025 CROWN ELECTROKINETICS CORP. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio

July 7, 2025 EX-10.1

PROMISSORY NOTE

Exhibit 10.1 PROMISSORY NOTE $500,000 Los Angeles, California July 2, 2025 FOR VALUE RECEIVED, each of Crown EK Acquisition LLC, a Delaware limited liability company (“Parent”), Crown EK Merger Sub Corp., a Delaware Corporation and wholly owned subsidiary of Parent (“Merger Sub”), and Douglas Croxall, an individual and the ultimate beneficial owner of Parent and Merger Sub (“Croxall”, and collecti

July 7, 2025 EX-2.1

AMENDMENT NO. 1 AGREEMENT AND PLAN OF MERGER

Exhibit 2.1 AMENDMENT NO. 1 AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 1 (this “Amendment”) dated as of July 2 , 2025, amends that certain AGREEMENT AND PLAN OF MERGER (the “Merger Agreement”), dated as of June 6, 2025, by and among Crown Electrokinetics Corp., a Delaware corporation (the “Company”), Crown EK Acquisition LLC, a Delaware limited liability company (“Parent”), and Crown EK Merge

June 27, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2025 CROWN ELECTROKINETI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2025 CROWN ELECTROKINETICS CORP. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

June 9, 2025 EX-2.1

AGREEMENT AND PLAN OF MERGER dated as of June 6, 2025 among CROWN ELECTROKINETICS CORP., CROWN EK ACQUISITION LLC and CROWN EK MERGER SUB CORP. TABLE OF CONTENTS

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of June 6, 2025 among CROWN ELECTROKINETICS CORP., CROWN EK ACQUISITION LLC and CROWN EK MERGER SUB CORP. TABLE OF CONTENTS Page ARTICLE 1 Definitions Section 1.01. Definitions 2 Section 1.02. Other Definitional and Interpretative Provisions 10 ARTICLE 2 The Offer Section 2.01. The Offer 11 Section 2.02. Top-Up Option 13 Section 2.03. Company Actio

June 9, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2025 CROWN ELECTROKINETIC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2025 CROWN ELECTROKINETICS CORP. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio

June 9, 2025 EX-99.1

Crown Announces Entry into Merger Agreement

Exhibit 99.1 Crown Announces Entry into Merger Agreement Los Angeles, CA – June 9, 2025 – Crown Electrokinetics Corp. (NASDAQ: CRKN) (“Crown” or the “Company”), a leader in optical and fiber infrastructure solutions, today announced that it has entered into a definitive Agreement and Plan of Merger (the “Merger Agreement”) with Crown EK Acquisition LLC (“Parent”) and Crown EK Merger Sub Corp. (“Pu

May 20, 2025 EX-3.1

CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS SERIES G PREFERRED STOCK CROWN ELECTROKINETICS CORP.

CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES G PREFERRED STOCK OF CROWN ELECTROKINETICS CORP.

May 20, 2025 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio

May 15, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 o TRANSITION REPORT UNDER SECTIO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics Cor

April 11, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2025 Crown Electrokineti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

March 31, 2025 EX-14.1

Code of Business Conduct and Ethics Policy

Exhibit 14.1 CODE OF BUSINESS CONDUCT AND ETHICS This Code of Business Conduct and Ethics (the “Code”) sets forth legal and ethical standards of conduct for directors, officers, and employees of Crown Electrokinetics Corp, (“Crown” or the “Company”) and its subsidiaries. Crown subsidiaries include Crown Fiber Optics, Crown Electrokinetics Film, Element 82, PE Pipelines, and Paramount Network Const

March 31, 2025 EX-21.1

List of Subsidiaries of the Registrant.

Exhibit 21.1 SUBSIDIARIES OF CROWN ELECTROKINETICS CORP. Subsidiaries Place of Incorporation CMG Pipelines XXL Inc. Delaware Crown Construction Holdings Corp. Delaware Crown Fiber Optics Corp. Delaware Crown Water Solutions Holdings Corp. Delaware Element 82 Inc. Delaware Paramount Network Construction Inc. Delaware PE Pipelines Inc. Delaware

March 31, 2025 EX-4.15

Description of Securities

Exhibit 4.15 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2024, Crown Electrokinetics Corp. (“Corp,” “we,” “our,” “us,” and the “Company”) had six classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): 1.Common stock, par value $0.001 per sha

March 31, 2025 EX-19.1

Insider Trading Policy.

Exhibit 19.1 STATEMENT OF COMPANY POLICY REGARDING CONFIDENTIALITY AND SECURITIES TRADES BY COMPANY PERSONNEL 1.CONFIDENTIALITY OF INSIDE INFORMATION 1.1Directors, officers, employees and consultants (“Company Personnel”) of Crown Electrokinetics Corp, and it subsidiaries and affiliates (the “Company”), who come into possession of material non-public information concerning the Company must safegua

March 31, 2025 EX-10.42

2016 Long-Term Incentive Plan

Exhibit - 10.42 3D NANOCOLOR CORP. 2016 EQUITY INCENTIVE PLAN 1.Purpose of the Plan. This 2016 Equity Incentive Plan (the “Plan”) is intended as an incentive, to retain in the employ of and as directors, officers, consultants, advisors and employees to 3D Nanocolor Corp., a Delaware corporation (the “Company”), and any Subsidiary of the Company, within the meaning of Section 424(f) of the United S

March 31, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2024 o TRANSITION REPORT PURSUANT TO SECTION 13 O

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-249833 Crown Electro

March 31, 2025 EX-10.44

Amendment to 2020 Long-Term Incentive Plan

Exhibit 10.44 CROWN ELECTROKINETICS CORP. AMENDMENT TO CROWN ELECTROKINETICS CORP. 2020 EMPLOYEE INCENTIVE PLAN WHEREAS, the Board of Directors of Crown Electrokinetics Corp. (the “Company”) approved and adopted the Crown Electrokinetics Corp. 2020 Employee Incentive Plan (as amended, the “Plan”) of the Company on December 16, 2020; WHEREAS, pursuant to section 14.1 of the Plan, the Board of Direc

March 31, 2025 EX-10.43

2020 Long-Term Incentive Plan

Exhibit - 10.43 CROWN ELECTROKINETICS CORP. 2020 LONG-TERM INCENTIVE PLAN * * * * * 1.Purpose. The purpose of the Crown Electrokinetics Corp. 2020 Long-Term Incentive Plan (the “Plan”) is to further and promote the interests of Crown Electrokinetics Corp. (the “Company”), its Subsidiaries and its stockholders by enabling the Company and its Subsidiaries to attract, retain and motivate employees, d

March 26, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commiss

March 26, 2025 EX-99.1

Crown Announces Leadership Change

Exhibit 99.1 Crown Announces Leadership Change - LOS ANGELES, Mar. 26, 2025 – Crown Electrokinetics Corp. (OTC: CRKN) ("Crown" or the "Company”), a leading provider of innovative technology infrastructure solutions that benefit communities and the environment, today announced that Andrew “Andy” Mayer, President of Construction, has submitted his resignation, effective Tuesday, March 25, 2025. “We

March 4, 2025 EX-99.1

Crown Receives Nasdaq Delisting Determination and Plans to Request Reconsideration

Exhibit 99.1 Crown Receives Nasdaq Delisting Determination and Plans to Request Reconsideration LOS ANGELES, Mar. 4, 2025 – Crown Electrokinetics Corp. (NASDAQ: CRKN) ("Crown" or the "Company”), a leading provider of innovative technology infrastructure solutions that benefit communities and the environment, today announced that it has received a delisting determination from The Nasdaq Stock Marke

March 4, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2025 Crown Electrokineti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

January 28, 2025 EX-99.1

Crown Announces Effective Date of Reverse Stock Split

Exhibit 99.1 Crown Announces Effective Date of Reverse Stock Split - LOS ANGELES, Jan. 28, 2025 – Crown Electrokinetics Corp. (NASDAQ: CRKN) (“Crown” or the “Company”), a leading provider of innovative technology infrastructure solutions that benefit communities and the environment, today announced its plan to implement a reverse split of its common stock at a ratio of 1-for-150 shares. The revers

January 28, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 Crown Electrokin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commi

January 28, 2025 EX-3.1

Certificate of Amendment to Amended and Restated Certificate of Incorporation filed with the Secretary of State of the State of Delaware on January 28, 2025 (incorporated by reference to Exhibit 3.1 to the registrant’s Form 8-K filed on January 28, 2025).

Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF CROWN ELECTROKINETICS CORP. Crown Electrokinetics Corp. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify: FIRST. The Amended and Restated Certificate of Incorporation of the Corporation is hereby amended b

January 14, 2025 EX-99.1

Crown Announces Results of Special Meeting of Stockholders

Exhibit 99.1 Crown Announces Results of Special Meeting of Stockholders - LOS ANGELES, Jan. 14, 2025 – Crown Electrokinetics Corp. (NASDAQ: CRKN) (“Crown” or the “Company”), a leading provider of innovative technology infrastructure solutions that benefit communities and the environment, today announced the voting results from its Special Meeting of Stockholders held on January 14, 2025. Crown’s s

January 14, 2025 EX-FILING FEES

Filing Fee Table

EX-FILING FEES 4 ea022725401ex-feecrown.htm FILING FEE TABLE Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Crown Electrokinetics Corp. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(

January 14, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2025 Crown Electrokin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2025 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commi

January 14, 2025 S-3

As filed with the Securities and Exchange Commission on January 14, 2025

As filed with the Securities and Exchange Commission on January 14, 2025 Registration No.

December 26, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

December 23, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2024 Crown Electroki

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Comm

December 16, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

November 15, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q

November 15, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 o TRANSITION REPORT UNDER SE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics

October 21, 2024 424B4

20,000,000 Shares Crown Electrokinetics Corp.

PROSPECTUS Registration No. 333-282665 Filed pursuant to Rule 424(b)(4) 20,000,000 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by Liqueous, LP (“Liqueous” or the “Selling Stockholder”) of up to 20,000,000 shares of our common stock, par value $0.0001 per share (“Common Stock”). All share numbers herein are adjusted for the one-for-one hundred and fi

October 18, 2024 CORRESP

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 October 18, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-1 Filed October 15, 2024 File No. 333-282665 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations und

October 15, 2024 EX-21.1

List of Subsidiaries of the Registrant.

Exhibit 21.1 SUBSIDIAIRES OF CROWN ELECTROKINETICS CORP. Subsidiaries Place of Incorporation Crown Fiber Optics Corp. Delaware Element 82 Inc. Delaware Paramount Network Construction Inc. Delaware PE Pipelines Inc. Delaware

October 15, 2024 EX-FILING FEES

Filing Fee Table

EXHIBIT 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Crown Electrokinetics Corp.

October 15, 2024 EX-10.41

Registration Rights Agreement by and between the Company and Liqueous, LP, dated August 31, 2024.

REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August 31, 2024, is by and Liqueous, LP, a Delaware limited partnership (the “Investor”), and Crown Electrokinetics Corp.

October 15, 2024 424B5

CROWN ELECTROKINETICS CORP. Up to $63,032,014 COMMON STOCK

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $63,032,014 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplemen

October 15, 2024 EX-10.2

Registration Rights Agreement, dated August 31, 2024, by and between Crown Electrokinetics Corp. and Liqueous, LP

REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August 31, 2024, is by and Liqueous, LP, a Delaware limited partnership (the “Investor”), and Crown Electrokinetics Corp.

October 15, 2024 S-1

As filed with the U.S. Securities and Exchange Commission on October 15, 2024

As filed with the U.S. Securities and Exchange Commission on October 15, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 238150 47-5423944 (State or other jurisdiction of incorporation or orga

October 15, 2024 EX-10.40

Common Stock Purchase Agreement by and between the Company and Liqueous, LP, dated August 31, 2024.

Docusign Envelope ID: C036C03D-D237-4E22-98C5-546C32A7008B COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (this “Agreement”) is entered into effective as August 31, 2024 (the “Execution Date”), by and between Crown Electrokinetics Corp.

October 15, 2024 EX-10.1

Common Stock Purchase Agreement, dated August 31, 2024, by and between Crown Electrokinetics Corp. and Liqueous, LP

Docusign Envelope ID: C036C03D-D237-4E22-98C5-546C32A7008B COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (this “Agreement”) is entered into effective as August 31, 2024 (the “Execution Date”), by and between Crown Electrokinetics Corp.

October 15, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2024 Crown Electrokine

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commis

September 13, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2024 Crown Electrok

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Com

September 13, 2024 SUPPL

CROWN ELECTROKINETICS CORP. Up to $13,032,014 COMMON STOCK

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $13,032,014 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplemen

September 6, 2024 EX-FILING FEES

Filing Fee Table

Calculation of Filing Fee Tables S-8 (Form Type) Crown Electrokinetics Corp. (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Agg

September 6, 2024 S-8

As filed with the Securities and Exchange Commission on September 5, 2024

As filed with the Securities and Exchange Commission on September 5, 2024 Registration No.

September 6, 2024 EX-99.1

Form of Inducement Equity Award Agreement

CROWN ELECTROKINETICS CORP. INDUCEMENT EQUITY AWARD AGREEMENT This Inducement Equity Award Agreement (this “Agreement”) is made and entered into as of September 2, 2024 (the “Grant Date”) by and between Crown Electrokinetics Corp., a Delaware corporation (the “Company”) and Erich Spangenberg (the “Grantee”). WHEREAS, the Company has selected the Grantee to be awarded the equity awards described he

August 21, 2024 EX-16.1

Letter from Marcum dated August 19, 2024

August 19, 2024 Doug Croxall Crown Electrokinetics Corp. 1110 NE Circle Blvd Corvallis, Oregon 97330 Re: Crown Electrokinetics Corp. Dear Mr. Croxall; This is to confirm that the client-auditor relationship between Crown Electrokinetics Corp. (Commission File Number 1-39924) and Marcum LLP has ceased effective August 19, 2024. We agree with the statements contained in the 8k filed August 19, 2024.

August 21, 2024 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 20

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of In

August 19, 2024 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commis

August 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 o TRANSITION REPORT UNDER SECTION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics Corp

August 13, 2024 SC 13G/A

CRKN / Crown Electrokinetics Corp. / Long Grove Partners, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Crown Electrokinetics Corp. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 228339305 (formerly 228339206) (CUSI

July 26, 2024 EX-99.1

July 26, 2024

July 26, 2024 Crown Electrokinetics Regains Compliance With Nasdaq's Minimum Bid Price Requirement LOS ANGELES, July 26, 2024 (GLOBE NEWSWIRE) - Crown Electrokinetics Corp.

July 26, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2024 Crown Electrokineti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

July 2, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 Crown Electrokineti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

July 2, 2024 EX-99.1

Crown Electrokinetics Film Division Announces Leadership Changes

Crown Electrokinetics Film Division Announces Leadership Changes LOS ANGELES, CA / ACCESSWIRE / July 2, 2024 / Crown Electrokinetics Corp.

July 2, 2024 EX-10.1

Employment Agreement, effective April 24, 2024, by and between the Company and Robert Vandal (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on July 2, 2024).

DocuSign Envelope ID: C6F9EDA1-00CB-4CB6-A32D-D87BC472EC68 CROWN ELECTROKINETICS CORP.

June 26, 2024 S-8 POS

As filed with the Securities and Exchange Commission on June 26, 2024

As filed with the Securities and Exchange Commission on June 26, 2024 Registration No.

June 21, 2024 EX-3.1

Certificate of Amendment to Amended and Restated Certificate of Incorporation filed with the Secretary of State of the State of Delaware on June 18, 2024 (incorporated by reference to Exhibit 3.1 to the registrant’s Form 8-K filed on June 21, 2024).

CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF CROWN ELECTROKINETICS CORP.

June 21, 2024 EX-99.1

Crown Electrokinetics Announces 1-for-150 Reverse Stock Split

Crown Electrokinetics Announces 1-for-150 Reverse Stock Split LOS ANGELES, CA / ACCESSWIRE / June 21, 2024 / Crown Electrokinetics Corp.

June 21, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2024 Crown Electrokineti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

June 20, 2024 S-8

As filed with the Securities and Exchange Commission on June 18, 2024

As filed with the Securities and Exchange Commission on June 18, 2024 Registration No.

June 20, 2024 EX-99.1

Crown Electrokinetics Corp. 2024 Employee Incentive Plan*

CROWN ELECTROKINETICS CORP. 2024 EMPLOYEE INCENTIVE PLAN * * * * * 1. Purpose. The purpose of the Crown Electrokinetics Corp. 2024 Employee Incentive Plan (the “Plan”) is to further and promote the interests of Crown Electrokinetics Corp. (the “Company”), its Subsidiaries and its shareholders by enabling the Company and its Subsidiaries to attract, retain and motivate employees, directors and cons

June 20, 2024 EX-FILING FEES

Filing Fee Table*

Calculation of Filing Fee Tables ……S-8….. (Form Type) ……………………Crown Electrokinetics Corp.………………………..… (Exact Name of Registrant as Specified in its Charter) …………………Not Applicable………………… (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum

June 14, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2024 Crown Electrokineti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

June 14, 2024 424B4

300,000,000 Shares Crown Electrokinetics Corp.

PROSPECTUS Registration No. 333-279944 Filed pursuant to Rule 424(b)(4) 300,000,000 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by Keystone Capital Partners, LLC (“Keystone Capital Partners” or the “Selling Stockholder”) of up to 300,000,000 shares of our common stock, par value $0.0001 per share (“Common Stock”). The shares of Common Stock to which

June 11, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 Crown Electrokineti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

June 11, 2024 CORRESP

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 June 11, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-1 Filed June 5, 2024 File No. 333-279944 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the

June 10, 2024 EX-99.4

3D Nanocolor Corp. 2016 Equity Incentive Plan*

3D NANOCOLOR CORP. 2016 EQUITY INCENTIVE PLAN 1.Purpose of the Plan. This 2016 Equity Incentive Plan (the “Plan”) is intended as an incentive, to retain in the employ of and as directors, officers, consultants, advisors and employees to 3D Nanocolor Corp., a Delaware corporation (the “Company”), and any Subsidiary of the Company, within the meaning of Section 424(f) of the United States Internal R

June 10, 2024 EX-99.1

Crown Electrokinetics Corp. 2022 Employee Incentive Plan*

CROWN ELECTROKINETICS CORP. 2022 EMPLOYEE INCENTIVE PLAN * * * * * 1. Purpose. The purpose of the Crown Electrokinetics Corp. 2022 Employee Incentive Plan (the “Plan”) is to further and promote the interests of Crown Electrokinetics Corp. (the “Company”), its Subsidiaries and its shareholders by enabling the Company and its Subsidiaries to attract, retain and motivate employees, directors and cons

June 10, 2024 EX-99.3

Amendment to the Crown Electrokinetics Corp. 2020 Employee Incentive Plan*

CROWN ELECTROKINETICS CORP. AMENDMENT TO CROWN ELECTROKINETICS CORP. 2020 EMPLOYEE INCENTIVE PLAN WHEREAS, the Board of Directors of Crown Electrokinetics Corp. (the “Company”) approved and adopted the Crown Electrokinetics Corp. 2020 Employee Incentive Plan (as amended, the “Plan”) of the Company on December 16, 2020; WHEREAS, pursuant to section 14.1 of the Plan, the Board of Directors of the Co

June 10, 2024 EX-99.2

Crown Electrokinetics Corp. 2020 Employee Incentive Plan*

CROWN ELECTROKINETICS CORP. 2020 EMPLOYEE INCENTIVE PLAN * * * * * 1.Purpose. The purpose of the Crown Electrokinetics Corp. 2020 Employee Incentive Plan (the “Plan”) is to further and promote the interests of Crown Electrokinetics Corp. (the “Company”), its Subsidiaries and its stockholders by enabling the Company and its Subsidiaries to attract, retain and motivate employees, directors and consu

June 10, 2024 S-8

As filed with the Securities and Exchange Commission on June 10, 2024

As filed with the Securities and Exchange Commission on June 10, 2024 Registration No.

June 10, 2024 EX-FILING FEES

Filing Fee Table*

Calculation of Filing Fee Tables ……S-8….. (Form Type) ……………………Crown Electrokinetics Corp.………………………..… (Exact Name of Registrant as Specified in its Charter) …………………Not Applicable………………… (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum

June 5, 2024 S-1

As filed with the U.S. Securities and Exchange Commission on June 4, 2024

As filed with the U.S. Securities and Exchange Commission on June 4, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 238150 47-5423944 (State or other jurisdiction of incorporation or organiza

June 5, 2024 EX-FILING FEES

Filing Fee Table

EXHIBIT 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Crown Electrokinetics Corp.

May 28, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission

May 28, 2024 EX-3.1

Amendment No. 1 to the Bylaws of the Company (incorporated by reference to Exhibit 3.1 to the registrant’s Form 8-K filed on May 28, 2024).

AMENDMENT NO. 1 TO THE BYLAWS OF CROWN ELECTROKINETICS CORP. (F/K/A 3D NANOCOLOR CORP.) (a Delaware corporation) This Amendment No. 1 to the Bylaws (the “Bylaws”) of Crown Electrokinetics Corp., a Delaware corporation (the “Corporation”), is effective as of May 27, 2024. WHEREAS, the Board of Directors of the Corporation has approved by unanimous written consent the Amendment No. 1 to the Bylaws a

May 28, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2024 Crown Electrokinetic

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio

May 22, 2024 EX-3.2

Second Amended and Restated Certificate of Designations, Preferences and Rights of Series B Preferred Stock of Crown Electrokinetics Corp., as filed with the Secretary of State of the State of Delaware (incorporated by reference to Exhibit 3.2 to the registrant’s Form 8-K filed on May 22, 2024).

SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES B PREFERRED STOCK OF CROWN ELECTROKINETICS CORP.

May 22, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 Crown Electrokinetic

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio

May 22, 2024 EX-3.3

Amended and Restated Certificate of Designations, Preferences and Rights of Series C Preferred Stock of Crown Electrokinetics Corp., as filed with the Secretary of State of the State of Delaware (incorporated by reference to Exhibit 3.3 to the registrant’s Form 8-K filed on May 22, 2024).

AMEND AND RESTATED CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES C PREFERRED STOCK OF CROWN ELECTROKINETICS CORP.

May 22, 2024 EX-3.1

Second Amended and Restated Certificate of Designations, Preferences and Rights of Series A Preferred Stock of Crown Electrokinetics Corp., as filed with the Secretary of State of the State of Delaware (incorporated by reference to Exhibit 3.1 to the registrant’s Form 8-K filed on May 22, 2024).

SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES A PREFERRED STOCK OF CROWN ELECTROKINETICS CORP.

May 21, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

May 20, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 o TRANSITION REPORT UNDER SECTIO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics Cor

May 16, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ]

May 10, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 Crown Electrokinetic

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio

May 10, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

April 29, 2024 EX-10.1

Employment Agreement, effective April 24, 2024, by and between the Company and Sheldon Davis.

CROWN ELECTROKINETICS CORP. EMPLOYMENT AGREEMENT This AGREEMENT (the “Agreement”) is made as of the latest date signed (the “Effective Date”), by and between Crown Electrokinetics Corp., a Delaware corporation (the “Employer”) and Sheldon Davis residing at 5884 Bellwether Dr., Saline, MI, 48176 (the “Executive”). In consideration of the mutual covenants contained in this Agreement, the Employer an

April 29, 2024 EX-99.1

April 29, 2024 Crown Electrokinetics Names Sheldon Davis President of Electrokinetic Film Division LOS ANGELES, CA / ACCESSWIRE / April 29, 2024 / Crown Electrokinetics Corp. (NASDAQ:CRKN) ("Crown" or the "Company"), a leading smart glass technology

April 29, 2024 Crown Electrokinetics Names Sheldon Davis President of Electrokinetic Film Division LOS ANGELES, CA / ACCESSWIRE / April 29, 2024 / Crown Electrokinetics Corp.

April 29, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commiss

April 1, 2024 EX-97.1

Crown Electrokinetic Corp. Clawback Policy*

Exhibit 97.1 CROWN ELECTROKINETICS CORP. CLAWBACK POLICY A. OVERVIEW The Board of Directors (the “Board”) of Crown Electrokinetics Corp. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability. Accordingly, in accordance with the applicable rules of The Nasdaq Stock Market (the “Nasd

April 1, 2024 EX-4.15

Description of Securities*

Exhibit 4.15 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2023, Crown Electrokinetics Corp. (“Corp,” “we,” “our,” “us,” and the “Company”) had four classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): 1. Common stock, par value $0.001 per s

April 1, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 O

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-249833 Crown Electrokinetics Corp. (Ex

April 1, 2024 EX-21.1

List of Subsidiaries of the Registrant.*

Exhibit 21.1 SUBSIDIAIRES OF CROWN ELECTROKINETICS CORP. List of subsidiaries Place of Incorporation Crown Fiber Optics Corp. Delaware

March 8, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2024 Crown Electrokineti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2024 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

February 9, 2024 424B4

200,000,000 Shares Crown Electrokinetics Corp.

PROSPECTUS Registration No. 333-276875 Filed pursuant to Rule 424(b)(4) 200,000,000 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by Keystone Capital Partners, LLC (“Keystone Capital Partners” or the “Selling Stockholder”) of up to 200,000,000 shares of our common stock, par value $0.0001 per share (“Common Stock”). All share numbers herein are adjust

February 7, 2024 CORRESP

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 February 7, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-1 Filed February 5, 2024 File No. 333-276875 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations und

February 5, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Crown Electrokinetics Corp.

February 5, 2024 S-1

As filed with the U.S. Securities and Exchange Commission on February 5, 2024

As filed with the U.S. Securities and Exchange Commission on February 5, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 238150 47-5423944 (State or other jurisdiction of incorporation or orga

November 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT UNDER SE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics

October 23, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 Crown Electrokin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commi

September 26, 2023 424B5

CROWN ELECTROKINETICS CORP. Up to $9,795,000 COMMON STOCK

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $9,795,000 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplement

September 5, 2023 EX-99.1

Crown Electrokinetics Regains Compliance with Nasdaq Listing Requirements

Exhibit 99.1 Crown Electrokinetics Regains Compliance with Nasdaq Listing Requirements LOS ANGELES, September 05, 2023 (GLOBE NEWSWIRE) - Crown Electrokinetics Corp. (NASDAQ: CRKN) (“Crown” or the “Company”), a leading smart glass technology company and an expert in both designing and installing distributed antenna systems (DAS) and constructing fiber optic networks, today announced that on Septem

September 5, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2023 Crown Electroki

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Comm

August 30, 2023 RW

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, OR 97330

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, OR 97330 August 29, 2023 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-1 File No. 333-273987 Ladies and Gentlemen: In accordance with Rule 477 under the Securities Act of 1933, as amended, Crown Electrokinetics Corp., a Delaware corpo

August 30, 2023 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commis

August 25, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT UNDER SECTION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics Corp

August 23, 2023 EX-99.1

Crown Electrokinetics Appoints Scott Hobbs to Board of Directors

Exhibit 99.1 Crown Electrokinetics Appoints Scott Hobbs to Board of Directors August 23, 2023 9:30am EDT LOS ANGELES, CA / ACCESSWIRE / August 23, 2023 / Crown Electrokinetics Corp. (NASDAQ:CRKN) (“Crown” or the “Company”), a leading smart glass technology company and an expert in both designing and installing distributed antenna systems (DAS) and constructing fiber optic networks, today announced

August 23, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2023 Crown Electrokine

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commis

August 14, 2023 S-1

As filed with the U.S. Securities and Exchange Commission on August 14, 2023

As filed with the U.S. Securities and Exchange Commission on August 14, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 238150 47-5423944 (State or other jurisdiction of incorporation or organ

August 14, 2023 EX-99.1

Crown Electrokinetics Announces 1-for-60 Reverse Stock Split

Exhibit 99.1 Crown Electrokinetics Announces 1-for-60 Reverse Stock Split LOS ANGELES, CA / ACCESSWIRE / August 14, 2023 / Crown Electrokinetics Corp. (NASDAQ:CRKN) (“Crown” or the “Company”), a leading smart glass technology company and an expert in both designing and installing distributed antenna systems (DAS) and constructing fiber optic networks, announces that it expects to implement a 1-for

August 14, 2023 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Crown Electrokinetics Corp.

August 14, 2023 EX-3.1

Certificate of Amendment to Amended and Restated Certificate of Incorporation filed with the Secretary of State of the State of Delaware (incorporated by reference to Exhibit 3.1 to the registrant’s Form 8-K filed on August 14, 2023).

Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF CROWN ELECTROKINETICS CORP. Crown Electrokinetics Corp. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify: FIRST. The Amended and Restated Certificate of Incorporation of the Corporation is hereby amended b

August 14, 2023 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commis

August 14, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on For

August 9, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission

August 7, 2023 EX-10.1

Exchange Agreement by and between the Company and a January Investor, dated August 2, 2023 (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on August 7, 2023).

Exhibit 10.1 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”), dated as of August 2, 2023, is entered into by and between CROWN ELECTROKINETICS CORP., a Delaware corporation (the “Company”) and Pinz Capital Special Opportunity Fund LP (the “Holder”). As used herein, the term “Parties” shall be used to refer to the Company and Holder jointly. WHEREAS: A. The Company warrants and represe

August 7, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 Crown Electrokinet

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commiss

August 7, 2023 424B4

75,000,000 Shares Crown Electrokinetics Corp.

PROSPECTUS Registration No. 333-273550 Filed pursuant to Rule 424(b)(4) 75,000,000 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by Keystone Capital Partners, LLC (“Keystone Capital Partners” or the “Selling Stockholder”) of up to 75,000,000 shares of our common stock, par value $0.0001 per share (“common stock”). The shares of common stock to which t

August 3, 2023 CORRESP

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 August 3, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-3 Filed August 1, 2023 File No. 333-273550 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under t

August 1, 2023 S-3

As filed with the Securities and Exchange Commission on July 31, 2023

As filed with the Securities and Exchange Commission on July 31, 2023 Registration No.

August 1, 2023 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) Crown Electrokinetics Corp.

July 26, 2023 424B5

CROWN ELECTROKINETICS CORP. Up to $5,100,000 COMMON STOCK

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $5,100,000 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplement

July 24, 2023 EX-10.2

Registration Rights Agreement by and between the Company and the ELOC Purchaser, dated July 20, 2023 (incorporated by reference to Exhibit 10.2 to the registrant’s Form 8-K filed on July 24, 2023).

Exhibit 10.2 Execution Version REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July 20, 2023, is by and between Keystone Capital Partners, LLC, a Delaware limited liability company (the “Investor”), and Crown Electrokinetics Corp., a Delaware corporation (the “Company”). RECITALS A. The Company and the Investor have entered into that certain Common

July 24, 2023 EX-10.1

Common Stock Purchase Agreement, dated July 20, 2023, by and between the Company and Keystone Capital Partners, LLC (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on July 24, 2023).

Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT Dated as of July 20, 2023 by and between CROWN ELECTROKINETICS CORP. and KEYSTONE CAPITAL PARTNERS, LLC Table of Contents Page Article I DEFINITIONS 1 Article II PURCHASE AND SALE OF COMMON STOCK 2 Section 2.1. Purchase and Sale of Stock 2 Section 2.2. Closing Date; Settlement Dates 2 Section 2.3. Initial Public Announcements and Required Filings 2 Arti

July 24, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 Crown Electrokineti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

July 21, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

July 14, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 Crown Electrokineti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

July 14, 2023 EX-10.1

Forbearance Agreement, among the registrant and a certain investor (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on July 14, 2023).

Exhibit 10.1 FORBEARANCE AGREEMENT THIS FORBEARANCE AGREEMENT (“Agreement”) is made as of July 10, 2023 (the “Effective Date”), by and between Crown Electrokinetics Corp., a Delaware corporation (“Borrower”) and Cedarview Opportunity Master Fund LP, as lender (“Lender”), with reference to the following facts: RECITALS A. Lender and Borrower entered into an Original Issue Discount Senior Secured No

July 14, 2023 EX-10.2

First Amendment to Forbearance Agreement, among the registrant and a certain investor (incorporated by reference to Exhibit 10.2 to the registrant’s Form 8-K filed on July 14, 2023).

Exhibit 10.2 FIRST AMENDMENT TO FORBEARANCE AGREEMENT This First Amendment, dated as of July 14, 2023 (this “Amendment”), to the Forbearance Agreement), dated as of July 10, 2023 (as may be further amended from time to time, the “Agreement”), by and between Crown Electrokinetics Corp., a Delaware corporation (“Borrower”) and Cedarview Opportunity Master Fund LP, as lender (“Lender”), is made by an

July 11, 2023 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

July 10, 2023 424B4

180,881,232 Shares Crown Electrokinetics Corp.

PROSPECTUS Registration No. 333-273095 Filed pursuant to Rule 424(b)(4) 180,881,232 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by the selling stockholders named herein (the “Selling Stockholders”) of (i) an aggregate of 21,000,000 shares of our common stock issuable upon the conversion of shares of our Series E Convertible Preferred Stock (the “Ser

July 5, 2023 CORRESP

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 July 5, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-3 Filed June 30, 2023 File No. 333-273095 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the

June 30, 2023 S-3

As filed with the Securities and Exchange Commission on June 30, 2023

As filed with the Securities and Exchange Commission on June 30, 2023 Registration No.

June 30, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 Crown Electrokineti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

June 30, 2023 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) Crown Electrokinetics Corp.

June 15, 2023 EX-3.1

Certificate of Amendment to Certificate of Incorporation, as amended, filed with the Secretary of State of Delaware (incorporated by reference to Exhibit 3.1 to the registrant’s Form 8-K filed on June 15, 2023).

Exhibit 3.1 Delaware The First State Page 1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “CROWN ELECTROKINETICS CORP.”, FILED IN THIS OFFICE ON THE NINTH DAY OF JUNE, A.D. 2023, AT 5:39 O’ CLOCK P.M. /s/ Jeffrey W. Bullock Jeffrey W. Bullock, Secretary of state 5731691 8100 SR# 20232

June 15, 2023 EX-3.2

Series F-1 Certificate of Designations filed with the Secretary of State of Delaware (incorporated by reference to Exhibit 3.2 to the registrant’s Form 8-K filed on June 15, 2023).

U.S. Securities and Exchange Commission You’ve Exceeded the SEC’s Traffic Limit Your request rate has exceeded the SEC’s maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains

June 15, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2023 Crown Electrokinetic

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio

June 15, 2023 EX-10.2

Form of Registration Rights Agreement, among the registrant and certain investors (incorporated by reference to Exhibit 10.2 to the registrant’s Form 8-K filed on June 15, 2023).

U.S. Securities and Exchange Commission You’ve Exceeded the SEC’s Traffic Limit Your request rate has exceeded the SEC’s maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains

June 15, 2023 EX-10.3

Form of Securities Purchase Agreement, among the registrant and certain investors (incorporated by reference to Exhibit 10.3 to the registrant’s Form 8-K filed on June 15, 2023).

Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 14, 2023, is by and among Crown Electrokinetics Corp., a Delaware corporation with offices located at 11601 Wilshire Blvd., Suite 2240, Los Angeles, CA 90025 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collect

June 15, 2023 EX-4.1

Form of Series F-1 Preferred Stock Warrant, among the registrant and certain investors (incorporated by reference to Exhibit 4.1 to the registrant’s Form 8-K filed on June 15, 2023).

Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T

June 15, 2023 EX-4.2

Form of Series F-2 Preferred Stock Warrant, among the registrant and certain investors (incorporated by reference to Exhibit 4.2 to the registrant’s Form 8-K filed on June 15, 2023).

Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T

June 15, 2023 EX-3.3

Series F-2 Certificate of Designations filed with the Secretary of State of Delaware (incorporated by reference to Exhibit 3.3 to the registrant’s Form 8-K filed on June 15, 2023).

Exhibit 3.3 CERTIFICATE OF DESIGNATIONS OF SERIES F-2 CONVERTIBLE PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. I, Doug Croxall, hereby certify that I am the Chief Executive Officer of Crown Electrokinetics Corp. (the “Company”), a corporation organized and existing under the Delaware General Corporation Law (the “DGCL”), and further do hereby certify: That pursuant to the authority expressly con

June 15, 2023 EX-10.1

Form of Securities Purchase Agreement, among the registrant and certain investors (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on June 15, 2023).

Exhibit 10.1 Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 13, 2023, is by and among Crown Electrokinetics Corp., a Delaware corporation with offices located at 11601 Wilshire Blvd., Suite 2240, Los Angeles, CA 90025 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “

June 6, 2023 EX-10.1

Form of Demand Note, among the registrant and certain investors (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on June 6, 2023).

Exhibit 10.1 THE ISSUANCE AND SALE OF THE SECURITY REPRESENTED BY THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITY MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (i) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITY UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN

June 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2023 Crown Electrokinetic

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio

June 6, 2023 EX-3.1

Series F Certificate of Designation filed with the Secretary of State of Delaware (incorporated by reference to Exhibit 3.1 to the registrant’s Form 8-K filed on June 6, 2023).

Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES F CONVERTIBLE PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. I, Doug Croxall, hereby certify that I am the Chief Executive Officer of Crown Electrokinetics Corp. (the “Company”), a corporation organized and existing under the Delaware General Corporation Law (the “DGCL”), and further do hereby certify: That pursuant to the authority expressly confe

June 6, 2023 EX-10.2

Form of May Note, among the registrant and certain investors (incorporated by reference to Exhibit 10.2 to the registrant’s Form 8-K filed on June 6, 2023).

Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST

June 6, 2023 EX-10.1

Form of Exchange Agreement, among the registrant and certain investors (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on June 6, 2023).

Exhibit 10.1 EXECUTION COPY EXCHANGE AGREEMENT This Exchange Agreement (the “Agreement”) is entered into as of the 4th day of June, 2023, by and among Crown Electrokinetics Corp., a Delaware corporation with offices located at 11601 Wilshire Blvd., Suite 2240, Los Angeles, CA 90025 (the “Company”) and the investor signatory hereto (the “Holder”), with reference to the following facts: A. Prior to

June 6, 2023 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio

June 6, 2023 EX-99.1

Crown Electrokinetics Completes Restructuring of Balance Sheet

Exhibit 99.1 Crown Electrokinetics Completes Restructuring of Balance Sheet Los Angeles, California, June X, 2023 (GLOBE NEWSWIRE) - Crown Electrokinetics Corp. (NASDAQ: CRKN) ("Crown" or the "Company"), a leading smart glass technology company and an expert in both designing and installing distributed antenna systems (DAS) and constructing fiber optic networks, today announced that it has entered

June 6, 2023 EX-4.1

Form of Exchange Warrant, among the registrant and certain investors (incorporated by reference to Exhibit 4.1 to the registrant’s Form 8-K filed on June 6, 2023).

Exhibit 4.1 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI

May 30, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 Crown Electrokinetic

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware (State or other Jurisdiction of Incorporation) 001-39924 (Commission File No.)

May 22, 2023 10-Q

Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics Cor

May 18, 2023 8-K

Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissio

May 18, 2023 EX-10.3

Form of Demand Note, among the registrant and certain investors (incorporated by reference to Exhibit 10.3 to the registrant’s Form 8-K filed on May 18, 2023).

Exhibit 10.3 THE ISSUANCE AND SALE OF THE SECURITY REPRESENTED BY THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITY MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (i) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITY UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN

May 18, 2023 EX-10.1

Form of Inducement Agreement, among the registrant and certain investors (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on May 18, 2023).

Exhibit 10.1 Crown Electrokinetics Corp. 11601 Wilshire Blvd., Suite 2240 Los Angeles, CA 90025 May , 2023 Holder of Senior Secured Convertible Note Re: Reduction of Conversion Price Dear Holder: Reference is hereby made to that certain Securities Purchase Agreement, dated October 19, 2022, by and among Crown Electrokinetics Corp., a Delaware corporation with offices located at 11601 Wilshire Blvd

May 18, 2023 EX-10.2

Form of LOC Note Amendment, dated May 15, 2023, between the registrant and a certain lender (incorporated by reference to Exhibit 10.2 to the registrant’s Form 8-K filed on May 18, 2023).

Exhibit 10.2 THIRD AMENDMENT TO SECURED NOTE This Third Amendment to the Convertible Promissory Note (the “Amendment”) is entered into as of May 15, 2023 (the “Effective Date”) by and between Eleven Advisors LLC, maintaining an address at 463 Adams St, Denver, CO. 80206 (“Holder”), and Crown Electrokinetics Corp., a Delaware corporation maintaining an address at 11601 Wilshire Blvd., Suite 2240, L

May 15, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo

May 5, 2023 424B4

64,719,258 Shares Crown Electrokinetics Corp.

PROSPECTUS Registration No. 333-271436 Filed pursuant to Rule 424(b)(4) 64,719,258 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by the selling stockholders named herein (the “Selling Stockholders”) of (i) an aggregate of 5,000,000 shares of our common stock, par value $0.0001 per share (“common stock”), issuable upon the conversion of shares of our S

May 3, 2023 CORRESP

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 May 3, 2023

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, Oregon 97330 May 3, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-3 File No. 333-271436 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 193

April 26, 2023 S-3

As filed with the Securities and Exchange Commission on April 25, 2023

As filed with the Securities and Exchange Commission on April 25, 2023 Registration No.

April 26, 2023 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) Crown Electrokinetics Corp.

April 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 Crown Electrokineti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commissi

March 31, 2023 EX-21.1

List of Subsidiaries of the Registrant.

Exhibit 21.1 SUBSIDIAIRES OF CROWN ELECTROKINETICS CORP. Name Place of Incorporation Crown Fiber Optics Corp. Delaware

March 31, 2023 10-K

Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-249833 Crown Electrokinetics Corp. (Ex

March 27, 2023 EX-99.1

Crown’s Fiber Optics Division Adds Third Customer Expanding US Presence

Exhibit 99.1 Crown’s Fiber Optics Division Adds Third Customer Expanding US Presence Total Project Value Estimated at up to $30 Million with Leading Infrastructure Solutions Provider Expanding Crown’s Customer Base and Geographic Coverage to the Southwest Complementing Multi-State Operations Already in the Great Lakes and Northwest. Los Angeles, California, March 27, 2023 (GLOBE NEWSWIRE) - Crown

March 27, 2023 EX-10.1

Form of Waiver Agreement and Amendment, dated March 24, 2023, among the registrant and certain investors (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on March 27, 2023).

Exhibit 10.1 WAIVER AGREEMENT AND AMENDMENT This waiver agreement and amendment (the “Agreement”) is entered into as of the day of March, 2023, by and between Crown Electrokinetics Corp., a Delaware corporation (the “Company”) and the investor signatory hereto (the “Investor”), with reference to the following facts: A. Prior to the date hereof, pursuant to a Securities Purchase Agreement, dated as

March 27, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 Crown Electrokinet

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Commiss

March 15, 2023 SC 13G

CRKN / Crown ElectroKinetics Corp / Long Grove Partners, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 0)* Crown Electrokinetics Corp. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 228339206 (CUSIP Number) Joel Krutz,

March 6, 2023 EX-4.1

Form of Waiver Warrant, among the registrant and certain investors (incorporated by reference to Exhibit 4.1 to the registrant’s Form 8-K filed on March 6, 2023).

U.S. Securities and Exchange Commission You’ve Exceeded the SEC’s Traffic Limit Your request rate has exceeded the SEC’s maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains

March 6, 2023 EX-10.1

Form of Waiver Agreement, dated February 28, 2023, among the registrant and certain investors (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on March 6, 2023).

Exhibit 10.1 OCTOBER NOTE WAIVER #2 AGREEMENT This waiver agreement (the “Agreement”) is entered into as of the 28th day of February 2023, by and between Crown Electrokinetics Corp., a Delaware corporation (the “Company”) and the investor signatory hereto (the “Investor”), with reference to the following facts: A. Prior to the date hereof, pursuant to a Securities Purchase Agreement, dated as of O

March 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 Crown Electroki

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 001-39924 47-5423944 (State or other Jurisdiction of Incorporation) (Comm

February 7, 2023 SC 13G/A

CRKN / Crown Electrokinetics Corp. / ZI Ventures LLC - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1) * Crown Electrokinetics Corp. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 228339206 (CUSIP Nu

February 3, 2023 EX-10.1

Form of Line of Credit Agreement, dated February 2, 2023, between the registrant and a certain lender (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on February 3, 2023).

Exhibit 10.1 LINE OF CREDIT AGREEMENT This LINE OF CREDIT AGREEMENT (this “Agreement”), entered into as of January 30, 2023, between Crown Electrokinetics Corp., Delaware corporation with an address at 11601 Wilshire Blvd Suite 2240 Los Angeles, CA 90025, Attention: Chief Executive Officer, email: [email protected] (“Borrower”), and the Lender identified on the signature page hereto (together with

February 3, 2023 EX-99.1

Crown Electrokinetics Announces Closing of Line of Credit for up to $100 Million

Exhibit 99.1 Crown Electrokinetics Announces Closing of Line of Credit for up to $100 Million Los Angeles, California, Feb. 1, 2023 (GLOBE NEWSWIRE) - Crown Electrokinetics Corp. (NASDAQ: CRKN) ("Crown" or the "Company"), a leading smart glass technology company and an expert in both designing and installing distributed antenna systems (DAS) and constructing fiber optic networks, today announced t

February 3, 2023 EX-3.1

Amendment No. 1 to Series D Preferred Stock Certificate of Designations, Preferences and Rights (incorporated by reference to Exhibit 3.1 to the registrant’s Form 8-K filed on February 3, 2023).

Exhibit 3.1 AMENDMENT NO. 1 TO CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES D PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. This Amendment No. 1 to the Certificate of Designations, Preferences and Rights of the Series D Preferred Stock of Crown Electrokinetics Corp. (this “Amendment No. 1”), dated as of February 1, 2023 (the “Effective Date”), is entered into by Crown Electrokine

February 3, 2023 EX-4.2

Form of Promissory Note, between the registrant and a certain lender (incorporated by reference to Exhibit 4.2 to the registrant’s Form 8-K filed on February 3, 2023).

Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR

February 3, 2023 EX-3.2

Series E Preferred Stock Certificate of Designations, Preferences and Rights (incorporated by reference to Exhibit 3.2 to the registrant’s Form 8-K filed on February 3, 2023).

Exhibit 3.2 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES E PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. The undersigned, being the Chief Executive Officer and Chairman of Crown Electrokinetics Corp., a Delaware corporation (the “Corporation”), in accordance with the provisions of the Delaware General Corporation Law, does hereby certify that, pursuant to the authority conferred

February 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 1, 2023 Crown Electrokin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 1, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) (Comm

February 3, 2023 EX-4.1

Form of Warrant, between the registrant and a certain lender (incorporated by reference to Exhibit 4.1 to the registrant’s Form 8-K filed on February 3, 2023).

Exhibit 4.1 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI

January 4, 2023 EX-10.2

Form of Securities Purchase Agreement, dated January 3, 2023, among the registrant and certain investors (incorporated by reference to Exhibit 10.2 to the registrant’s Form 8-K filed on January 4, 2023).

U.S. Securities and Exchange Commission You’ve Exceeded the SEC’s Traffic Limit Your request rate has exceeded the SEC’s maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains

January 4, 2023 EX-4.2

Form of Senior Note, among the registrant and certain investors (incorporated by reference to Exhibit 4.2 to the registrant’s Form 8-K filed on January 4, 2023).

U.S. Securities and Exchange Commission You’ve Exceeded the SEC’s Traffic Limit Your request rate has exceeded the SEC’s maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains

January 4, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 3, 2023 Crown Electrokine

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 3, 2023 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) (Commi

January 4, 2023 EX-99.1

Crown Electrokinetics Acquires Amerigen 7 Acquisition Adds Immediate Revenue and $67 million Purchase Order

Exhibit 99.1 Crown Electrokinetics Acquires Amerigen 7 Acquisition Adds Immediate Revenue and $67 million Purchase Order LOS ANGELES, January 4, 2023 (GLOBE NEWSWIRE) - Crown Electrokinetics Corp. (NASDAQ: CRKN) (“Crown” or the “Company”), a leading smart glass technology company, today announced it has entered into an asset purchase agreement with Amerigen 7, an emerging leader in the fields of d

January 4, 2023 EX-10.1

Form of Asset Purchase Agreement, dated January 3, 2023, between the Company and Amerigen 7 LLC (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on January 4, 2023).

EX-10.1 4 ea171181ex10-1crownelectro.htm FORM OF ASSET PURCHASE AGREEMENT, DATED JANUARY 3, 2023, BETWEEN THE COMPANY AND AMERIGEN 7 LLC Exhibit 10.1 ASSET PURCHASE AGREEMENT between AMERIGEN 7 LLC and CROWN ELECTROKINETICS CORP. dated as of January 3, 2023 TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE 9 Section 2.01 Purchase and Sale of Assets. 9 Section 2.02 Excluded Ass

January 4, 2023 EX-99.2

This presentation and other written or oral statements made from time to time by representatives of Crown Electrokinetics may co ntain "forward - looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Sec

EX-99.2 7 ea171181ex99-2crownelectro.htm INVESTOR PRESENTATION DATED JANUARY 4, 2023 Exhibit 99.2 This presentation and other written or oral statements made from time to time by representatives of Crown Electrokinetics may co ntain "forward - looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934. For

January 4, 2023 EX-4.1

Form of Warrant, among the registrant and certain investors (incorporated by reference to Exhibit 4.1 to the registrant’s Form 8-K filed on January 4, 2023).

U.S. Securities and Exchange Commission You’ve Exceeded the SEC’s Traffic Limit Your request rate has exceeded the SEC’s maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains

December 23, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2022 CROWN ELECTROKI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2022 CROWN ELECTROKINETICS CORP. (Exact Name of Registrant as Specified in Charter) Delaware 001-39924 47-5423944 (State or Other Jurisdiction of Incorporation) (Commissi

November 28, 2022 424B4

53,548,767 Shares Crown Electrokinetics Corp.

Prospectus Registration No. 333-268444 Filed pursuant to Rule 424(b)(4) 53,548,767 Shares Crown Electrokinetics Corp. This prospectus relates to the resale, from time to time, by the selling stockholders named herein (the ?Selling Stockholders?) of (i) an aggregate of 814,102 shares of our common stock, par value $0.0001 per share (?common stock?), issuable upon the conversion of shares of our Ser

November 25, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

November 23, 2022 CORRESP

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, OR 97330

Crown Electrokinetics Corp. 1110 NE Circle Blvd. Corvallis, OR 97330 November 23, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-3 File No. 333-268444 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1

November 17, 2022 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) Crown Electrokinetics Corp.

November 17, 2022 S-3

As filed with the Securities and Exchange Commission on November 17, 2022

As filed with the Securities and Exchange Commission on November 17, 2022 Registration No.

November 14, 2022 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

PRE 14A 1 ea168426-pre14acrownelectro.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for

November 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT UNDER SE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics

October 20, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 19, 2022 Crown Electrokin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 19, 2022 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) (Comm

October 20, 2022 EX-10.1

Form of Securities Purchase Agreement, dated October 19, 2022, between the Company and the Investors (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on October 20, 2022).

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of October 19, 2022, is by and among Crown Electrokinetics Corp., a Delaware corporation with offices located at 11601 Wilshire Blvd., Suite 2240, Los Angeles, CA 90025 (the ?Company?), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a ?Buyer? and coll

October 20, 2022 EX-4.2

Form of Senior Note, by and between the registrant and certain investors (incorporated by reference to Exhibit 4.2 to the registrant’s Form 8-K filed on October 20, 2022).

Exhibit 4.2 [FORM OF SENIOR SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A)

October 20, 2022 EX-10.2

Form of Registration Rights Agreement, dated October 19, 2022, between the Company and the Investors (incorporated by reference to Exhibit 10.2 to the registrant’s Form 8-K filed on October 20, 2022).

Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of October 19, 2022, is by and among Crown Electrokinetics Corp., a Delaware corporation with offices located at 11601 Wilshire Blvd., Suite 2240, Los Angeles, CA 90025 (the ?Company?), and the undersigned buyers (each, a ?Buyer,? and collectively, the ?Buyers?). RECITALS A. In connection wit

October 20, 2022 EX-4.1

Form of Warrant, by and between the registrant and certain investors (incorporated by reference to Exhibit 4.1 to the registrant’s Form 8-K filed on October 20, 2022).

Exhibit 4.1 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI

October 20, 2022 EX-10.3

Form of Security Agreement, dated October 19, 2022, between the Company and the Collateral Agent (incorporated by reference to Exhibit 10.3 to the registrant’s Form 8-K filed on October 20, 2022).

Exhibit 10.3 SECURITY AND PLEDGE AGREEMENT SECURITY AND PLEDGE AGREEMENT, dated as of October 19, 2022 (this ?Agreement?), made by Crown Electrokinetics Corp., a Nevada corporation, with offices located at [] (the ?Company?), and each of the undersigned direct and indirect Domestic Subsidiaries (as defined below) of the Company from time to time, if any (each a ?Grantor? and together with the Comp

October 5, 2022 424B5

CROWN ELECTROKINETICS CORP. Up to $3,500,000 COMMON STOCK

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $3,500,000 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplement

October 4, 2022 424B5

CROWN ELECTROKINETICS CORP. Up to $4,000,000 COMMON STOCK

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $4,000,000 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplement

September 16, 2022 SC 13G

CRKN / Crown Electrokinetics Corp. / ZI Ventures LLC - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. ) * Crown Electrokinetics Corp. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 228339206 (CUSIP Num

September 2, 2022 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 1, 2022 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporati

August 15, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT UNDER SECTION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39924 Crown Electrokinetics Corp.

July 29, 2022 EX-4.1

Form of Warrant, dated July 26, 2022, by and between the registrant and certain investors (incorporated by reference to Exhibit 4.1 to the registrant’s Form 8-K filed on July 29, 2022).

Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR

July 29, 2022 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 26, 2022 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) (Commiss

July 29, 2022 EX-10.1

Form of Securities Purchase Agreement, dated July 26, 2022, between the Company and the Purchasers (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K dated July 29, 2022).

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of July 26, 2022, by and among Crown Electrokinetics Corp., a Delaware corporation (the ?Company?), and the investors listed on the Schedule of Buyers attached hereto as Annex A and identified on the signature pages hereto (each, an ?Investor? and, collectively, the ?Investors?). WHEREAS, s

July 29, 2022 EX-10.2

Form of Registration Rights Agreement, dated July 26, 2022, between the Company and the Purchasers (incorporated by reference to Exhibit 10.2 to the registrant’s Form 8-K filed on July 29, 2022).

EX-10.2 4 ea163591ex10-2crownelectro.htm FORM OF REGISTRATION RIGHTS AGREEMENT, DATED JULY 26, 2022, BETWEEN THE COMPANY AND THE PURCHASERS Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of July 26, 2022, between Crown Electrokinetics Corp., a Delaware corporation (the “Company”), and each of the several purchasers signa

July 22, 2022 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 19, 2022 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation)

July 22, 2022 EX-4.1

Form of Warrant, dated July 19, 2022, by and between the registrant and Roth Capital Partners, LLC (incorporated by reference to Exhibit 4.1 to the registrant’s Form 8-K filed on July 22, 2022).

Exhibit 4.1 Crown Electrokinetics Corp. UNDERWRITING AGREEMENT 1,250,000 Shares of Common Stock July 19, 2022 Roth Capital Partners, LLC As the Representative of the Several Underwriters Named on Schedule I hereto c/o Roth Capital Partners, LLC888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Crown Electrokinetics Corp., a Delaware corporation (the ?Company?), propose

July 22, 2022 EX-1.1

Underwriting Agreement, dated July 19, 2022, by and between Crown Electrokinetics Corp. and Roth Capital Partners, LLC (as representative of the underwriters named therein).

Exhibit 1.1 NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE

July 21, 2022 424B5

CROWN ELECTROKINETICS CORP. SHARES OF COMMON STOCK

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 PROSPECTUS SUPPLEMENT (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. SHARES OF COMMON STOCK We are offering shares of our common stock. Each share of our common stock will be sold at a price of $0.80 per share. Our common stock is traded on the Nasdaq Capital Market, or Nasdaq, under the symbol ?CRKN?. On July 19,

July 19, 2022 424B5

CROWN ELECTROKINETICS CORP. Up to $2,000,000 COMMON STOCK

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 Supplement to Prospectus Supplement dated March 30, 2022 (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. Up to $2,000,000 COMMON STOCK This prospectus supplement, or this supplement, supplements, modifies and supersedes, only to the extent indicated herein, certain information contained in our prospectus supplement

July 8, 2022 8-K

Financial Statements and Exhibits, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 8, 2022 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) (Commissi

July 8, 2022 EX-3.4

Certificate of Designations, Preferences and Rights of Series D Preferred Stock of Crown Electrokinetics Corp. (incorporated by reference to Exhibit 3.4 to the registrant’s Form 8-K filed on July 8, 2022).

Exhibit 3.4 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES D PREFERRED STOCK OF CROWN ELECTROKINETICS CORP. The undersigned, being the Chief Executive Officer and Chairman of Crown Electrokinetics Corp., a Delaware corporation (the ?Corporation?), in accordance with the provisions of the Delaware General Corporation Law, does hereby certify that, pursuant to the authority conferred

May 16, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT UNDER SECTIO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-232426 Crown Electrokinetics Cor

May 5, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2022 Crown Electrokinetics Corp. (Exact name of registrant as specified in its charter) Delaware 333-249833 47-5423944 (State or other jurisdiction of incorporation) (Commis

March 31, 2022 EX-10.6

Employment Agreement, dated June 16, 2021, by and between Crown Electrokinetics Corp. and Doug Croxall (incorporated by reference to Exhibit 10.6 to the registrant’s Transition Report on Form 10-KT filed on March 30, 2022).

Exhibit 10.6 EMPLOYMENT AGREEMENT This AGREEMENT (the ?Agreement?) is made as of the date signed (the ?Effective Date?), by and between Crown Electrokinetics Corp., a Delaware corporation with offices at Los Angeles (the ?Employer?) and Doug Croxall (the ?Executive?). In consideration of the mutual covenants contained in this Agreement, the Employer and the Executive agree as follows: 1. Employmen

March 31, 2022 EX-10.8

Independent Contractor/Consulting Agreement, dated February 25, 2021, by and between Crown Electrokinetics Corp. and Kaizen Reserve, Inc. (incorporated by reference to Exhibit 10.8 to the registrant’s Transition Report on Form 10-KT filed on March 30, 2022).

Exhibit 10.8 INDEPENDENT CONTRACTOR/CONSULTING AGREEMENT This independent contractor/consulting agreement (the ?Agreement?) is made and entered into as of February 25, 2021 (?Effective Date?), by and between Crown Electrokinetics Corp. (the ?Company?), at 1110 NE Circle Blvd., Corvallis, Oregon 97330, and Kaizan Reserve, Inc. (?Contractor?), at 1725 Butler Avenue, Suite 207, Los Angeles, Californi

March 31, 2022 10-KT

Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KT ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from April 1, 2021 to December 31, 2021 Commission File Number: 333-249833 Crown Electrokin

March 31, 2022 EX-10.1

Sales Agreement, dated as of March 30, 2022, by and between Crown Electrokinetics Corp. and A.G.P./Alliance Global Partners (incorporated by reference to Exhibit 10.1 of the registrant’s Form 8-K filed on March 31, 2022).

Exhibit 10.1 Execution Version CROWN ELECTROKINETICS CORP. COMMON STOCK SALES AGREEMENT March 30, 2022 A.G.P./Alliance Global Partners 590 Madison Avenue New York, NY 10022 Ladies and Gentlemen: Crown Electrokinetics Corp., a Delaware corporation (the ?Company?), confirms its agreement (this ?Agreement?) with A.G.P./Alliance Global Partners (the ?Sales Agent?), as follows: 1. Issuance and Sale of

March 31, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2022 CROWN ELECTROKINETICS CORP. (Exact Name of Registrant as Specified in Charter) Delaware 001-39924 47-5423944 (State or Other Jurisdiction of Incorporation) (Commission

March 31, 2022 EX-10.7

Employment Agreement, dated February 20, 2021, by and between Crown Electrokinetics Corp. and Edward Kovalik (incorporated by reference to Exhibit 10.7 to the registrant’s Transition Report on Form 10-KT filed on March 30, 2022).

Exhibit 10.7

March 31, 2022 424B5

CROWN ELECTROKINETICS CORP. $5,000,000 COMMON STOCK

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262122 PROSPECTUS SUPPLEMENT (To the Prospectus dated January 21, 2022) CROWN ELECTROKINETICS CORP. $5,000,000 COMMON STOCK This prospectus supplement and the accompanying prospectus relate to the issuance and sale of up to $5,000,000 of shares of common stock, par value $0.001 per share, of Crown Electrokinetics Corp. (the ?Company?, ?we?, or

March 31, 2022 EX-10.9

Employment Agreement, dated June 21, 2021, by and between Crown Electrokinetics Corp. and Joel Krutz (incorporated by reference to Exhibit 10.9 to the registrant’s Transition Report on Form 10-KT filed on March 30, 2022).

Exhibit 10.9

March 30, 2022 EX-99.1

Crown Electrokinetics Reports Stub Period Financial Results for the Nine Months Ended December 31, 2021

Exhibit 99.1 Crown Electrokinetics Reports Stub Period Financial Results for the Nine Months Ended December 31, 2021 Los Angeles, California, March 30th, 2022 - Crown Electrokinetics Corp. (NASDAQ: CRKN) (?Crown? or the ?Company?), a leading smart glass technology company, will today report its financial results for the nine-month Stub Period ended December 31, 2021. Doug Croxall, Crown, CEO, ?In

March 30, 2022 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2022 CROWN ELECTROKINETICS CORP. (Exact Name of Registrant as Specified in Charter) Delaware 001-39924 47-5423944 (State or Other Jurisdiction of Incorporation) (Commission

March 28, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2022 CROWN ELECTROKINETICS CORP. (Exact Name of Registrant as Specified in Charter) Delaware 001-39924 47-5423944 (State or Other Jurisdiction of Incorporation) (Commission

March 28, 2022 EX-10.1

Master Supply Agreement, dated March 25, 2022, between Brandywine Operating Partnership, L.P. and Crown Electrokinetics Corp. (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed on March 28, 2022).

Exhibit 10.1 MASTER SUPPLY AGREEMENT THIS MASTER SUPPLY AGREEMENT (this ?Agreement?) is between Crown Electrokinetics Corp., a Delaware corporation (?Crown?), and BRANDYWINE OPERATING PARTNERSHIP, L.P., a Delaware limited partnership (?Buyer?), and is effective as of March 25, 2022, 2022. Crown and Buyer are collectively referred to in this Agreement as the ?Parties,? and each individually as a ?P

January 19, 2022 CORRESP

January 19, 2022

CORRESP 1 filename1.htm January 19, 2022 VIA EDGAR Patrick Fullem Staff Attorney Division of Corporation Finance Office of Manufacturing U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Crown Electrokinetics Corp. Registration Statement on Form S-3, File No. 333-262122 Dear Mr. Fullem: Pursuant to Rule 461 of the General Rules and Regulations under the Securities A

January 12, 2022 S-3

As filed with the Securities and Exchange Commission on January 12, 2022

As filed with the Securities and Exchange Commission on January 12, 2022 Registration No.

December 23, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 23, 2021 CROWN ELECTROKINETICS CORP. (Exact Name of Registrant as Specified in Charter) Delaware 001-39924 47-5423944 (State or Other Jurisdiction of Incorporation) (Commissi

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