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| CIK | 886125 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alcatel Lucent
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 19, 2021 |
F-X/A 1 f-x.htm U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): Nokia Corporation B. (1) This is an [check one]: ☐ original filing for the Filer. ☑ amended filing for the Filer. (2) Check the following box if you are filing the Form F-X in paper in accordance with Regul |
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| January 2, 2018 |
OMB APPROVAL OMBNumber: 3235-0379 Expires: June 30, 2018 Estimated average burden hours per response 2. |
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| November 10, 2016 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-11130 ALCATEL LUCENT (Exact name of registrant as specified in its |
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| November 10, 2016 |
S-8 POS 1 d200916ds8pos.htm S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statemen |
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| November 10, 2016 |
S-8 POS 1 d200916ds8pos.htm S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statemen |
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| November 10, 2016 |
S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-129288 Post-Effect |
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| November 10, 2016 |
S-8 POS 1 d200916ds8pos.htm S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statemen |
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| November 10, 2016 |
S-8 POS 1 d200916ds8pos.htm S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statemen |
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| November 10, 2016 |
S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-129288 Post-Effect |
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| November 10, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-129288 Post-Effective Amen |
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| November 10, 2016 |
S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-129288 Post-Effect |
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| November 10, 2016 |
S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-129288 Post-Effect |
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| November 10, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-129288 Post-Effective Amen |
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| November 10, 2016 |
S-8 POS 1 d200916ds8pos.htm S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statemen |
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| November 10, 2016 |
S-8 POS 1 d200916ds8pos.htm S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statemen |
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| November 10, 2016 |
S-8 POS 1 d200916ds8pos.htm S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statemen |
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| November 10, 2016 |
S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-129288 Post-Effect |
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| November 10, 2016 |
S-8 POS 1 d200916ds8pos.htm S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statemen |
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| November 10, 2016 |
S-8 POS 1 d200916ds8pos.htm S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statemen |
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| November 10, 2016 |
S-8 POS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-13410 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-108755 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-119746 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-129288 Post-Effect |
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| November 8, 2016 |
Alcatel Lucent 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2016 Commission File No.: 1-11130 (Translation of registrant?s name into English) 148/152 Route de la Reine 92100 Boulogne-Billancourt ? France (Address of principal executive off |
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| November 2, 2016 |
CB/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No. 3) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ? Securities Act Rule 802 (Exchange Offer) ? Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) |
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| November 2, 2016 |
EX-99.7 2 d263001dex997.htm EX-99.7 STOCK EXCHANGE RELEASE November 2, 2016 Nokia to own 100% of Alcatel-Lucent following squeeze-out to occur today Nokia Corporation Stock Exchange Release November 2, 2016 at 16:35 (CET +1) Nokia to own 100% of Alcatel-Lucent following squeeze-out to occur today Espoo, Finland – Nokia announces that it acquired 56 675 006 Alcatel-Lucent shares (the “Shares”), 6 7 |
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| November 2, 2016 |
Alcatel Lucent SC 13D/A (Activist Acquisition of More Than 5% of Shares) SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ?240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13-D (Amendment No. 10)* Alcatel Lucent (Name of Issuer) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of Securities) Copies |
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| October 26, 2016 |
CB/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No. 2) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ? Securities Act Rule 802 (Exchange Offer) ? Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) |
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| October 26, 2016 |
EX-99.6 2 d466771dex996.htm EX-99.6 Exhibit 99.6 STOCK EXCHANGE RELEASE 1 (4) October 25, 2016 New expiration date announced for Nokia’s public buy-out offer for Alcatel-Lucent securities; Squeeze-out expected to occur on November 2, 2016 Nokia Corporation Stock Exchange Release October 25, 2016 at 17:25 (CET +1) New expiration date announced for Nokia’s public buy-out offer for Alcatel-Lucent sec |
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| October 26, 2016 |
ALU / Alcatel Lucent / NOKIA CORP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13-D (Amendment No. 9)* Alcatel Lucent (Name of Issuer) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of Securities) Copies t |
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| October 5, 2016 |
EX-99.5 2 d245346dex995.htm EX-99.5 Exhibit 99.5 STOCK EXCHANGE RELEASE 1 (3) October 4, 2016 Expiration date of Nokia’s public buy-out offer for Alcatel-Lucent securities extended following a legal action against AMF clearance decision; squeeze-out to follow completion of public buy-out offer Nokia Corporation Stock Exchange Release October 4, 2016 at 17:30 (CET +1) Expiration date of Nokia’s pub |
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| October 5, 2016 |
CB/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (Amendment No. 1) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ? Securities Act Rule 802 (Exchange Offer) ? Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) |
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| October 5, 2016 |
ALU / Alcatel Lucent / NOKIA CORP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13-D (Amendment No. 8)* Alcatel Lucent (Name of Issuer) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of Securities) Copies t |
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| September 22, 2016 |
F-X 1 d248207dfx.htm F-X U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): Nokia Corporation B. (1) This is [check one]: x an original filing for the Filer. ¨ an amended filing for the Filer. (2) Check the following box if you are filing the Form F-X in paper in accordanc |
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| September 22, 2016 |
CB 1 d260787dcb.htm CB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ¨ Securities Act Rule 802 (Exchange Offer) ¨ Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) |
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| September 22, 2016 |
EX-99.2 3 d260787dex992.htm EX-99.2 Exhibit 99.2 TRANSLATION FROM THE FRENCH VERSION FOR INFORMATION PURPOSES ONLY PUBLIC BUY-OUT OFFER FOLLOWED BY A SQUEEZE-OUT RELATING TO THE SHARES AND BONDS CONVERTIBLE INTO NEW SHARES OR EXCHANGEABLE FOR EXISTING SHARES (OCEANES) OF THE COMPANY INITIATED BY NOKIA CORPORATION PRESENTED BY INFORMATION RELATING, IN PARTICULAR, TO THE LEGAL, FINANCIAL AND ACCOUNT |
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| September 22, 2016 |
ALU / Alcatel Lucent / NOKIA CORP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13-D (Amendment No. 7)* Alcatel Lucent (Name of Issuer) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of Securities) Copies t |
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| September 22, 2016 |
Exhibit 99.3 TRANSLATION FROM THE FRENCH FOR INFORMATION PURPOSES ONLY PUBLIC BUY-OUT OFFER FOLLOWED BY A SQUEEZE-OUT RELATING TO THE SHARES AND BONDS CONVERTIBLE INTO NEW SHARES OR EXCHANGEABLE FOR EXISTING SHARES (OCEANES) OF THE COMPANY INITIATED BY NOKIA CORPORATION INFORMATION RELATING IN PARTICULAR TO THE LEGAL, FINANCIAL AND ACCOUNTING ASPECTS OF ALCATEL LUCENT (INFORMATIONS RELATIVES AUX C |
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| September 22, 2016 |
EX-99.1 Exhibit 99.1 TRANSLATION FROM THE FRENCH VERSION FOR INFORMATION PURPOSES ONLY PUBLIC BUY-OUT OFFER FOLLOWED BY A SQUEEZE-OUT RELATING TO THE SHARES AND BONDS CONVERTIBLE INTO NEW SHARES OR EXCHANGEABLE FOR EXISTING SHARES (OCEANES) OF THE COMPANY INITIATED BY NOKIA CORPORATION PRESENTED BY JOINT OFFER DOCUMENT (NOTE D’INFORMATION CONJOINTE) PREPARED BY NOKIA CORPORATION AND ALCATEL LUCENT |
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| September 21, 2016 |
EX-99.1 2 d248461dex991.htm EX-99.1 Exhibit 99.1 TRANSLATION FROM THE FRENCH VERSION FOR INFORMATION PURPOSES ONLY PUBLIC BUY OUT OFFER FOLLOWED BY A SQUEEZE OUT RELATING TO THE SHARES AND BONDS CONVERTIBLE INTO NEW SHARES OR EXCHANGEABLE FOR EXISTING SHARES (OCEANES) OF THE COMPANY INITIATED BY THE COMPANY NOKIA CORPORATION PRESENTED BY PRESS RELEASE RELATING TO THE AVAILABILITY OF THE JOINT OFFE |
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| September 21, 2016 |
Alcatel Lucent 6-K (Current Report of Foreign Issuer) 6-K 1 d248461d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Dated September 21, 2016 Commission File No.: 1-11130 (Translation of registrant’s name into English) 148/152 Route de la Reine 92100 Boulogne-Billancourt — France (Address of principal |
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| September 6, 2016 |
Alcatel Lucent 6-K (Current Report of Foreign Issuer) 6-K 1 d239611d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Dated September 6, 2016 Commission File No.: 1-11130 (Translation of registrant’s name into English) 148/152 Route de la Reine 92100 Boulogne-Billancourt — France (Address of principal |
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| September 6, 2016 |
EX-99.1 2 d239611dex991.htm EX-99.1 Exhibit 99.1 TRANSLATION FROM THE FRENCH VERSION FOR INFORMATION PURPOSES ONLY This press release does not constitute an offer to purchase any securities. The offer described hereinafter may only be opened after the clearance of the French stock market authority. PRESS RELEASE RELATING TO THE FILING OF THE PROPOSED PUBLIC BUY-OUT OFFER FOLLOWED BY A SQUEEZE-OUT |
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| September 6, 2016 |
Alcatel Lucent SC 13D/A (Activist Acquisition of More Than 5% of Shares) SC 13D/A 1 d234790dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13-D (Amendment No. 6)* Alcatel Lucent (Name of Issuer) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of |
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| September 6, 2016 |
EX-11 Exhibit 11 TRANSLATION FROM THE FRENCH VERSION FOR INFORMATION PURPOSES ONLY This offer and this draft joint offer document remain subject to approval by the French stock market authority PROPOSED PUBLIC BUY-OUT OFFER FOLLOWED BY A SQUEEZE-OUT RELATING TO THE SHARES AND BONDS CONVERTIBLE INTO NEW SHARES OR EXCHANGEABLE FOR EXISTING SHARES (OCEANES) OF THE COMPANY INITIATED BY NOKIA CORPORATION PRESENTED BY DRAFT JOINT OFFER DOCUMENT (PROJET DE NOTE D?INFORMATION CONJOINTE) PREPARED BY NOKIA CORPORATION AND ALCATEL LUCENT PRICE OF THE OFFER: 3. |
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| August 5, 2016 |
Alcatel Lucent 6-K (Current Report of Foreign Issuer) 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 17, 2016 |
Alcatel Lucent SCHEDULE 13-D AMENDMENT NO. 5 (Activist Acquisition of More Than 5% of Shares) Schedule 13-D Amendment No. 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ?240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13-D (Amendment No. 5)* Alcatel Lucent (Name of Issuer) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of |
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| June 16, 2016 |
SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of Securities) Am |
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| June 16, 2016 |
EX-99.A.5.1 2 d114298dex99a51.htm EXHIBIT (A)(5)(1) Exhibit (a)(5)(1) Nokia expects to cross 95% ownership thresholds in Alcatel Lucent and announces intention to file a public buy-out offer in cash for the remaining Alcatel Lucent securities followed by a squeeze-out Nokia Corporation Stock Exchange Release June 16, 2016 at 08:00 (CET +1) Nokia expects to cross 95% ownership thresholds in Alcatel |
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| May 27, 2016 |
Exhibit 1.01 NOKIA CONFLICT MINERALS REPORT FOR 2015 May 27, 2016 Introduction This conflict minerals report for 2015 includes the business that was conducted by Nokia in 2015 as well as the business of Alcatel-Lucent in 2015. All references to Nokia in Table 1 in the report include Alcatel-Lucent unless otherwise indicated. Due diligence results for 2015 are presented separately for each company. |
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| May 27, 2016 |
Alcatel Lucent SPECIALIZED DISCLOSURE REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALCATEL-LUCENT (Exact name of registrant as specified in its charter) FRANCE 1-11130 (State or other jurisdiction (Commission (IRS Employer of incorporation or organization) File Number) Identification Number) 148/152 route de la Reine, 92100 Boulogne-Billancourt, France 92100 (Address of |
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| May 17, 2016 |
Alcatel Lucent SC 13D/A (Activist Acquisition of More Than 5% of Shares) SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ?240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13-D (Amendment No. 4)* Alcatel Lucent (Name of Issuer) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of Securities) American |
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| May 10, 2016 |
Alcatel Lucent 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2016 Commission File No.: 1-11130 (Translation of registrant?s name into English) 148/152 Route de la Reine 92100 Boulogne-Billancourt ? France (Address of principal executive offices |
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| May 10, 2016 |
ALU / Alcatel Lucent / NOKIA CORP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13-D (Amendment No. 3)* Alcatel Lucent (Name of Issuer) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of Securities) American |
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| May 2, 2016 |
Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Exhibit 13.2 Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 In connection with the accompanying Annual Report on Form 20-F of Alcatel-Lucent (the ?Company?) for the annual period ended December 31, 2015 (the ?Periodic Report?), I, Olivier Durand, Chief Financial Officer of the Company, hereby certify pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 90 |
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| May 2, 2016 |
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 EX-12.2 Exhibit 12.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Olivier Durand, certify that: 1. I have reviewed this annual report on Form 20-F of Alcatel Lucent (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| May 2, 2016 |
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 EX-12.1 Exhibit 12.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Philippe Camus, certify that: 1. I have reviewed this annual report on Form 20-F of Alcatel Lucent (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| May 2, 2016 |
Exhibit 4.4 EXECUTION VERSION CONFIDENTIAL FRAMEWORK AGREEMENT BY AND BETWEEN NOKIA CORPORATION AND ALCATEL LUCENT SA DATED AS OF JANUARY 8, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.1 Specific Definitions 2 Section 1.2 Interpretation 7 ARTICLE II GUIDING PRINCIPLES Section 2.1 Corporate Interest of each Party 7 Section 2.2 Arms? Length Conditions 8 Section 2.3 Protection of Inte |
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| May 2, 2016 |
Exhibit 4.3 EXECUTION VERSION CONFIDENTIAL MASTER SERVICES AGREEMENT BY AND BETWEEN NOKIA CORPORATION AND ALCATEL LUCENT SA DATED AS OF JANUARY 8, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.1 Specific Definitions 2 Section 1.2 Interpretation 8 ARTICLE II GUIDING PRINCIPLES Section 2.1 Corporate Interest of each Party 8 Section 2.2 Arms? Length Conditions 9 Section 2.3 Protection o |
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| May 2, 2016 |
EXHIBIT 4.1 DATED 3 FEBRUARY 2016 USD 2,000,000,0000 REVOLVING FACILITIES AGREEMENT for ALCATEL-LUCENT USA INC. as the Company with NOKIA OYJ as Lender Skadden, Arps, Slate, Meagher & Flom (UK) LLP 40 Bank Street Canary Wharf London E14 5DS United Kingdom - 1 - CONTENTS Clause Page 1. Definitions and Interpretation 3 2. The Facilities 11 3. Conditions of Utilisation 12 4. Utilisation 12 5. Repayme |
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| May 2, 2016 |
Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 Exhibit 13.1 Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 In connection with the accompanying Annual Report on Form 20-F of Alcatel-Lucent (the ?Company?) for the annual period ended December 31, 2015 (the ?Periodic Report?), I, Philippe Camus, Chief Executive Officer of the Company, hereby certify pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 90 |
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| May 2, 2016 |
Exhibit 4.2 EXECUTION VERSION DATED APRIL 13, 2016 EUR 1,000,000,000 REVOLVING FACILITY AGREEMENT for ALCATEL-LUCENT PARTICIPATIONS as the Company with NOKIA OYJ as Lender - 1 - CONTENTS Clause Page 1. Definitions and Interpretation 3 2. The Facility 10 3. Conditions of Utilisation 11 4. Utilisation 11 5. Repayment 12 6. Prepayment and Cancellation 13 7. Interest 14 8. Interest Periods and Terms 1 |
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| May 2, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F/A Amendment No. 1 20-F/A Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F/A Amendment No. 1 ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF |
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| May 2, 2016 |
ALCATEL LUCENT ARTICLES OF ASSOCIATION AND BY-LAWS EX-1.1 2 d130996dex11.htm EX-1.1 Exhibit 1.1 ALCATEL LUCENT ARTICLES OF ASSOCIATION AND BY-LAWS March 18, 2016 ARTICLES OF ASSOCIATION AND BY-LAWS Article 1 – Legal Form The Company, made up of holders of existing shares and shares that may be issued in the future, is in the form of a “société anonyme” governed by the statutory and regulatory provisions in force at present and in the future and by |
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| April 28, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F 20-F 1 d130996d20f.htm 20-F Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) |
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| April 28, 2016 |
EXHIBIT 4.1 DATED 3 FEBRUARY 2016 USD 2,000,000,0000 REVOLVING FACILITIES AGREEMENT for ALCATEL-LUCENT USA INC. as the Company with NOKIA OYJ as Lender Skadden, Arps, Slate, Meagher & Flom (UK) LLP 40 Bank Street Canary Wharf London E14 5DS United Kingdom - 1 - CONTENTS Clause Page 1. Definitions and Interpretation 3 2. The Facilities 11 3. Conditions of Utilisation 12 4. Utilisation 12 5. Repayme |
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| April 28, 2016 |
ALCATEL LUCENT ARTICLES OF ASSOCIATION AND BY-LAWS Exhibit 1.1 ALCATEL LUCENT ARTICLES OF ASSOCIATION AND BY-LAWS March 18, 2016 ARTICLES OF ASSOCIATION AND BY-LAWS Article 1 ? Legal Form The Company, made up of holders of existing shares and shares that may be issued in the future, is in the form of a ?soci?t? anonyme? governed by the statutory and regulatory provisions in force at present and in the future and by the present Articles of associat |
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| April 28, 2016 |
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 EX-12.2 Exhibit 12.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Olivier Durand, certify that: 1. I have reviewed this annual report on Form 20-F of Alcatel Lucent (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| April 28, 2016 |
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 EX-12.1 Exhibit 12.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Philippe Camus, certify that: 1. I have reviewed this annual report on Form 20-F of Alcatel Lucent (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| April 28, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-15.1 9 d130996dex151.htm EX-15.1 Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference of our reports dated April 27, 2016 relating to the consolidated financial statements of Alcatel Lucent and subsidiaries (the “Group”) (which report expresses an unqualified opinion and includes an explanatory paragraph relating to a restatement of |
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| April 28, 2016 |
Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 EX-13.1 Exhibit 13.1 Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 In connection with the accompanying Annual Report on Form 20-F of Alcatel-Lucent (the “Company”) for the annual period ended December 31, 2015 (the “Periodic Report”), I, Philippe Camus, Chief Executive Officer of the Company, hereby certify pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Se |
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| April 28, 2016 |
Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 EX13.2 Exhibit 13.2 Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 In connection with the accompanying Annual Report on Form 20-F of Alcatel-Lucent (the “Company”) for the annual period ended December 31, 2015 (the “Periodic Report”), I, Olivier Durand, Chief Financial Officer of the Company, hereby certify pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Sec |
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| April 28, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-15.2 10 d130996dex152.htm EX-15.2 Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the following Registration Statements: i. Form S-8 Registration Statement (File No. 333-13410), filed with the SEC on April 27, 2001; ii. Form S-8 Registration Statement (File No. 333-108755), filed with the SEC on September 12, 2003; iii. Form |
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| April 28, 2016 |
Exhibit 4.2 EXECUTION VERSION DATED APRIL 13, 2016 EUR 1,000,000,000 REVOLVING FACILITY AGREEMENT for ALCATEL-LUCENT PARTICIPATIONS as the Company with NOKIA OYJ as Lender - 1 - CONTENTS Clause Page 1. Definitions and Interpretation 3 2. The Facility 10 3. Conditions of Utilisation 11 4. Utilisation 11 5. Repayment 12 6. Prepayment and Cancellation 13 7. Interest 14 8. Interest Periods and Terms 1 |
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| April 27, 2016 |
Alcatel Lucent 6-K (Current Report of Foreign Issuer) 6-K 1 d185244d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2016 Commission File No.: 1-11130 (Translation of registrant’s name into English) 148/152 Route de la Reine 92100 Boulogne-Billancourt — France (Address of princ |
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| April 13, 2016 |
Alcatel Lucent POST EFFECTIVE AMENDMENT NO.1 TO FORM S-8 Post Effective Amendment No.1 to Form S-8 As filed with the Securities and Exchange Commission on April 13, 2016 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-11092 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-11388 Post-Effective Amendment No. 2 to Form S-8 Regi |
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| April 13, 2016 |
Alcatel Lucent POST EFFECTIVE AMENDMENT NO.1 TO FORM S-8 Post Effective Amendment No.1 to Form S-8 As filed with the Securities and Exchange Commission on April 13, 2016 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-11092 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-11388 Post-Effective Amendment No. 2 to Form S-8 Regi |
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| April 13, 2016 |
Alcatel Lucent POST EFFECTIVE AMENDMENT NO.1 TO FORM S-8 Post Effective Amendment No.1 to Form S-8 As filed with the Securities and Exchange Commission on April 13, 2016 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-11092 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-11388 Post-Effective Amendment No. 2 to Form S-8 Regi |
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| April 13, 2016 |
Alcatel Lucent POST EFFECTIVE AMENDMENT NO.1 TO FORM S-8 As filed with the Securities and Exchange Commission on April 13, 2016 Registration No. |
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| April 13, 2016 |
Alcatel Lucent POST EFFECTIVE AMENDMENT NO.1 TO FORM S-8 As filed with the Securities and Exchange Commission on April 13, 2016 Registration No. |
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| April 13, 2016 |
Alcatel Lucent POST EFFECTIVE AMENDMENT NO.1 TO FORM S-8 As filed with the Securities and Exchange Commission on April 13, 2016 Registration No. |
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| April 13, 2016 |
Alcatel Lucent POST EFFECTIVE AMENDMENT NO.2 TO FORM S-8 Post Effective Amendment No.2 to Form S-8 As filed with the Securities and Exchange Commission on April 13, 2016 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-11092 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-11388 Post-Effective Amendment No. 2 to Form S-8 Regi |
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| April 13, 2016 |
Alcatel Lucent POST EFFECTIVE AMENDMENT NO.1 TO FORM S-8 S-8 POS 1 d173760ds8pos.htm POST EFFECTIVE AMENDMENT NO.1 TO FORM S-8 As filed with the Securities and Exchange Commission on April 13, 2016 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-11092 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-11388 Post-Effective Amen |
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| April 13, 2016 |
Alcatel Lucent POST EFFECTIVE AMENDMENT NO.1 TO FORM S-8 Post Effective Amendment No.1 to Form S-8 As filed with the Securities and Exchange Commission on April 13, 2016 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-11092 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-11388 Post-Effective Amendment No. 2 to Form S-8 Regi |
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| March 17, 2016 |
EX-10 2 d121689dex10.htm EX-10 Exhibit 10 SHARE PURCHASE AGREEMENT SHARE PURCHASE AGREEMENT, dated as of March 16, 2016 (“Agreement”), between JPMorgan Chase Bank, N.A., as depositary (the “Depositary”) and Nokia Corporation (“Buyer”). WHEREAS, Alcatel Lucent S.A. (the “Company”), the Depositary and all holders from time to time of American Depositary Receipts (“ADRs”) evidencing American Deposita |
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| March 17, 2016 |
ALU / Alcatel Lucent / NOKIA CORP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13-D (Amendment No. 2 )* Alcatel Lucent (Name of Issuer) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of Securities) America |
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| February 26, 2016 |
Alcatel Lucent 425 (Prospectus) 425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 23, 2016 |
Alcatel Lucent Form 425 (Prospectus) 425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 22, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 19, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 12, 2016 |
425 Table of Contents FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 12, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 12, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 11, 2016 |
Alcatel Lucent 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2016 Commission File No.: 1-11130 (Translation of registrants name into English) 148/152 Route de la Reine 92100 Boulogne-Billancourt France (Address of principal executive offices |
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| February 11, 2016 |
Alcatel Lucent 6-K (Current Report of Foreign Issuer) 6-K 1 d135509d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Dated February 11, 2016 Commission File No.: 1-11130 (Translation of registrant’s name into English) 148/152 route de la Reine 92100 Boulogne-Billancourt — France (Address of principal |
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| February 11, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 10, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 10, 2016 |
ALU / Alcatel Lucent / NOKIA CORP - SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 16) ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cl |
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| February 10, 2016 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) February 10, 2016 Results of Nokia?s reopened public exchange offer for Alcatel-Lucent securities: Nokia to hold approximately 91% of the share capital of Alcatel-Lucent Results of Nokia?s reopened public exchange offer for Alcatel |
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| February 10, 2016 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 14 to SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositar |
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| February 10, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 10, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 4, 2016 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 15) ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cl |
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| February 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 13 to SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositary Shares, |
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| February 4, 2016 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 4, 2016 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF THAT JURISDICTION. EXPLANATORY NOTE Alcatel Lucen |
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| February 3, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| February 3, 2016 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 14) ALCATEL LUCENT (Name of Subject Company (issuer)) NOKIA CORPORATION (Name of Filing Person (offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cl |
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| January 26, 2016 |
ALU / Alcatel Lucent / NOKIA CORP - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13-D (Amendment No. )* Alcatel Lucent (Name of Issuer) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of Securities) American De |
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| January 25, 2016 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 12 to SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositar |
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| January 25, 2016 |
Alcatel Lucent 425 (Prospectus) Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) January 25, 2016 Alcatel-Lucent notifies holders of ADR program termination Paris, France, January 25, 2016 Alcatel-Lucent announces today that, pursuant to a prior notification from Alcatel-Lucent to JPMorgan Chase Bank, N.A. (the |
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| January 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 11 to SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositary Shares, |
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| January 22, 2016 |
Alcatel Lucent 425 (Prospectus) Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF THAT JURISDICTION. Announcement of early redemption o |
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| January 22, 2016 |
Alcatel Lucent 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Dated January 22, 2016 Commission File No.: 1-11130 (Translation of registrant?s name into English) 148/152 route de la Reine 92100 Boulogne-Billancourt ? France (Address of principal executive offices ) In |
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| January 15, 2016 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 10 to SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositar |
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| January 15, 2016 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF THAT JURISDICTION. EXPLANATORY NOTE Alcatel Lucen |
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| January 14, 2016 |
EX-99.(a)(1)(vii) Exhibit (a)(1)(vii) NOTICE OF GUARANTEED DELIVERY For the Tender of American Depositary Shares of ALCATEL LUCENT Pursuant to the U.S. Offer to Exchange by NOKIA CORPORATION During the Subsequent Offering Period (Not to be used for Signature Guarantees) THE SUBSEQUENT OFFERING PERIOD FOR THE ALCATEL LUCENT AMERICAN DEPOSITARY SHARES WILL EXPIRE AT 5:00 PM, NEW YORK CITY TIME, ON F |
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| January 14, 2016 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) Nokia reopens public exchange offer for outstanding Alcatel-Lucent securities Reopened public exchange offer which will lead to the creation of a global leader in technology and services for an IP-connected world Paris, France, Jan |
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| January 14, 2016 |
SC TO-T/A 1 d119198dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 13) ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. F |
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| January 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 9 to SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositary Shares, e |
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| January 14, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| January 14, 2016 |
EX-99.(a)(1)(vi) Exhibit (a)(1)(vi) + Nokia Corporation LETTER OF TRANSMITTAL TO TENDER AMERICAN DEPOSITARY SHARES OF ALCATEL-LUCENT. TIME IS CRITICAL. PLEASE COMPLETE AND RETURN PROMPTLY IN ACCORDANCE WITH THE ENCLOSED INSTRUCTIONS. Nokia Corporation successfully completed its offer (the Offer) to exchange the validly tendered Alcatel-Lucent American Depositary Shares, each representing one Alc |
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| January 14, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| January 14, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| January 14, 2016 |
EX-99.(A)(1)(VIII) 4 d119198dex99a1viii.htm EX-99.(A)(1)(VIII) Exhibit (a)(1)(viii) Nokia Corporation commenced a subsequent offering period with respect to its offer to acquire Alcatel Lucent securities identified below in France and the United States. The subsequent offering period commenced on January 14, 2016 and will expire at 5:30 PM Paris time (11:30 AM New York City time) on February 3, 20 |
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| January 8, 2016 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 12) ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cl |
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| January 8, 2016 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) Following success of Nokia?s public exchange offer, Alcatel-Lucent changes its governance The composition of Alcatel-Lucent?s Board of Directors has been modified to reflect the new ownership structure of the company Paris, France, |
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| January 8, 2016 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 8 to SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositary |
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| January 8, 2016 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF THAT JURISDICTION. EXPLANATORY NOTE Alcatel Lucen |
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| January 8, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT COMMISSION FILE NO. |
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| January 7, 2016 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF THAT JURISDICTION. EXPLANATORY NOTE Alcatel Lucen |
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| January 7, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| January 7, 2016 |
SC 14D9/A 1 d116856dsc14d9a.htm SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 7 to SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per or |
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| January 7, 2016 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 11) ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cl |
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| January 6, 2016 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| January 6, 2016 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 10) ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cl |
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| January 5, 2016 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) French financial regulator AMF publishes final results of Nokia?s successful public exchange offer for Alcatel-Lucent securities This publication confirms the success of Nokia?s offer launched on November 18, 2015 Paris, France, Ja |
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| January 5, 2016 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| January 5, 2016 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 9) ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cla |
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| January 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 6 to SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositary Shares, e |
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| January 4, 2016 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) French financial regulator publishes interim results of Nokia?s successful public exchange offer for Alcatel-Lucent securities Final results to be published by the Autorit? des march?s financiers on January 5 Paris, France, January |
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| January 4, 2016 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| January 4, 2016 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 5 to SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositary |
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| January 4, 2016 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 8) ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cla |
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| December 24, 2015 |
Alcatel Lucent 425 (Prospectus) Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF THAT JURISDICTION. EXPLANATORY NOTE Alcatel Lucent S. |
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| December 24, 2015 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 4 to Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositary |
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| December 23, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| December 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 7) ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of Secu |
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| December 15, 2015 |
ALCATEL LUCENT ARTICLES OF ASSOCIATION AND BY-LAWS EX-4.1 2 d54539dex41.htm EX-4.1 ALCATEL LUCENT ARTICLES OF ASSOCIATION AND BY-LAWS July 30, 2015 THIS DOCUMENT IS A TRANSLATION FROM FRENCH INTO ENGLISH, DELIVERED AT THE REQUEST OF THE RECIPIENT AND HAS NO OTHER VALUE THAN AN INFORMATIVE ONE. SHOULD THERE BE ANY DIFFERENCE BETWEEN THE FRENCH AND THE ENGLISH VERSION, ONLY THE TEXT IN FRENCH LANGUAGE SHALL BE DEEMED AUTHENTIC AND BINDING. ARTICLES |
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| December 15, 2015 |
Rules applicable to Performance Shares EX-99.1 Rules applicable to Performance Shares Page 1 of 13 Effective on : July 29, 2015 The purpose of this Plan is to define the terms and conditions applicable to the award of Performance Shares to employees, whose employment contracts are in force at the Grant Date, of Alcatel Lucent or companies affiliated to Alcatel Lucent within the meaning of article L. 225-197-2 of the French Commercial C |
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| December 15, 2015 |
Form S-8 As filed with the Securities and Exchange Commission on December 15, 2015 Registration No. |
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| December 14, 2015 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 6) ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cla |
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| December 14, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| December 11, 2015 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| December 11, 2015 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| December 11, 2015 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 5) ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cla |
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| December 10, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| December 10, 2015 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) ALCATEL LUCENT (Name of Subject Company (issuer)) NOKIA CORPORATION (Name of Filing Person (offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cla |
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| December 9, 2015 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) ALCATEL LUCENT (Name of Subject Company (Issuer)) NOKIA CORPORATION (Name of Filing Person (Offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cla |
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| December 9, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| December 9, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| December 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositary Shares, e |
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| December 2, 2015 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) Alcatel-Lucent welcomes Nokia?s shareholders approval and waives certain lock-up restrictions Paris, France, December 2, 2015 ? Alcatel-Lucent (Euronext Paris and NYSE: ALU) has today welcomed the announcement by Nokia of the suppo |
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| December 2, 2015 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| December 2, 2015 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) ALCATEL LUCENT (Name of Subject Company (issuer)) NOKIA CORPORATION (Name of Filing Person (offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Cla |
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| November 23, 2015 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF THAT JURISDICTION. EXPLANATORY NOTE Portions of t |
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| November 23, 2015 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 2 to Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositary |
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| November 19, 2015 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Alcatel Lucent (Name of Subject Company) Alcatel Lucent (Name of Persons Filing Statement) Ordinary shares, nominal value EUR 0.05 per ordinary share American Depositary |
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| November 18, 2015 |
STOCK OPTIONS ACCELERATION AGREEMENT EX-99.(E)(7) 6 d71658dex99e7.htm EXHIBIT 99.(E)(7) Exhibit (e)(7) STOCK OPTIONS ACCELERATION AGREEMENT BETWEEN: • Alcatel-Lucent, a société anonyme incorporated under the laws of France, with a share capital of EUR 141,210,168.20, which registered office is located 148/152, Route de la Reine – 92100 – Boulogne-Billancourt, France, registered with the Nanterre company registry under number 542.019. |
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| November 18, 2015 |
Table of Contents November 18, 2015 Dear Alcatel Lucent Security Holder, On behalf of Alcatel Lucent’s board of directors, I am pleased to inform you that Nokia Corporation today commenced an offer to exchange all Alcatel Lucent’s outstanding ordinary shares held by U. |
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| November 18, 2015 |
UNDERWATER STOCK OPTIONS LIQUIDITY AGREEMENT Exhibit 99.(e)(6) Exhibit (e)(6) UNDERWATER STOCK OPTIONS LIQUIDITY AGREEMENT BETWEEN: • Nokia Corporation, a corporation incorporated under the laws of Finland, with a share capital of EUR 245,896,461.96, which registered office is located Karaportti 3, 02610 Espoo, Finland, registered with the Trade Register of the Finnish Patents and Registration Office under number 0112038-9, duly represented |
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| November 18, 2015 |
Rules Applicable to Corporate Stock Subscription Options Plan Exhibit (e)(18) Rules Applicable to Corporate Stock Subscription Options Plan Page 1 of 9 Effective on: for beneficiary employees of French companies 13 August 2012 This document is an unofficial English-language translation from the French-language ?R?gles applicables aux Plans Corporate d?Options de souscription d?actions ordinaires sous conditions de performance pour les b?n?ficiaires salari?s de soci?t?s fran?aises ? applied by Alcatel Lucent. |
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| November 18, 2015 |
Rules Applicable to Corporate Stock Subscription Options Plan Exhibit (e)(16) Rules Applicable to Corporate Stock Subscription Options Plan Page 1 of 11 Effective on: with performance conditions ANNEX A1i 14 March 2012 for beneficiary employees of French companies This document is an unofficial English-language translation from the French-language ?R?gles applicables aux Plans Corporate d?Options de souscription d?actions ordinaires sous conditions de performance pour les b?n?ficiaires salari?s de soci?t?s fran?aises ? applied by Alcatel Lucent. |
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| November 18, 2015 |
Rules applicable to Performance Shares granted to beneficiaries employed by French companies Exhibit (e)(23) Rules applicable to Performance Shares granted to beneficiaries employed by French companies Page 1 of 12 Effective on: July 12th, 2013 This document is an unofficial English-language translation from the French-language ?R?gles applicables au Plan d?actions de performance attribu?es aux b?n?ficiaires, salari?s des soci?t?s fran?aises? applied by Alcatel Lucent. |
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| November 18, 2015 |
PERFORMANCE SHARES ACCELERATION AGREEMENT EX-99.(E)(8) 7 d71658dex99e8.htm EXHIBIT 99.(E)(8) Exhibit(e)(8) PERFORMANCE SHARES ACCELERATION AGREEMENT BETWEEN: • Alcatel-Lucent, a société anonyme incorporated under the laws of France, with a share capital of EUR 141,210,168.20, which registered office is located 148/152, Route de la Reine – 92100 – Boulogne-Billancourt, France, registered with the Nanterre company registry under number 542. |
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| November 18, 2015 |
PERFORMANCE SHARES LIQUIDITY AGREEMENT Exhibit (e)(4) PERFORMANCE SHARES LIQUIDITY AGREEMENT BETWEEN: ? Nokia Corporation, a corporation incorporated under the laws of Finland, with a share capital of EUR 245,896,461. |
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| November 18, 2015 |
Rules applicable to Performance Shares EX-99.(E)(10) 9 d71658dex99e10.htm EXHIBIT 99.(E)(10) Exhibit (e)(10) Rules applicable to Performance Shares Page 1 of 12 Effective on: July 29, 2015 The purpose of this Plan is to define the terms and conditions applicable to the award of performance shares to employees, whose employment contracts are in force at the Grant Date, of Alcatel Lucent or companies affiliated to Alcatel Lucent within t |
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| November 18, 2015 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) Proposed combination of Alcatel-Lucent and Nokia moves closer with opening of public exchange offer filed by Nokia Beginning of decisive step towards proposed combination to create an innovation leader in next-generation techno |
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| November 18, 2015 |
EX-99.(E)(11) 10 d71658dex99e11.htm EXHIBIT 99.(E)(11) Exhibit (e)(11) Alcatel-Lucent 3 avenue Octave Gréard 75007 Paris France +33 1 40 76 10 10 December 23rd 2013 To: Dear , The Company needs your full engagement and support to turn around our business and your full support to execute the Shift plan. For that purpose the Board has agreed to implement a change of control clause for members of the |
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| November 18, 2015 |
Exhibit (e)(12) Important Note: The following is an unofficial English translation of the original French version and has been prepared for informational purposes only. |
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| November 18, 2015 |
2015 PERFORMANCE SHARES LIQUIDITY AGREEMENT Exhibit 99.(e)(5) Exhibit (e)(5) 2015 PERFORMANCE SHARES LIQUIDITY AGREEMENT BETWEEN: • Nokia Corporation, a corporation incorporated under the laws of Finland, with a share capital of EUR 245,896,461.96, which registered office is located Karaportti 3, 02610 Espoo, Finland, registered with the Trade Register of the Finnish Patents and Registration Office under number 0112038-9, duly represented f |
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| November 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) ALCATEL LUCENT (Name of Subject Company (issuer)) NOKIA CORPORATION (Name of Filing Person (offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of Secu |
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| November 18, 2015 |
REPLACEMENT SHARE GRANT NOTIFICATION EX-99.(E)(9) 8 d71658dex99e9.htm EXHIBIT 99.(E)(9) Exhibit (e)(9) REPLACEMENT SHARE GRANT NOTIFICATION Personal & Confidential UPI: [●] Dear Sir or Madam, In 2014, we had announced that we would grant stock-options to certain employees, including you. In the context of the public exchange offer launched by Nokia for Alcatel Lucent’s securities, we have decided to grant Alcatel Lucent free shares i |
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| November 18, 2015 |
Rules Applicable to Corporate Stock Subscription Options Exhibit (e)(21) Rules Applicable to Corporate Stock Subscription Options Page 1 of 9 Effective on: Plan for beneficiary employees of French companies July 12th, 2013 (decision of the Board of Directors of June 30, 2013) This document is an unofficial English-language translation from the French-language ?R?gles applicables aux Plans Corporate d?Options de souscription d?actions ordinaires pour les b?n?ficiaires salari?s des soci?t?s fran?aises? applied by Alcatel Lucent. |
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| November 18, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 18, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 18, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 18, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 18, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 18, 2015 |
LOCK-UP STOCK OPTIONS LIQUIDITY AGREEMENT EX-99.(E)(3) 2 d71658dex99e3.htm EXHIBIT 99.(E)(3) Exhibit (e)(3) LOCK-UP STOCK OPTIONS LIQUIDITY AGREEMENT BETWEEN: • Nokia Corporation, a corporation incorporated under the laws of Finland, with a share capital of EUR 245,896,461.96, which registered office is located Karaportti 3, 02610 Espoo, Finland, registered with the Trade Register of the Finnish Patents and Registration Office under numbe |
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| November 18, 2015 |
SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 ALCATEL LUCENT (Name of Subject Company (issuer)) NOKIA CORPORATION (Name of Filing Person (offeror)) Ordinary Shares (Title of Class of Securities) ISIN No. FR0000130007 (CUSIP Number of Class of Securities) Am |
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| November 17, 2015 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 17, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 17, 2015 |
Alcatel Lucent 425 (Prospectus) 425 Table of Contents Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATI |
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| November 17, 2015 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) Availability of Alcatel-Lucent ?Other Information? document in connection with public exchange offer initiated by Nokia ?Other Information? document relates i |
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| November 17, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 16, 2015 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 16, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 16, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Form 425 Table of Contents Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) TRANSLATION FROM THE FRENCH FOR INFORMATION PURPOSES ONLY OFFER DOCUMENT PREPARED BY IN RESPONSE TO PUBLIC EXCHANGE OFFER RELATING TO T |
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| November 13, 2015 |
Table of Contents FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 13, 2015 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) Availability of Alcatel-Lucent?s response offer document in connection with public exchange offer initiated by Nokia Paris, France, November 12, 2015 ? This p |
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| November 12, 2015 |
425 Industry Analyst Webcast Joerg Erlemeier, SVP Integration, Nokia Networks Update on planned Alcatel-Lucent acquisition Nov 12, 1:30 PM London / 8:30 AM New York FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 12, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| November 3, 2015 |
EX-99.1 2 d86183dex991.htm EXHIBIT 99.1 Exhibit 99.1 October 28, 2015 ALCATEL-LUCENT UNAUDITED INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS AT SEPTEMBER 30, 2015 UNAUDITED INTERIM CONDENSED CONSOLIDATED INCOME STATEMENTS 2 UNAUDITED INTERIM CONDENSED CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME 3 UNAUDITED INTERIM CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION 4 UNAUDITED INTERI |
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| November 3, 2015 |
Alcatel Lucent PRESS RELEASE (Current Report of Foreign Issuer) 6-K 1 d86183d6k.htm PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Dated November 3, 2015 Commission File No.: 1-11130 (Translation of registrant’s name into English) 148/152 route de la Reine 92100 Boulogne-Billancourt — France (Address of pr |
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| October 30, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) Alcatel-Lucents Board of Directors issues favorable opinion on public exchange offer filed by Nokia Filing a key step towards proposed combination of Nokia and A |
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| October 29, 2015 |
Alcatel Lucent FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2015 Commission File No.: 1-11130 (Translation of registrants name into English) 148/152 Route de la Reine 92100 Boulogne-Billancourt France (Address of principal executive offices |
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| October 29, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| October 29, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| October 27, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| October 27, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Form 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE REL |
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| October 26, 2015 |
425 Table of Contents FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| October 23, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| October 22, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| October 21, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Form 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE REL |
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| October 21, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| October 20, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Form 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE REL |
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| October 20, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| October 8, 2015 |
Alcatel Lucent FORM 6-K (Current Report of Foreign Issuer) Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2015 Commission File No.: 1-11130 (Translation of registrant?s name into English) 148/152 Route de la Reine 92100 Boulogne-Billancourt ? France (Address of principal executive |
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| October 7, 2015 |
Form 425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| October 7, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Form 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE REL |
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| September 29, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Form 425 Table of Contents Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VI |
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| September 29, 2015 |
425 Table of Contents FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT COMMISSION FILE NO. |
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| September 23, 2015 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT COMMISSION FILE NO. |
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| September 23, 2015 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT COMMISSION FILE NO. |
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| September 16, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| September 15, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Form 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) EXPLANATORY NOTE Alcatel Lucent S.A. posted a hyperlink to the following Press Release of Nokia Corporation on its website. Nokia receives clearance from |
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| September 14, 2015 |
Form 425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| August 28, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT FILE NO. |
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| August 28, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Form 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE REL |
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| August 14, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT COMMISSION FILE NO. |
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| August 14, 2015 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Registration Statement File No. 333-206365) Alcatel-Lucent announces further step towards proposed combination with Nokia with filing by Nokia of preliminary draft of registration statement on Form F-4 |
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| August 14, 2015 |
425 FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT COMMISSION FILE NO. |
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| August 14, 2015 |
Alcatel Lucent FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Dated August 14, 2015 Commission File No.: 1-11130 (Translation of registrants name into English) 148/152 route de la Reine 92100 Boulogne-Billancourt France (Address of principal executive offices) Indicate |
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| August 5, 2015 |
Alcatel Lucent FORM 6-K (Current Report of Foreign Issuer) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2015 Commission File No.: 1-11130 (Translation of registrants name into English) 148/152 route de la Reine 92100 Boulogne-Billancourt France (Address of principal e |
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| July 31, 2015 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Commission File No. 001-11130) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGU |
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| July 31, 2015 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Commission File No. 001-11130) ALCATEL-LUCENT C/O TANGOE Moderator: Michel Combes 07-30-15/2:00 am CT Confirmation # 4682249 Page 1 NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, I |
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| July 30, 2015 |
Alcatel Lucent FORM 6-K (Current Report of Foreign Issuer) 6-K 1 d39502d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2015 Commission File No.: 1-11130 (Translation of registrant’s name into English) 148/152 Route de la Reine 92100 Boulogne-Billancourt — France (Address of pr |
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| July 30, 2015 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Commission File No. 001-11130) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGU |
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| July 30, 2015 |
Alcatel Lucent 425 (Prospectus) 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Commission File No. 001-11130) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGU |
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| July 30, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Form 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Commission File No. 001-11130) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR |
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| July 24, 2015 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT COMMISSION FILE NO. |
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| July 13, 2015 |
Correspondence July 13, 2015 Via EDGAR (Correspondence) and E-mail Securities and Exchange Commission Washington D. |
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| June 17, 2015 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT COMMISSION FILE NO. |
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| June 17, 2015 |
Alcatel Lucent PRESS RELEASE (Prospectus) Press Release Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Commission File No. 001-11130) U.S. DEPARTMENT OF JUSTICE PERMITS NOKIA AND ALCATEL-LUCENT TO PROCEED WITH PROPOSED COMBINATION Nokia Corporation June 17, 2015 18:00EEST Helsinki, June 17 2015 |
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| June 15, 2015 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT COMMISSION FILE NO. |
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| June 15, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Form 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Commission File No. 001-11130) Nokia / Alcatel-Lucent: Investor Q&A (Process and technical) 1. Will the Memorandum of Understanding (the ?MOU?) signed between the parties be made public? If so, whe |
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| June 15, 2015 |
FILED BY NOKIA CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 SUBJECT COMPANY: ALCATEL-LUCENT COMMISSION FILE NO. |
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| June 15, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Form 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Commission File No. 001-11130) Nokia / Alcatel-Lucent: Investor Q&A (General) 1. What are the strategic merits of the transaction? The combination of Nokia with Alcatel-Lucent is expected to create |
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| June 4, 2015 |
Alcatel Lucent FORM 425 (Prospectus) Form 425 Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Commission File No. 001-11130) NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR |
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| June 1, 2015 |
Alcatel Lucent TRANSCRIPTION VIDEO INTERVIEW (Prospectus) Transcription Video Interview Filed by Alcatel-Lucent S.A. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-9 under the Securities Act of 1934 Subject Company: Alcatel-Lucent S.A. (Commission File No. 001-11130) Transcription ? Video interview between Michel Combes and Sarah Gordon for the Financial Times ?View From The Top? online series. Date of recordi |
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| May 29, 2015 |
Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALCATEL-LUCENT (Exact name of registrant as specified in its charter) FRANCE 1-11130 (State or other jurisdiction (Commission (IRS Employer of incorporation or organization) File Number) Identification Number) 148/152 route de la Reine, 92100 Boulogne-Billancourt, France (Address o |
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| May 29, 2015 |
ALCATEL-LUCENT CONFLICT MINERALS REPORT EX-1.01 2 d934874dex101.htm EXHIBIT 1.01 Exhibit 1.01 ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 1. Introduction 1.1. The conflict minerals issue On August 22, 2012, the United States Securities and Exchange Commission adopted Rule 13p-1 under Section 13(p) of the Securities Exchange Act, defining ‘conflict minerals’ as tin, tantalum, tungsten and gold that originate from the Democratic Republic |
