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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Aluf Holdings, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| September 28, 2021 |
CORRESP 1 filename1.htm Aluf Holdings, Inc. 4801 South University Drive, Suite 227 Fort Lauderdale, FL 33328 Phone: (866) 793-1110 Jan Woo Division of Corporation Finance Office of Technology United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Aluf Holdings, Inc. Post Qualification Amendment to Form 1-A Filed September 23, 2021 File No. 024-11592 Septembe |
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| September 23, 2021 |
Explanatory Note: This Post-Qualification Offering Circular amends the offering circular of Aluf Holdings, Inc. |
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| August 31, 2021 |
Filed Pursuant to Rule 253(g)(2) File No. 24-11592 OFFERING CIRCULAR NO. 2 DATED AUGUST 31, 2021 (to the offering circular dated July 29, 2021) Aluf Holdings, Inc. $20,000,000 200,000,000 SHARES OF COMMON STOCK $0.10 PER SHARE EXPLANATORY NOTE This document (the “Supplement”) supplements the amended offering circular of Aluf Holdings, Inc. (the “Company,” “we,” “us,” or “our”) dated July 29, 2021 |
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| August 18, 2021 |
Aluf Holdings, Inc. 4801 South University Drive, Suite 227 Fort Lauderdale, FL 33328 Phone: (866) 793-1110 Priscilla Dao Division of Corporation Finance Office of Technology United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Aluf Holdings, Inc. Offering Statement on Form 1-A Filed July 29, 2021 File No. 024-11592 August 18, 2021 Dear Ms. Dao, This letter |
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| July 29, 2021 |
AMENDED AND RESTATED B Y - L A W S ALUF HOLDINGS, INC. ARTICLE I EXHIBIT 2.2 AMENDED AND RESTATED B Y - L A W S OF ALUF HOLDINGS, INC. ARTICLE I Offices In addition to the office of the corporation registered with the Secretary of State of Nevada, the corporation may also have offices at such places, both within and without the State of Nevada, as the Board of Directors may from time to time determine or the business of the corporation may require. ARTICLE II S |
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| July 29, 2021 |
Preliminary Offering Circular dated July 29, 2021 Preliminary Offering Circular dated July 29, 2021 An Offering Statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| July 29, 2021 |
AMENDED ARTICLES OF INCORPORATION EX1A-2A CHARTER.1 3 ahixex21.htm AMENDED ARTICLES OF INCORPORATION EXHIBIT 2.1 |
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| July 29, 2021 |
EXHIBIT 6.2 |
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| July 29, 2021 |
ALUF HOLDINGS, INC. SUBSCRIPTION AGREEMENT EX1A-3 HLDRS RTS.2 6 ahixex32.htm SUBSCRIPTION AGREEMENT EXHIBIT 3.2 ALUF HOLDINGS, INC. SUBSCRIPTION AGREEMENT THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS |
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| July 29, 2021 |
100 Pine Street, Suite 1250 San Francisco, CA 94111 Tel: +1 (415) 707-2717 à Fax: +1 (415) 535-1665 EXHIBIT 12.1 100 Pine Street, Suite 1250 San Francisco, CA 94111 Tel: +1 (415) 707-2717 à Fax: +1 (415) 535-1665 www.dolkartlaw.com Via Electronic Mail July 27, 2021 ALUF HOLDINGS, INC. 4801 South University Drive, Suite 227 Fort Lauderdale, FL 33328 Tel: 1-866-793-1110 [email protected] Re: ALUF Holdings, Inc. Offering Statement on Form 1-A To Whom it May Concern: I, the undersigned, hav |
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| July 29, 2021 |
EX1A-3 HLDRS RTS.1 5 ahixex31.htm SPECIMEN STOCK CERTIFICATE EXHIBIT 3.1 |
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| July 29, 2021 |
COMMON STOCK PURCHASE AGREEMENT EXHIBIT 6.1 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (the ?Agreement?) is executed and delivered on this day of May 2021, by and between KNWN TECHNOLOGIES, INC., a Florida corporation (?KNWN?), the individual shareholders of Seller whose names appear on the signature pages (collectively ?Selling Shareholders? or ?Sellers?) and Aluf Holdings, Inc., a Nevada corporation ( |
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| May 1, 2009 |
15-12G 1 v14726815-12g.htm OMB Number: 3235-0167 Expires: November 30, 2010 Estimated average burden hours per response . . . . . 1.50 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF T |
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| April 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A-1 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended DECEMBER 31, 2008 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or the transition period from to Commission file number 000-13118 ACTION PRODUCTS INTERNA |
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| April 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended DECEMBER 31, 2008 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or the transition period from to Commission file number 000-13118 ACTION PRODUCTS INTERNATION |
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| March 31, 2009 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing OMB Number 3235-0058 SEC File Number 000-13118 CUSIP Number 4920104 (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q oForm 10-D oForm N- SAR oForm N-CSR For Period Ended: December 31, 2008 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report o |
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| March 25, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2009 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission File Number |
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| March 25, 2009 |
SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ACTION PRODUCTS INTERNATIONAL, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 004920104 (CUSIP Number) 03/16/09 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: o Rule 13d-1(b) x Rule 13d-1(c) o Rule 13d-1(d |
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| March 24, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under The Securities Exchange Act Of 1934 ACTION PRODUCTS INTERNATIONAL, INC. (Name of Issuer) COMMON STOCK, $0.001 Par Value Per Share (Title of Class of Securities) 004920104 (CUSIP Number) 1101 N. KELLER RD., SUITE E ORLANDO, FLORIDA 32810 (407) 481-8007 (Name, Address and Telephone Number of Person Authorized to Receive Not |
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| March 18, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2009 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission File Number |
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| February 20, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2009 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission File Num |
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| December 19, 2008 |
Exhibit 99.1 Action Products Launches New Website ActionToysInc.com offers product videos, interactivity and consumer information ORLANDO, FL—(MARKET WIRE)—Dec. 16, 2008 –Action Products International Inc (NASDAQ:APII) has launched a new website www.ActionToysInc.com. Action Toys specializes in creating educational, craft and non-violent toys and this new website allows consumers to learn more abo |
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| December 19, 2008 |
AMENDED AND RESTATED WARRANT AGREEMENT Exhibit 10.1 AMENDED AND RESTATED WARRANT AGREEMENT AMENDED AND RESTATED WARRANT AGREEMENT (the “Amended Agreement”), dated December 16, 2008 by and between ACTION PRODUCTS INTERNATIONAL, INC., a Florida corporation (the “Company”), and REGISTRAR AND TRANSFER COMPANY, as Warrant Agent (the “Warrant Agent”). WHEREAS, the Company and the Warrant Agent entered into a Warrant Agreement (the “Original |
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| December 19, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission |
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| December 19, 2008 |
3,272,092 Shares of Common Stock ACTION PRODUCTS INTERNATIONAL, INC. SEC File Number 333-106713 Filed Pursuant to Rule 424(b)(3) PROSPECTUS 3,272,092 Shares of Common Stock ACTION PRODUCTS INTERNATIONAL, INC. |
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| December 11, 2008 |
EXHIBIT 16.1 December 11, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Gentlemen: We have read Item 4.01(a) of Form 8-K/A-1 of Action Products International, Inc., expected to be filed with the Commission on December 11, 2008, and are in agreement with the statements contained in paragraphs (i), (ii), (iv) and (v) on pages 1 and 2 therein. We have no basis to agr |
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| December 11, 2008 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A-1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 04, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission File |
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| December 8, 2008 |
Exhibit 16.1 December 8, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Gentlemen: We have read Item 4.01(a) of Form 8-K dated December 4, 2008, of Action Products International, Inc. and are in agreement with the statements contained in paragraphs (i), (ii), (iv) and (v) on pages 1 and 2 therein. We have no basis to agree or disagree with other statements of the r |
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| December 8, 2008 |
Exhibit 99.1 Action Products International, Inc. Announces New Firm to Provide Audit Services APII Selects Berman Hopkins, Wright & LaHam, CPAs and Associates, LLP Orlando, FL. (December 08, 2008) — Action Products International, Inc. (NasdaqCM: APII) today announced that the Audit Committee of its Board of Directors has selected Berman Hopkins, Wright & LaHam, CPAs and Associates, LLP to serve as |
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| December 8, 2008 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 04, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission File Num |
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| November 19, 2008 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission File Num |
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| November 19, 2008 |
Exhibit 99.1 APII Announces Planned Growth for 2009 Growth Targeted by Focusing on Core Products, New Channels and New Products ORLANDO, FL—(Marketwire - November 19, 2008) - Action Products International, Inc. (NASDAQ: APII) laid out plans to increase sales in 2009. The management team sees unrealized potential in the Company’s established assets and with the change in culture, redirection of mar |
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| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2008 or o Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| October 14, 2008 |
DEF 14A 1 ddef14a.htm DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Us |
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| September 25, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commissio |
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| September 25, 2008 |
Exhibit 3.1 Articles of Amendment to Articles of Incorporation of ACTION PRODUCTS INTERNATIONAL, INC. (Name of corporation as currently filed with the Florida Dept. of State) F13942 (Document number of corporation (if known) Pursuant to the provisions of section 607.1006, Florida Statutes, this Florida Profit Corporation adopts the following amendment(s) to its Articles of Incorporation: NEW CORPO |
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| September 25, 2008 |
Exhibit 10.1 OMNIBUS AMENDMENT AGREEMENT THIS OMNIBUS AMENDMENT AGREEMENT (this “Amendment”), dated September 22, 2008, hereby amends that SECURITIES PURCHASE AGREEMENT (the “Purchase Agreement”) dated August 25, 2008, by and among ACTION PRODUCTS INTERNATIONAL, INC., a Florida corporation, and SIZER CAPITAL PARTNERS, LP, and that ESCROW AGREEMENT (the “Escrow Agreement”) dated August 25, 2008, by |
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| September 22, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14 |
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| August 29, 2008 |
Exhibit 10.3 EXECUTION SECURITIES PURCHASE AGREEMENT - BY AND AMONG - ACTION PRODUCTS INTERNATIONAL, INC. (the “Company”) AND THE PERSONS LISTED AS INVESTORS IN EXHIBIT 2.1 (the “Investors”) AUGUST 25, 2008 TABLE OF CONTENTS Page Article I Defined Terms 1 1.1 Definitions 1 1.2 Interpretation 2 Article II Purchase and Sale Terms 2 2.1 Purchase and Sale 2 2.2 Payment 3 2.3 Transfer Legends and Restr |
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| August 29, 2008 |
Exhibit 10.1 EXECUTION MEMBERSHIP INTEREST PURCHASE AGREEMENT - BY AND AMONG - ACTION PRODUCTS INTERNATIONAL, INC. (“Parent”) ACTION HEALTHCARE PRODUCTS, INC. (“Acquirer”) B.E. OVERSEAS INVESTMENT GROUP, LLC (“Target”) AND THE PERSONS LISTED AS TARGET MEMBERS ON SCHEDULE I (“Target Members”) AUGUST 25, 2008 TABLE OF CONTENTS Page Article I Purchase of Membership Interests 1 1.1 Purchase of Members |
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| August 29, 2008 |
Exhibit 10.4 EXECUTION ESCROW AGREEMENT THIS ESCROW AGREEMENT, dated as of August 25, 2008 (the “Agreement”), is by and among ACTION PRODUCTS INTERNATIONAL, INC., a Florida corporation, (“Parent”), ACTION HEALTHCARE PRODUCTS, INC., a newly-formed Florida corporation and wholly-owned subsidiary of Parent, (“Acquirer”), members of Target listed in Schedule I of this Agreement (“Target Members”) and |
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| August 29, 2008 |
Exhibit 10.2 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT made effective as of the 25TH day of August, 2008 by and between ACTION PRODUCTS INTERNATIONAL, INC., a Florida corporation, (the “Company”) and NEIL SWARTZ (the “Executive”). WHEREAS, the Company wishes to employ the Executive and the Executive wishes to accept such employment, upon the terms and conditions hereinafter set forth. NOW, THEREFO |
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| August 29, 2008 |
Exhibit 10.5 ACTION PRODUCTS INTERNATIONAL, INC. NONDISCLOSURE; RESTRICTIVE COVENANTS AND PROPRIETARY INFORMATION AND INVENTIONS AGREEMENT In consideration of my retention by ACTION PRODUCTS INTERNATIONAL, INC., a Florida corporation, (the “Company”), and the compensation paid to me, I hereby agree as follows (each capitalized term used herein and not otherwise defined herein shall have the meanin |
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| August 29, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission F |
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| August 29, 2008 |
Exhibit 99.1 Press Release Source: Action Products International, Inc. Action Products International, Inc. Acquires B.E. Overseas Investment Group LLC Chairman/CEO to Step Aside, Names Successor; Companywide Focus on Growth in Current and New Consumer Product Industries ORLANDO, FL?(MARKET WIRE)?Aug 25, 2008 ? Action Products International, Inc. (the ?Company?) (NasdaqCM:APII - News) announced tod |
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| August 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2008 or ? Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| July 28, 2008 |
ACTION PRODUCTS ACHIEVES COMPLIANCE WITH NASDAQ MINIMUM BID PRICE RULE Exhibit 99.1 ACTION PRODUCTS ACHIEVES COMPLIANCE WITH NASDAQ MINIMUM BID PRICE RULE ORLANDO, Fla. - (MARKET WIRE) - July 28, 2008 - Action Products International Inc. (NASDAQ-CM: APII), the global manufacturer and distributor of brand-focused educational toys and products, announced that on July 24, 2008, it received notice from the NASDAQ Stock Market ("NASDAQ") that the Company had regained comp |
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| July 28, 2008 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission File Number) |
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| July 1, 2008 |
DEMAND SECURED PROMISSORY NOTE Exhibit 10.2 DEMAND SECURED PROMISSORY NOTE Tucker, Georgia Date: June 25, 2008 $2,000,000.00 FOR VALUE RECEIVED, the undersigned promises to pay on demand to the order of Presidential Financial Corporation (hereinafter referred to as “Lender”) at the Lender’s main office in Tucker, Georgia; or at such other place as Lender may designate, the principal amount of TWO MILLION AND NO/100 DOLLARS ($2, |
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| July 1, 2008 |
Exhibit 10.1 LOAN AGREEMENT AND SECURITY AGREEMENT Atlanta, Georgia June 25, 2008 Action Products International, Inc. 59-2095427 Exact Name of Borrower) (Taxpayer I.D. No. ) Florida Corporation F13942 Type & State of Borrower’s formation, e.g., corporation, LLC, partnership, etc.) (Organization No.) 1101 N. Keller Road, Suite E Orlando Orange FL 32810 (No. and Street Address) (City) (County) (Stat |
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| July 1, 2008 |
MORTGAGE AND SECURITY AGREEMENT Exhibit 10.4 MORTGAGE AND SECURITY AGREEMENT THIS AGREEMENT is made this twenty-fifth day of June, 2008, by and between Action Products International, Inc., a Florida Corporation, whose address is 344 Cypress Road, Ocala, Florida 34472, (hereinafter called “Mortgagor”), and Presidential Financial Corporation, whose address is 1979 Lakeside Parkway Suite 400, Tucker, GA 30084 (hereinafter called “M |
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| July 1, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission Fil |
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| July 1, 2008 |
Exhibit 10.3 INVENTORY AGREEMENT ADDENDUM TO LOAN AGREEMENT AND SECURITY AGREEMENT DATED JUNE 25, 2008 AND DEMAND SECURED PROMISSORY NOTE DATED JUNE 25, 2008 THIS AGREEMENT made this twenty-fifth day of June, 2008 by and between Action Products International, Inc., a Florida Corporation (hereinafter referred to as “Borrower”), and Presidential Financial Corporation (hereinafter referred to as “Len |
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| May 9, 2008 |
ACTION PRODUCTS RECEIVES NASDAQ DEFICIENCY NOTICE RELATED TO MINIMUM BID PRICE RULE Exhibit 99.1 ACTION PRODUCTS RECEIVES NASDAQ DEFICIENCY NOTICE RELATED TO MINIMUM BID PRICE RULE ORLANDO, Fla. - (MARKET WIRE) - May 09, 2008 - Action Products International Inc. (NASDAQ-CM: APII), the global manufacturer and distributor of brand-focused educational toys and products, announced that on May 5, 2008, it received notice from the NASDAQ Stock Market ("NASDAQ") that for the previous 30 |
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| May 9, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 09, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission File Number) |
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| May 9, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2008 or o Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| March 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB (Mark One) x Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2007 or o Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No.) ACTION PRODUCTS INTERNATIO |
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| March 31, 2008 |
REVOLVING LINE OF CREDIT LOAN AND SECURITY AGREEMENT EXHIBIT 10.10 REVOLVING LINE OF CREDIT LOAN AND SECURITY AGREEMENT This Revolving Line of Credit Loan and Security Agreement (the “Security Agreement”) is made and entered into as of the 6th day of September, 2005, by and between ACTION PRODUCTS INTERNATIONAL, INC., a Florida corporation (the “Borrower”), whose mailing address for purpose of notice is 1101 North Keller Road, Suite E, Orlando, Flor |
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| March 18, 2008 |
Exhibit 99.1 ACTION PRODUCTS ISSUES LETTER TO SHAREHOLDERS Letter Outlines Operational Improvements and Plans for Year Ahead ORLANDO, Fla. – (MARKET WIRE) – March 17, 2008 – Action Products International Inc. (NASDAQ-CM: APII), the global manufacturer and distributor of brand-focused educational toys and products, has issued the following letter from the company’s Chairman and CEO Ron Kaplan: Dear |
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| March 18, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission Fi |
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| March 11, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission Fi |
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| March 11, 2008 |
Exhibit 99.1 Action Products Int’l Receives $5.66M Cash From Legal Judgment Cash Infusion Improves Balance Sheet, Provides Additional Working & Growth Capital ORLANDO, FL—March 11, 2008–Action Products International, Inc. (NasdaqCM:APII) a manufacturer and distributor of brand-focused educational toys and products, announced the receipt of $5.66 M in cash and accrued interest awarded to the compan |
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| February 15, 2008 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A-1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission File |
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| February 15, 2008 |
THIRD AMENDMENT TO WARRANT AGREEMENT Exhibit 10.1 THIRD AMENDMENT TO WARRANT AGREEMENT THIS THIRD AMENDMENT TO THE WARRANT AGREEMENT, dated February 12, 2008, (the “Third Amendment”) hereby amends the Warrant Agreement dated June 16, 2006, as amended, (the “Agreement”) by and between ACTION PRODUCTS INTERNATIONAL, INC., a Florida corporation, (the “Company”), and REGISTRAR AND TRANSFER COMPANY, as Warrant Agent, (the “Warrant Agent”) |
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| February 11, 2008 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State of incorporation) (Commission File Num |
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| February 11, 2008 |
ACTION PRODUCTS TO COLLECT LITIGATION JUDGMENT Action petitions court to release $5.1M award Exhibit 99.1 ACTION PRODUCTS TO COLLECT LITIGATION JUDGMENT Action petitions court to release $5.1M award ORLANDO, Fla. – (DRAFT) – February 11, 2008 – Action Products International, Inc. (NASDAQ-CM: APII), the global manufacturer and distributor of brand-focused educational toys and products, today announced the filing of a joint motion petitioning the Circuit Court to release the funds held in e |
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| January 31, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission |
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| January 28, 2008 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A-1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2007 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File |
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| January 28, 2008 |
Employment Agreement Exhibit 10.1 EXECUTION COPY EMPLOYMENT AGREEMENT AGREEMENT made effective e as of the 5th day of November, 2007 by and between ACTION PRODUCTS INTERNATIONAL, INC., a Florida corporation, (the “Company”) and ROBERT L. BURROWS (the “Executive”). WHEREAS, the Company wishes to employ the Executive and the Executive wishes to accept such employment, upon the terms and conditions h |
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| January 24, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2008 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission |
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| December 28, 2007 |
Per Curiam Opinion of District Court of Appeal, First District, State of Florida Exhibit 99. |
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| December 28, 2007 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2007 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Num |
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| November 15, 2007 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2007 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Num |
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| November 15, 2007 |
WARRANT SOLICITATION AGREEMENT Exhibit 10.1 WARRANT SOLICITATION AGREEMENT THIS WARRANT SOLICITATION AGREEMENT (“Agreement”) is dated as of October 17, 2007, by and between ACTION PRODUCTS INTERNATIONAL, INC. (the “Company”) and NATIONAL SECURITIES CORPORATION (“Broker”). RECITALS WHEREAS, the Company desires to retain Broker to act as a nonexclusive Warrant Solicitation Agent in connection with the solicitation of the exercise |
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| November 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended September 30, 2007 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| November 7, 2007 |
Action Products International, Inc. Names Robert Burrows as New Chief Financial Officer Press Release Exhibit 99.1 Press Release Action Products International, Inc. Names Robert Burrows as New Chief Financial Officer ORLANDO, FL — (MARKET WIRE) — 11/05/07 — Action Products International, Inc. (NASDAQ: APII) today announces that Robert Burrows is rejoining the company as chief financial officer beginning November 5, 2007. Mr. Burrows brings with him a strong set of experiences, having |
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| November 7, 2007 |
Employment Agreement Exhibit 10.1 CERTAIN MATERIAL (INDICATED BY ASTERISKS) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. EXECUTION COPY EMPLOYMENT AGREEMENT AGREEMENT made effective e as of the 5th day of November, 2007 by and between ACTION PRODUCTS INTERNATIONAL, I |
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| November 7, 2007 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2007 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission |
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| November 7, 2007 |
ACTION PRODUCTS INTERNATIONAL, INC. RESTRICTED STOCK GRANT AGREEMENT Restricted Stock Grant Agreement Exhibit 10.3 EXECUTION COPY ACTION PRODUCTS INTERNATIONAL, INC. RESTRICTED STOCK GRANT AGREEMENT This Grant Agreement (the “Grant Agreement”), effective as of November 5, 2007 (the “Effective Date”), evidences the grant by Action Products International, Inc. (the “Company”) to the individual whose name appears below (the “Grantee”), covering the specific number of |
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| November 7, 2007 |
ACTION PRODUCTS INTERNATIONAL, INC. PROPRIETARY INFORMATION AND INVENTIONS AGREEMENT Proprietary Information and Inventions Agreement Exhibit 10.2 EXECUTION COPY ACTION PRODUCTS INTERNATIONAL, INC. PROPRIETARY INFORMATION AND INVENTIONS AGREEMENT In consideration of my retention by ACTION PRODUCTS INTERNATIONAL, INC., a Florida corporation, (the “Company”), and the compensation paid to me, I hereby agree as follows (each capitalized term used herein and not otherwise defined herei |
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| November 2, 2007 |
Third Loan and Security Agreement Modification and Extension Agreement Exhibit 10.1 THIS DOCUMENT PREPARED BY: Leslie A. Lewis, Esq. Lewis & Crichton Post Office Box 1119 Winter Park, Florida 32790 Third Loan and Security Agreement Modification and Extension Agreement THIS Third Loan and Security Agreement Modification and Extension Agreement is executed this 31st day of October, 2007 by borrower, ACTION PRODUCTS INTERNATIONAL, INC., a Florida corporation, with its a |
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| November 2, 2007 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2007 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission |
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| August 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB Form 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended June 30, 2007 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| May 22, 2007 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2007 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File |
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| May 15, 2007 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14 |
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| May 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended March 31, 2007 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| May 4, 2007 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2007 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission Fi |
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| April 2, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB (Mark One) x Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2006 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to (Commission File No.) 000-13118 ACTION P |
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| April 2, 2007 |
Exhibit 21.1 Action Products Canada, Ltd., a Canadian corporation ? this subsidiary was dissolved in January 2005. |
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| April 2, 2007 |
Regions Bank Exhibit 10.20 REGIONS BANK March 22, 2007 Mr. Ron Kaplan Action Products International, Inc. 1101 North Keller Road, Suite E Orlando, FL 32810 Re: Revolving Credit Note for the maximum principal amount of $3,000,000.00 dated as 9/2/05 and extension (Loan #92-1322873-963595) Dear Mr. Kaplan: The above described note will mature on March 31, 2007 and shall become due and payable in full |
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| February 15, 2007 |
Action Products International Names New President Press release Exhibit 99.1 Action Products International Names New President Turnaround Specialist to Head Operations as Company Enters 30th Year ORLANDO, FL—(MARKET WIRE)—Feb 12, 2007 — Action Products International Inc. (NasdaqCM: APII - News), a leading designer and manufacturer of educational and positive, non-violent branded consumer products, is pleased to announce the appointment of Richard |
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| February 15, 2007 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2007 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission |
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| February 9, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2007 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Numb |
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| February 9, 2007 |
Action Products International Board Extends Public Shareholder Warrants Press Release Exhibit 99.1 Press Release Source: Action Products International, Inc. Action Products International Board Extends Public Shareholder Warrants Thursday February 1, 2:09 pm ET ORLANDO, FL—(MARKET WIRE)—Feb 1, 2007 — Action Products International Inc. (NasdaqCM: APII—News), a consumer product company emphasizing branded, non-violent, consumer products, today announced the extension of |
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| February 9, 2007 |
SECOND AMENDMENT TO WARRANT AGREEMENT Exhibit 10.1 SECOND AMENDMENT TO WARRANT AGREEMENT THIS SECOND AMENDMENT TO THE WARRANT AGREEMENT, dated January 31, 2007, (the “Second Amendment”) hereby amends the Warrant Agreement dated June 16, 2006, as amended by the First Amendment dated July 31, 2006, (the “Agreement”) by and between ACTION PRODUCTS INTERNATIONAL, INC., a Florida corporation (the “Company”), and REGISTRAR AND TRANSFER COMP |
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| January 31, 2007 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2007 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Numb |
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| November 22, 2006 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2006 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Num |
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| November 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB Form 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended September 30, 2006 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| October 31, 2006 |
Filed by Action Products International, Inc. Form 425 Filed by Action Products International, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: NewMarket Technology, Inc. SEC File No.: 000-27917 Action Products International, Inc. and NewMarket Technology, Inc. Present Merged Operations Plan for Over $120 Million Annual Profitable Rev |
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| October 19, 2006 |
Filed by Action Products International, Inc. Form 425 Filed by Action Products International, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: NewMarket Technology, Inc. SEC File No.: 000-27917 Action Products International, Inc. and NewMarket Technology, Inc. Ron Kaplan CEO, Action Products International, Inc. Philip Verges CEO, New |
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| October 12, 2006 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2006 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission |
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| September 11, 2006 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2006 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission |
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| September 11, 2006 |
Exhibit 99.1 Press Release Action Products International Announces Departure of Chief Financial Officer and Appointment of Chief Financial Office ORLANDO, Fla. ? Action Products International, Inc. (NASDAQ-CM:APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys for pre-school children through pre-teens, today announced that on September 8, 2006 the C |
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| September 1, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| August 25, 2006 |
5,197,185 Common Shares ACTION PRODUCTS INTERNATIONAL, INC. Table of Contents SEC File Number 333-135078 Filed Pursuant to Rule 424(b)(3) PROSPECTUS 5,197,185 Common Shares ACTION PRODUCTS INTERNATIONAL, INC. |
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| August 24, 2006 |
WARRANT SOLICITATION AGREEMENT Exhibit 10.1 WARRANT SOLICITATION AGREEMENT THIS WARRANT SOLICITATION AGREEMENT (“Agreement”) is dated as of August 1, 2006, by and between ACTION PRODUCTS INTERNATIONAL, INC. (the “Company”) and BROOKSTREET SECURITIES CORPORATION (“Broker”). RECITALS WHEREAS, the Company desires to retain Broker to act as a nonexclusive Warrant Solicitation Agent in connection with the solicitation of the exercis |
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| August 24, 2006 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2006 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission F |
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| August 21, 2006 |
Action Products Board Elects New Director Exhibit 99.1 Press Release Action Products Board Elects New Director ORLANDO, FL ?August 18, 2006?Action Products International, Inc. (NASDAQ-CM: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys for pre-school children through pre-teens, announces, at a meeting of the Board of Directors held on August 17, 2006, that the Board unanimously elected |
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| August 21, 2006 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2006 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission F |
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| August 8, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended June 30, 2006 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| August 1, 2006 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2006 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Number) |
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| August 1, 2006 |
Action Products International Revises Warrant Terms Press Release Exhibit 99.1 Action Products International Revises Warrant Terms ORLANDO, FL—(MARKET WIRE)—July 31, 2006—Action Products International, Inc. (Nasdaq CM:APII - News) - Today the Board of Action Products elected to extend the term of the warrants that were due to expire on January 31, 2007 at 5:00 PM (Eastern time). As a result of the changes, the warrants are exercisable at $3.25 per |
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| August 1, 2006 |
FIRST AMENDMENT TO WARRANT AGREEMENT Exhibit 10.1 FIRST AMENDMENT TO WARRANT AGREEMENT This FIRST AMENDMENT TO THE WARRANT AGREEMENT, dated July 31, 2006, (the ?Amendment?) hereby amends the Warrant Agreement dated June 16, 2006 (the ?Agreement?) by and between ACTION PRODUCTS INTERNATIONAL, INC., a Florida corporation (the ?Company?), and REGISTRAR AND TRANSFER COMPANY, as Warrant Agent (the ?Warrant Agent?) as follows: WHEREAS, on |
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| July 31, 2006 |
Press Release Exhibit 99.1 Press Release Action Products International Reports Preliminary Second Quarter Operating Results and Management Change ORLANDO, FL – (MarketWire) – July 28, 2006 –Action Products International, Inc. (NASDAQ-CM:APII) announced today preliminary operating results. For the six months ended June 30, 2006 the company expects to report net sales of approximately $3.2 Million, |
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| July 31, 2006 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2006 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission Fil |
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| June 16, 2006 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON June 16, 2006 Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON June 16, 2006 REGISTRATION STATEMENT NO. |
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| June 16, 2006 |
Warrant Agreement Exhibit 10.16 WARRANT AGREEMENT AGREEMENT, dated this 16th day of June, 2006 by and between Action Products International, Inc., a Florida corporation (the “Company”), and Registrar and Transfer Company, as Warrant Agent (the “Warrant Agent”). WHEREAS, each record holder of the Company’s common shares, $0.001 par value (the “Common Shares”), on the record date of January 18, 2006 |
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| June 7, 2006 |
ACTION PRODUCTS INTERNATIONAL, INC. Filed Pursuant to Rule 424(b)(3) SEC File No. 333-106713 Prospectus Supplement (To Prospectus Dated July 31, 2003 And Prospectus Supplement Dated September 11, 2003 And Prospectus Supplement Dated October 15, 2003 And Prospectus Supplement Dated May 5, 2004 and And Prospectus Supplement Dated June 4 2004) ACTION PRODUCTS INTERNATIONAL, INC. 3,272,092 Shares of Common Stock Underlying Common Stock |
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| May 15, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended March 31, 2006 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| March 31, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB (Mark One) x Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2005 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No.) ACTION P |
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| March 29, 2006 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2006 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission Fi |
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| March 29, 2006 |
Exhibit 99.1 THE NASDAQ STOCK MARKET LISTING QUALIFICATIONS DEPARTMENT 9600 BLACKWELL ROAD ROCKVILLE, MD 20850 By Facsimile and Regular Mail March 23, 2006 Mr. Ronald S. Kaplan Chief Executive Officer Action Products International, Inc. 1101 N. Keller Road, Suite E Orlando, FL 32810 Re: Action Products International, Inc. (the ?Company?) Nasdaq Symbol: APII Dear Mr. Kaplan: According to the Compan |
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| March 21, 2006 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2006 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission Fi |
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| March 21, 2006 |
Resignation Letter From Alan Stone Exhibit 99.1 March 16, 2006 Via: E-Mail, Facsimile and Federal Express Mr. Ron Kaplan, Chairman and CEO Mr. Scott Runkel, CPA, Director Ms. Ann Stone, Director Mr. John Oliver, CFO and Secretary Action Products International, Inc. 1101 N. Keller Road, Suite E Orlando, FL 32810 Today during the middle of the board of directors meeting of Action Products Internatio |
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| January 31, 2006 |
JAY JAY THE JET PLANE MERCHANDISING LICENSE AGREEMENT Agreement No: 191 Exhibit 99.1 Confidential treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as [*****]. A complete version of this exhibit has been filed separately with the Securities and Exchange Commission. JAY JAY THE JET PLANE MERCHANDISING LICENSE AGREEMENT Agreement No: 191 This Merchandi |
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| January 31, 2006 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2006 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission |
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| January 31, 2006 |
Exhibit 99.2 For Release: Thursday January 26, 2006 10:00 AM Action Products? Jay Jay Toys Cleared for Flights through 2008 Company Extends Licensing Agreement with PorchLight Entertainment ORLANDO, FL ? January 24, 2006 ?Action Products International, Inc. (NASDAQ-CM: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys announced today that its lice |
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| January 17, 2006 |
Action Products Revises Warrant Terms Exhibit 99.1 Press Release Action Products Revises Warrant Terms ORLANDO, FL – January 12, 2006 – Action Products International, Inc. (NASDAQ-CM: APII) - Today the Board of Action Products has elected to reduce the price of the warrant dividend declared on October 28, 2005. The previous terms were $3.75 per share on or before July 31, 2006 and $4.25 per share on or after August 1, 2006 through Jan |
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| January 17, 2006 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2006 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission |
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| January 9, 2006 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2006 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Numbe |
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| January 9, 2006 |
Action Products Announces Record-Setting Sales for 2005 Sales Increased For Third Year In A Row Exhibit 99.1 Press Release Action Products Announces Record-Setting Sales for 2005 Sales Increased For Third Year In A Row ORLANDO, FL ? January 9, 2006 ?Action Products International, Inc. (NASDAQ-CM: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys announced record 2005 sales levels today, experiencing an overall growth in sales for the third y |
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| December 1, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Num |
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| December 1, 2005 |
Lawrence H. Bernstein to be Named President of Action Products Exhibit 99.1 Press Release Lawrence H. Bernstein to be Named President of Action Products ORLANDO, FL – November 30, 2005 –Action Products International, Inc. (NASDAQ-CM: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys is pleased to announce Lawrence H. Bernstein has been named President effective immediately. For nineteen years Mr. Bernstein he |
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| November 4, 2005 |
Action Products Announces Key Results of Quarterly Board Meeting Press Release Exhibit 99.2 Press Release Correction to October 31, 2005 Press Release: Action Products Announces Key Results of Quarterly Board Meeting ORLANDO, FL – October 31, 2005 –Action Products International, Inc. (NASDAQ-CM: APII), is correcting a quote in a previous press release on this date. Incoming Chairman, Ronald Kaplan, said . . . “as demonstrated by our inside investors exercise of |
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| November 4, 2005 |
Exhibit 99.1 Press Release Action Products Announces Key Results of Quarterly Board Meeting Changes to Board of Directors, Will Grant Shareholders a New Warrant Dividend ORLANDO, FL – October 31, 2005 –Action Products International, Inc. (NASDAQ-CM: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys announced today that the Board of Directors has a |
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| November 4, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Numb |
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| November 1, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB Form 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended September 30, 2005 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| October 20, 2005 |
Action Products Expects Third Quarter Profit Gain Exhibit 99.1 Press Release Action Products Expects Third Quarter Profit Gain ORLANDO, FL – October 19, 2005 –Action Products International, Inc. (NASDAQ-CM: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded playthings, announces that subject to a review by its auditors and audit committee, management currently expects the Company to deliver it sharehol |
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| October 20, 2005 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Num |
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| October 20, 2005 |
Press Release Exhibit 99.1 Press Release Action Products Reports Sales Gains for Third Quarter and Nine Months Forecasts Strong Profit Improvement for Those Periods ORLANDO, FL – October 7, 2005 –Action Products International, Inc. (NASDAQ-SC: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys announced today that unaudited sales results for the th |
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| October 20, 2005 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission F |
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| October 20, 2005 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Numb |
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| August 30, 2005 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission F |
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| August 30, 2005 |
Action Products Elects New Director Exhibit 99.1 Press Release Action Products Elects New Director ORLANDO, FL – August 30, 2005 –Action Products International, Inc. (NASDAQ-SC: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys for pre-school children through pre-teens, announced that at the Board meeting on August 24, 2005, the Board elected Alan Stone, head of Wall Street Research |
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| August 19, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Num |
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| August 17, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Numbe |
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| August 10, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Number |
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| August 8, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Number |
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| August 5, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB Form 10Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended June 30, 2005 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| June 21, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Number) |
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| June 21, 2005 |
Action Products International Appoints New CFO Exhibit 99.1 Press Release Action Products International Appoints New CFO ORLANDO, FL – June 20, 2005 – Action Products International, Inc. (NASDAQ-SC: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys for pre-school children through pre-teens announced that the company has appointed John R. Oliver as its Chief Financial Officer and Company Secret |
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| May 12, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A (Mark One) x Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2004 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No.) ACTION |
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| May 12, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB For The Quarter Ended March 31, 2005 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended March 31, 2005 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| May 12, 2005 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Number |
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| March 28, 2005 |
Exhibit 99.1 Press Release Action Products International Announces Departure of Chief Financial Officer and Appointment of Interim Chief Financial Office Business Editors ORLANDO, Fla.—(BUSINESS WIRE)—March 25, 2005—Action Products International, Inc. (NASDAQ:APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys for pre-school children through pre-tee |
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| February 24, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB (Mark One) x Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2004 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No.) ACTION P |
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| February 23, 2005 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Num |
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| February 23, 2005 |
TAFFY ENTERTAINMENT LLC LICENSE AGREEMENT License Agreement Exhibit 99.1 TAFFY ENTERTAINMENT LLC LICENSE AGREEMENT LICENSE AGREEMENT between: TAFFY ENTERTAINMENT, LLC (“Licensor”) and 20335 Ventura Boulevard, Suite 225 Woodland Hills, CA 91364 Fax: 818 999-0172 ACTION PRODUCTS INTERNATIONAL, INC. (“Licensee”) 1101 N. Keller Road Suite E Orlando, FL 32810 Tel: 800-772-2846 x 715 Fax: 407-332-7926 Date of this Agreement: 16 February 2005 Th |
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| February 23, 2005 |
Exhibit 99.2 Very Silly. Very Smart. ACTION PRODUCTS INT’L TO MARKET “TODDWORLD”™ SOFT PLAY PRODUCTS INSPIRED BY TODD PARR’S AWARD-WINNING CHILDREN’S BOOKS The First ToddWorld Toys to Bounce Off Retail Shelves Latter 2005 Los Angeles, CA - L & G Licensing+ and Taffy Entertainment announce a broad, multi-year licensing agreement with Action Products International, Inc. (NASDAQ: APII), a leading spe |
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| February 17, 2005 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission |
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| February 17, 2005 |
Exhibit 99.1 Action Products to Release 2004 Financials on Feb. 24 and Host a Conference Call; Company Estimates a Substantially Smaller Loss Than in 2003 and Profits in 2005 ORLANDO, Fla., Feb 15, 2005 (BUSINESS WIRE) — Action Products International, Inc. (APII), a leading toy designer and manufacturer of educational, positive, non-violent branded toys for pre-school children through pre-teens, a |
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| February 4, 2005 |
4,571,625 Common Shares ACTION PRODUCTS INTERNATIONAL, INC. Table of Contents SEC File Number 333-120970 Filed Pursuant to Rule 424(b)(3) PROSPECTUS 4,571,625 Common Shares ACTION PRODUCTS INTERNATIONAL, INC. |
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| February 2, 2005 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 2, 2005 Pre-Effective Amendment No. 2 to Form S-3 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 2, 2005 REGISTRATION STATEMENT NO. 333-120970 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 PRE-EFFECTIVE AMENDMENT NUMBER TWO to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ACTION PRODUCTS INTERNATIONAL, INC. (Exact name of registrant as specifi |
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| February 2, 2005 |
Exhibit 10.1 WARRANT AGREEMENT AGREEMENT, dated this 7th day of January, 2005 by and between Action Products International, Inc., a Florida corporation (the ?Company?), and Registrar and Transfer Company, as Warrant Agent (the ?Warrant Agent?). WHEREAS, each record holder of the Company?s common shares, $0.001 par value (the ?Common Shares?), on the record date of January 7, 2005, or such other da |
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| February 2, 2005 |
WARRANT SOLICITATION AGREEMENT Exhibit 10.2 WARRANT SOLICITATION AGREEMENT THIS WARRANT SOLICITATION AGREEMENT (?Agreement?) is dated as of January 24, 2005, by and between Action Products International, Inc. (the ?Company?) and Brookstreet Securities Corporation (?Broker?). RECITALS WHEREAS, the Company desires to retain Broker to act as a nonexclusive Warrant Solicitation Agent in connection with the solicitation of the exerc |
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| January 19, 2005 |
APII To Report A Profit In The Fourth Quarter Company Sees Better Results in 2005 Exhibit 99.1 APII To Report A Profit In The Fourth Quarter Company Sees Better Results in 2005 ORLANDO, Fl –(Business Wire) – January 18, 2005 – Action Products International, Inc. (NASDAQ-SC: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys for pre-school children through pre-teens, today announced that the current outlook is for the company to |
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| January 19, 2005 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Numb |
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| January 13, 2005 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2005 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission |
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| January 13, 2005 |
Action Products Reports 2004 Sales Above Estimates. Fourth Quarter and December Sales Sets Records. Exhibit 99.1 Action Products Reports 2004 Sales Above Estimates. Fourth Quarter and December Sales Sets Records. ORLANDO, Fl –(Business Wire) – January 12, 2005 – Action Products International, Inc. (NASDAQ-SC: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys for pre-school children through pre-teens, today announced that December sales were $488 |
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| December 20, 2004 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 20, 2004 Pre-Efective Amendment number One to Form S-3 Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 20, 2004 REGISTRATION STATEMENT NO. |
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| December 17, 2004 |
Action Products International Inc. Request to Withdraw Action Products International Inc. December 14, 2004 United States Securities and Exchange Commission Division of Corporation Finance 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Action Products International, Inc. Request to Withdraw Registration Statement on Form S-3 SEC File Number 333-119205 Ladies and Gentlemen: Pursuant to Rule 477(a) promulgated under the Securities |
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| December 3, 2004 |
Warrant Agreement Exhibit 10.1 WARRANT AGREEMENT AGREEMENT, dated this [date] day of [month and year] by and between Action Products International, Inc., a Florida corporation (the “Company”), and Registrar and Transfer Company, as Warrant Agent (the “Warrant Agent”). WHEREAS, each record holder of the Company’s common shares, $0.001 par value (the “Common Shares”), on the record date of January 7 |
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| December 3, 2004 |
WARRANT SOLICITATION AGREEMENT Exhibit 10.2 WARRANT SOLICITATION AGREEMENT THIS WARRANT SOLICITATION AGREEMENT (?Agreement?) is dated as of [date], by and between Action Products International, Inc. (the ?Company?) and [name] (?Broker?). RECITALS WHEREAS, the Company desires to retain Broker to act as a nonexclusive Warrant Solicitation Agent in connection with the solicitation of the exercise of the Company?s publicly traded w |
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| December 3, 2004 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 3, 2004 Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 3, 2004 REGISTRATION STATEMENT NO. |
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| October 29, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended September 30, 2004 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| October 22, 2004 |
Action Products to Report Third Quarter Financials and Conference Call Exhibit 99.1 Action Products to Report Third Quarter Financials and Conference Call Wednesday October 20, 1:00 pm ET Company Expects to Report Profit for the Third Quarter ORLANDO, Fla., Oct. 20, 2004 (PRIMEZONE) — Action Products International, Inc. (NasdaqSC:APII - News), a leading toy designer and manufacturer of educational and positive, non-violent branded toys for pre-school children through |
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| October 22, 2004 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 20, 2004 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State or Other Jurisdiction of Incorporation) |
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| October 5, 2004 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2004 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Numbe |
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| October 5, 2004 |
Press Release Exhibit 99.1 Action Products Reports Sales for the Third Quarter and Nine Months Sees Great Progress Leading Into 2005 ORLANDO, Fla., Oct. 5, 2004 (PRIMEZONE) — Action Products International, Inc. (NasdaqSC:APII - News), a leading toy designer and manufacturer of educational and positive, non-violent branded toys for pre-school children through pre-teens, today announced that sales f |
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| September 23, 2004 |
Exhibit 10.1 NEITHER THIS WARRANT NOR THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR APPLICABLE STATE SECURITIES LAW, AND MAY NOT BE SOLD, PLEDGED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR RECEIPT BY THE COMPANY OF AN OPINION OF COUNSEL (WHICH COUNSEL SHALL BE REASONABLY ACCEPTABLE TO THE COM |
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| September 23, 2004 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 23, 2004 Form S-3 Table of Contents AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 23, 2004 REGISTRATION STATEMENT NO. |
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| August 9, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB Form 10-QSB for June 30, 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended June 30, 2004 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| July 16, 2004 |
Form 8K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 16, 2004 (Date of earliest event reported) ACTION PRODUCTS INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State or other jurisdiction of incorporation or organi |
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| July 16, 2004 |
Action Products Int’l Reaffirms Guidance Exhibit 99(a) FOR: ACTION PRODUCTS INTERNATIONAL, INC. CONTACTS: Investor Relations 407-481-8007 Ext 723 [email protected] Action Products Int?l Reaffirms Guidance ORLANDO, Florida (July 16, 2004) ? Action Products International Inc. (NASDAQ-SC: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toys for children in preschool through primary grades, |
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| July 14, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 14, 2004 (Date of earliest event reported) ACTION PRODUCTS INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State or other jurisdiction of incorporation or organization) |
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| July 14, 2004 |
Action Products Reports Sales Gain For Six Months Independent Toy Store Sales Increased 109% Exhibit 99(a) FOR: ACTION PRODUCTS INTERNATIONAL, INC. CONTACTS: Investor Relations 407-481-8007 Ext 723 [email protected] Action Products Reports Sales Gain For Six Months Independent Toy Store Sales Increased 109% ORLANDO, Florida (July 14, 2004) – Action Products International Inc. (NASDAQ-SC: APII), a leading toy designer and manufacturer of educational and positive, non-violent branded toy |
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| June 21, 2004 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A-1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 5, 2004 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Co |
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| June 9, 2004 |
AMENDED AND RESTATED ACTION PRODUCTS INTERNATIONAL, INC. ARTICLE I Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF ACTION PRODUCTS INTERNATIONAL, INC. ARTICLE I Offices In addition to the office of the corporation registered with the Secretary of State of Florida, the corporation may also have offices at such places, both within and without the State of Florida, as the Board of Directors may from time to time determine or the business of the corporation may require. |
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| June 9, 2004 |
AMENDMENT NUMBER ONE TO WARRANT AGREEMENT Exhibit 10.1 AMENDMENT NUMBER ONE TO WARRANT AGREEMENT This Amendment Number One to the Warrant Agreement (the ?Amendment?) is dated as of June 4, 2004 by and between Action Products International, Inc., a Florida corporation (the ?Company?), and Registrar and Transfer Company, as Warrant Agent (the ?Warrant Agent?). WHEREAS, the Company and the Warrant Agent entered into a Warrant Agreement (the |
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| June 9, 2004 |
Exhibit 3.1 Articles of Amendment to Articles of Incorporation of Action Products International, Inc. (Name of corporation as currently filed with the Florida Dept. of State) F13942 (Document number of corporation (if known) Pursuant to the provisions of section 607.1006, Florida Statutes, this Florida Profit Corporation adopts the following amendment(s) to its Articles of Incorporation: NEW CORPO |
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| June 9, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 3, 2004 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Number) ( |
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| June 7, 2004 |
Prospectus Supplement Prospectus Supplement SEC File No. 333-106713 (To Prospectus Dated July 31, 2003 Filed Pursuant to Rule 424(b)(3) and Prospectus Supplement Dated September 11, 2003 and Prospectus Supplement Dated October 15, 2003 and Prospectus Supplement Dated May 5, 2004) ACTION PRODUCTS INTERNATIONAL, INC. 3,272,092 Shares of Common Stock Underlying Common Stock Purchase Warrants This Pro |
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| May 5, 2004 |
Prospectus Supplement SEC File No. 333-106713 (To Prospectus Dated July 31, 2003 Filed Pursuant to Rule 424(b)(3) and Prospectus Supplement Dated September 11, 2003 and Prospectus Supplement Dated October 15, 2003) Action Products International, Inc. 3,272,092 Shares of Common Stock Underlying Common Stock Purchase Warrants This Prospectus Supplement supplements the Prospectus dated July 31, 2003, |
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| May 5, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 14, 2004 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Number) |
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| May 5, 2004 |
WARRANT SOLICITATION AGREEMENT Exhibit 10.1 WARRANT SOLICITATION AGREEMENT THIS WARRANT SOLICITATION AGREEMENT (“Agreement”) is dated as of April 14, 2004, by and between Action Products International, Inc. (the “Company”) and Corpfin.com, Inc. (“Broker”). RECITALS WHEREAS, the Company desires to retain Broker to act as a nonexclusive Warrant Solicitation Agent in connection with the solicitation of the exercise of the Company’ |
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| April 29, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 27, 2004 |
Revised Preliminary Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 22, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB Form 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended March 31, 2004 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| April 20, 2004 |
Exhibit 99.1 Press Release Action Products Acquires Curiosity Kits(R) ? The Leading Award-Winning Specialty Brand For Kids? Craft and Activity Kits ORLANDO, Fla., April 6 /PRNewswire-FirstCall/ ? Action Products International, Inc. (Nasdaq: APII - News), a leading toy designer and manufacturer of educational and positive, non-violent branded toys for pre-school children through pre-teens, announce |
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| April 20, 2004 |
Exhibit 2.1 Execution Copy ASSET PURCHASE AGREEMENT by and among Action Products International, Inc., Curiosity Kits, Inc., and Brighter Vision Holdings Inc., Dated April 5, 2004 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (?Agreement?) is dated April 5, 2004, by and among Action Products International, Inc. a Florida corporation (?Buyer?), Curiosity Kits, Inc., a Delaware corporation ( |
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| April 20, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 5, 2004 (Date of earliest event reported) ACTION PRODUCTS INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State or other jurisdiction of incorporation or organization) |
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| April 20, 2004 |
PROMISSORY NOTE Exhibit 10.2 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY APPLICABLE STATE SECURITIES LAW, AND MAY NOT BE SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS (A) THERE IS AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS COVERING ANY SUCH TRANSACTION OR (B) SUCH TRANSACTION IS EXEMPT FROM REGIS |
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| April 20, 2004 |
Exhibit 10.1 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY APPLICABLE STATE SECURITIES LAW, AND MAY NOT BE SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS (A) THERE IS AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS COVERING ANY SUCH TRANSACTION OR (B) SUCH TRANSACTION IS EXEMPT FROM REGISTRATION. PROMISS |
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| April 20, 2004 |
Exhibit 10.4 NEITHER THIS WARRANT NOR THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY APPLICABLE STATE SECURITIES LAW, AND MAY NOT BE SOLD, PLEDGED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR RECEIPT BY THE COMPANY OF AN OPINION OF COUNSEL (WHICH COUNSEL SHALL BE REASONABLY ACCEPTABLE TO THE |
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| April 20, 2004 |
Warrant issued to Warren Kaplan Exhibit 10.3 NEITHER THIS WARRANT NOR THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY APPLICABLE STATE SECURITIES LAW, AND MAY NOT BE SOLD, PLEDGED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR RECEIPT BY THE COMPANY OF AN OPINION OF COUNSEL (WHICH COUNSEL SHALL |
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| April 16, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| April 8, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 7, 2004 (Date of earliest event reported) ACTION PRODUCTS INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State or other jurisdiction of incorporation or organization) |
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| April 8, 2004 |
Exhibit 99(a) Press Release Action Products Achieves Record-Breaking First Quarter With 27% Sales Increase Wednesday April 7, 9:59 am ET ORLANDO, Fla. |
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| February 27, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB FOR THE PERIOD ENDED DECEMBER 31 2003 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 16, 2004 |
FOR: ACTION PRODUCTS INTERNATIONAL, INC. Exhibit 99(a) FOR: ACTION PRODUCTS INTERNATIONAL, INC. CONTACTS: Raymond Oliver, Investor Relations 407-481-8007 Ext 716 [email protected] Action Product Reports 28% Sales Gain for 2003 Expects 22% Sales Gain and a Profit in 2004 ORLANDO, Florida (January 16, 2004) – Action Products International Inc. (NASDAQ-SC: APII), a leading toy designer and manufacturer of educational and positive, non-vi |
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| January 16, 2004 |
8-K 1 d8k.htm JANUARY 16, 2004 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 16, 2004 (Date of earliest event reported) ACTION PRODUCTS INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State or other jurisdiction |
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| October 30, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 29, 2003 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Numbe |
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| October 28, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) x Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended September 30, 2003 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No. |
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| October 23, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 5, 2003 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Number |
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| October 23, 2003 |
WARRANT SOLICITATION AGREEMENT Warrant Solicitation Agreement Exhibit 10.1 WARRANT SOLICITATION AGREEMENT THIS WARRANT SOLICITATION AGREEMENT (“Agreement”) is dated as of October 5, 2003, by and between Action Products International, Inc. (the “Company”) and Allen Douglas Securities, Inc. (“Broker”). RECITALS WHEREAS, the Company desires to retain Broker to act as a nonexclusive Warrant Solicitation Agent in connection with the |
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| October 23, 2003 |
Prospectus Supplement Prospectus Supplement SEC File No. 333-106713 (To Prospectus Dated July 31, 2003 Filed Pursuant to Rule 424(b)(3) and Prospectus Supplement Dated September 11, 2003 and Prospectus Supplement Dated October 15, 2003) Action Products International, Inc. 3,272,092 Shares of Common Stock Underlying Common Stock Purchase Warrants This Prospectus Supplement supplements the Prospectu |
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| October 20, 2003 |
Exhibit 99.1 FOR: ACTION PRODUCTS INTERNATIONAL, INC. CONTACTS: Warren Kaplan, Chairperson Raymond Oliver, Investor Relations 407-481-8007 Ext 723 [email protected] Action Products Expects to Report A Third Quarter Profit Up At Least 300% Over Second Quarter Profits. More Warrants Exercised. ORLANDO, Florida (Oct 20, 2003) – Action Products International Inc. (NASDAQ-SC: APII), a leading toy desig |
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| October 20, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 20, 2003 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commission File Numbe |
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| September 11, 2003 |
August 27, 2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 27, 2003 Action Products International, Inc. (Exact name of registrant as specified in its charter) Florida 001-13118 59-2095427 (State of incorporation) (Commis |
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| September 11, 2003 |
WARRANT SOLICITATION AGREEMENT Warrant Solicitation Agreement Exhibit 10.1 WARRANT SOLICITATION AGREEMENT THIS WARRANT SOLICITATION AGREEMENT (“Agreement”) is dated as of August 27, 2003, by and between Action Products International, Inc. (the “Company”) and GunnAllen (“Broker”). RECITALS WHEREAS, the Company desires to retain Broker to act as a nonexclusive Warrant Solicitation Agent in connection with the solicitation of the |
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| September 11, 2003 |
Prospectus Supplement SEC File No. 333-106713 (To Prospectus Dated July 31, 2003) Filed Pursuant to Rule 424(b)(3) Action Products International, Inc. 3,272,092 Shares of Common Stock Underlying Common Stock Purchase Warrants This Prospectus Supplement supplements the Prospectus dated July 31, 2003 relating to the prior registration of our public offering of common shares issuable upon exercise of |
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| May 7, 2003 |
DEF 14A 1 f2003proxystatementfinal.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as |
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| April 30, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB 10QSB 1 g82429e10qsb.htm ACTION PRODUCTS INTERNATIONAL, INC. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB (Mark One) [X] Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarter ended March 31, 2003 or [ ] Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Co |
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| April 30, 2003 |
Exhibit 99.2 Certification Pursuant To 18 U.S.C. Section 1350, As Adopted Pursuant To Section 906 of The Sarbanes-Oxley Act of 2002 I, Robert L. Burrows, Chief Financial Officer of Action Products International, Inc. (the “Company”), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: • the Company’s Quarterly Report on Form 10-QSB for the fiscal year |
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| April 30, 2003 |
Exhibit 99.1 Certification Pursuant To 18 U.S.C. Section 1350, As Adopted Pursuant To Section 906 of The Sarbanes-Oxley Act of 2002 I, Ronald S. Kaplan, Chief Executive Officer of Action Products International, Inc. (the “Company”), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: • the Company’s Quarterly Report on Form 10-QSB for the fiscal year e |
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| March 31, 2003 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A-1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A-1 (Mark One) [X] Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2002 or [ ] Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No.) ACTION PRODUCTS INTERNATIONAL, I |
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| March 26, 2003 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB (Mark One) [X] Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2002 or [ ] Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 000-13118 (Commission File No.) ACTION PRODUCTS INTERNATIONAL, INC. |
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| March 26, 2003 |
EXHIBIT 10.10 SEPARATION AGREEMENT This Separation Agreement ("Agreement") is made and entered into by and among Action Products International, Inc. ("APII"), a Florida corporation, with its principal offices at 390 North Orange Avenue, Suite 2185, Orlando, Florida 32801 and Ronald E. Tuchman ("Tuchman"), an individual residing at 566 Wayne Drive, River Vale, New Jersey 07675. WHEREAS, Tuchman acc |
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| March 26, 2003 |
EX-10.9 3 g81473exv10w9.txt EX-10.9 MERCHANDISING LISCENCE AGREEMENT EXHIBIT 10.9 JAY JAY THE JET PLANE MERCHANDISING LICENSE AGREEMENT - Agreement No: 016 This Merchandising License Agreement (the "Agreement") is made as of the 17th day of December, 2001 (the "Effective Date"), between the following parties (referred to collectively herein as the "Parties" and individually as a "Party"): PORCHLIG |
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| March 26, 2003 |
Exhibit 99.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Robert L. Burrows, Chief Financial Officer of Action Products International, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: - the Company's Annual Report on Form 10-KSB for the fiscal year end |
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| March 26, 2003 |
EX-99.1 6 g81473exv99w1.txt EX-99.1 CEO CERTIFICATION Exhibit 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Ronald S. Kaplan, Chief Executive Officer of Action Products International, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: - the Company's |
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| January 2, 2003 |
January 2, 2003 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Corporation Finance 450 Fifth Street, N. |
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| December 27, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 26, 2002 (Date of earliest event reported) ACTION PRODUCTS INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Florida (State or other jurisdiction of incorporation or organization) 000-13118 (Commis |
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| December 23, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 23, 2002 (Date of earliest event reported) ACTION PRODUCTS INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Florida (State or other jurisdiction of incorporation or organization) 000-13118 (Commis |
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| December 23, 2002 |
EX-99.1 3 g79911exv99w1.htm PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEET EXHIBIT 99.1 ACTION PRODUCTS INTERNATIONAL, INC. AND SUBSIDIARY PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEET (Unaudited) Adjustment Receipts Pro Forma November 30, Equity November 30, 2002 Investment 2002 ASSETS CURRENT ASSETS Cash and cash equivalents $ 591,800 $ 187,700 $ 779,500 Accounts receivable, net of an allowance |
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| December 6, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No) Action Products International, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 004920104 (CUSIP Number) November 26, 2002 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| December 5, 2002 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 5, 2002 (Date of earliest event reported) ACTION PRODUCTS INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Florida (State or other jurisdiction of incorporation or organization) |
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| November 14, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 14, 2002 (Date of earliest event reported) ACTION PRODUCTS INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State or other jurisdiction of incorporation or organizati |
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| November 14, 2002 |
EXHIBIT 99.1 [NEWS RELEASE] FOR: ACTION PRODUCTS INTERNATIONAL, INC. CONTACTS: Ronald Kaplan, CEO Robert Burrows, CFO (407) 481-8007 [email protected] Greg Zesinger (Media Contact) (407) 481-8007 x 722 [email protected] ACTION PRODUCTS TO APPEAL NASDAQ DELISTING NOTIFICATION ORLANDO, FL - October 21, 2002 - (PR Newswire) - - Action Products International Inc. (Nasdaq-SC: APII), today announced th |
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| September 25, 2002 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 25, 2002 sv3 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 25, 2002 REGISTRATION STATEMENT NO. |
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| August 14, 2002 |
EXHIBIT 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Action Products International, Inc. (the "Company") on Form 10-Q for the period ended June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), Ronald Kaplan, as Chief Executive Off |
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| August 14, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB QUARTERLY REPORT UNDER SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended June 30, 2002 Commission File Number 0-13118 ACTION PRODUCTS INTERNATIONAL, INC. |
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| May 31, 2002 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 14, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB QUARTERLY REPORT UNDER SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended March 31, 2002 Commission File Number 0-13118 ACTION PRODUCTS INTERNATIONAL, INC. |
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| May 7, 2002 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A 10KSB/A 1 g76030e10ksba.htm ACTION PRODUCTS INTERNATIONAL, INC. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A (Mark One) [X] Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2001 or [ ] Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to 00 |
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| November 9, 2001 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-QSB QUARTERLY REPORT UNDER SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended September 30, 2001 Commission File Number 0-13118 ACTION PRODUCTS INTERNATIONAL, INC. |
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| October 17, 2001 |
Press Release Dated October 17, 2001 EX-99.1 3 g72193ex99-1.txt PRESS RELEASE DATED OCTOBER 17, 2001 EXHIBIT 99.1 NEWS RELEASE FOR: ACTION PRODUCTS INTERNATIONAL, INC. CONTACTS: Ronald Kaplan, CEO Robert Burrows, CFO (407) 481-8007 [email protected] ACTION PRODUCTS INTERNATIONAL BOARD AUTHORIZES STOCK REPURCHASE PROGRAM $250,000 Available to Enhance Shareholder Value ORLANDO, FL - October 17, 2001 - Edu-Toymaker Action Products Inter |
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| October 17, 2001 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 17, 2001 (Date of earliest event reported) ACTION PRODUCTS INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Florida 000-13118 59-2095427 (State or other jurisdiction of incorporat |
