ADTM / Adaptive Medias Inc - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Adaptive Medias Inc
US ˙ OTC
DENNA SYMBOL ÄR INTE LÄNGRE AKTIV

Grundläggande statistik
CIK 1428397
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Adaptive Medias Inc
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
January 16, 2018 8-K/A

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K/A 1 f8ka011218.htm FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2017 ADAPTIVE MEDIAS, INC. (Exact name of Registrant as specified in its charter) Nevada (State or other jurisdictio

January 16, 2018 EX-10.1

Settlement Agreement dated December 5, 2017

Exhibit 10.1

December 21, 2017 EX-10.1

Settlement Agreement dated December 5, 2017

EX-10.1 2 exh101.htm EXHIBIT 10.1 Exhibit 10.1

December 21, 2017 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities

8-K 1 f8k122117.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2017 ADAPTIVE MEDIAS, INC. (Exact name of Registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-5

August 5, 2016 SC 13G

ADTM / Adaptive Medias, Inc. / Pinz Matthew - SC 13G Passive Investment

Schedule 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Adaptive Medias, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 00652J 208 (CUSIP Number) July 19, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu

July 29, 2016 10-Q/A

Quarterly Report -

FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Amendment No.

June 8, 2016 8-K

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2016 ADAPTIVE MEDIAS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Commissi

May 24, 2016 10-Q

Quarterly Report -

FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal quarter ended March 31, 2016 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from .

May 24, 2016 10-Q/A

Quarterly Report -

FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Amendment No.

May 16, 2016 NT 10-Q

Adaptive Medias 0-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: March 31, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-S

April 18, 2016 10-K/A

Adaptive Medias /A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No.

April 14, 2016 10-K

Adaptive Medias (Annual Report)

10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from .to . Commission file number 000-54074 AD

April 14, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 14, 2016 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Commission File Numb

April 14, 2016 EX-99.1

Adaptive Medias Reports Fourth Quarter and Fiscal Year 2015 Results; Merger with AdSupply on Track to Close in Q216; Companies’ Q415 Consolidated Results Support First-Year Goal of $2.5 Million in Earnings on Over $30 Million in Revenues

EdgarFiling

March 31, 2016 EX-99.1

Adaptive Medias ENTERS INTO LOI to Merge with AdSupply Combined Company Expects to Generate at Least $2.5 Million in Earnings on Over $30 Million in Revenues in First-Year

EX-99.1 4 ex99-1.htm - - PRESS RELEASE - - Investor and Media Contacts: Adaptive Medias Inc. Contact: AdSupply Inc. Contact: Max Pashman Todd Markey John B. Strong Justin Bunnell Investor Relations Partners Investor Relations Partners Chairman & CEO CEO [email protected] [email protected] [email protected] [email protected] Phone: 818-280-6801 Phone: 818-280-6800 Phone: (949

March 31, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2016 ADAPTIVE MEDIAS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Commission File

March 31, 2016 EX-10.1

[SIGNATURE PAGE FOLLOWS]

March 11, 2016 AdSupply, Inc. 10811 Washington Blvd 4th Floor Culver City, CA 90232 Re: Proposal to Acquire AdSupply, Inc. by Merger Dear Mr. Bunnell: This letter (this “Letter”) is intended to summarize the principal terms of a proposal being considered by Adaptive Medias, Inc. (“Buyer”) regarding its acquisition of AdSupply, Inc., including BlockIQ and its patents (the “Company”) by merger. The

March 31, 2016 NT 10-K

Adaptive Medias 0-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2018 Estimated average burden hours per response 2.50 SEC FILE NUMBER 000-54074 CUSIP NUMBER (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December

March 4, 2016 SC 13G

ADTM / Adaptive Medias, Inc. / JSJ Investments, Inc. - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Adaptive Medias, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 00652J 208 (CUSIP Number) JSJ Investments Inc. 6060 North Central Expressway, Suite 500 Dallas, TX 75206 888-503-2599 (Name, Address and Telephone Number of Person Authorized to Receive Noti

February 17, 2016 EX-99.1

ADAPTIVE MEDIAS, INC. ANNOUNCES ENGAGEMENT OF INVESTMENT BANKING FIRM ROTH CAPITAL PARTNERS TO PROVIDE STRATEGIC ADVISORY SERVICES ROTH Engaged to Initially Focus on Recent Buyout Offer of Adaptive Medias

- - PRESS RELEASE - - Investor Contact: At ROTH Capital: Max Pashman Al Longfield Vice President Managing Director mpashman@irpartnersinc.

February 17, 2016 EX-10.1

EX-10.1

February 17, 2016 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2016 ADAPTIVE MEDIAS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2016 ADAPTIVE MEDIAS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Commission F

February 5, 2016 EX-10.1

ADAPTIVE MEDIAS, INC. EXECUTIVE EMPLOYMENT AGREEMENT

EX-10.1 2 ex10-1.htm ADAPTIVE MEDIAS, INC. EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of February 3, 2016, by and between Adaptive Medias, Inc., a Nevada corporation (the “Company”), and John Strong (“Executive”). WHEREAS, the Company desires to employ Executive on the terms and subject to the conditions set forth herein; and WHEREAS, E

February 5, 2016 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2016 (January 12, 2016) ADAPTIVE MEDIAS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54074 26-0685980 (State or Other Jurisd

February 5, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2016 ADAPTIVE MEDIAS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Commission Fi

February 5, 2016 EX-10.2

ADAPTIVE MEDIAS, INC. RESTRICTED STOCK GRANT NOTICE AND AGREEMENT

ADAPTIVE MEDIAS, INC. RESTRICTED STOCK GRANT NOTICE AND AGREEMENT ADAPTIVE MEDIAS, INC., a Nevada corporation (the ?Company?), pursuant to its 2010 Stock Incentive Plan, as amended from time to time (the ?Plan?), hereby grants to the participant listed below (the ?Grant Recipient?), the number of shares of the Company?s Common Stock set forth below. This Grant is governed by the Plan and the Restr

February 1, 2016 EX-99.1

Adaptive Medias, Inc. Receives Acquisition Proposal From Adsupply, Inc. for $35 Million, or $1.50 Per Share, in All Cash Transaction

EdgarFiling EXHIBIT 99.1 Adaptive Medias, Inc. Receives Acquisition Proposal From Adsupply, Inc. for $35 Million, or $1.50 Per Share, in All Cash Transaction IRVINE, Calif., Feb. 01, 2016 (GLOBE NEWSWIRE) - Adaptive Medias, Inc. (OTCQB:ADTM), a video technology company that supports publishers, content producers and brand advertisers, today announced it received an acquisition proposal from privat

February 1, 2016 EX-99.2

EX-99.2

EXHIBIT 99.2

February 1, 2016 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 1, 2016 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Commission File Nu

January 26, 2016 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2016 ADAPTIVE MEDIAS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Commission Fi

January 26, 2016 EX-16.1

January 25, 2016

18012 Sky Park Circle, Suite 200 Irvine, CA 92614 tel 949-852-1600 fax 949-852-1606 www.

January 19, 2016 EX-99.1

ADAPTIVE MEDIAS APPOINTS SAL AZIZ TO ITS BOARD OF DIRECTORS

Exhibit 99.1 - - PRESS RELEASE - - Investor Contact: Max Pashman [email protected] Phone: 818-280-6800 FOR IMMEDIATE RELEASE January 19, 2015 ADAPTIVE MEDIAS APPOINTS SAL AZIZ TO ITS BOARD OF DIRECTORS IRVINE, Calif., January 19, 2016 - Adaptive Medias, Inc. (OTCQB: ADTM), a video technology company that supports publishers, content producers and brand advertisers, today announced the app

January 19, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 v4291458k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2016 ADAPTIVE MEDIAS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of

January 13, 2016 SC 13D/A

ADTM / Adaptive Medias, Inc. / Batmasian James H - SCHEDULE 13D AMENDMENT Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 5)* Under the Securities Exchange Act of 1934 Adaptive Medias, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 00652J 208 (CUSIP Number) James Batmasian 215 N. Federal Highway Boca Raton, Florida 33432 (561) 392-8920 (Name, Address and Telephone Number of

December 1, 2015 EX-99

Adaptive Medias, Inc. Rolls Out New User Interface for Media Graph Ad-Tech Platform

Adaptive Medias, Inc. Rolls Out New User Interface for Media Graph Ad-Tech Platform EXHIBIT 99.1 Adaptive Medias, Inc. Rolls Out New User Interface for Media Graph Ad-Tech Platform IRVINE, Calif., Dec. 1, 2015 (GLOBE NEWSWIRE) - Adaptive Medias, Inc. (OTCQB:ADTM), a video technology company that supports publishers, content producers and brand advertisers, today announced that it has launched a ne

December 1, 2015 8-K

Financial Statements and Exhibits, Other Events

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): December 1, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Co

November 20, 2015 SC 13D/A

ADTM / Adaptive Medias, Inc. / Batmasian James H - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 4)* Under the Securities Exchange Act of 1934 Adaptive Medias, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 00652J 208 (CUSIP Number) James Batmasian 215 N. Federal Highway Boca Raton, Florida 33432 (561) 392-8920 (Name, Address and Telephone Number of

November 16, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal quarter ended September 30, 2015 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from .

November 12, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): November 12, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (C

November 12, 2015 EX-99

Adaptive Medias Reports Third Quarter Results - Adjusted EBITDA Moves Into Positive Territory

Adaptive Medias Reports Third Quarter Results - Adjusted EBITDA Moves Into Positive Territory EXHIBIT 99.

October 7, 2015 EX-99

Adaptive Medias Signs Mobile News Network to Media Graph Ad-Tech Platform

Adaptive Medias Signs Mobile News Network to Media Graph Ad-Tech Platform EXHIBIT 99.

October 7, 2015 8-K

Financial Statements and Exhibits, Other Events

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): October 7, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Com

September 29, 2015 EX-99

Adaptive Medias Announces Exclusive Strategic Partnership With Communly

EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Adaptive Medias Announces Exclusive Strategic Partnership With Communly IRVINE, Calif., Sept. 29, 2015 (GLOBE NEWSWIRE) - Adaptive Medias, Inc. (OTCQB:ADTM), a video technology company that supports publishers, content producers and brand advertisers, today announced that it has exclusively partnered with Communly (www.communly.com), a social netw

September 29, 2015 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 29, 2015 Adaptive Medias, Inc.

September 29, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): September 29, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Juri

September 24, 2015 8-K

Financial Statements and Exhibits, Other Events

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): September 24, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (

September 24, 2015 EX-99

Adaptive Medias Signs Multiple Publishing Partners to Media Graph Ad-Tech Platform

Adaptive Medias Signs Multiple Publishing Partners to Media Graph Ad-Tech Platform EXHIBIT 99.

September 22, 2015 EX-99.1

Adaptive Medias Appoints John B. Strong as Chairman of the Board AND CHIEF EXECUTIVE OFFICER Technology and Business Veteran John B. Strong to Lead Adaptive Medias' Strategic Expansion Strategy Following Wide-Ranging Search

Exhibit 99.1 - - PRESS RELEASE - - Investor Contact: Max Pashman [email protected] Phone: 818-280-6800 FOR IMMEDIATE RELEASE September 22, 2015 Adaptive Medias Appoints John B. Strong as Chairman of the Board AND CHIEF EXECUTIVE OFFICER Technology and Business Veteran John B. Strong to Lead Adaptive Medias' Strategic Expansion Strategy Following Wide-Ranging Search IRVINE, Calif., Septemb

September 22, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2015 ADAPTIVE MEDIAS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Commission

September 17, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2015 ADAPTIVE MEDIAS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54074 26-0685980 (State or other jurisdiction of incorporation or organizati

September 17, 2015 EX-99.1

REVOLUTIONIZING THE DIGITAL VIDEO ECONOMY OTCQB: ADTM

EX-99.1 2 v420476ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 REVOLUTIONIZING THE DIGITAL VIDEO ECONOMY OTCQB: ADTM FORWARD - LOOKING STATEMENTS SAFE HARBOR STATEMENT This presentation contains forward-looking statements made by or on behalf of Adaptive Medias, Inc . (OTCQB : ADTM) . All statements that address operating performance that the Company expects will occur in the future, including statements r

September 17, 2015 EX-99

Adaptive Medias to Webcast Investor Presentation at 10th Annual Singular Research Investor Conference on September 17, 2015

Adaptive Medias to Webcast Investor Presentation at 10th Annual Singular Research Investor Conference on September 17, 2015 EXHIBIT 99.

September 17, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): September 17, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Juri

September 16, 2015 EX-4.1

ORIGINAL ISSUE DISCOUNT CONVERTIBLE DEBENTURE DUE _____, 20161

Exhibit 4.1 EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECT

September 16, 2015 EX-4.2

COMMON STOCK PURCHASE WARRANT ADAPTIVE MEDIAS, INC.

Exhibit 4.2 EXHIBIT C NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTI

September 16, 2015 EX-10.2

SUBSIDIARY GUARANTEE

Exhibit 10.2 EXHIBIT B SUBSIDIARY GUARANTEE SUBSIDIARY GUARANTEE, dated as of September 4, 2015 (this “Guarantee”), made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the purchasers signatory (together with their permitted assigns, the “Purchasers”) to that certain Securities Purchase Agreement, d

September 16, 2015 8-K/A

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K AMENDMENT NO.1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2015 ADAPTIVE MEDIAS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporatio

September 16, 2015 EX-99

Adaptive Medias Signs Top Blogging Site to Media Graph Ad-Tech Platform

EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Adaptive Medias Signs Top Blogging Site to Media Graph Ad-Tech Platform IRVINE, Calif., Sept. 16, 2015 (GLOBE NEWSWIRE) - Content syndication and monetization company, Adaptive Medias, Inc. (OTCQB:ADTM), a leader in programmatic advertising across mobile, video and online display, today announced it has signed top blogging site CultofMac.com to it

September 16, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): September 16, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Juri

September 16, 2015 EX-10.1

SECURITIES PURCHASE AGREEMENT

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of September 4, 2015, between Adaptive Medias, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions

September 14, 2015 8-K

Financial Statements and Exhibits, Other Events

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): September 14, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (

September 14, 2015 EX-99

Adaptive Medias Announces $1.25 Million Private Placement

Adaptive Medias Announces $1.25 Million Private Placement EXHIBIT 99.1 Adaptive Medias Announces $1.25 Million Private Placement IRVINE, Calif., Sept. 14, 2015 (GLOBE NEWSWIRE) - Content syndication and monetization company, Adaptive Medias, Inc. (OTCQB:ADTM), a leader in programmatic advertising across mobile, video and online display, today announced that it has entered into a securities purchas

September 11, 2015 EX-99

Adaptive Medias Announces Specialized Playlist Features to Media Graph Ad Tech Platform

Adaptive Medias Announces Specialized Playlist Features to Media Graph Ad Tech Platform EXHIBIT 99.

September 11, 2015 8-K

Financial Statements and Exhibits, Other Events

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): September 11, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (

September 2, 2015 8-K

Adaptive Medias FORM 8-K FILING DOCUMENT (Current Report/Significant Event)

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): September 2, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (C

September 2, 2015 8-K

Adaptive Medias FORM 8-K FILING DOCUMENT (Current Report/Significant Event)

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): September 2, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (C

September 2, 2015 EX-99

Adaptive Medias Signs Large International Media Agency to Media Graph Ad-Tech Platform

Adaptive Medias Signs Large International Media Agency to Media Graph Ad-Tech Platform EXHIBIT 99.

September 2, 2015 EX-99

Adaptive Medias Expects to Report Record Third Quarter Revenues; Company Expects Record Fiscal 2015 Results

Adaptive Medias Expects to Report Record Third Quarter Revenues; Company Expects Record Fiscal 2015 Results EXHIBIT 99.

August 28, 2015 EX-99

Adaptive Medias Announces Free Content Storage on Media Graph Ad-Tech Platform

Adaptive Medias Announces Free Content Storage on Media Graph Ad-Tech Platform EXHIBIT 99.

August 28, 2015 8-K

Adaptive Medias FORM 8-K FILING DOCUMENT (Current Report/Significant Event)

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): August 28, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Com

August 19, 2015 8-K

Adaptive Medias FORM 8-K FILING DOCUMENT (Current Report/Significant Event)

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): August 19, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Com

August 19, 2015 EX-99

Adaptive Medias Signs Large Advertising Network to Media Graph Ad-Tech Platform

Adaptive Medias Signs Large Advertising Network to Media Graph Ad-Tech Platform EXHIBIT 99.

August 18, 2015 8-K

Adaptive Medias FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 6, 2015 Adaptive Medias, Inc.

August 18, 2015 EX-99.1

EX-99.1

Exhibit 99.1

August 17, 2015 NT 10-Q

Adaptive Medias NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response?????????... 2.50 SEC FILE NUMBER 333-114564 CUSIP NUMBER (Check one): ? Form 10-K o Form 20-F o Form 11-K ? Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2

August 17, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal quarter ended June 30, 2015 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to .

August 14, 2015 EX-99

Adaptive Medias Announces Second Quarter Revenues in Line With Guidance

Adaptive Medias Announces Second Quarter Revenues in Line With Guidance EXHIBIT 99.

August 14, 2015 8-K

Adaptive Medias FORM 8-K FILING DOCUMENT (Current Report/Significant Event)

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): August 14, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Com

August 6, 2015 EX-99

Adaptive Medias Announces Interim Chief Executive Officer

Adaptive Medias Announces Interim Chief Executive Officer EXHIBIT 99.1 Adaptive Medias Announces Interim Chief Executive Officer Technology and Business Veteran Appointed to Lead Adaptive Medias' Strategic Expansion Strategy IRVINE, Calif., Aug. 6, 2015 (GLOBE NEWSWIRE) - Adaptive Medias, Inc. (OTCQB:ADTM), a video technology company that supports publishers, content producers and brand advertiser

August 6, 2015 8-K

Adaptive Medias FORM 8-K FILING DOCUMENT (Current Report/Significant Event)

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): August 6, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Comm

July 15, 2015 EX-99

Adaptive Medias, Inc., Announces Integration of Its Media Graph Ad-Tech Platform With Google's Interactive Media

Adaptive Medias, Inc., Announces Integration of Its Media Graph Ad-Tech Platform With Google's Interactive Media EXHIBIT 99.1 Adaptive Medias, Inc., Announces Integration of Its Media Graph Ad-Tech Platform With Google's Interactive Media Empowers Publishers to Easily Integrate With Google's Video Monetization Products Through a Single Plugin IRVINE, Calif., July 14, 2015 (GLOBE NEWSWIRE) - Adapti

July 15, 2015 8-K

Adaptive Medias FORM 8-K FILING DOCUMENT (Current Report/Significant Event)

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event Reported): July 14, 2015 Adaptive Medias Inc. (Exact Name of Registrant as Specified in Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Commi

July 8, 2015 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 6, 2015 Adaptive Medias, Inc.

July 7, 2015 8-K

Adaptive Medias FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 6, 2015 Adaptive Medias, Inc.

July 1, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 v4142138-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 333-155318 (Commission File Number) Nevada 26-0685980 (State or o

July 1, 2015 EX-99.1

ADAPTIVE MEDIAS, INC. PROVIDES POSITIVE CORPORATE UPDATE

Exhibit 99.1 ADAPTIVE MEDIAS, INC. PROVIDES POSITIVE CORPORATE UPDATE Highlights: · Second Quarter Revenues Expected to be between $1 Million and $1.1 Million · Successful Cost Reduction Plan to Help Achieve Breakeven Results Ahead of Schedule · Focus on “Mobile First” Ad-Tech Platform Meeting with Increasing Customer Demand IRVINE, California, July 1, 2015 - - Content syndication and monetization

June 22, 2015 8-K

Adaptive Medias CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 17, 2015 Adaptive Medias, Inc.

June 22, 2015 EX-10.1

EX-10.1

Exhibit 10.1

May 29, 2015 EX-10.1

SETTLEMENT AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS

Exhibit 10.1 SETTLEMENT AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS This Settlement Agreement and General Release of All Claims (“Agreement”) is made by and between Hoomaun Ataei (“Employee”) and Adaptive Medias, Inc. (the “Company”). The Company and Employee will collectively be referred to as the “Parties.” 1. Various disputes (the “Disputes”) have arisen between Employee and Company, including,

May 29, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 v4119788k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or oth

May 28, 2015 SC 13D/A

ADTM / Adaptive Medias, Inc. / Batmasian James H - SCHEDULE 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Adaptive Medias, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 00652J 109 (CUSIP Number) James Batmasian 215 N. Federal Highway Boca Raton Florida 33432 (561) 392-8920 (Name, Address and Telephone Number of Person Authorized t

May 20, 2015 EX-3.1

AMENDED AND RESTATED ADAPTIVE MEDIAS, INC., a Nevada Corporation (May 18, 2015) ARTICLE I

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ADAPTIVE MEDIAS, INC., a Nevada Corporation (May 18, 2015) ARTICLE I OFFICES Section 1. Principal Office and Registered Agent. The principal office of the Corporation and the registered agent of the Corporation shall be as the Board of Directors may from time to time determine or the business of the Corporation may require. Section 2. Other Offices. The C

May 20, 2015 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 19, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. Emp

May 12, 2015 8-K

Adaptive Medias 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 12, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. Emp

May 12, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal quarter ended March 31, 2015 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to .

May 12, 2015 EX-99.1

ADAPTIVE MEDIAS ANNOUNCES RECORD FIRST QUARTER REVENUES

Exhibit 99.1 - - PRESS RELEASE - - FOR IMMEDIATE RELEASE MAY 12, 2015 ADAPTIVE MEDIAS ANNOUNCES RECORD FIRST QUARTER REVENUES IRVINE, Calif., May 12, 2015 - Content syndication and monetization company, Adaptive Medias, Inc. (OTCQB: ADTM), a leader in programmatic advertising across mobile, video and online display, today announced results for its first quarter, ended March 31, 2015. First Quarter

May 7, 2015 EX-10.1

ADAPTIVE MEDIAS, INC. TO PURCHASE COMMON STOCK OF THE COMPANY

Exhibit 10.1 faTHIS WARRANT AND THE SECURITIES UNDERLYING THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, ASSIGNED, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF SUCH REGISTRATION OR AN EXEMPTION THEREFROM UNDER SUCH SECURITIES ACT, ANY APPLICABLE STATE SECURITIES LAWS AND THE RULES AND RE

May 7, 2015 SC 13D

ADTM / Adaptive Medias, Inc. / Batmasian James H - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Adaptive Medias, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 00652J 109 (CUSIP Number) James Batmasian 215 N. Federal Highway Boca Raton Florida 33432 (561) 392-8920 (Name, Address and Telephone Number of Person Authorized t

May 5, 2015 EX-10.1

ADAPTIVE MEDIAS, INC. COMMON STOCK AND WARRANT PURCHASE AGREEMENT

Exhibit 10.1 ADAPTIVE MEDIAS, INC. COMMON STOCK AND WARRANT PURCHASE AGREEMENT This COMMON STOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is made as of April 30, 2015 between ADAPTIVE MEDIAS, Inc., a Nevada corporation (the “Company”), and James Batmasian (the “Purchaser”). WHEREAS, the Company desires to sell and issue to the Purchaser, and the Purchaser desires to purchase from the Comp

May 5, 2015 EX-99.1

Adaptive Medias, Inc. Secures Up to $4.5 Million in Private Placement

EX-99.1 3 v409400ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Adaptive Medias, Inc. Secures Up to $4.5 Million in Private Placement IRVINE, California - May 5, 2015/ PRNewswire - Content syndication and monetization company, Adaptive Medias, Inc. (ADTM), a leader in programmatic advertising across mobile, video and online display, announced today that it has entered into a purchase agreement to close thre

May 5, 2015 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 v4094008-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 30, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State o

May 1, 2015 8-K

Adaptive Medias FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 1, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. Empl

May 1, 2015 EX-99.1

ADAPTIVE MEDIAS, INC. TO REPORT FIRST QUARTER 2015 FINANCIAL RESULTS ON MAY 12, 2015

Exhibit 99.1 ADAPTIVE MEDIAS, INC. TO REPORT FIRST QUARTER 2015 FINANCIAL RESULTS ON MAY 12, 2015 IRVINE, California, May 1, 2015 - - Content syndication and monetization company, Adaptive Medias, Inc. (OTCQB: ADTM), a leader in programmatic advertising across mobile, video and online display, today announced that it will release its financial results for the first quarter ended March 31, 2015 on

April 3, 2015 EX-99.3

ADAPTIVE MEDIAS, INC. ANNOUNCES CHANGES TO BOARD OF DIRECTORS TO SUPPORT FUTURE GROWTH Jim Waltz, Acting COO of Adaptive Medias and Former VP of Sales at DoubleClick, and Norman Brodeur, Wall Street Veteran, Appointed to Board of Directors

Exhibit 99.3 FOR IMMEDIATE RELEASE APRIL 3, 2015 ADAPTIVE MEDIAS, INC. ANNOUNCES CHANGES TO BOARD OF DIRECTORS TO SUPPORT FUTURE GROWTH Jim Waltz, Acting COO of Adaptive Medias and Former VP of Sales at DoubleClick, and Norman Brodeur, Wall Street Veteran, Appointed to Board of Directors IRVINE, California, April 3, 2015 - - Content syndication and monetization company, Adaptive Medias, Inc. (OTCQ

April 3, 2015 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 30, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. E

April 3, 2015 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No. 1 (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No.

April 3, 2015 EX-99.2

March 30, 2015

Exhibit 99.2 March 30, 2015 Mr. Omar Akram Mr. Bruce Wiseman Directors of the Board Adaptive Medias, Inc. 16775 Von Karman Ave, Suite 240 Irvine, CA 92606 Dear Board of Directors, In accordance with the Adaptive Medias bylaws, I hereby tender my resignation from the Board of Directors and as Audit Committee Chairman effective immediately, March 30, 2015. I can no longer fulfill my duties due to ti

April 3, 2015 EX-99.1

March 30, 2015

Exhibit 99.1 March 30, 2015 Omar Akram, Officer, President and CFO Directors of the Board Adaptive Medias, Inc. 16775 Von Karman Ave, Suite 240 Irvine, CA 92606 RE: Resignation from Board of Directors Dear Omar and Board of Directors, In Accordance with the Adaptive Medias Bylaws, I hereby resign from the Board of Directors effective immediately, March 30, 2015. I can no longer fulfill my duties d

March 26, 2015 EX-24.1

ADAPTIVE MEDIAS, INC. ANNUAL REPORT ON FORM 10-K POWER OF ATTORNEY

Exhibit 24.1 ADAPTIVE MEDIAS, INC. ANNUAL REPORT ON FORM 10-K POWER OF ATTORNEY Each undersigned officer and/or director of Adaptive Medias, Inc., a Nevada corporation (the ?Company?), does hereby make, constitute and appoint Omar Akram, President and Chief Financial Officer of the Company, and any other person holding the position of President or Chief Financial Officer of the Company from time t

March 26, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from .

March 17, 2015 8-K

Adaptive Medias CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 16, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. E

March 17, 2015 EX-99.1

Adaptive Medias, Inc. to Report Fourth Quarter 2014 Financial Results on March 26, 2015

Exhibit 99.1 Adaptive Medias, Inc. to Report Fourth Quarter 2014 Financial Results on March 26, 2015 IRVINE, Calif., March 16, 2015 /PRNewswire/ - Content syndication and monetization company, Adaptive Medias, Inc. (OTCQB: ADTM), a leader in programmatic advertising across mobile, video and online display, today announced that it will release its financial results for the fourth quarter and full-y

March 13, 2015 EX-99.1

ADAPTIVE MEDIAS, INC. NAMES CO-FOUNDER AS PRESIDENT AND CHIEF FINANCIAL OFFICER

Exhibit 99.1 - - PRESS RELEASE - - FOR IMMEDIATE RELEASE MARCH 13, 2015 ADAPTIVE MEDIAS, INC. NAMES CO-FOUNDER AS PRESIDENT AND CHIEF FINANCIAL OFFICER IRVINE, California, March 13, 2015 - - Content syndication and monetization company, Adaptive Medias, Inc. (OTCQB: ADTM), a leader in programmatic advertising across mobile, video and online display, today announced that it has appointed Omar Akram

March 13, 2015 EX-10.1

SEVERANCE AGREEMENT AND GENERAL RELEASE

Exhibit 10.1 16795 Von Karman Suite 240, Irvine CA 92606 Office: 949-525-4634 Fax: 949-525-9779 SEVERANCE AGREEMENT AND GENERAL RELEASE This Severance Agreement and General Release ("Agreement") is entered into this day of March 12, 2015 between Abdul Parmach ("Employee") and Adaptive Medias, Inc. ("Employer"). WHEREAS, Employment has been /will be terminated with an effective date of March 9, 201

March 13, 2015 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 v4044318-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 9, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or

February 10, 2015 EX-99.1

ADAPTIVE MEDIAS EXPECTS RECORD FOURTH QUARTER AND FISCAL YEAR 2014 FINANCIAL RESULTS

Exhibit 99.1 - - PRESS RELEASE - - FOR IMMEDIATE RELEASE FEBRUARY 10, 2015 ADAPTIVE MEDIAS EXPECTS RECORD FOURTH QUARTER AND FISCAL YEAR 2014 FINANCIAL RESULTS IRVINE, California, February 10, 2015 - - Mobile video content syndication and monetization company, Adaptive Medias, Inc. (OTCQB: ADTM), a leader in programmatic advertising across mobile, video and online display, today provided financial

February 10, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 10, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S

January 29, 2015 EX-99.1

ADAPTIVE MEDIAS EXPECTS ACCELERATED GROWTH AND OUTLINES EXPANSION STRATEGY IN SPECIAL LETTER TO SHAREHOLDERS

Exhibit 99.1 ADAPTIVE MEDIAS EXPECTS ACCELERATED GROWTH AND OUTLINES EXPANSION STRATEGY IN SPECIAL LETTER TO SHAREHOLDERS IRVINE, California, January 29, 2015 - - Content syndication and monetization company, Adaptive Medias, Inc. (OTCQB: ADTM), a leader in programmatic advertising across mobile, video and online display, today announced that Acting Chief Operating Officer, Jim Waltz, has issued a

January 29, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 29, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S.

January 27, 2015 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 25, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.

January 27, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 25, 2015 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S.

January 27, 2015 EX-99.1

CONSULTING AGREEMENT

Exhibit 99.1 16795 Von Karman Suite 240, Irvine CA 92606 Office: 949-525-4634 Fax: 949-525-9779 CONSULTING AGREEMENT This Consulting Agreement (the "Agreement"), effective as of January 25, 2015 (the “Effective Date”), is made by and between Adaptive Medias, Inc. a Nevada corporation (the "Company"), and Jim Waltz ("Consultant"). In consideration of the mutual promises set forth in this Agreement,

January 27, 2015 EX-99.2

Adaptive Medias Inc. Announces Leadership Changes

Exhibit 99.2 Adaptive Medias Inc. Announces Leadership Changes IRVINE, Calif., Jan. 27, 2015 /PRNewswire/ - Content syndication and monetization company, Adaptive Medias, Inc. (ADTM), a leader in programmatic advertising across mobile, video and online display, today announced two management changes to take charge of the strategic direction of the company and its world class technology platform. T

November 13, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal quarter ended September 30, 2014 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from .

October 28, 2014 SC 13D/A

ADTM / Adaptive Medias, Inc. / Batmasian James H - SC 13D/A Activist Investment

SC 13D/A 1 v392228sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Adaptive Medias, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 00652J 109 (CUSIP Number) James Batmasian 215 N. Federal Highway Boca Raton Florida 33432 (561) 392-8920 (Name, Address and T

October 23, 2014 SC 13D

ADTM / Adaptive Medias, Inc. / Batmasian James H - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Adaptive Medias, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 00652J 109 (CUSIP Number) James Batmasian 215 N. Federal Highway Boca Raton Florida 33432 (561) 392-8920 (Name, Address and Telephone Number of Person Authorized t

October 17, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 v3915138k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 13, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (

October 17, 2014 EX-99.1

Adaptive Medias is Undervalued and Has Crossed Above Its SqueezeTrigger Price.

Exhibit 99.1 Adaptive Medias is Undervalued and Has Crossed Above Its SqueezeTrigger Price. IRVINE, Calif., Oct. 13, 2014 / PRNewswire/ - Content syndication and monetization company, Adapitve Medias, Inc. (OTC: ADTM) announced today that WEALTHMAKERS.COM, www.wealthmakers.com , a Wall Street research and trading firm providing unbiased statistical stock market predictions to empower investors, se

October 17, 2014 EX-99.2

EX-99.2

Exhibit 99.2

October 1, 2014 EX-99.1

Adaptive Medias Retains BUYINS.NET to Surveil Short Sellers and Market Makers

EX-99.1 2 v390501ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Adaptive Medias Retains BUYINS.NET to Surveil Short Sellers and Market Makers · Approximately 3.44 Million Shares Shorted Since July 2010 · Short Squeeze Expected When Stock Crosses Above $4.75 SqueezeTrigger Price IRVINE, Calif., Oct. 1, 2014 / PRNewswire / Adaptive Medias (OTC: ADTM) announced today that BUYINS.NET, http://www.buyins.net, a l

October 1, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 1, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S.

October 1, 2014 EX-99.1

Adaptive Medias Retains BUYINS.NET to Surveil Short Sellers and Market Makers

Exhibit 99.1 Adaptive Medias Retains BUYINS.NET to Surveil Short Sellers and Market Makers Approximately 3.44 Million Shares Shorted Since July 2010 Short Squeeze Expected When Stock Crosses Above $4.75 SqueezeTrigger Price IRVINE, Calif., October 1, 2014 / PRNewswire / Adaptive Medias (OTC: ADTM) announced today that BUYINS.NET, http://www.buyins.net, a leading provider of Regulation SHO complian

October 1, 2014 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 1, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction of Inc

September 26, 2014 EX-99.1

ONESCREEN, INC. AND SUBSIDIARY INDEX TO CONSOLIDATED FINANCIAL STATEMENTS

Exhibit 99.1 ONESCREEN, INC. AND SUBSIDIARY INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM F-1 CONSOLIDATED BALANCE SHEETS DECEMBER 31, 2013 AND 2012 F-2 CONSOLIDATED STATEMENTS OF OPERATIONS FOR THE YEARS ENDED DECEMBER 31, 2013 AND 2012 F-3 CONSOLIDATED STATEMENTS OF STOCKHOLDERS’ EQUITY (DEFICIT) FOR THE YEARS ENDED DECEMBER 31, 2013 AND

September 26, 2014 8-K/A

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 15, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S.

September 26, 2014 EX-99.3

Adaptive Medias, Inc. Unaudited Pro Forma Condensed Consolidated Financial Statements

Exhibit 99.3 Adaptive Medias, Inc. Unaudited Pro Forma Condensed Consolidated Financial Statements On July 15, 2014, Adaptive Medias, Inc., a Nevada corporation (the “Company”), executed a Stock Purchase Agreement (the “Agreement”) with OneScreen, Inc., a Delaware corporation (“OneScreen”), Media Graph, Inc., a Nevada corporation and OneScreen’s spun-off former subsidiary (“Media Graph”), and the

September 26, 2014 EX-99.2

ONESCREEN, INC. AND SUBSIDIARY INDEX TO CONSOLIDATED FINANCIAL STATEMENTS (UNAUDITED)

Exhibit 99.2 ONESCREEN, INC. AND SUBSIDIARY INDEX TO CONSOLIDATED FINANCIAL STATEMENTS (UNAUDITED) Page CONSOLIDATED BALANCE SHEETS: AS OF JUNE 30, 2014 AND DECEMBER 31, 2013 (Unaudited) 2 CONSOLIDATED STATEMENTS OF OPERATIONS: FOR THE SIX MONTHS ENDED JUNE 30, 2014 AND 2013 (Unaudited) 3 CONSOLIDATED STATEMENT OF STOCKHOLDERS' DEFICIT: FOR THE SIX MONTHS ENDED JUNE 30, 2014 (Unaudited) 4 CONSOLID

September 15, 2014 EX-10.3

SECOND AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT

EX-10.3 3 v389088ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 SECOND AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This Second Amendment to Executive Employment Agreement dated as of September 9, 2014 (this “Second Amendment”), by and between Adaptive Medias, Inc., (formerly Mimvi, Inc.) a Nevada corporation (the “Company”), and Qayed Shareef (the “Executive”). WHEREAS, the parties hereto entered into that

September 15, 2014 EX-4.1

COMMON STOCK PURCHASE WARRANT

Exhibit 4.1 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATIS

September 15, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 v3890888k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 11, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or

September 15, 2014 EX-99.1

ADAPTIVE MEDIAS, INC. ANNOUNCES AGREEMENT TO RAISE $5.2 MILLION IN PRIVATE PLACEMENT Capital Infusion Strengthens Balance Sheet and Funds Plans to Capitalize on Rapidly Expanding Market Opportunity

Exhibit 99.1 ADAPTIVE MEDIAS, INC. ANNOUNCES AGREEMENT TO RAISE $5.2 MILLION IN PRIVATE PLACEMENT Capital Infusion Strengthens Balance Sheet and Funds Plans to Capitalize on Rapidly Expanding Market Opportunity IRVINE, CA – September 15, 2014 – Adaptive Medias, Inc. (ADTM), a leader in programmatic advertising across mobile, video and online display, announced today that it has closed private plac

September 5, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 1, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S

August 14, 2014 EX-99.1

Adaptive Medias, Inc. Reports Financial Results for Second Quarter 2014 Company Posts Quarter-over-Quarter Revenue and Gross Profit Growth

EX-99.1 2 v386768ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Adaptive Medias, Inc. Reports Financial Results for Second Quarter 2014 Company Posts Quarter-over-Quarter Revenue and Gross Profit Growth IRVINE, CA- (Marketwired – August 14, 2014) - Content syndication and monetization company, Adaptive Medias, Inc. (OTCQB: ADTM), a leader in programmatic advertising across mobile, video and online display,

August 14, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal quarter ended June 30, 2014 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from .

August 14, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 14, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S.

July 17, 2014 8-K

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 14, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. Em

July 17, 2014 EX-10.2

FIRST AMENDMENT TO STOCK PURCHASE AGREEMENT

FIRST AMENDMENT TO STOCK PURCHASE AGREEMENT This First Amendment to Stock Purchase Agreement (this “Amendment”) is made as of July 14, 2014 by and among Adaptive Medias, Inc.

July 17, 2014 EX-10.3

LOCK-UP AND LEAK-OUT AGREEMENT

LOCK-UP AND LEAK-OUT AGREEMENT THIS LOCK-UP AND LEAK-OUT AGREEMENT (the “Agreement”) is made and entered into as of June 30, 2014, between Adaptive Medias, Inc.

July 17, 2014 EX-10.1

STOCK PURCHASE AGREEMENT

STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (the “Agreement”) is made as of June 30, 2014 by and among Adaptive Medias, Inc.

July 7, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 v3833428-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 1, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or

June 13, 2014 DEF 14C

- DEFINITIVE INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ¨ Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement ADAPTIVE MEDIAS, INC. (Name of Regis

June 5, 2014 PRER14C

- PRER14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION (Amendment No. 2) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ¨ Definitive Information Statement ADAPTIVE MEDIAS, I

June 4, 2014 CORRESP

-

ADAPTIVE MEDIAS, INC. 16795 Von Karman Ave., #240 Irvine, CA 92606 June 4, 2014 VIA EDGAR Larry Spirgel Assistant Director C/o Celeste M. Murphy United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Adaptive Medias, Inc. Revised Preliminary Information Statement on Schedule 14C Filed May 13, 2014 File No. 000-54074 Dear Mr. S

May 16, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 13, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. Emp

May 16, 2014 EX-99.1

SERVICES AGREEMENT

SERVICES AGREEMENT This Services Agreement (“Agreement”), executed as of the date written below, is made effective as of May 1, 2014 (the “Effective Date”), by and between Adaptive Medias, Inc.

May 13, 2014 SC 13D/A

ADTM / Adaptive Medias, Inc. / ELLIOTT STEPHEN LAWRENCE - AMENDMENT TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 3 Under the Securities Exchange Act of 1934 Adaptive Medias, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 00652J 109 (CUSIP Number) Stephen L. Elliott Elliott Management Company, a New Mexico corporation 405B Paseo De Peralta Santa Fe, NM 87501 (505)

May 13, 2014 PRER14C

- PRER14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION (Amendment No. 1) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ¨ Definitive Information Statement ADAPTIVE MEDIAS, I

May 12, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal quarter ended March 31, 2014 or ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from .

May 12, 2014 CORRESP

-

ADAPTIVE MEDIAS, INC. 23 Mauchly, Suite 106 Irvine, CA 92618 May 12, 2014 VIA EDGAR Larry Spirgel Assistant Director C/o Celeste M. Murphy United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Adaptive Medias, Inc. Preliminary Information Statement on Schedule 14C Filed April 18, 2014 File No. 000-54074 Dear Mr. Spirgel: This

May 8, 2014 EX-99.1

BOARD OF DIRECTORS AGREEMENT

BOARD OF DIRECTORS AGREEMENT This Board of Directors Agreement (this “Agreement”) is entered into between Adaptive Medias, Inc.

May 8, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 7, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. Empl

April 24, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 23, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. E

April 24, 2014 EX-99.1

AMENDMENT TO MANAGEMENT CONSULTING AND TECHNOLOGY LICENSE AGREEMENT

EX-99.1 2 v372137ex99-1.htm AMENDMENT TO LICENSE AGREEMENT AMENDMENT TO MANAGEMENT CONSULTING AND TECHNOLOGY LICENSE AGREEMENT This AMENDMENT TO MANAGEMENT CONSULTING AND TECHNOLOGY LICENSE AGREEMENT (this “Amendment”) is made and entered into as of April 23, 2014 by Adaptive Medias, Inc. (“Consultant”) and OneScreen, Inc. (“ONESCREEN”). WHEREAS, the parties hereto wish to amend the Management Con

April 18, 2014 PRE 14C

- PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ¨ Definitive Information Statement ADAPTIVE MEDIAS, INC. (Name of Regis

April 14, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from .

April 14, 2014 EX-99.1

April 14, 2014

April 14, 2014 Dear Fellow Shareholder: Since July 1, 2013, when Mimvi, Inc. entered into an Agreement and Plan of Merger with the company I founded, Adaptive Media, we have focused on increasing shareholder value for the Company through a new strategic approach. This approach has yielded tremendous excitement both within the company and in media outlets across the industry that have covered our p

April 14, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 14, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. E

April 1, 2014 NT 10-K

- FORM 12B-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-54742 (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Read attached instruction sheet before preparing form.

March 26, 2014 SC 13D/A

ADTM / Adaptive Medias, Inc. / ELLIOTT STEPHEN LAWRENCE - AMENDMENT TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 2 Under the Securities Exchange Act of 1934 Adaptive Medias, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 00652J 109 (CUSIP Number) Stephen L. Elliott Elliott Management Company, a New Mexico corporation 405B Paseo De Peralta Santa Fe, NM 87501 (505)

February 13, 2014 8-K/A

Financial Statements and Exhibits, 8-K/A - AMENDMENT TO FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 4, 2013 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction of In

February 13, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 12, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S

February 13, 2014 EX-99.2

MANAGEMENT CONSULTING AND TECHNOLOGY LICENSE AGREEMENT

MANAGEMENT CONSULTING AND TECHNOLOGY LICENSE AGREEMENT THIS MANAGEMENT CONSULTING AND TECHNOLOGY LICENSE AGREEMENT (the “Agreement”) is executed on February 12, 2014 and is made effective as of December 1, 2013, by and between Adaptive Medias, Inc.

February 13, 2014 EX-99.1

Adaptive Medias Announces Licensing Agreement with OneScreen Expanded technology partnership and new agreement adds further momentum toward a potential future transaction

Adaptive Medias Announces Licensing Agreement with OneScreen Expanded technology partnership and new agreement adds further momentum toward a potential future transaction IRVINE, Calif.

February 11, 2014 EX-99.1

Settlement and General Release Agreement

Settlement and General Release Agreement This Settlement and General Release Agreement (this “Agreement”) is made and entered into as of February 10, 2014 (the “Effective Date”) by and between Adaptive Medias, Inc.

February 11, 2014 EX-99.2

Adaptive Medias Announces Retirement of Convertible Debt Following Payment to Gemini Master Fund Company retires note and four million warrants in settlement agreement

Adaptive Medias Announces Retirement of Convertible Debt Following Payment to Gemini Master Fund Company retires note and four million warrants in settlement agreement IRVINE, Calif.

February 11, 2014 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 v3679298k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 10, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State

February 3, 2014 SC 13D/A

ADTM / Adaptive Medias, Inc. / ELLIOTT STEPHEN LAWRENCE - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Adaptive Medias, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 00652J 109 (CUSIP Number) Stephen L. Elliott Elliott Management Company, a New Mexico corporation 405B Paseo De Peralta Santa Fe, NM 87501 (505) 986-6088 (Name, Ad

January 30, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 30, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S.

January 30, 2014 EX-99.1

Cyber Security Expert and Former FBI Special Agent Ernest (“E.J.”) Hilbert Joins Adaptive Medias Advisory Board Hilbert to be Company’s subject matter expert and champion for anti-fraud capabilities

Cyber Security Expert and Former FBI Special Agent Ernest (“E.J.”) Hilbert Joins Adaptive Medias Advisory Board Hilbert to be Company’s subject matter expert and champion for anti-fraud capabilities IRVINE, Calif., January 30, 2014 – Multi-channel audience and content monetization company, Adaptive Medias, Inc. (OTCQB: ADTM), a leader in programmatic advertising across mobile, video and online dis

January 28, 2014 EX-99.1

First AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT

First AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This First Amendment to Executive Employment Agreement dated as of January 21, 2014 (this “Amendment”), between Adaptive Medias, Inc.

January 28, 2014 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 21, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.

January 21, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 20, 2014 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S.

January 21, 2014 CORRESP

-

ADAPTIVE MEDIAS, INC. 23 Mauchly, Suite 106 Irvine, CA 92618 January 21, 2014 VIA EDGAR Mr. Larry Spirgel, Assistant Director c/o Mr. Carlos Pacho United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Adaptive Medias, Inc. Form 10-K for the Year Ended December 31, 2012 Filed April 10, 2013 File No. 0-54074 Form 10-Q for Fisca

January 21, 2014 EX-10.1

SECURED PROMISSORY NOTE

SECURED PROMISSORY NOTE $100,000.00 January 21, 2014 Irvine, California FOR VALUE RECEIVED, Qayed Shareef ("Maker") promises to pay to Adaptive Medias, Inc., a Nevada corporation ("Holder"), or order, at 16795 Von Karman Avenue, Irvine, California, 92606 or at such other place as Holder may designate from time to time in writing, the maximum principal sum of One Hundred Thousand Dollars ($100,000.

January 21, 2014 EX-10.2

STOCK PLEDGE AGREEMENT

STOCK PLEDGE AGREEMENT THIS STOCK PLEDGE AGREEMENT (this "Pledge") is made and entered into this 21st day of January, 2014, by and between Qayed Shareef ("Pledgor") and Adaptive Medias, Inc.

January 10, 2014 SC 13D

ADTM / Adaptive Medias, Inc. / Akram Omar - SCHEDULE 13D Activist Investment

SC 13D 1 v365071sc13d.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Adaptive Medias, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 60249A102 (CUSIP Number) Omar Akram 23 Mauchly, Suite 106 Irvine, CA 92618 (949) 679-0792 (Name, Address and Telephone Numbe

January 3, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Termination of a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 3, 2014 (December 31, 2013) Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other j

January 3, 2014 EX-99.1

WAIVER OF LEAK-OUT AND LOCKUP AGREEMENT

WAIVER OF LEAK-OUT AND LOCKUP AGREEMENT THIS WAIVER OF LEAK-OUT AND LOCKUP AGREEMENT (the “Waiver”) is made and entered into as of December 31, 2013 (the “Effective Date”), by Adaptive Medias, Inc.

December 20, 2013 CORRESP

-

CORRESP 1 filename1.htm ADAPTIVE MEDIAS, INC. 23 Mauchly, Suite 106 Irvine, CA 92618 December 20, 2013 VIA EDGAR Mr. Larry Spirgel Assistant Director C/o Terry French United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Adaptive Medias, Inc. Form 10-K for the Year Ended December 31, 2012 Filed April 10, 2013 File No. 0-54074

December 17, 2013 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 16, 2013 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S

December 17, 2013 EX-10.1

FIRST AMENDMENT AGREEMENT TO SECURITIES PURCHASE AGREEMENT AND OID CONVERTIBLE NOTE

FIRST AMENDMENT AGREEMENT TO SECURITIES PURCHASE AGREEMENT AND OID CONVERTIBLE NOTE This First Amendment to the Securities Purchase Agreement and to the OID Convertible Note (this “Amendment”) is dated as of December 16, 2013 and is entered into by and between Adaptive Medias, Inc.

December 11, 2013 EX-99.1

ADAPTIVE MEDIAS, INC. EXECUTES LETTER OF INTENT WITH ONESCREEN INC. TO ENTER INTO JOINT VENTURE OR OTHER M&A TRANSACTION

ADAPTIVE MEDIAS, INC. EXECUTES LETTER OF INTENT WITH ONESCREEN INC. TO ENTER INTO JOINT VENTURE OR OTHER M&A TRANSACTION Two Irvine, California-based companies to explore potential business combination and strategic opportunities. IRVINE, Calif., December 11, 2013 – Multi-channel audience and content monetization company, Adaptive Medias, Inc. (OTCQB: ADTM), a leader in programmatic advertising ac

December 11, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 v3627058k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 11, 2013 Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State

December 9, 2013 EX-10.4

Adaptive Medias, Inc. Completes Acquisition of Ember, a Real-Time Bidding Platform Provider

EX-10.4 5 v362335ex10-4.htm EXHIBIT 10.4 Adaptive Medias, Inc. Completes Acquisition of Ember, a Real-Time Bidding Platform Provider Ember to power Adaptive’s programmatic media buying and selling in video, mobile and online display IRVINE, Calif., December 9, 2013 – Multi-channel audience and content monetization company, Adaptive Medias, Inc. (OTCQB: ADTM), a leader in programmatic advertising a

December 9, 2013 EX-10.2

EXECUTIVE EMPLOYMENT AGREEMENT

EX-10.2 3 v362335ex10-2.htm EXHIBIT 10.2 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”) is made as of the 4th day of December, 2013 (the “Commencement Date”), between Adaptive Medias, Inc., a Nevada corporation (the “Company”), and (the “Executive”). WHEREAS, the Company desires to employ the Executive and the Executive desires to be employed by the Company pursua

December 9, 2013 EX-10.3

AMENDMENT NO. 1 TO THE MIMVI, INC. AMENDED AND RESTATED 2010 STOCK INCENTIVE PLAN

AMENDMENT NO. 1 TO THE MIMVI, INC. AMENDED AND RESTATED 2010 STOCK INCENTIVE PLAN This Amendment No. 1 to the Mimvi, Inc. Amended and Restated 2010 Stock Incentive Plan (the “Plan”) has been approved by the sole director of Adaptive Medias, Inc. (the “Company”) and shall be effective upon approval by the shareholders of the Company. The Plan is hereby amended as follows: 1. The corporate name of t

December 9, 2013 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 9, 2013 (December 4, 2013) Adaptive Medias, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other j

December 9, 2013 EX-10.1

AGREEMENT AND PLAN OF MERGER

AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of December 4, 2013, is by and among Adaptive Medias, Inc.

November 19, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2013 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-54074 ADAP

November 14, 2013 NT 10-Q

- FORM 12B-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-54742 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Read attached instruction sheet before preparing form.

October 23, 2013 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 17, 2013 Mimvi, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. Employer

October 23, 2013 EX-16.1

EX-16.1

v357978ex16-1 - Converted by SECPublisher 2.1.1.8, created by BCL Technologies Inc., for SEC Filing

October 7, 2013 DEF 14C

- DEF 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ¨ Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement MIMVI, INC. (Name of Registrant as S

September 27, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 26, 2013 (September 24, 2013) Mimvi, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdi

September 27, 2013 EX-99.1

Mimvis Adaptive Media Signs Letter of Intent to Acquire Ember, Inc.

Mimvis Adaptive Media Signs Letter of Intent to Acquire Ember, Inc. MISSION VIEJO, CA (eTeligis) 9/24/2013 9:00:00 AM – Multi-channel audience and content monetization company Adaptive Media, a subsidiary of Mimvi, Inc. (OTCQB: MIMV), today announced it has signed a Letter of Intent to acquire Ember, Inc. A Definitive Agreement in the all-stock transaction is expected to be signed in the fourth qu

September 17, 2013 EX-99.3

Mimvi, Inc. Unaudited Pro Forma Condensed Combined Financial Statements

Exhibit 99.3 Mimvi, Inc. Unaudited Pro Forma Condensed Combined Financial Statements On July 1, 2013, Mimvi, Inc. entered into an Agreement and Plan of Merger whereby it’s wholly owned subsidiary, Adaptive Media Acquisition Co., Inc., an Oregon corporation, merged with and into Adaptive Media, Inc., an Oregon corporation. On July 1, 2013, the parties executed all documents and filed the Plan of Me

September 17, 2013 EX-99.1

ADAPTIVE MEDIA, INC. INDEX TO FINANCIAL STATEMENTS

Exhibit 99.1 ADAPTIVE MEDIA, INC. INDEX TO FINANCIAL STATEMENTS Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM F-1 BALANCE SHEET AS OF DECEMBER 31, 2012 F-2 STATEMENT OF OPERATIONS FOR THE PERIOD MAY 14, 2012 (INCEPTION) TO DECEMBER 31, 2012 F-3 STATEMENT OF CHANGES IN STOCKHOLDERS' EQUITY FOR THE PERIOD MAY 14, 2012 (INCEPTION) TO DECEMBER 31, 2012 F-4 STATEMENTS OF CASH FLOWS FOR T

September 17, 2013 EX-99.2

ADAPTIVE MEDIA, INC. INDEX TO FINANCIAL STATEMENTS

Exhibit 99.2 ADAPTIVE MEDIA, INC. INDEX TO FINANCIAL STATEMENTS Page BALANCE SHEET: AS OF JUNE 30, 2013 (Unaudited) 2 STATEMENT OF OPERATIONS: FOR THE SIX MONTHS ENDED JUNE 30, 2013 AND FOR THE PERIOD MAY 14, 2012 (INCEPTION) TO JUNE 30, 2012 (Unaudited) 3 STATEMENT OF CHANGES IN STOCKHOLDERS' EQUITY: FOR THE SIX MONTHS ENDED JUNE 30, 2013 AND FOR THE PERIOD MAY 14, 2012 (INCEPTION) TO JUNE 30, 20

September 17, 2013 8-K/A

- 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 16, 2013 (July 1, 2013) Mimvi, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdictio

September 17, 2013 PRE 14C

- PRELIMINARY INFORMATION STATEMENT

PRE 14C 1 v355075pre14c.htm PRELIMINARY INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ¨ Definit

August 30, 2013 SC 13D

ADTM / Adaptive Medias, Inc. / ELLIOTT STEPHEN LAWRENCE - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Mimvi, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 60249A102 (CUSIP Number) Stephen L. Elliott Elliott Management Company, a New Mexico corporation 405B Paseo De Peralta Santa Fe, NM 87501 (505) 986-6088 (Name, Address and T

August 16, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2013 MIMVI, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-54074 26-0685980 (State or Other Jurisdiction of Incorporation) (Commission File Number)

August 12, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2013 Or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-54074 MIMVI, INC.

August 1, 2013 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 1, 2013 Mimvi, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. Employer of

July 25, 2013 SC 13D

ADTM / Adaptive Medias, Inc. / Padnos Benjamin L - SC 13D Activist Investment

SC 13D 1 v350818sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Mimvi, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 60249A102 (CUSIP Number) Benjamin Padnos 221 34th Street Manhattan Beach, CA 90266 (310)546-3633 (Name, Address and Telephone Number of Pers

July 18, 2013 SC 13D/A

ADTM / Adaptive Medias, Inc. / Shareef Qayed - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 1 Under the Securities Exchange Act of 1934 Mimvi, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 60249A102 (CUSIP Number) Qayed Shareef 26050 Acero, Suite 316 Mission Viejo, CA 92692 (949) 315-7853 (Name, Address and Telephone Number of Person Authoriz

July 16, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 16, 2013 Mimvi, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. Employer of

July 16, 2013 EX-99.1

Adaptive Media poised to exploit the rapid growth of mobile advertising

Adaptive Media poised to exploit the rapid growth of mobile advertising MISSION VIEJO, CA (eTeligis via ACCESSWIRE) 7/16/2013 9:00:00 AM - Adaptive Media, Inc.

July 11, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 11, 2013 Mimvi, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S. Employer of

July 11, 2013 EX-99.1

Mimvi to Host Investor Conference Call on July 24, 2013 at 4:30pm EDT / 1:30 PDT

Mimvi to Host Investor Conference Call on July 24, 2013 at 4:30pm EDT / 1:30 PDT New Mimvi CEO Qayed Shareef to introduce himself and the Adaptive Media business, as well as provide general company update report SUNNYVALE, Calif.

July 5, 2013 SC 13D

ADTM / Adaptive Medias, Inc. / Shareef Qayed - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Mimvi, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 60249A102 (CUSIP Number) Qayed Shareef 26050 Acero, Suite 316 Mission Viejo, CA 92692 (949) 315-7853 (Name, Address and Telephone Number of Person Authorized to Receive Noti

July 2, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 2, 2013 (July 1, 2013) Mimvi, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction (I.R.S

July 2, 2013 EX-10.1

AGREEMENT AND PLAN OF MERGER

EXECUTION VERSION AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of July 1, 2013, is by and among Mimvi, Inc.

July 2, 2013 EX-10.5

INDEMNIFICATION AGREEMENT

INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made as of the 1st day of July, 2013, by and between Mimvi, Inc.

July 2, 2013 EX-10.6

CONSULTING AGREEMENT

CONSULTING AGREEMENT This Consulting Agreement (the “Agreement”) is made as of July 1, 2013, by and between MIMVI Inc, a Delaware corporation (“Client”), and Michael Poutre (“Consultant”).

July 2, 2013 EX-10.4

EXECUTIVE EMPLOYMENT AGREEMENT

EXECUTION VERSION EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”) is made as of the 1st day of July, 2013 (the “Commencement Date”), between Mimvi, Inc.

July 2, 2013 EX-10.8

Mimvi Acquires Mobile/Video/Internet Advertising Company with Significant Customer Base and Revenues, Adaptive Media

EX-10.8 9 v349020ex10-8.htm PRESS RELEASE Mimvi Acquires Mobile/Video/Internet Advertising Company with Significant Customer Base and Revenues, Adaptive Media Veteran Digital Media Executive, Qayed Shareef, to head newly-combined company as its CEO Mimvi Founder, Kasian Franks, and CEO, Michael Poutre, step down from management team and Board of Directors SUNNYVALE, Calif., July 2, 2013 /PRNewswir

July 2, 2013 EX-10.2

PUT AGREEMENT

EXECUTION VERSION PUT AGREEMENT THIS PUT AGREEMENT ("Agreement") is entered into effective as of July 1, 2013, by and among Mimvi, Inc.

July 2, 2013 EX-10.3

LEAK-OUT AND LOCKUP AGREEMENT

EXECUTION VERSION LEAK-OUT AND LOCKUP AGREEMENT THIS LEAK-OUT AND LOCKUP AGREEMENT (the “Agreement”) is made and entered into as of July 1, 2013, between Mimvi, Inc.

July 2, 2013 EX-10.7

INDEMNIFICATION AGREEMENT

INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made as of the 1st day of July, 2013, by and between Mimvi, Inc.

June 10, 2013 EX-16.1

June 6, 2013

Exhibit 16.1 June 6, 2013 Securities and Exchange Commission 100 F Street NE Washington, DC 20549 RE: Mimvi, Inc. We have read the statements that we understand Mimvi, Inc. will include under Item 4.01 of the Form 8-K report it will file regarding the recent change of auditors. We agree with such statements made regarding our firm. Very truly yours, De Joya Griffith, LLC Certified Public Accountan

June 10, 2013 8-K

Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 4, 2013 Mimvi, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction of Incorporation) (I.

May 28, 2013 EX-10.1

SECURITIES PURCHASE AGREEMENT

EX-10.1 2 ex10-1.htm SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is made and entered into as of May 21, 2013, by and between Mimvi, Inc., a Nevada corporation (“Company”), and the purchaser(s) listed on the signature page hereof (each a “Purchaser” and collectively the “Purchasers”). RECITALS WHEREAS, the Company desires to sell to the Purchasers, and each P

May 28, 2013 EX-10.2

MIMVI, INC. OID CONVERTIBLE NOTE

EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.

May 28, 2013 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 28, 2013 (May 21, 2013) Mimvi, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other ju

May 28, 2013 EX-10.3

COMMON STOCK PURCHASE WARRANT MIMVI, INC.

EX-10.3 4 ex10-3.htm NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIV

May 21, 2013 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 To FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 To FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2013 Commission File Number: 000-54074 MIMVI, INC. (Exact name of registrant as specified in its charter) Nevada 26-0685980 (State or other jurisdiction of incorporati

May 20, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2013 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-54074 MIMVI, I

May 15, 2013 NT 10-Q

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54074 CUSIP NUMBER: 60249A102 (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2013 ¨ Transition Report on 10-K ¨ Transition Report on 20-F ¨ Transition Report on 11-K ¨ Transition Report o

April 30, 2013 8-K

- CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 24, 2013 Mimvi, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction of Incorporation) (

April 16, 2013 EX-99.1

Mimvi, Inc. Announces Investor Conference Call

Mimvi, Inc. Announces Investor Conference Call SUNNYVALE, Calif., April 15, 2013 /PRNewswire/ - Mimvi, Inc. (MIMV) has announced today it will host an investor conference call set to begin at 1:30 PM Pacific Daylight Time, on April 16, 2013. On the call presenting and available for Q&A will be the Chairman Kasian Franks, CEO Michael Poutre and CFO Kevin Conner. In discussing the conference call, t

April 16, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 15, 2013 Mimvi, Inc. (Exact name of registrant as specified in its charter) 000-54074 (Commission File Number) Nevada 26-0685980 (State or other jurisdiction of Incorporation) (

April 10, 2013 EX-10.1

INDEMNIFICATION AGREEMENT

INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement’) is made and entered into as of between Mimvi, Inc.

April 10, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from .

April 10, 2013 EX-3.2

EX-3.2

April 1, 2013 NT 10-K

- FORM 12B-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-54074 CUSIP NUMBER: 60249A102 (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2012 ¨ Transition Report on 10-K ¨ Transition Report on 20-F ¨ Transition Report on 11-K ¨ Transition Repor

February 26, 2013 EX-99.1

MIMVI, INC. 2010 STOCK INCENTIVE PLAN (Amended and Restated Effective October 5, 2012)

Exhibit 99.1 MIMVI, INC. 2010 STOCK INCENTIVE PLAN (Amended and Restated Effective October 5, 2012) 1 Purposes of the Plan. The purposes of the Mimvi, Inc. 2010 Stock Incentive Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentive to persons who are selected to be participants in the Plan, and to promote the success

February 26, 2013 EX-99.2

Mimvi, Inc. 2013 Consultant Stock Plan

EX-99.2 5 v335659ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Mimvi, Inc. 2013 Consultant Stock Plan 19 PURPOSE OF PLAN WHEREAS, the purpose of this 2013 Consultant Stock Plan (hereinafter the “Plan”) is to advance the interests of Mimvi, Inc. (hereinafter the “Company”) by helping the Company obtain and retain the services of persons providing consulting services upon whose judgment, initiative, efforts

February 26, 2013 S-8

- REGISTRATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT under the Securities Act of 1933 Mimvi, Inc. (Exact name of registrant as specified in its charter) Nevada 26-0685980 (State or other jurisdiction of (IRS Employee Identification No.) incorporation or organization) 440 North Wolfe Road Sunnyvale, California 94085 (Address, including zip code, of

February 8, 2013 EX-99.2

Unaudited Financial Statements of Lone Wolf, Inc., as of September 30, 2012. Lone Wolf, Inc (A Development Stage Company) Balance Sheets

Exhibit 99.2 Unaudited Financial Statements of Lone Wolf, Inc., as of September 30, 2012. Lone Wolf, Inc (A Development Stage Company) Balance Sheets Unaudited September 30, 2012 June 30, 2012 ASSETS Current assets Cash $ - $ 4,772 Accounts receivable 5,000 10,000 Investment 8,360 3,553 Total current assets 13,360 18,325 Total assets $ 13,360 $ 18,325 LIABILITIES AND STOCKHOLDERS' DEFICIT Current

Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista