Grundläggande statistik
| CIK | 1435161 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AB&T Financial Corp.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| August 3, 2012 |
Form 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-53249 AB&T Financial Corporation (Exact name of registrant as sp |
|
| July 24, 2012 |
- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 Post-Effective Amendment No. 1 to Form S-8 As filed with the Securities and Exchange Commission on July 24, 2012 Registration No. 333-157471 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AB&T FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) NORTH |
|
| May 15, 2012 |
Form 10-Q Table of Contents AB&T FINANCIAL CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| May 11, 2012 |
EX-10.1 2 d351465dex101.htm WRITTEN AGREEMENT Exhibit 10.1 UNITED STATES OF AMERICA BEFORE THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM WASHINGTON, D.C. Written Agreement by and between AB&T FINANCIAL CORPORATION Gastonia, North Carolina and FEDERAL RESERVE BANK OF RICHMOND Richmond, Virginia Docket No. 12-031-WA/RB-HC WHEREAS, AB&T Financial Corporation, Gastonia, North Carolina (“AB&T”), |
|
| May 11, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 7, 2012 AB&T Financial Corporation (Exact name of registrant as specified in its charter) North Carolina 000-53249 26-2588442 (State or other jurisdiction of incorporation |
|
| May 3, 2012 |
Form 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-53249 AB&T Financial Corporation (Exact name of registrant as sp |
|
| April 30, 2012 |
Annual Report - FORM 10-K AMENDMENT NO. 1 Form 10-K Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Co |
|
| April 9, 2012 |
Certification of Principal Executive Officer pursuant to section 111 Exhibit 99.1 CERTIFICATION PURSUANT TO SECTION 111(b)(4) OF THE EMERGENCY ECONOMIC STABILIZATION ACT OF 2008, AS AMENDED (Principal Executive Officer) I, Daniel C. Ayscue, certify, based on my knowledge, that: (i) The compensation committee of AB&T Financial Corporation has discussed, reviewed, and evaluated with senior risk offi |
|
| April 9, 2012 |
Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 9, 2012 |
EX-21.1 2 d324602dex211.htm SUBSIDIARIES Exhibit 21.1 Subsidiaries Alliance Bank & Trust Company, a North Carolina banking corporation |
|
| April 9, 2012 |
Certification of Principal Financial Officer pursuant to section 111 Exhibit 99.2 CERTIFICATION PURSUANT TO SECTION 111(b)(4) OF THE EMERGENCY ECONOMIC STABILIZATION ACT OF 2008, AS AMENDED (Principal Financial Officer) I, Roger A. Mobley, certify, based on my knowledge, that: (i) The compensation committee of AB&T Financial Corporation has discussed, reviewed, and evaluated with senior risk offic |
|
| April 2, 2012 |
Notification of Late Filing SEC FILE NUMBER 000-53249 CUSIP NUMBER 000347W 10 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 7, 2012 |
Consent Order Exhibit 10.2 FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. and STATE OF NORTH CAROLINA COMMISSIONER OF BANKS RALEIGH, NORTH CAROLINA ) In the Matter of ) CONSENT ORDER ) ALLIANCE BANK & TRUST COMPANY ) GASTONIA, NORTH CAROLINA ) FDIC-11-570b ) (INSURED STATE NONMEMBER BANK) ) ) The Federal Deposit Insurance Corporation (“FDIC”) is the appropriate Federal banking agency for A |
|
| February 7, 2012 |
Stipulation to the Issuance of a Consent Order Exhibit 10.1 FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. and STATE OF NORTH CAROLINA COMMISSIONER OF BANKS RALEIGH, NORTH CAROLINA ) In the Matter of ) STIPULATION TO THE ISSUANCE ) OF A CONSENT ORDER ALLIANCE BANK & TRUST COMPANY ) GASTONIA, NORTH CAROLINA ) ) FDIC-11-570b (INSURED STATE NONMEMBER BANK) ) ) Subject to the acceptance of thi |
|
| February 7, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 1, 2012 AB&T Financial Corporation (Exact name of registrant as specified in its charter) North Carolina 000-53249 26-2588442 (State or other jurisdiction of incorpor |
|
| January 17, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 10, 2012 AB&T Financial Corporation (Exact name of registrant as specified in its charter) North Carolina 000-53249 26-2588442 (State or other jurisdiction of incorpor |
|
| December 6, 2011 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 30, 2011 AB&T Financial Corporation (Exact name of registrant as specified in its charter) North Carolina 000-53249 26-2588442 (State or other jurisdiction of incorporation) ( |
|
| November 25, 2011 |
Correspondence AB&T FINANCIAL CORPORATION 292 West Main Avenue Gastonia, North Carolina 28052 November 25, 2011 VIA EDGAR, FACSIMILE, AND U. |
|
| November 14, 2011 |
Table of Contents AB&T FINANCIAL CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| November 9, 2011 |
Correspondence AB&T FINANCIAL CORPORATION 292 West Main Avenue Gastonia, North Carolina 28052 November 9, 2011 VIA EDGAR Ms. |
|
| November 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
|
| October 20, 2011 |
AB&T Financial Corporation Announces Third Quarter 2011 Results Exhibit 99.1 NEWS RELEASE Contact: Daniel C. Ayscue, President/CEO, (704) 867-5828 [email protected] AB&T Financial Corporation Announces Third Quarter 2011 Results Gastonia, N.C. (October 19, 2011) AB&T Financial Corporation (OTC Bulletin Board: ABTO), the parent company of Alliance Bank & Trust Company, today reported a net loss available to common shareholders for the nine mon |
|
| October 20, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 19, 2011 AB&T Financial Corporation (Exact name of registrant as specified in its charter) North Carolina 000-53249 26-2588442 (State or other jurisdiction (Commission (IRS Emp |
|
| October 17, 2011 |
Exhibit 3.02 BYLAWS OF AB&T FINANCIAL CORPORATION Effective as of January 18, 2008 Amended as of October 11, 2011 INDEX OF BYLAWS OF AB&T FINANCIAL CORPORATION ARTICLE I OFFICES Section 1. Principal Office Section 2. Registered Office Section 3. Other Offices ARTICLE II MEETINGS OF SHAREHOLDERS Section 1. Annual Meeting Section 2. Substitute Annual Meeting Section 3. Special Meetings Section 4. Pl |
|
| October 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 11, 2011 AB&T Financial Corporation (Exact name of registrant as specified in its charter) North Carolina 000-53249 26-2588442 (State or other jurisdiction of incorporation) (C |
|
| September 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2011 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 000-53249 AB& |
|
| September 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 26, 2011 AB&T FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) 000-53249 (Commission File Number) 26-2588442 (IRS Employer Identification No.) 292 We |
|
| August 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2011 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 000-53249 AB&T FINANCIAL CORPORAT |
|
| May 16, 2011 |
AB&T FINANCIAL CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| March 31, 2011 |
Exhibit 99.2 CERTIFICATION PURSUANT TO SECTION 111(b)(4) OF THE EMERGENCY ECONOMIC STABILIZATION ACT OF 2008, AS AMENDED (Principal Financial Officer) I, Roger A. Mobley, certify, based on my knowledge, that: (i) The compensation committee of AB&T Financial Corporation has discussed, reviewed, and evaluated with senior risk officers at least every six months during any part of the most recently co |
|
| March 31, 2011 |
EX-21.1 2 dec2010ex211.htm DECEMBER 2010 10K EXHIBIT 21.1 Exhibit 21.1 Subsidiaries Alliance Bank & Trust Company, a North Carolina banking corporation |
|
| March 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-53249 AB&T FINAN |
|
| March 31, 2011 |
Exhibit 99.1 CERTIFICATION PURSUANT TO SECTION 111(b)(4) OF THE EMERGENCY ECONOMIC STABILIZATION ACT OF 2008, AS AMENDED (Principal Executive Officer) I, Daniel C. Ayscue, certify, based on my knowledge, that: (i) The compensation committee of AB&T Financial Corporation has discussed, reviewed, and evaluated with senior risk officers at least every six months during any part of the most recently c |
|
| November 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2010 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 000-53249 AB&T FINANCIAL COR |
|
| August 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2010 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 000-53249 AB&T FINANCIAL CORPORAT |
|
| August 4, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2010 AB&T Financial Corporation (Exact name of registrant as specified in its charter) North Carolina 000-53249 26-2588442 (State or other jurisdiction of incorporation) (Comm |
|
| August 4, 2010 |
AB&T Financial Corporation Announces Second Quarter 2010 Results Exhibit 99.1 NEWS RELEASE Contact: Daniel C. Ayscue, President/CEO, (704) 867-5828 [email protected] AB&T Financial Corporation Announces Second Quarter 2010 Results Gastonia, N.C. (July 29, 2010) AB&T Financial Corporation (OTC Bulletin Board: ABTO), the parent company of Alliance Bank & Trust Company, today reported net income for the six months ended June 30, 2010 of $132 thou |
|
| June 23, 2010 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 22, 2010 AB&T FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) North Carolina 000-53249 26-2588442 (State or other jurisdiction of incorporation or org |
|
| May 18, 2010 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 14, 2010 AB&T FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) North Carolina 000-53249 26-2588442 (State or other jurisdiction of incorporation or orga |
|
| May 18, 2010 |
AB&T Financial Corporation Announces First Quarter 2010 Results Exhibit 99.1 NEWS RELEASE Contact: Daniel C. Ayscue, President/CEO, (704) 867-5828 [email protected] AB&T Financial Corporation Announces First Quarter 2010 Results Gastonia, N.C. (May 14, 2010) AB&T Financial Corporation (OTC Bulletin Board: ABTO), the parent company of Alliance Bank & Trust Company, today reported net income of $82 thousand or $0.01 per basic and diluted share |
|
| May 17, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2010 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 000-53249 AB&T FINANCIAL CORPORA |
|
| April 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
|
| March 30, 2010 |
Exhibit 99.1 Certification of Principal Executive Officer Pursuant to Section 111(b)(4) of the Emergency Economic Stabilization Act of 2008, as Amended I, Daniel C. Ayscue, certify, based on my knowledge, that: (i) The compensation committee of AB&T Financial Corporation has discussed, reviewed, and evaluated with senior risk officers at least every six months during the period beginning on Septem |
|
| March 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-53249 AB&T FINAN |
|
| March 30, 2010 |
Exhibit 99.2 Certification of Principal Financial Officer Pursuant to Section 111(b)(4) of the Emergency Economic Stabilization Act of 2008, as Amended I, Roger A. Mobley, certify, based on my knowledge, that: (i) The compensation committee of AB&T Financial Corporation has discussed, reviewed, and evaluated with senior risk officers at least every six months during the period beginning on Septemb |
|
| March 30, 2010 |
AB&T FINANCIAL CORPORATION SUBSIDIARIES OF THE REGISTRANT At December 31, 2009 Exhibit 21 AB&T FINANCIAL CORPORATION SUBSIDIARIES OF THE REGISTRANT At December 31, 2009 State of Incorporation Alliance Bank & Trust Co. North Carolina |
|
| March 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 8, 2010 AB&T FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 000-53249 (Commission F |
|
| March 29, 2010 |
EX-99.1 2 mobleyex991.htm MOBLEY NEWS RELEASE Exhibit 99.1 *** NEWS RELEASE *** TO: All Area News Agencies FROM: AB&T Financial Corporation DATE: March 26, 2010, 2010 Roger A Mobley Hired as Executive Vice President / Chief Financial Officer of AB&T Financial Corporation Gastonia, N.C. (March 26, 2010) AB&T Financial Corporation (OTC Bulletin Board: ABTO), the parent company of Alliance Bank & Tru |
|
| February 18, 2010 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2010 AB&T FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 000-53249 (Commission |
|
| February 18, 2010 |
AB&T Financial Corporation Announces 2009 Results Exhibit 99.1 NEWS RELEASE Contact: Daniel C. Ayscue, President/CEO, (704) 867-5828 [email protected] AB&T Financial Corporation Announces 2009 Results Gastonia, N.C. (February 17, 2010) AB&T Financial Corporation (OTC Bulletin Board: ABTO), the parent company of Alliance Bank & Trust Company, today reported a net loss available to common shareholders of $2.9 million or $(1.06) pe |
|
| November 19, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
|
| November 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2009 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 000-53249 AB&T FINANCIAL COR |
|
| November 9, 2009 |
OMB APPROVAL OMB Number: 3235-0059 Expires: January 31, 2008 Estimated average burden hours per response 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 5, 2009 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported) October 1, 2009 AB&T FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) North Carolina 000-53249 26-2588442 (State or other jurisdiction Of incorporation or o |
|
| October 5, 2009 |
EX-99 2 mergerexhibit.htm PRESS RELEASE OF TERMINATION FOR IMMEDIATE RELEASE Date: October 1, 2009 Contact: Dan Ayscue, Chief Executive Officer, 704-867-5828 AB&T Financial Corporation Announces the Termination of its Agreement and Plan of Merger GASTONIA, NC – Daniel C. Ayscue, President and CEO of AB&T Financial Corporation Gastonia, North Carolina(OTC Bulletin Board ABTO), the parent company of |
|
| August 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2009 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 000-53249 AB&T FINANCIAL CORPORAT |
|
| August 6, 2009 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (FIRST AMENDMENT) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported) August 5, 2009 AB&T FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) North Carolina 000-53249 26-2588442 (State or other jurisdiction Of |
|
| August 5, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported) August 5, 2009 AB & T FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) North Carolina 000-53249 26-2588442 (State or other jurisdiction Of incorporation or |
|
| August 5, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2009 1st Financial Services Corporation (Exact name of Registrant as specified in its charter) North Carolina 000-53264 26-0207901 (State or other jurisdiction of incorporat |
|
| August 5, 2009 |
EX-99 2 exhibit998kjune.htm PRESS RELEASE Recent Events – AB&T During the second quarter of 2009, the core operation of AB&T, as measured by AB&T’s net interest margin and net interest income, continued to improve. For the quarter, AB&T’s net interest margin increased to 2.57% as compared with 1.98% for the fourth quarter of 2008 and 2.01% for the first quarter of 2009. Accordingly, net interest i |
|
| August 5, 2009 |
1st Financial Services Corporation Reports Second Quarter Earnings Exhibit 99.1 News Release Date: Wednesday, August 5, 2009 Contact: Greg Gibson, Chief Executive Officer or Roger Mobley, Chief Financial Officer (828) 243-5175 or (828) 697-3106 Release Date: For Immediate Release 1st Financial Services Corporation Reports Second Quarter Earnings HENDERSONVILLE, N.C. / August 5 / PRNewswire / 1st Financial Services Corporation (OTCBB:FFIS), parent company of Mount |
|
| June 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 00 |
|
| June 10, 2009 |
Exhibit 21.1 Subsidiaries Alliance Bank & Trust Company, a North Carolina banking corporation |
|
| May 19, 2009 |
1st Financial Services Corporation Reports First Quarter Earnings Exhibit 99.1 News Release Date: Monday, May 18, 2009 Contact: Greg Gibson, Chief Executive Officer or Roger Mobley, Chief Financial Officer (828) 243-5175 or (828) 697-3106 Release Date: For Immediate Release 1st Financial Services Corporation Reports First Quarter Earnings HENDERSONVILLE, N.C. / May 18 / PRNewswire / 1st Financial Services Corporation (OTCBB:FFIS), parent company of Mountain 1st |
|
| May 19, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2009 1st Financial Services Corporation (Exact name of Registrant as specified in its charter) North Carolina 000-53264 26-0207901 (State or other jurisdiction of incorporatio |
|
| May 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2009 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 000-53249 AB&T FINANCIAL CORPORATIO |
|
| March 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-53249 AB&T FINAN |
|
| March 30, 2009 |
Exhibit 21.1 Subsidiaries Alliance Bank & Trust Company, a North Carolina banking corporation |
|
| February 26, 2009 |
1st Financial Services Corporation Reports Fourth Quarter and Full Year 2008 Results Exhibit 99.1 News Release Date: Tuesday, February 25, 2009 Contact: Greg Gibson, Chief Executive Officer – (828) 243-5175 Roger Mobley, Chief Financial Officer – (828) 697-3106 Release Date: For Immediate Release 1st Financial Services Corporation Reports Fourth Quarter and Full Year 2008 Results HENDERSONVILLE, N.C. / February 25 / PRNewswire / 1st Financial Services Corporation (OTCBB: FFIS), pa |
|
| February 26, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2009 1st Financial Services Corporation (Exact name of registrant as specified in its charter) North Carolina 000-53264 26-0207901 (State or other jurisdiction of incorpo |
|
| February 23, 2009 |
AB&T FINANCIAL CORPORATION 2005 NONSTATUTORY STOCK OPTION PLAN Exhibit 99.2 AB&T FINANCIAL CORPORATION 2005 NONSTATUTORY STOCK OPTION PLAN AB&T Financial Corporation, a North Carolina banking corporation (hereinafter referred to as the "Company"), does herein set forth the terms of the AB&T Financial Corporation 2005 Nonstatutory Stock Option Plan (hereinafter referred to as this "Plan"), which was adopted by the Board of Directors (hereinafter referred to as |
|
| February 23, 2009 |
Percentage of Such Options Vested Exhibit 99.1 AB&T FINANCIAL CORPORATION 2005 INCENTIVE STOCK OPTION PLAN AB&T Financial Corporation, a North Carolina banking corporation (hereinafter referred to as the “Company”), does herein set forth the terms of the AB&T Financial Corporation 2005 Incentive Stock Option Plan (hereinafter referred to as this “Plan”) which was adopted by the Company's Board of Directors (hereinafter referred to |
|
| February 23, 2009 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each of AB&T Financial Corporation and the several undersigned Officers and Directors thereof whose signatures appear below hereby makes, constitutes and appoints Daniel C. Ayscue its and his or her true and lawful attorney, with full power of substitution to execute, deliver and file in its or his or her name and on its or his or her |
|
| February 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AB&T FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) NORTH CAROLINA 84-1653729 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 292 West main avenue gastonia, nc 28054 (Address of Pri |
|
| February 23, 2009 |
[Form of Common Stock Certificate] Exhibit 4.1 [Form of Common Stock Certificate] CUSIP 00037W 10 6 AB&T Financial Corporation Incorporated under the laws of the State of North Carolina This Certifies that is the owner of shares of the common stock, par value of one dollar ($1.00) each, of AB&T Financial Corporation (hereinafter called the “Company”), transferable only on the books of the Company by the holder hereof in person or b |
|
| February 17, 2009 |
AB&T Financial Corporation to merge with 1st Financial Services Corporation Exhibit 99.1 Date: Tuesday, February 17, 2009 Release Date: For Immediate Release For more information contact: Gregory L. Gibson/ CEO Daniel C. Ayscue/ CEO 1st Financial Services Corporation AB&T Financial Corporation 828/697-3100 704/867-5828 [email protected] [email protected] AB&T Financial Corporation to merge with 1st Financial Services Corporation Gastonia and Henderson |
|
| February 17, 2009 |
425 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2009 1st FINANCIAL SERVICES CORPORATION (Exact name of registrant as specified in its charter) North Carolina 000-53264 26-0207901 (State or other |
|
| February 17, 2009 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND BETWEEN 1ST FINANCIAL SERVICES CORPORATION AND AB&T FINANCIAL CORPORATION February 16, 2009 AGREEMENT AND PLAN OF MERGER BY AND BETWEEN 1ST FINANCIAL SERVICES CORPORATION AND AB&T FINANCIAL CORPORATION THIS AGREEMENT AND PLAN OF MERGER (hereinafter called “Agreement”) is entered into as of the 16th day of February, 2009, by and between 1st FINANCIAL |
|
| February 17, 2009 |
AB&T Financial Corporation to merge with 1st Financial Services Corporation Exhibit 99.1 Date: Tuesday, February 17, 2009 Release Date: For Immediate Release For more information contact: Gregory L. Gibson/ CEO Daniel C. Ayscue/ CEO 1st Financial Services Corporation AB&T Financial Corporation 828/697-3100 704/867-5828 [email protected] [email protected] AB&T Financial Corporation to merge with 1st Financial Services Corporation Gastonia and Henderson |
|
| February 17, 2009 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2009 AB&T FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) North Carolina 000-53249 84-1653729 (State or other jurisdiction of incorporation) |
|
| February 17, 2009 |
AB&T Financial Corporation to merge with 1st Financial Services Corporation Exhibit 99.1 Date: Tuesday, February 17, 2009 Release Date: For Immediate Release For more information contact: Gregory L. Gibson/ CEO Daniel C. Ayscue/ CEO 1st Financial Services Corporation AB&T Financial Corporation 828/697-3100 704/867-5828 [email protected] [email protected] AB&T Financial Corporation to merge with 1st Financial Services Corporation Gastonia and Henderson |
|
| February 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2009 AB&T FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) North Carolina 000-53249 84-1653729 (State or other jurisdiction of incorporation) |
|
| February 17, 2009 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND BETWEEN 1ST FINANCIAL SERVICES CORPORATION AND AB&T FINANCIAL CORPORATION February 16, 2009 AGREEMENT AND PLAN OF MERGER BY AND BETWEEN 1ST FINANCIAL SERVICES CORPORATION AND AB&T FINANCIAL CORPORATION THIS AGREEMENT AND PLAN OF MERGER (hereinafter called “Agreement”) is entered into as of the 16th day of February, 2009, by and between 1st FINANCIAL |
|
| February 17, 2009 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND BETWEEN 1ST FINANCIAL SERVICES CORPORATION AND AB&T FINANCIAL CORPORATION February 16, 2009 AGREEMENT AND PLAN OF MERGER BY AND BETWEEN 1ST FINANCIAL SERVICES CORPORATION AND AB&T FINANCIAL CORPORATION THIS AGREEMENT AND PLAN OF MERGER (hereinafter called “Agreement”) is entered into as of the 16th day of February, 2009, by and between 1st FINANCIAL |
|
| January 28, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 22, 2009 AB&T Financial Corporation (Exact name of Registrant as specified in its charter) North Carolina 000-53249 84-1653729 (State or other jurisdiction (Commission File Num |
|
| January 28, 2009 |
UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220 Exhibit 10.1 UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220 Dear Ladies and Gentlemen: The company set forth on the signature page hereto (the “Company”) intends to issue in a private placement the number of shares of a series of its preferred stock set forth on Schedule A hereto (the “Preferred Shares”) and a warrant to purchase the number of shares o |
|
| January 28, 2009 |
ARTICLES OF AMENDMENT OF AB&T FINANCIAL CORPORATION Exhibit 3.1 ARTICLES OF AMENDMENT OF AB&T FINANCIAL CORPORATION AB&T Financial Corporation, a corporation organized and existing under the laws of the State of North Carolina (the “Corporation”), for the purpose of amending its articles of incorporation to fix the preferences, limitations, and relative rights of a new series of its preferred stock in accordance with the provisions of sections 55-6 |
|
| January 28, 2009 |
EXECUTIVE COMPENSATION MODIFICATION AGREEMENT Exhibit 10.2 EXECUTIVE COMPENSATION MODIFICATION AGREEMENT This Executive Compensation Modification Agreement (the “Modification Agreement”) by and between AB&T Financial Corporation, a North Carolina corporation (including its direct and indirect subsidiaries, the “Employer”) and , a resident of the State of North Carolina (the “Executive”) is entered into on this day of , 2009. W I T N E S S E T |
|
| January 28, 2009 |
Exhibit 4.1 THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT WHILE A REGISTRATION STATEMENT RELATING THERETO IS IN EFFECT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN EXEMPTION FROM REGISTRATION UNDER SUCH |
|
| January 28, 2009 | ||
| January 15, 2009 |
CUSIP NO. 00037W106 13G Page 1 of 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AB&T FINANCIAL CORPORATION (Name of Issuer) Common stock, $1.00 par value (Title of Class of Securities) 00037W106 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appro |
|
| November 26, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported) November 20, 2008 AB&T FINANCIAL CORP. (Exact Name of Registrant as Specified in its Charter) North Carolina 000-53249 84-1653729 (State or other jurisdiction Of incorporation or organ |
|
| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2008 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 000-53249 AB&T FINANCIAL CORPORATI |
|
| September 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported) September 3, 2008 AB&T FINANCIAL CORP. (Exact Name of Registrant as Specified in its Charter) North Carolina 000-53249 84-1653729 (State or other jurisdiction of incorporation or organ |
|
| September 8, 2008 |
EXHIBIT 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE Date: September 5, 2008, Contact: Dan Ayscue [email protected] Alliance Bank and Trust Company Announces the Departure of the CEO GASTONIA, NC – Wayne F. Shovelin, Board Chairman of Alliance Bank and Trust and its parent company, AB&T Financial Corporation (ABTO), today announced the departure of G. William Sudyk, President and CEO |
|
| September 8, 2008 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported) September 5, 2008 AB&T FINANCIAL CORP. (Exact Name of Registrant as Specified in its Charter) North Carolina 000-53249 84-1653729 (State or other jurisdiction Of incorporation or organ |
|
| August 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2008 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 000-53249 AB&T FINANCIAL CORPORATION (E |
|
| August 4, 2008 |
PRESS RELEASE FOR IMMEDIATE RELEASE Date: July 30, 2008 Contact: Bill Sudyk, President/CEO, 704-865-1634 Dan Ayscue, EVP Chief Financial Officer, 704-867-5828 AB&T Financial Corporation Announces Second Quarter 2008 Earnings GASTONIA, NC – AB&T Financial Corporation (OTC Bulletin Board ABTN. |
|
| August 4, 2008 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported) June 30, 2008 ALLIANCE BANK AND TRUST CO. (Exact Name of Registrant as Specified in its Charter) North Carolina 57733 84-1653729 (State or other jurisdiction Of incorporation or organi |
|
| June 17, 2008 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported) June 13, 2008 AB&T FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) North Carolina 000-53249 84-1653729 (State or other jurisdiction of incorporation) (Comm |
|
| June 17, 2008 |
Bill Sudyk, President/CEO, 704-865-1634 Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE Date: June 13, 2008, Contact: Bill Sudyk, President/CEO, 704-865-1634 [email protected] Alliance Bank & Trust Company Announces the Formation of a Holding Company GASTONIA, NC – G. William Sudyk, President and CEO of Alliance Bank & Trust announces the formation of AB&T Financial Corporation as the Holding Company for Alliance Bank |
|
| June 4, 2008 |
OMB APPROVAL OMB Number: 3235-0059 Expires: January 31, 2008 Estimated average burden hours per response 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 20, 2008 |
Exhibit 3.02 BYLAWS OF AB&T FINANCIAL CORPORATION Effective as of January 18, 2008 INDEX OF BYLAWS OF AB&T FINANCIAL CORPORATION ARTICLE I OFFICES Section 1. Principal Office Section 2. Registered Office Section 3. Other Offices ARTICLE II MEETINGS OF SHAREHOLDERS Section 1. Annual Meeting Section 2. Substitute Annual Meeting Section 3. Special Meetings Section 4. Place of Meeting Section 5. Notic |
|
| May 20, 2008 |
Exhibit 99.01 FEDERAL DEPOSIT INSURANCE CORPORATION Washington, D.C. 20429 FORM 10-KSB ANNUAL REPORT UNDER SECTION 13 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR FISCAL YEAR ENDED DECEMBER 31, 2007 FDIC Certificate No. 57733 ALLIANCE BANK & TRUST COMPANY (Exact Name of Registrant as specified in its charter) NORTH CAROLINA (State of Incorporation) 84-1653729 (I.R.S. Employer Identification No.) 292 |
|
| May 20, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K (Rule 12g-3(a)) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2008 AB&T FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) North Carolina To be assigned* 26-2588442 (State or other jurisdiction of incorporatio |
|
| May 20, 2008 |
AB&T FINANCIAL CORPORATION 2005 INCENTIVE STOCK OPTION PLAN Exhibit 10.05 AB&T FINANCIAL CORPORATION 2005 INCENTIVE STOCK OPTION PLAN AB&T Financial Corporation, a North Carolina banking corporation (hereinafter referred to as the “Company”), does herein set forth the terms of the AB&T Financial Corporation 2005 Incentive Stock Option Plan (hereinafter referred to as this “Plan”) which was adopted by the Company’s Board of Directors (hereinafter referred t |
|
| May 20, 2008 |
Exhibit 10.01 STATE OF NORTH CAROLINA COUNTY OF GASTON EMPLOYMENT AGREEMENT THIS AGREEMENT entered into as of , 2006 by and between ALLIANCE BANK & TRUST COMPANY (hereinafter referred to as the “Bank”) and G. WILLIAM SUDYK (hereinafter referred to as “Sudyk”). W I T N E S S E T H: WHEREAS, the expertise and experience of Sudyk and his relationships and reputation in the financial institutions indu |
|
| May 20, 2008 |
Registrant’s Subsidiaries Alliance Bank & Trust Company Exhibit 21.01 Registrant’s Subsidiaries Alliance Bank & Trust Company |
|
| May 20, 2008 |
Exhibit 10.04 STATE OF NORTH CAROLINA COUNTY OF GASTON EMPLOYMENT AGREEMENT THIS AGREEMENT entered into as of , 2006 by and between ALLIANCE BANK & TRUST COMPANY (hereinafter referred to as the “Bank”) and MATTHEW J. TRIPLETT (hereinafter referred to as “Triplett”). W I T N E S S E T H: WHEREAS, the expertise and experience of Triplett and his relationships and reputation in the financial institut |
|
| May 20, 2008 |
AB&T FINANCIAL CORPORATION 2005 NONSTATUTORY STOCK OPTION PLAN Exhibit 10.06 AB&T FINANCIAL CORPORATION 2005 NONSTATUTORY STOCK OPTION PLAN AB&T Financial Corporation, a North Carolina banking corporation (hereinafter referred to as the “Company”), does herein set forth the terms of the AB&T Financial Corporation 2005 Nonstatutory Stock Option Plan (hereinafter referred to as this “Plan”), which was adopted by the Board of Directors (hereinafter referred to a |
|
| May 20, 2008 |
FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. FORM 10-Q Exhibit 99.02 FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2008 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to FDIC Certificate Number 57733 ALLIANCE BANK AND TRUST COMPANY ( |
|
| May 20, 2008 |
Exhibit 10.03 STATE OF NORTH CAROLINA COUNTY OF GASTON EMPLOYMENT AGREEMENT THIS AGREEMENT entered into as of , 2006 by and between ALLIANCE BANK & TRUST COMPANY (hereinafter referred to as the “Bank”) and ERIC DIXON (hereinafter referred to as “Dixon”). W I T N E S S E T H: WHEREAS, the expertise and experience of Dixon and his relationships and reputation in the financial institutions industry a |
|
| May 20, 2008 |
Exhibit 10.02 STATE OF NORTH CAROLINA COUNTY OF GASTON EMPLOYMENT AGREEMENT THIS AGREEMENT entered into as of , 2006 by and between ALLIANCE BANK & TRUST COMPANY (hereinafter referred to as the “Bank”) and DANIEL C. AYSCUE (hereinafter referred to as “Ayscue”). W I T N E S S E T H: WHEREAS, the expertise and experience of Ayscue and his relationships and reputation in the financial institutions in |
|
| May 20, 2008 |
ARTICLES OF INCORPORATION AB&T FINANCIAL CORPORATION As amended Exhibit 3.01 ARTICLES OF INCORPORATION OF AB&T FINANCIAL CORPORATION As amended The undersigned hereby makes and acknowledges these Articles of Incorporation for the purpose of forming a business corporation under and by virtue of the laws of the State of North Carolina as contained in Chapter 55 of the General Statutes of North Carolina, entitled “North Carolina Business Corporation Act,” and the |
|
| May 20, 2008 |
AGREEMENT AND PLAN OF REORGANIZATION AND SHARE EXCHANGE Exhibit 2.01 AGREEMENT AND PLAN OF REORGANIZATION AND SHARE EXCHANGE THIS AGREEMENT AND PLAN OF REORGANIZATION AND SHARE EXCHANGE (this “Agreement”), made and entered into as of May 5, 2008, by and between Alliance Bank & Trust Company, a banking corporation organized under the laws of the State of North Carolina and having its principal place of business in the City of Gastonia, Gaston County, No |
