Depository Institutions - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2023-12-26 13D AUBN / Auburn National Bancorporation, Inc. Spencer Sandra J. 21.28
2023-12-26 13D AUBN / Auburn National Bancorporation, Inc. Wright Emil F Jr 334,164 9.56
2023-12-21 13D/A FIBK / First Interstate BancSystem, Inc. Scott James R 4,400,668 4.19 -10.78
2023-12-20 13D/A FMFG / Farmers and Merchants Bancshares, Inc. Renbaum Barry J 307,932 9.90 9.40
2023-12-19 13D/A BANC / Banc of California, Inc. PL Capital Advisors, LLC 3,255,937 1.90 -5.67
2023-12-12 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2023-12-11 13D LNKB / LINKBANCORP, Inc. Lehman Kenneth R 23.40
2023-12-01 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,364,066 7.60 0.00
2023-12-01 13D BANC / Banc of California, Inc. Warburg Pincus Llc 15,592,774 9.90
2023-11-29 13D USIO / Usio, Inc. Usio, Inc. 1,733,225 6.59 -2.42
2023-11-03 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,364,066 7.60 105.14
2023-11-03 13D/A SFBC / Sound Financial Bancorp, Inc. Stilwell Joseph 394,236 15.40 7.04
2023-10-31 13D/A PVBC / Provident Bancorp, Inc. Stilwell Joseph 1,831,467 10.40 2.11
2023-10-30 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 2,614,781 3.70 0.00
2023-10-26 13D/A BWB / Bridgewater Bancshares, Inc. Castle Creek Capital Partners V, LP 2,206,568 7.90 -2.52
2023-10-10 13D/A PNBK / Patriot National Bancorp, Inc. AFP Forty Six Corp. 360,030 9.10 5.22
2023-10-03 13D/A PFBX / Peoples Financial Corporation Stilwell Joseph 570,530 12.20 3.81
2023-09-28 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 2,614,781 3.70 0.00
2023-09-25 13D/A AX / Axos Financial, Inc. Hankey Don 2,826,576 4.71 213.42
2023-09-22 13D/A PML / PIMCO Municipal Income Fund II Wells Fargo & Company/mn 1,242 11.47 80.79
2023-09-20 13D/A FMBH / First Mid Bancshares, Inc. Celio Elizabeth L 1,038,079 4.40 29.29
2023-09-19 13D/A MCB / Metropolitan Bank Holding Corp. Patriot Financial Partners Iii, L.p. 668,684 6.08 0.00
2023-09-18 13D IROQ / IF Bancorp, Inc. Stilwell Joseph 221,736 6.60 897.96
2023-09-13 13D/A PVBC / Provident Bancorp, Inc. Stilwell Joseph 1,793,679 10.10 11.11
2023-09-13 13D/A MCB / Metropolitan Bank Holding Corp. Patriot Financial Partners Iii, L.p. 668,684 6.08 17.58
2023-09-11 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 2,614,781 3.70 0.00
2023-09-11 13D BSEP / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - September Sageworth Trust Co
2023-09-01 13D/A FGBI / First Guaranty Bancshares, Inc. Smith Edgar R. III 1,062,817 9.30 -1.41
2023-08-29 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 2,614,781 3.70 -2.66
2023-08-18 13D MCB / Metropolitan Bank Holding Corp. Patriot Financial Partners Iii, L.p. 568,684 5.17
2023-08-14 13D/A FMFG / Farmers and Merchants Bancshares, Inc. Renbaum Barry J 281,466 9.10 46.24
2023-08-09 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 2,686,331 3.80 13.72
2023-08-09 13D/A ASRV / AmeriServ Financial, Inc. Driver Management Co LLC 273,314 1.60 -81.50
2023-08-01 13D/A SFBC / Sound Financial Bancorp, Inc. Stilwell Joseph 368,291 14.30 8.28
2023-07-19 13D/A FXNC / First National Corporation Wilkins Iii James R 415,712 6.60 5.12
2023-07-14 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 2,362,331 3.70 -54.35
2023-07-14 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 2,362,331 3.70 -54.35
2023-07-10 13D/A FFIC / Flushing Financial Corporation Gamco Investors, Inc. Et Al 1,152,000 3.91 9.35
2023-06-30 13D/A PBHC / Pathfinder Bancorp, Inc. Castle Creek Capital Partners VII, LP 468,492 9.90 14.29
2023-06-29 13D/A ECF.PRA / Ellsworth Growth and Income Fund Ltd. - Preferred Stock Gamco Investors, Inc. Et Al 440,000 17.81 12.82
2023-06-28 13D USIO / Usio, Inc. Usio, Inc. 1,776,123 6.70
2023-06-27 13D/A BMA / Banco Macro S.A. - Depositary Receipt (Common Stock) Carballo Delfin Jorge
2023-06-26 13D BSEP / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - September Sageworth Trust Co
2023-06-21 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,174,662 8.10 0.00
2023-06-21 13D/A PVBC / Provident Bancorp, Inc. Stilwell Joseph 1,614,309 9.10 13.27
2023-06-15 13D/A TCBX / Third Coast Bancshares, Inc. Castle Creek Capital Partners VIII, LP 1,109,224 7.55 -15.97
2023-06-12 13D UBFO / United Security Bancshares Gill Jagroop 1,012,595 5.92
2023-06-07 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,174,662 8.10 0.00
2023-06-06 13D/A UBFO / United Security Bancshares Strategic Value Investors LP 6,814 0.00 -99.27
2023-06-05 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,174,662 8.10 0.00