Depository Institutions - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2023-06-05 13D/A FGBI / First Guaranty Bancshares, Inc. Hood William K 1,077,983 9.40 1.43
2023-06-02 13D/A FGBI / First Guaranty Bancshares, Inc. Smith Edgar R. III 1,077,983 9.40 1.43
2023-05-25 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2023-05-15 13D/A FMFG / Farmers and Merchants Bancshares, Inc. Renbaum Barry J 192,470 6.28 20.91
2023-05-15 13D PVBC / Provident Bancorp, Inc. Stilwell Joseph 1,425,166 8.10
2023-05-15 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,174,662 8.10 0.00
2023-05-12 13D/A SFBC / Sound Financial Bancorp, Inc. Stilwell Joseph 340,138 13.10 6.98
2023-05-10 13D/A PCB / PCB Bancorp Lee Sang Young 1,802,900 12.59 5.09
2023-05-09 13D/A HWBK / Hawthorn Bancshares, Inc. PL Capital Advisors, LLC 297,840 4.40 -12.86
2023-05-08 13D/A TCBX / Third Coast Bancshares, Inc. Castle Creek Capital Partners VIII, LP 1,320,044 8.86 -11.02
2023-04-27 13D/A BMRC / Bank of Marin Bancorp Devlin Shawn 632,486 3.90 0.00
2023-04-25 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,174,662 8.10 0.00
2023-04-19 13D/A PFBX / Peoples Financial Corporation Stilwell Joseph 549,587 11.70 0.00
2023-04-12 13D/A PFBX / Peoples Financial Corporation Stilwell Joseph 549,587 11.70 1.48
2023-04-06 13D/A FGBI / First Guaranty Bancshares, Inc. Hood William K 1,062,817 9.90 0.00
2023-03-23 13D/A PFBX / Peoples Financial Corporation Stilwell Joseph 541,587 11.60 2.95
2023-03-16 13D PCB / PCB Bancorp Rhee Don 722,479 5.00
2023-03-03 13D/A BANC / Banc of California, Inc. Patriot Financial Partners Iii, L.p. 2,635,639 4.50 -25.46
2023-03-03 13D LNKB / LINKBANCORP, Inc. Parmer George 981,538 6.05
2023-03-03 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2023-03-01 13D SYBT / Stock Yards Bancorp, Inc. Wells Darrell R 1,659,860 5.67
2023-02-23 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2023-02-23 13D/A FNWD / Finward Bancorp Bochnowski David A 321,900 7.50 1.96
2023-02-21 13D/A FGBI / First Guaranty Bancshares, Inc. Smith Edgar R. III 1,062,817 9.90 0.00
2023-02-15 13D/A TRMK / Trustmark Corporation Robert M Hearin Support Foundation 3,983,560 6.54 -4.18
2023-02-14 13D FGBI / First Guaranty Bancshares, Inc. Reynolds Marshall T 1,676,261 15.64
2023-02-14 13D FGBI / First Guaranty Bancshares, Inc. Hood William K 1,062,817 9.90 537.87
2023-02-14 13D FGBI / First Guaranty Bancshares, Inc. Smith Edgar R. III 1,062,817 9.90
2023-02-14 13D/A CFBK / CF Bankshares Inc. Cochran Edward W 341,424 6.53 0.74
2023-02-07 13D/A MGYR / Magyar Bancorp, Inc. PL Capital Advisors, LLC 307,347 4.60 -13.99
2023-02-06 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2023-02-06 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,174,662 8.10 0.00
2023-01-31 13D/A UBFO / United Security Bancshares Strategic Value Investors LP 934,309 5.50 0.00
2023-01-31 13D NEWT / NewtekOne, Inc. Newtek Business Services Corp. 1,274,269 5.20 9.85
2023-01-25 13D/A PFBX / Peoples Financial Corporation Stilwell Joseph 526,087 11.30 0.29
2023-01-20 13D/A FSEA / First Seacoast Bancorp, Inc. First Seacoast Bancorp, Mhc
2023-01-20 13D/A ASRV / AmeriServ Financial, Inc. Driver Management Co LLC 1,477,419 8.60 0.00
2023-01-19 13D/A ASRV / AmeriServ Financial, Inc. Driver Management Co LLC 1,477,419 8.60 0.00
2023-01-18 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2023-01-18 13D/A ASRV / AmeriServ Financial, Inc. Driver Management Co LLC 1,477,419 8.60 7.22
2023-01-09 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,174,662 8.10 0.00
2023-01-05 13D MBCN / Middlefield Banc Corp. Ancora Advisors, LLC 365,744 4.35 -20.44
2023-01-03 13D/A ASRV / AmeriServ Financial, Inc. Driver Management Co LLC 1,377,919 8.10 15.56
2022-12-28 13D/A PEBK / Peoples Bancorp of North Carolina, Inc. Abernethy James S 257,411 4.56 -38.93
2022-12-28 13D/A PEBK / Peoples Bancorp of North Carolina, Inc. Abernethy Robert C 373,693 6.62 -29.36
2022-12-28 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,174,662 8.10 0.00
2022-12-22 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2022-12-21 13D/A FXNC / First National Corporation Smith Gerald F Jr 365,795 5.84 -6.58
2022-12-20 13D CARV / Carver Bancorp, Inc. Bailey Jeffrey John 278,524 6.59
2022-12-19 13D FMFG / Farmers and Merchants Bancshares, Inc. Renbaum Barry J 159,187 5.20