| 2024-05-13 |
13D |
ECF / Ellsworth Growth and Income Fund Ltd. |
Saba Capital Management, L.P. |
730,857 |
5.32 |
15.04 |
| 2024-05-07 |
13D |
NAD / Nuveen Quality Municipal Income Fund |
Wells Fargo & Company/mn |
4,338 |
24.97 |
0.00 |
| 2024-05-06 |
13D/A |
VGM / Invesco Trust for Investment Grade Municipals |
Saba Capital Management, L.P. |
2,867,862 |
5.29 |
4.21 |
| 2024-05-03 |
13D/A |
NAD / Nuveen Quality Municipal Income Fund |
Bank Of America Corp /de/ |
7,995 |
46.00 |
0.00 |
| 2024-05-02 |
13D/A |
AUBN / Auburn National Bancorporation, Inc. |
Spencer Sandra J. |
|
20.75 |
|
| 2024-04-30 |
13D/A |
BMRC / Bank of Marin Bancorp |
Devlin Shawn |
566,031 |
3.50 |
-10.51 |
| 2024-04-30 |
13D/A |
UMBF / UMB Financial Corporation |
Kemper J Mariner |
4,093,195 |
8.40 |
-21.96 |
| 2024-04-26 |
13D |
VGM / Invesco Trust for Investment Grade Municipals |
Saba Capital Management, L.P. |
2,751,986 |
5.07 |
|
| 2024-04-26 |
13D/A |
NWG / NatWest Group plc - Depositary Receipt (Common Stock) |
HM Treasury |
|
|
|
| 2024-04-24 |
13D |
PML / PIMCO Municipal Income Fund II |
Bank Of America Corp /de/ |
2,530 |
62.80 |
|
| 2024-04-22 |
13D |
ASRV / AmeriServ Financial, Inc. |
SB Value Partners, L.P. |
1,319,019 |
7.70 |
-0.13 |
| 2024-04-10 |
13D |
BRBS / Blue Ridge Bankshares, Inc. |
Castle Creek Capital Partners VIII, LP |
593,078 |
2.60 |
|
| 2024-04-10 |
13D |
BRBS / Blue Ridge Bankshares, Inc. |
Lehman Kenneth R |
|
5.20 |
|
| 2024-04-08 |
13D/A |
NWG / NatWest Group plc - Depositary Receipt (Common Stock) |
HM Treasury |
|
|
|
| 2024-04-05 |
13D/A |
CWBC / Community West Bancshares |
PL Capital Advisors, LLC |
425,551 |
2.30 |
-32.67 |
| 2024-04-04 |
13D/A |
NAD / Nuveen Quality Municipal Income Fund |
Bank Of America Corp /de/ |
7,995 |
44.90 |
0.00 |
| 2024-04-04 |
13D/A |
FIBK / First Interstate BancSystem, Inc. |
Scott James R |
|
|
|
| 2024-03-26 |
13D/A |
NWG / NatWest Group plc - Depositary Receipt (Common Stock) |
HM Treasury |
|
|
|
| 2024-03-25 |
13D/A |
PKBK / Parke Bancorp, Inc. |
Shemer Jacob |
617,967 |
5.17 |
|
| 2024-03-21 |
13D |
FNWD / Finward Bancorp |
PL Capital Advisors, LLC |
355,292 |
8.30 |
|
| 2024-03-18 |
13D/A |
NWG / NatWest Group plc - Depositary Receipt (Common Stock) |
HM Treasury |
|
|
|
| 2024-03-07 |
13D/A |
NWG / NatWest Group plc - Depositary Receipt (Common Stock) |
HM Treasury |
|
|
|
| 2024-03-05 |
13D |
PKBK / Parke Bancorp, Inc. |
Alphabeta AI Multi Strategy, LP |
617,967 |
5.17 |
|
| 2024-03-01 |
13D/A |
FRBKQ / Republic First Bancorp, Inc. |
Norcross George E Iii |
2,614,781 |
3.70 |
0.00 |
| 2024-02-28 |
13D/A |
FRBKQ / Republic First Bancorp, Inc. |
Norcross George E Iii |
2,614,781 |
3.70 |
-51.25 |
| 2024-02-27 |
13D/A |
NWG / NatWest Group plc - Depositary Receipt (Common Stock) |
HM Treasury |
|
|
|
| 2024-02-22 |
13D |
PRME / Prime Medicine, Inc. |
ARCH Venture Fund XII, L.P. |
15,472,674 |
12.90 |
|
| 2024-02-20 |
13D/A |
NWG / NatWest Group plc - Depositary Receipt (Common Stock) |
HM Treasury |
|
|
|
| 2024-02-15 |
13D/A |
SFBC / Sound Financial Bancorp, Inc. |
Stilwell Joseph |
410,019 |
16.10 |
4.00 |
| 2024-02-14 |
13D/A |
FGBI / First Guaranty Bancshares, Inc. |
Smith Edgar R. III |
1,062,817 |
8.52 |
0.00 |
| 2024-02-14 |
13D/A |
FGBI / First Guaranty Bancshares, Inc. |
Hood William K |
1,062,817 |
8.52 |
-1.41 |
| 2024-02-14 |
13D/A |
FGBI / First Guaranty Bancshares, Inc. |
Hood William K |
1,062,817 |
8.52 |
-1.41 |
| 2024-02-14 |
13D/A |
FGBI / First Guaranty Bancshares, Inc. |
Smith Edgar R. III |
1,062,817 |
8.52 |
0.00 |
| 2024-02-14 |
13D/A |
FGBI / First Guaranty Bancshares, Inc. |
Reynolds Marshall T |
2,034,235 |
16.31 |
21.36 |
| 2024-02-14 |
13D/A |
RBCAA / Republic Bancorp, Inc. |
Trager Trust of 2012 |
9,837,205 |
51.44 |
0.00 |
| 2024-02-14 |
13D/A |
RBCAA / Republic Bancorp, Inc. |
Trager Steve |
10,339,217 |
54.01 |
-0.10 |
| 2024-02-14 |
13D/A |
RBCAA / Republic Bancorp, Inc. |
Gilman Sheldon G |
9,889,479 |
51.71 |
0.00 |
| 2024-02-14 |
13D/A |
RBCAA / Republic Bancorp, Inc. |
Trager Scott |
10,154,975 |
53.09 |
0.07 |
| 2024-02-14 |
13D/A |
RBCAA / Republic Bancorp, Inc. |
Teebank Family Ltd Partnership |
8,919,072 |
47.05 |
0.00 |
| 2024-02-14 |
13D/A |
CFBK / CF Bankshares Inc. |
Cochran Edward W |
344,238 |
6.50 |
0.82 |
| 2024-02-12 |
13D |
BFIN / BankFinancial Corporation |
Strategic Value Investors LP |
645,000 |
5.20 |
|
| 2024-02-06 |
13D/A |
NWG / NatWest Group plc - Depositary Receipt (Common Stock) |
HM Treasury |
|
|
|
| 2024-02-01 |
13D/A |
BSJP / Invesco BulletShares 2025 High Yield Corporate Bond ETF |
Lui Samuel |
1,742,191 |
13.40 |
|
| 2024-01-26 |
13D |
NEWT / NewtekOne, Inc. |
Newtek Business Services Corp. |
1,310,038 |
5.30 |
2.81 |
| 2024-01-22 |
13D/A |
PFBX / Peoples Financial Corporation |
Stilwell Joseph |
594,158 |
12.70 |
4.14 |
| 2024-01-22 |
13D/A |
NWG / NatWest Group plc - Depositary Receipt (Common Stock) |
HM Treasury |
|
|
|
| 2024-01-12 |
13D/A |
EQBK / Equity Bancshares, Inc. |
Patriot Financial Partners Iii, L.p. |
1,002,214 |
6.50 |
33.95 |
| 2024-01-05 |
13D |
FUSB / First US Bancshares, Inc. |
Anderson Charles C |
144,852 |
2.50 |
|
| 2024-01-03 |
13D/A |
NWG / NatWest Group plc - Depositary Receipt (Common Stock) |
HM Treasury |
|
|
|
| 2023-12-28 |
13D/A |
FIZN / First Citizens Bancshares, Inc. |
Holding Frank B Jr |
168,630 |
16.80 |
0.12 |
