Depository Institutions - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2024-10-30 13D/A GBNY / Generations Bancorp NY, Inc. Stilwell Joseph 80,000 3.60 -46.54
2024-10-23 13D/A GBNY / Generations Bancorp NY, Inc. Stilwell Joseph 149,646 6.70 -38.57
2024-10-22 13D CARV / Carver Bancorp, Inc. Dream Chasers Capital Group LLC 259,474 5.10 11.36
2024-10-15 13D/A GF / The New Germany Fund, Inc. Saba Capital Management, L.P. 1,049,819 6.44 26.65
2024-10-15 13D/A FFWM / First Foundation Inc. Strategic Value Bank Partners LLC 6,768,343 8.20 0.00
2024-10-09 13D/A BR:N1WG34 / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2024-10-08 13D FFWM / First Foundation Inc. Strategic Value Bank Partners LLC 6,768,343 8.20
2024-10-04 13D/A LSAK / Lesaka Technologies, Inc. Value Capital Partners (Pty) Ltd 15,642,598 19.40
2024-09-30 13D PNBK / Patriot National Bancorp, Inc. Blackhurst Don 257,099 6.50
2024-09-26 13D/A PFBX / Peoples Financial Corporation Stilwell Joseph 640,164 13.70 7.74
2024-09-24 13D/A VGM / Invesco Trust for Investment Grade Municipals Saba Capital Management, L.P. 2,686,155 4.95 -10.71
2024-09-24 13D/A FLG / Flagstar Financial, Inc. Liberty 77 Capital L.P. 75,000,094 18.10 103.35
2024-09-23 13D/A BR:N1WG34 / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2024-09-09 13D GF / The New Germany Fund, Inc. Saba Capital Management, L.P. 828,917 5.08
2024-09-09 13D/A PCB / PCB Bancorp Lee Sang Young 1,929,390 13.59 7.02
2024-09-09 13D/A FNWD / Finward Bancorp PL Capital Advisors, LLC 355,292 8.20 0.00
2024-09-03 13D/A BR:N1WG34 / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2024-08-29 13D/A BMRC / Bank of Marin Bancorp Devlin Shawn 425,946 2.60 -8.60
2024-08-26 13D HNVR / Hanover Bancorp, Inc. Castle Creek Capital Partners VIII, LP 705,440 9.90 -0.29
2024-08-21 13D RVSB / Riverview Bancorp, Inc. Nierenberg Investment Management Company, Inc. 1,060,600 5.00 0.00
2024-08-12 13D AR:BMA.5 / Banco Macro S.A. JHB BMA Guarantee Trust
2024-08-08 13D/A FMBH / First Mid Bancshares, Inc. EPL LINCO Trust 1,262,246 5.30 0.00
2024-08-06 13D/A ECF / Ellsworth Growth and Income Fund Ltd. Saba Capital Management, L.P. 1,400,685 10.16 12.53
2024-08-05 13D/A BR:N1WG34 / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2024-08-01 13D/A BANC / Banc of California, Inc. Warburg Pincus Llc 15,592,774 9.88 0.00
2024-07-30 13D/A BMRC / Bank of Marin Bancorp Devlin Shawn 466,031 2.90 -17.67
2024-07-30 13D/A UBFO / United Security Bancshares Gill Jagroop 1,223,319 7.07 20.81
2024-07-22 13D/A FMFG / Farmers and Merchants Bancshares, Inc. Renbaum Barry J 314,617 9.90 0.00
2024-07-19 13D/A NAD / Nuveen Quality Municipal Income Fund Bank Of America Corp /de/ 7,995 47.40 0.00
2024-07-19 13D/A ECF / Ellsworth Growth and Income Fund Ltd. Saba Capital Management, L.P. 1,244,668 9.03 18.60
2024-07-17 13D/A CCBG / Capital City Bank Group, Inc. Smith William G Jr 2,871,309 16.90 -3.25
2024-07-15 13D/A BR:N1WG34 / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2024-07-08 13D/A BRBS / Blue Ridge Bankshares, Inc. Lehman Kenneth R 19,998,257 27.20
2024-07-08 13D/A FMFG / Farmers and Merchants Bancshares, Inc. Renbaum Barry J 314,617 9.90 2.17
2024-07-03 13D/A NAD / Nuveen Quality Municipal Income Fund Wells Fargo & Company/mn 3,838 22.74 -11.53
2024-06-26 13D/A BR:N1WG34 / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2024-06-21 13D/A ECF / Ellsworth Growth and Income Fund Ltd. Saba Capital Management, L.P. 1,049,503 7.61 19.34
2024-06-17 13D/A PKBK / Parke Bancorp, Inc. Shemer Jacob 718,406 6.00 16.25
2024-06-14 13D/A VGM / Invesco Trust for Investment Grade Municipals Saba Capital Management, L.P. 3,008,412 5.55 4.90
2024-06-14 13D/A PML / PIMCO Municipal Income Fund II Wells Fargo & Company/mn 555 13.78 -55.31
2024-06-10 13D/A ECF / Ellsworth Growth and Income Fund Ltd. Saba Capital Management, L.P. 879,427 6.38 20.33
2024-06-10 13D/A BR:N1WG34 / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2024-06-05 13D/A BR:N1WG34 / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2024-05-31 13D/A BR:N1WG34 / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2024-05-29 13D/A FIBK / First Interstate BancSystem, Inc. Scott James R 4,400,668 4.21
2024-05-28 13D/A IROQ / IF Bancorp, Inc. Stilwell Joseph 252,311 7.50 13.79
2024-05-22 13D/A PVBC / Provident Bancorp, Inc. Stilwell Joseph 1,831,467 10.40 0.00
2024-05-22 13D/A AUBN / Auburn National Bancorporation, Inc. Spencer Sandra J. 21.24
2024-05-15 13D NEWT / NewtekOne, Inc. Newtek Business Services Corp. 1,324,345 5.35 1.09
2024-05-13 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury