Depository Institutions - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2022-12-12 13D/A DCOM / Dime Community Bancshares, Inc. Basswood Capital Management, L.l.c. 2,106,390 5.46 -15.53
2022-12-12 13D CARV / Carver Bancorp, Inc. Winters Kevin Scott 233,000 5.51
2022-12-12 13D CARV / Carver Bancorp, Inc. Herrera Shawn Paul 233,000 5.51
2022-12-12 13D CARV / Carver Bancorp, Inc. Dream Chasers Capital Group LLC 233,000 5.51
2022-12-09 13D MBCN / Middlefield Banc Corp. Castle Creek Capital Partners VI, LP 560,500 6.70
2022-12-09 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,174,662 8.10 0.00
2022-11-18 13D/A LSAK / Lesaka Technologies, Inc. Value Capital Partners (Pty) Ltd 14,670,700 24.75 13.95
2022-11-18 13D ASRV / AmeriServ Financial, Inc. Driver Management Co LLC 1,192,425 7.00
2022-11-18 13D/A BANC / Banc of California, Inc. PL Capital Advisors, LLC 3,451,823 5.80 0.88
2022-11-14 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,174,662 8.10 0.00
2022-11-07 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,174,662 8.10 0.00
2022-11-02 13D/A FRBKQ / Republic First Bancorp, Inc. Norcross George E Iii 5,174,662 8.10 0.00
2022-11-01 13D/A PCB / PCB Bancorp Lee Sang Young 1,715,648 11.59 6.58
2022-10-07 13D TCBX / Third Coast Bancshares, Inc. Castle Creek Capital Partners VIII, LP 1,483,512 9.90
2022-09-20 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2022-09-20 13D/A MGYR / Magyar Bancorp, Inc. PL Capital Advisors, LLC 357,347 5.00 0.00
2022-09-09 13D/A HTH / Hilltop Holdings Inc. Ford Gerald J 15,784,841 24.40 1.33
2022-08-31 13D/A DCOM / Dime Community Bancshares, Inc. Basswood Capital Management, L.l.c. 2,493,725 6.46 -16.25
2022-08-15 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2022-07-22 13D VWFB / VWF Bancorp, Inc. Turnwald Thomas 100,000 5.20
2022-07-22 13D VWFB / VWF Bancorp, Inc. Koch Charles F 103,814 5.40
2022-07-22 13D VWFB / VWF Bancorp, Inc. Keysor Michael 100,000 5.20
2022-07-12 13D/A PFBX / Peoples Financial Corporation Stilwell Joseph 524,545 11.20 12.89
2022-07-11 13D ECF.PRA / Ellsworth Growth and Income Fund Ltd. - Preferred Stock Gamco Investors, Inc. Et Al 390,000 10.53
2022-07-05 13D/A SFBC / Sound Financial Bancorp, Inc. Stilwell Joseph 317,936 12.15 9.86
2022-05-31 13D/A CWBC / Community West Bancshares PL Capital Advisors, LLC 632,075 7.30 0.00
2022-05-26 13D/A CFBK / CF Bankshares Inc. Ancora Advisors, LLC 209,486 4.00 -21.83
2022-05-20 13D/A DCOM / Dime Community Bancshares, Inc. Basswood Capital Management, L.l.c. 2,977,623 7.59
2022-05-03 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2022-04-21 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2022-04-18 13D/A MBCN / Middlefield Banc Corp. Ancora Advisors, LLC 459,694 7.82 -1.03
2022-04-14 13D/A CWBC / Community West Bancshares PL Capital Advisors, LLC 632,075 7.30 0.54
2022-04-11 13D VLY / Valley National Bancorp Bank Leumi Le Israel Bm 71,861,862 14.20
2022-04-06 13D BMRC / Bank of Marin Bancorp Devlin Shawn 632,486 4.00
2022-04-04 13D/A PFBX / Peoples Financial Corporation Stilwell Joseph 464,645 9.90 0.00
2022-03-31 13D/A FIBK / First Interstate BancSystem, Inc. First Interstate Bancsystem Inc 4,393,969 4.01 0.00
2022-03-31 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2022-03-29 13D FXNC / First National Corporation Smith Gerald F Jr 391,545 6.29 146.63
2022-03-24 13D/A FFBW / FFBW, Inc. Mackey Warren A 299,841 4.40
2022-03-23 13D/A CWBC / Community West Bancshares PL Capital Advisors, LLC 628,667 7.30 18.41
2022-03-15 13D/A PFBX / Peoples Financial Corporation Stilwell Joseph 464,645 9.90 0.00
2022-02-17 13D HWBK / Hawthorn Bancshares, Inc. PL Capital Advisors, LLC 341,780 5.20
2022-02-15 13D RBCAA / Republic Bancorp, Inc. Trager Trust of 2012 9,837,205 49.84
2022-02-15 13D/A RBCAA / Republic Bancorp, Inc. Trager Steve 10,349,217 52.38 -1.14
2022-02-15 13D/A RBCAA / Republic Bancorp, Inc. Trager Jean S 392,945 2.21 -96.20
2022-02-15 13D/A CFBK / CF Bankshares Inc. Cochran Edward W 338,916 6.37 8.66
2022-02-14 13D/A RBCAA / Republic Bancorp, Inc. Trager Scott 10,147,889 51.41 0.09
2022-02-14 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2022-02-11 13D/A LCNB / LCNB Corp. Lame John C 0 0.00 -100.00
2022-02-11 13D/A TRMK / Trustmark Corporation Robert M Hearin Support Foundation 4,157,323 6.70