Depository Institutions - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2025-04-14 13D/A MPB / Mid Penn Bancorp, Inc. Hudson Susan Doris 1,605,063 8.29 13.78
2025-04-11 13D PNBK / Patriot National Bancorp, Inc. Fhnb Llc 6,666,667 9.00
2025-04-08 13D/A ECF / Ellsworth Growth and Income Fund Ltd. Saba Capital Management, L.P. 1,534,334 11.25 9.54
2025-04-03 13D/A MPB / Mid Penn Bancorp, Inc. Hudson Susan Doris 1,410,644 7.29 18.53
2025-04-02 13D PNBK / Patriot National Bancorp, Inc. Sugarman Steven 7,019,978 9.50
2025-03-18 13D FISI / Financial Institutions, Inc. PL Capital Advisors, LLC 1,264,801 6.30
2025-03-14 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury 1,554,539,208 4.82 -18.62
2025-03-06 13D/A RVSB / Riverview Bancorp, Inc. Nierenberg Investment Management Company, Inc. 1,625,065 7.70 20.41
2025-03-04 13D/A GF / The New Germany Fund, Inc. Saba Capital Management, L.P. 1,664,381 10.21 12.76
2025-03-03 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury 1,910,293,432 5.93 -15.14
2025-02-28 13D/A PKBK / Parke Bancorp, Inc. Shemer Jacob 832,703 7.01 15.91
2025-02-18 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury 2,251,068,500 6.98
2025-02-13 13D/A CFBK / CF Bankshares Inc. Cochran Edward W 346,913 6.77 0.78
2025-02-11 13D/A NEWT / NewtekOne, Inc. Sloane Barry 1,364,130 5.20 46.03
2025-02-04 13D/A UMBF / UMB Financial Corporation Kemper J Mariner 3,757,772 5.20 -8.19
2025-01-29 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury 2,570,444,768 7.98
2025-01-27 13D/A PFBX / Peoples Financial Corporation Stilwell Value Partners VII, L.P. 647,264 14.00
2025-01-14 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury 2,867,782,000 8.90
2025-01-06 13D KEY / KeyCorp Bank Of Nova Scotia 162,981,232 14.90
2024-12-30 13D/A FXNC / First National Corporation Smith Gerald F Jr 402,791 4.50 10.11
2024-12-23 13D/A BWFG / Bankwell Financial Group, Inc. Seidman Lawrence B 746,056 9.49 6.46
2024-12-17 13D/A FFIC / Flushing Financial Corporation Gamco Investors, Inc. Et Al 1,148,375 3.40 -0.31
2024-12-17 13D/A NWG / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury 3,213,267,036 9.99
2024-12-17 13D/A FXNC / First National Corporation Wilkins Iii James R 446,986 5.00 7.52
2024-12-13 13D/A NAD / Nuveen Quality Municipal Income Fund Bank Of America Corp /de/ 7,995 47.40 0.00
2024-12-12 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 529,197 9.90 1.14
2024-12-12 13D/A CARV / Carver Bancorp, Inc. Dream Chasers Capital Group LLC 259,474 5.00 0.00
2024-12-12 13D/A GF / The New Germany Fund, Inc. Saba Capital Management, L.P. 1,475,998 9.05 18.48
2024-12-11 13D/A NAD / Nuveen Quality Municipal Income Fund Wells Fargo & Company/mn 3,488 21.11 -9.12
2024-12-06 13D/A BWB / Bridgewater Bancshares, Inc. Castle Creek Capital Partners VIII, LP 1,172,211 4.30 -40.22
2024-12-04 13D/A LSAK / Lesaka Technologies, Inc. International Finance Corp 3,302,551 4.23
2024-12-03 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 523,253 9.90 1.15
2024-12-03 13D/A FMFG / Farmers and Merchants Bancshares, Inc. Renbaum Barry J 314,617 10.10 0.00
2024-11-27 13D/A FMFG / Farmers and Merchants Bancshares, Inc. Renbaum Barry J 314,617 10.10 0.00
2024-11-26 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 517,324 9.90 -2.16
2024-11-25 13D/A BR:N1WG34 / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2024-11-22 13D/A PRME / Prime Medicine, Inc. ARCH Venture Fund XII, L.P. 15,511,736 11.80 0.25
2024-11-22 13D/A FNWD / Finward Bancorp Bochnowski David A 400,627 9.30 24.46
2024-11-21 13D/A RVSB / Riverview Bancorp, Inc. Nierenberg Investment Management Company, Inc. 1,349,557 6.40 27.24
2024-11-21 13D/A GF / The New Germany Fund, Inc. Saba Capital Management, L.P. 1,245,816 7.64 18.67
2024-11-20 13D/A TCBX / Third Coast Bancshares, Inc. Castle Creek Capital Partners VIII, LP 1,503,022 9.90 13.76
2024-11-15 13D/A IROQ / IF Bancorp, Inc. Stilwell Joseph 286,021 8.50 13.36
2024-11-14 13D/A DCOM / Dime Community Bancshares, Inc. Basswood Capital Management, L.l.c. 1,925,702 4.41 -8.58
2024-11-13 13D/A TCBX / Third Coast Bancshares, Inc. Castle Creek Capital Partners VIII, LP 1,321,258 8.81 19.12
2024-11-13 13D/A BR:N1WG34 / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury
2024-11-12 13D/A BWB / Bridgewater Bancshares, Inc. Castle Creek Capital Partners VIII, LP 1,960,771 7.10
2024-11-08 13D MPB / Mid Penn Bancorp, Inc. Hudson Susan Doris 1,190,079 6.27
2024-11-05 13D CPBI / Central Plains Bancshares, Inc. Stilwell Joseph 307,301 7.40
2024-11-04 13D/A CARV / Carver Bancorp, Inc. Dream Chasers Capital Group LLC 259,474 5.00 0.00
2024-10-31 13D/A BR:N1WG34 / NatWest Group plc - Depositary Receipt (Common Stock) HM Treasury