Hennessy Advisors, Inc.
US ˙ NasdaqGM ˙ US4258851009

SecurityHNNA / Hennessy Advisors, Inc.
InsiderDaniel B Steadman
This page shows the track record and history of STEADMAN DANIEL B insider trades in Hennessy Advisors, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Daniel B Steadman in HNNA / Hennessy Advisors, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HNNA / Hennessy Advisors, Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Daniel B Steadman in HNNA / Hennessy Advisors, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2024-12-30 1,000 11.9000 1,000 11.9000 11,900 99 8.9650 -2,935 -24.66
2024-12-27 3,100 11.8000 3,100 11.8000 36,580
2024-12-26 3,407 11.9932 3,407 11.9932 40,861
2024-12-24 500 12.0000 500 12.0000 6,000
2024-12-23 1,903 12.0187 1,903 12.0187 22,872
2024-12-20 2,900 11.7528 2,900 11.7528 34,083
2024-12-18 3,200 12.1874 3,200 12.1874 39,000
2024-12-17 2 12.7000 2 12.7000 25
2024-12-16 2,656 13.3600 2,656 13.3600 35,484
2022-03-11 15,010 9.8347 15,010 9.8347 147,619
2017-12-08 10,000 16.8986 10,000 16.8986 168,986
2016-09-27 2,341 35.1475 3,512 23.4317 82,280
2016-09-20 2,286 35.1776 3,429 23.4517 80,416
2016-09-19 1,564 35.3399 2,346 23.5599 55,272
2016-06-28 790 33.7167 1,185 22.4778 26,636
2016-06-27 6,493 33.6879 9,740 22.4586 218,736
2016-06-23 954 35.0000 1,431 23.3333 33,390
2016-06-23 200 36.0000 300 24.0000 7,200
2015-03-04 1,500 23.0305 2,250 15.3537 34,546
2015-03-04 5,000 23.0022 7,500 15.3348 115,011
2015-03-03 1,200 23.0251 1,800 15.3501 27,630
2015-03-02 300 23.0000 450 15.3333 6,900
2015-02-27 797 23.5000 1,196 15.6667 18,730
2015-02-26 1,203 23.5134 1,804 15.6756 28,287

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HNNA / Hennessy Advisors, Inc. Insider Trades
Insider Transaction History
File
Date		 Trade
Date		 Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price		 Unit
Price		 Units
Changed		 Value
Changed (1K)		 Remaining
Options		 Remaining
Shares
2025-09-03 2025-08-27 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -2,000 31,432
2024-12-30 2024-12-30 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 11.9000 -1,000 -12 33,432
2024-12-30 2024-12-27 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 11.8000 -3,100 -37 34,432
2024-12-30 2024-12-26 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -750 37,532
2024-12-26 2024-12-26 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 11.9932 -3,407 -41 38,282
2024-12-26 2024-12-24 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 12.0000 -500 -6 41,689
2024-12-26 2024-12-23 4 STEADMAN DANIEL B By Child HNNA Common Stock G - Gift I 250 1,750
2024-12-26 2024-12-23 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -250 42,189
2024-12-26 2024-12-23 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 12.0187 -1,903 -23 42,439
2024-12-20 2024-12-20 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 11.7528 -2,900 -34 44,342
2024-12-20 2024-12-18 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 12.1874 -3,200 -39 47,242
2024-12-18 2024-12-17 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 12.7000 -2 -0 50,442
2024-12-18 2024-12-16 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 13.3600 -2,656 -35 50,444
2024-09-24 2024-09-23 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -2,000 53,100
2024-09-19 2024-09-18 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 10.2400 -2,828 -29 55,100
2024-09-19 2024-09-18 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 9,400 57,928
2023-12-18 2023-12-15 4 STEADMAN DANIEL B By Child HNNA Common Stock G - Gift I 250 1,500
2023-12-18 2023-12-15 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -3,000 48,528
2023-09-19 2023-09-18 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 6.7900 -1,937 -13 51,528
2023-09-19 2023-09-18 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 9,400 53,465
2023-09-01 2023-08-30 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 6.8900 -631 -4 44,065
2022-12-15 2022-12-14 4 STEADMAN DANIEL B By Child HNNA Common Stock G - Gift I 250 1,250
2022-12-15 2022-12-14 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -3,000 44,696
2022-09-20 2022-09-18 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 9.0000 -1,296 -12 47,696
2022-09-20 2022-09-18 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 7,500 48,992
2022-09-14 2022-09-12 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 9.4700 -864 -8 41,492
2022-09-01 2022-08-30 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 9.9300 -631 -6 42,356
2022-03-14 2022-03-11 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 9.8347 -15,010 -148 42,987
2021-12-09 2021-12-02 4 STEADMAN DANIEL B By Child HNNA Common Stock G - Gift I 250 1,000
2021-12-09 2021-12-02 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -3,000 57,997
2021-10-01 2021-09-30 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 9.6200 -1,362 -13 60,997
2021-09-21 2021-09-18 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 10.0000 -648 -6 62,358
2021-09-20 2021-09-18 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 7,500 63,006
2021-09-14 2021-09-12 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 9.8900 -864 -9 55,506
2021-09-01 2021-08-30 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 10.0100 -631 -6 56,370
2020-12-28 2020-12-04 4 STEADMAN DANIEL B By Child HNNA Common Stock G - Gift I 250 750
2020-12-28 2020-12-04 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -3,500 57,002
2020-10-01 2020-09-30 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 8.2900 -1,362 -11 60,502
2020-09-22 2020-09-21 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 9.3800 -1,358 -13 61,863
2020-09-22 2020-09-18 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 7,500 63,222
2020-09-15 2020-09-12 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 9.0300 -842 -8 55,722
2020-09-01 2020-08-30 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 8.9000 -632 -6 56,564
2020-02-24 2020-02-20 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -250 57,196
2019-12-16 2019-12-13 4 STEADMAN DANIEL B By Child HNNA Common Stock G - Gift I 250 500
2019-12-16 2019-12-13 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -1,000 57,446
2019-12-16 2019-12-10 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -1,500 58,446
2019-10-01 2019-09-30 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 10.8100 -1,362 -15 59,946
2019-09-24 2019-09-21 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 10.1500 -1,362 -14 61,307
2019-09-19 2019-09-17 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 10.2900 -1,945 -20 62,668
2019-09-16 2019-09-12 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 10.4200 -846 -9 64,614
2019-09-04 2019-08-30 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 7,500 65,460
2019-06-11 2019-05-30 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -250 57,960
2019-01-04 2018-12-31 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -750 58,210
2018-12-20 2018-12-19 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -1,000 58,960
2018-10-01 2018-09-30 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 13.8500 -1,362 -19 59,960
2018-09-25 2018-09-23 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 14.4000 -1,945 -28 61,321
2018-09-25 2018-09-21 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 14.4000 -1,362 -20 63,266
2018-09-19 2018-09-17 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 14.6100 -1,932 -28 64,628
2018-09-14 2018-09-12 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 10,000 66,560
2017-12-27 2017-12-21 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -1,900 56,560
2017-12-12 2017-12-08 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 16.8986 -10,000 -169 58,460
2017-10-03 2017-09-30 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 15.4400 15,750 243 68,460
2017-09-25 2017-09-23 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 14.9700 -2,113 -32 52,710
2017-09-25 2017-09-21 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 15.4900 -1,480 -23 54,822
2017-09-20 2017-09-17 4/A STEADMAN DANIEL B HNNA Common Stock F - Taxes D 14.7100 -2,105 -31 56,302
2017-09-20 2017-09-16 4/A STEADMAN DANIEL B HNNA Common Stock F - Taxes D 14.7100 -1,404 -21 58,407
2017-09-19 2017-09-18 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 15,750 72,052
2017-09-19 2017-09-17 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 14.7100 -2,105 -31 56,302
2017-09-19 2017-09-16 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 14.7100 -1,404 -21 58,407
2016-12-30 2016-12-28 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -750 39,874
2016-09-27 2016-09-27 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 35.1475 -2,341 -82 40,624
2016-09-27 2016-09-23 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 34.9400 -1,409 -49 42,965
2016-09-23 2016-09-21 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 10,500 44,374
2016-09-21 2016-09-20 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 35.1776 -2,286 -80 33,874
2016-09-21 2016-09-19 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 35.3399 -1,564 -55 36,160
2016-09-19 2016-09-17 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 36.1600 -1,404 -51 37,724
2016-09-19 2016-09-16 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 36.1600 -936 -34 39,128
2016-08-23 2016-08-22 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -650 40,064
2016-06-29 2016-06-28 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 33.7167 -790 -27 40,714
2016-06-29 2016-06-27 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 33.6879 -6,493 -219 41,504
2016-06-27 2016-06-23 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 36.0000 -200 -7 47,997
2016-06-27 2016-06-23 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 35.0000 -954 -33 48,197
2015-12-30 2015-12-30 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -750 49,151
2015-10-05 2015-09-30 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -750 49,901
2015-09-29 2015-09-25 4 STEADMAN DANIEL B HNNA Common Stock D - Sale to Issuer D 25.0000 -3,339 -83 50,651
2015-09-25 2015-09-23 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 24.1000 -1,401 -34 53,990
2015-09-18 2015-09-17 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 15,000 55,391
2015-09-18 2015-09-16 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 24.8000 -920 -23 40,391
2015-03-05 2015-03-04 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 23.0022 -5,000 -115 41,311
2015-03-05 2015-03-04 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 23.0305 -1,500 -35 46,311
2015-03-05 2015-03-03 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 23.0251 -1,200 -28 47,811
2015-03-02 2015-03-02 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 23.0000 -300 -7 49,011
2015-03-02 2015-02-27 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 23.5000 -797 -19 49,311
2015-03-02 2015-02-26 4 STEADMAN DANIEL B HNNA Common Stock S - Sale D 23.5134 -1,203 -28 50,108
2014-12-11 2014-12-10 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -500 51,311
2014-09-24 2014-09-23 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 15,000 51,811
2014-09-18 2014-09-16 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 18.8500 -2,500 -47 36,811
2013-11-14 2010-01-26 4/A STEADMAN DANIEL B HNNA Common Stock F - Taxes D 2.6500 -812 -2 27,154
2013-11-14 2012-04-20 5 STEADMAN DANIEL B HNNA Common Stock G - Gift D -500 39,311
2013-09-18 2013-09-16 4 STEADMAN DANIEL B HNNA Common Stock A - Award D 10,000 39,810
2013-07-02 2013-06-28 4 STEADMAN DANIEL B HNNA Common Stock G - Gift D -250 29,810
2013-03-27 2013-03-25 4 STEADMAN DANIEL B HNNA Stock Option (right to acquire) M - Exercise D 3.55 -11,063 0
2013-03-27 2013-03-25 4 STEADMAN DANIEL B HNNA Common Stock F - Taxes D 7.0000 -5,611 -39 30,060
2013-03-27 2013-03-25 4 STEADMAN DANIEL B HNNA Common Stock M - Exercise D 3.5500 -11,063 -39 35,672
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)