Hennessy Advisors, Inc.
US ˙ NasdaqGM ˙ US4258851009

SecurityHNNA / Hennessy Advisors, Inc.
InsiderBrian A Hennessy
This page shows the track record and history of HENNESSY BRIAN A insider trades in Hennessy Advisors, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Brian A Hennessy in HNNA / Hennessy Advisors, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2021-08-11 1,400 10.2424 1,400 10.2424 14,339 77 11.5650 1,852 12.92
2021-08-11 1,400 10.2253 1,400 10.2253 14,315
2021-08-10 2,500 9.9766 2,500 9.9766 24,942
2021-08-10 2,500 9.9726 2,500 9.9726 24,932
2017-09-21 1,500 15.4348 1,500 15.4348 23,152
2017-09-20 3,500 15.4397 3,500 15.4397 54,039

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HNNA / Hennessy Advisors, Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Brian A Hennessy in HNNA / Hennessy Advisors, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2016-09-08 660 37.0000 990 24.6667 24,420 264 14.2400 -10,322 -42.27
2016-08-18 140 37.2500 210 24.8333 5,215
2016-08-17 100 37.2500 150 24.8333 3,725
2016-08-16 1,260 37.7310 1,890 25.1540 47,541
2016-08-15 2,207 37.8321 3,310 25.2214 83,495
2016-08-12 937 38.0033 1,406 25.3355 35,609
2016-08-11 591 37.9681 886 25.3121 22,439
2016-08-11 5 39.0000 8 26.0000 195

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HNNA / Hennessy Advisors, Inc. Insider Trades
Insider Transaction History
File
Date		 Trade
Date		 Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price		 Unit
Price		 Units
Changed		 Value
Changed (1K)		 Remaining
Options		 Remaining
Shares
2025-09-19 2025-09-18 4 HENNESSY BRIAN A By Trust HNNA Common Stock A - Award I 5,600 233,964
2025-03-05 2025-03-04 4 HENNESSY BRIAN A By Trust HNNA Common Stock G - Gift I -1,000 228,364
2024-12-26 2024-12-23 4 HENNESSY BRIAN A By Trust HNNA Common Stock G - Gift I -2,500 229,364
2024-12-26 2024-12-20 4 HENNESSY BRIAN A By Trust HNNA Common Stock G - Gift I -6,500 231,864
2024-09-19 2024-09-19 4 HENNESSY BRIAN A By Trust HNNA Common Stock G - Gift I -2,000 238,364
2024-09-19 2024-09-18 4 HENNESSY BRIAN A By Trust HNNA Common Stock A - Award I 5,600 240,364
2023-12-26 2023-12-22 4 HENNESSY BRIAN A By Trust HNNA Common Stock G - Gift I -11,250 234,764
2023-12-20 2023-12-20 4 HENNESSY BRIAN A By Trust HNNA Common Stock G - Gift I -3,750 246,014
2023-12-12 2021-08-11 4 HENNESSY BRIAN A By Spouse's IRA HNNA Common Stock P - Purchase I 10.2253 1,400 14 18,963
2023-12-12 2021-08-10 4 HENNESSY BRIAN A By Spouse's IRA HNNA Common Stock P - Purchase I 9.9726 2,500 25 17,563
2023-09-19 2023-09-18 4 HENNESSY BRIAN A By Trust HNNA Common Stock A - Award I 5,600 266,321
2022-12-15 2022-12-13 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -15,000 260,721
2022-09-20 2022-09-18 4 HENNESSY BRIAN A HNNA Common Stock A - Award D 4,500 275,721
2022-03-10 2022-03-02 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -1,000 271,221
2021-12-09 2021-12-07 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -11,500 272,221
2021-09-20 2021-09-18 4 HENNESSY BRIAN A HNNA Common Stock A - Award D 5,250 283,721
2021-08-12 2021-08-11 4 HENNESSY BRIAN A HNNA Common Stock P - Purchase D 10.2424 1,400 14 278,471
2021-08-12 2021-08-10 4 HENNESSY BRIAN A HNNA Common Stock P - Purchase D 9.9766 2,500 25 277,071
2021-06-29 2021-06-21 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -500 274,571
2020-12-28 2020-12-22 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -1,000 275,071
2020-12-28 2020-12-15 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -11,000 276,071
2020-09-22 2020-09-18 4 HENNESSY BRIAN A HNNA Common Stock A - Award D 5,250 287,071
2020-03-18 2020-03-17 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -500 281,821
2019-12-16 2019-12-11 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -8,500 282,321
2019-12-16 2019-12-10 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -1,500 290,821
2019-09-04 2019-08-30 4 HENNESSY BRIAN A HNNA Common Stock A - Award D 5,250 292,321
2019-01-04 2018-12-28 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -3,000 287,071
2018-12-18 2018-12-11 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -6,000 290,071
2018-09-14 2017-09-12 4 HENNESSY BRIAN A HNNA Common Stock A - Award D 5,250 296,071
2018-02-13 2017-12-18 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -2,000 290,821
2017-12-19 2017-12-18 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -3,000 292,821
2017-09-22 2017-09-21 4 HENNESSY BRIAN A HNNA Common Stock P - Purchase D 15.4348 1,500 23 295,821
2017-09-22 2017-09-20 4 HENNESSY BRIAN A HNNA Common Stock P - Purchase D 15.4397 3,500 54 294,321
2017-09-19 2017-09-18 4 HENNESSY BRIAN A HNNA Common Stock A - Award D 5,250 290,821
2016-12-30 2016-12-16 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -2,500 190,381
2016-09-23 2016-09-21 4 HENNESSY BRIAN A HNNA Common Stock A - Award D 3,500 192,881
2016-09-12 2016-09-08 4 HENNESSY BRIAN A HNNA Common Stock S - Sale D 37.0000 -660 -24 189,381
2016-08-18 2016-08-18 4 HENNESSY BRIAN A HNNA Common Stock S - Sale D 37.2500 -140 -5 190,041
2016-08-18 2016-08-17 4 HENNESSY BRIAN A HNNA Common Stock S - Sale D 37.2500 -100 -4 190,181
2016-08-18 2016-08-16 4 HENNESSY BRIAN A HNNA Common Stock S - Sale D 37.7310 -1,260 -48 190,281
2016-08-15 2016-08-15 4 HENNESSY BRIAN A HNNA Common Stock S - Sale D 37.8321 -2,207 -83 191,541
2016-08-15 2016-08-12 4 HENNESSY BRIAN A HNNA Common Stock S - Sale D 38.0033 -937 -36 193,748
2016-08-15 2016-08-11 4 HENNESSY BRIAN A HNNA Common Stock S - Sale D 39.0000 -5 -0 194,685
2016-08-15 2016-08-11 4 HENNESSY BRIAN A HNNA Common Stock S - Sale D 37.9681 -591 -22 194,690
2016-03-07 2016-03-04 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -500 195,281
2016-03-03 2016-02-17 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -500 195,781
2015-12-30 2015-12-17 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -200 196,281
2015-12-30 2015-12-15 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -600 196,481
2015-12-30 2015-12-10 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -1,500 197,081
2015-10-05 2015-09-30 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -2,000 198,581
2015-09-29 2015-09-25 4 HENNESSY BRIAN A HNNA Common Stock D - Sale to Issuer D 25.0000 -30,403 -760 200,581
2015-09-18 2015-09-17 4 HENNESSY BRIAN A HNNA Common Stock A - Award D 5,000 230,984
2014-10-14 2014-10-13 4 HENNESSY BRIAN A HNNA Common Stock A - Award D 5,000 225,984
2014-09-18 2014-09-17 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -2,500 220,984
2014-05-15 2014-05-13 4 HENNESSY BRIAN A HNNA Stock Option (right to acquire) M - Exercise D 7.11 -25,313 0
2014-05-15 2014-05-13 4 HENNESSY BRIAN A HNNA Common Stock F - Taxes D 12.5000 -14,399 -180 223,484
2014-05-15 2014-05-13 4 HENNESSY BRIAN A HNNA Common Stock M - Exercise D 7.1100 25,313 180 237,883
2013-12-20 2013-12-19 4 HENNESSY BRIAN A HNNA Common Stock W - Other D 22,625 212,570
2013-12-13 2013-12-11 4 HENNESSY BRIAN A HNNA Common Stock G - Gift D -4,000 189,945
2013-09-18 2013-09-16 4 HENNESSY BRIAN A HNNA Common Stock A - Award D 5,000 193,945
2013-03-27 2013-03-25 4 HENNESSY BRIAN A HNNA Stock Option (right to acquire) M - Exercise D 3.55 -33,750 0
2013-03-27 2013-03-25 4 HENNESSY BRIAN A HNNA Common Stock F - Taxes D 7.0000 -17,117 -120 188,945
2013-03-27 2013-03-25 4 HENNESSY BRIAN A HNNA Common Stock M - Exercise D 3.5500 33,750 120 206,062
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)