Services Allied With The Exchange Of Securities - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2018-10-31 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 31,660,829 48.10 -0.87
2018-10-04 13D/A JHG / Janus Henderson Group plc Dai-ichi Life Holdings, Inc. 30,668,922 15.30 -23.83
2018-10-01 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 3,756,520 3.80
2018-09-21 13D/A HLNE / Hamilton Lane Incorporated Hamilton Lane Inc 29,790,093 56.70 -8.40
2018-08-31 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 31,882,912 48.50 -1.04
2018-08-21 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 31,937,114 48.60 -2.49
2018-08-03 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 32,218,364 48.70 -1.63
2018-07-17 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 32,752,706 49.50 0.19
2018-06-06 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 32,752,706 49.50 -8.07
2018-06-06 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 32,689,520 49.40 -8.25
2018-05-16 13D/A JHG / Janus Henderson Group plc Dai-ichi Life Holdings, Inc. 40,266,218 19.10 5.71
2018-05-14 13D/A IWSH / Wright Investors' Service Holdings, Inc. Gamco Investors, Inc. Et Al 828,000 4.25 -33.60
2018-05-10 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 35,627,779 54.20 -5.36
2018-04-25 13D/A JHG / Janus Henderson Group plc Dai-ichi Life Holdings, Inc. 38,091,474 18.10 6.12
2018-04-25 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Axa Financial Inc 3,756,520 3.90 0.00
2018-04-09 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 35,627,779 54.20 -5.36
2018-04-03 13D/A APAM / Artisan Partners Asset Management Inc. Colson Eric R 14,536,304 23.20 -13.49
2018-04-03 13D/A JHG / Janus Henderson Group plc Dai-ichi Life Holdings, Inc. 35,896,138 17.10 6.29
2018-03-23 13D/A HLNE / Hamilton Lane Incorporated Hamilton Lane Inc 32,521,053 62.00
2018-03-22 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 37,645,411 55.50 -5.29
2018-03-16 13D/A APAM / Artisan Partners Asset Management Inc. Colson Eric R 16,803,098 26.10 -1.22
2018-03-15 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 37,647,411 58.60 -7.19
2018-03-14 13D/A VCTR / Victory Capital Holdings, Inc. Brown David Craig 15,717,044 55.00
2018-03-07 13D/A JHG / Janus Henderson Group plc Dai-ichi Life Holdings, Inc. 33,771,412 16.10 6.96
2018-03-06 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Axa Financial Inc 3,756,520 3.90 0.00
2018-02-22 13D VCTR / Victory Capital Holdings, Inc. Brown David Craig 15,802,129 57.50
2018-02-08 13D/A JHG / Janus Henderson Group plc Dai-ichi Life Holdings, Inc. 31,574,756 15.00
2017-12-18 13D/A JHG / Janus Henderson Group plc Dai-ichi Life Holdings, Inc. 29,314,015 13.90
2017-12-13 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Axa Financial Inc 3,756,519 4.00 49.33
2017-11-29 13D/A KKR / KKR & Co. Inc. VA Partners I, LLC 47,750,000 9.99 13.95
2017-11-14 13D/A JHG / Janus Henderson Group plc Dai-ichi Life Holdings, Inc. 27,168,922 12.90
2017-11-08 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 40,562,256 60.80 -8.63
2017-11-08 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 39,747,831 60.40 -11.85
2017-09-21 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 44,395,231 66.30 -1.51
2017-09-18 13D/A KKR / KKR & Co. Inc. VA Partners I, LLC 41,905,916 8.90 19.20
2017-09-05 13D/A KKR / KKR & Co. Inc. VA Partners I, LLC 35,155,916 7.50 23.11
2017-08-21 13D KKR / KKR & Co. Inc. VA Partners I, LLC 28,555,916 6.10
2017-08-11 13D/A APAM / Artisan Partners Asset Management Inc. Colson Eric R 17,011,230 27.30 -4.40
2017-08-04 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 45,074,298 67.30 2.48
2017-07-03 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Axa Financial Inc 2,515,537 2.60 0.00
2017-06-30 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Axa Financial Inc 2,515,537 2.60 74.16
2017-06-08 13D JHG / Janus Henderson Group plc Dai-ichi Life Holdings, Inc. 27,168,922 12.90
2017-06-02 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 45,089,558 67.20 2.52
2017-06-02 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 43,983,299 66.60 -13.57
2017-05-01 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Axa Financial Inc 1,444,356 1.50 0.00
2017-04-13 13D/A IWSH / Wright Investors' Service Holdings, Inc. Gamco Investors, Inc. Et Al 1,247,000 6.52 -14.02
2017-04-06 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 43,983,299 66.60 -13.56
2017-03-30 13D/A GLAE / GlassBridge Enterprises, Inc. Clinton Group Inc 1,494,894 30.20 5.80
2017-03-28 13D/A GLAE / GlassBridge Enterprises, Inc. Clinton Group Inc 1,412,937 28.60 -90.00
2017-03-17 13D HLNE / Hamilton Lane Incorporated Hla Investments Llc 36,948,717 65.90