Services Allied With The Exchange Of Securities - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2020-07-06 13D/A CG / The Carlyle Group Inc. Carlyle Group Management L.L.C. 210,510,766 60.40 -3.55
2020-06-18 13D/A HLNE / Hamilton Lane Incorporated Hla Investments Llc 23,021,247 43.40 -11.25
2020-05-26 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 18,524,533 27.09 -3.74
2020-05-22 13D/A APAM / Artisan Partners Asset Management Inc. Colson Eric R 11,790,533 17.70 -4.38
2020-05-11 13D CG / The Carlyle Group Inc. Carlyle Group Management L.L.C. 218,248,125 62.60 0.00
2020-05-08 13D CG / The Carlyle Group Inc. Carlyle Group Management L.L.C. 218,248,125 62.60 -2.64
2020-04-27 13D/A JHG / Janus Henderson Group plc Dai-ichi Life Holdings, Inc. 30,668,922 16.59 0.00
2020-04-10 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 19,245,144 29.36 -3.89
2020-03-20 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 20,025,093 30.54 -4.86
2020-02-25 13D/A CG / The Carlyle Group Inc. Carlyle Group Management L.L.C. 224,172,245 64.20 -3.03
2020-02-25 13D/A APAM / Artisan Partners Asset Management Inc. Colson Eric R 12,330,428 18.90 -9.01
2020-02-11 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 21,047,936 32.09 -4.32
2020-01-23 13D/A RILY / B. Riley Financial, Inc. Elliott Investment Management L.P. 1,301,036 4.99 -40.35
2020-01-13 13D/A RILY / B. Riley Financial, Inc. Elliott Investment Management L.P. 2,181,036 8.10
2020-01-10 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 21,998,937 33.55 0.00
2020-01-10 13D CG / The Carlyle Group Inc. Carlyle Group Management L.L.C. 231,184,525 66.60
2020-01-09 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 21,998,937 33.55 -4.68
2019-12-13 13D/A APAM / Artisan Partners Asset Management Inc. Colson Eric R 13,551,734 21.10 -5.08
2019-11-27 13D/A RILY / B. Riley Financial, Inc. Elliott Associates, L.P. 1,499,270 5.60
2019-11-12 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 23,078,737 35.20 -4.16
2019-10-10 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 24,080,286 36.72 -4.54
2019-09-20 13D/A HLNE / Hamilton Lane Incorporated Hla Investments Llc 25,939,626 49.00 -8.96
2019-09-17 13D/A KKR / KKR & Co. Inc. VA Partners I, LLC 48,100,000 8.80 0.73
2019-09-12 13D IWSH / Wright Investors' Service Holdings, Inc. Moglia Joseph H 5.90
2019-09-03 13D/A IWSH / Wright Investors' Service Holdings, Inc. Cove Street Capital, LLC 0 0.00
2019-08-30 13D/A IWSH / Wright Investors' Service Holdings, Inc. Cove Street Capital, LLC 0 0.00 -100.00
2019-08-30 13D/A IWSH / Wright Investors' Service Holdings, Inc. Eisen Harvey P 5,761,169 28.80
2019-08-30 13D/A IWSH / Wright Investors' Service Holdings, Inc. Miller William H III 2,870,400 14.54
2019-08-07 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 25,225,151 38.14 0.00
2019-08-06 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 25,225,151 38.14 -12.83
2019-08-06 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 0 0.00 -100.00
2019-08-01 13D/A IWSH / Wright Investors' Service Holdings, Inc. Cove Street Capital, LLC 1,783,062 9.03 45.82
2019-07-30 13D/A IWSH / Wright Investors' Service Holdings, Inc. Gamco Investors, Inc. Et Al 269,800 1.37 -57.88
2019-07-19 13D/A IWSH / Wright Investors' Service Holdings, Inc. Cove Street Capital, LLC 1,222,789 6.19 27.00
2019-07-17 13D IWSH / Wright Investors' Service Holdings, Inc. Miller Value Partners, Llc 1,370,400 6.94
2019-07-15 13D/A IWSH / Wright Investors' Service Holdings, Inc. Gamco Investors, Inc. Et Al 640,531 3.24 -2.01
2019-07-03 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 28,936,520 43.70 -0.01
2019-06-21 13D/A IWSH / Wright Investors' Service Holdings, Inc. Cove Street Capital, LLC 962,830 4.88 1.98
2019-06-06 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 28,936,520 43.70 -8.60
2019-06-03 13D IVZ / Invesco Ltd. Massachusetts Mutual Life Insurance Co 75,936,145 15.70
2019-05-30 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 28,939,179 43.70 -8.19
2019-04-03 13D/A IWSH / Wright Investors' Service Holdings, Inc. Gamco Investors, Inc. Et Al 653,679 3.33 -21.05
2019-03-25 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 4,011,194 4.20 0.00
2019-03-25 13D/A HLNE / Hamilton Lane Incorporated Hla Investments Llc 28,493,165 54.00 -4.42
2019-03-25 13D IWSH / Wright Investors' Service Holdings, Inc. Cove Street Capital, LLC 944,122 4.75
2019-02-28 13D/A APAM / Artisan Partners Asset Management Inc. Colson Eric R 14,276,906 22.40 -1.78
2019-02-25 13D/A HLI / Houlihan Lokey, Inc. ORIX HLHZ Holding LLC 31,521,529 48.20 -1.13
2019-01-03 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 4,011,194 4.20 0.00
2018-12-21 13D/A HLNE / Hamilton Lane Incorporated Hla Investments Llc 29,811,543 56.70 -19.32
2018-12-21 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 4,011,194 4.20 6.78