Services Allied With The Exchange Of Securities - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2024-02-20 13D/A APO / Apollo Global Management, Inc. Heritage Trust u/a/d 11/12/2018 32,643,280 5.80 22.52
2024-02-20 13D/A APO / Apollo Global Management, Inc. Black Leon D 44,604,773 7.90 -15.48
2024-02-14 13D/A STEP / StepStone Group Inc. Newhall Charles Ashton 3,383,205 5.30 -16.45
2024-02-14 13D/A STEP / StepStone Group Inc. Brem Monte M 50,694,304 49.10 -1.29
2024-02-09 13D/A STEP / StepStone Group Inc. Brem Monte M 51,357,377 49.80 0.00
2024-02-09 13D/A APAM / Artisan Partners Asset Management Inc. Colson Eric R 8,788,543 12.30 -8.22
2024-02-07 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 14.00 0.00
2024-02-01 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 14.00 0.00
2024-01-24 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 14.00 -1.36
2024-01-10 13D/A STEP / StepStone Group Inc. Brem Monte M 51,357,377 49.80 -1.07
2024-01-03 13D/A TURN / 180 Degree Capital Corp. Rendino Kevin 720,198 13.97
2023-12-21 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,786,690 14.00 0.00
2023-12-20 13D PX / P10, Inc. 210 Capital, LLC 13,926,640 20.90 5.77
2023-12-13 13D WHG / Westwood Holdings Group, Inc. Hoak Public Equities, LP 625,000 6.80
2023-12-04 13D/A TPG / TPG Inc. Tpg Gp A, Llc 284,491,664 80.30 -0.09
2023-11-30 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,786,690 14.00 0.00
2023-11-29 13D/A WHG / Westwood Holdings Group, Inc. JCP Investment Management, LLC 226,490 2.50 -58.29
2023-11-22 13D/A WHG / Westwood Holdings Group, Inc. JCP Investment Management, LLC 543,066 5.90 -33.14
2023-11-14 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,786,690 14.00 0.00
2023-11-06 13D VINP / Vinci Compass Investments Ltd. Ares Management GP LLC 7,354,020 15.30
2023-11-02 13D TPG / TPG Inc. Tpg Gp A, Llc 284,744,152 80.40 22.34
2023-10-23 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,786,690 14.00 0.00
2023-10-20 13D/A ABL / Abacus Global Management, Inc. Jackson Jay J 12,593,250 20.00 -5.27
2023-10-20 13D/A ABL / Abacus Global Management, Inc. Ganovsky Matthew 12,593,250 20.00 -5.27
2023-10-20 13D/A ABL / Abacus Global Management, Inc. Kirby Kevin Scott 12,593,250 20.00 -5.27
2023-10-20 13D/A ABL / Abacus Global Management, Inc. McNealy Sean 12,593,250 20.00
2023-10-17 13D/A ABL / Abacus Global Management, Inc. Pegula Terrence M. 18,537,000 26.50 17.81
2023-10-17 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 18,265,524 26.10 0.00
2023-10-13 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 18,265,524 26.10 -4.54
2023-10-06 13D/A CG / The Carlyle Group Inc. Carlyle Group Management L.L.C. 148,024,670 41.00 -2.70
2023-10-05 13D GLAE / GlassBridge Enterprises, Inc. Tacora Capital LP 7,578 30.00
2023-09-26 13D/A GLAE / GlassBridge Enterprises, Inc. Hall George E. 0 0.00
2023-09-21 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,786,690 14.00 0.00
2023-07-18 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,786,690 14.00 0.00
2023-07-10 13D ABL / Abacus Global Management, Inc. Pegula Terrence M. 15,735,000 22.30 82.65
2023-07-03 13D/A STEP / StepStone Group Inc. Newhall Charles Ashton 4,049,179 6.40 -16.92
2023-07-03 13D/A STEP / StepStone Group Inc. Lim James 6,924,973 11.00 -11.37
2023-06-26 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,786,690 14.00 0.00
2023-06-12 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,786,690 14.00 0.00
2023-06-08 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,786,690 14.00 0.00
2023-06-02 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,786,690 14.00 -9.39
2023-06-02 13D/A IVZ / Invesco Ltd. Trian Fund Management, L.p. 33,940,096 7.41 -2.78
2023-06-02 13D/A JHG / Janus Henderson Group plc Trian Fund Management, L.p. 31,867,800 19.24 0.00
2023-04-20 13D/A WHG / Westwood Holdings Group, Inc. JCP Investment Management, LLC 812,203 8.80 -5.60
2023-03-24 13D/A HLNE / Hamilton Lane Incorporated Hla Investments Llc 18,023,993 33.20 -2.63
2023-03-23 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 19,133,592 27.40 -5.46
2023-03-10 13D/A STEP / StepStone Group Inc. Brem Monte M 51,912,319 51.10 -2.27
2023-03-10 13D/A TURN / 180 Degree Capital Corp. Rendino Kevin 631,902 19.22
2023-02-16 13D/A IVZ / Invesco Ltd. Trian Fund Management, L.p. 34,909,352 7.68 -14.35
2023-02-09 13D RILY / B. Riley Financial, Inc. DJ Fund Investments, LLC - Series E 2,471,905 8.65 -10.19