Services Allied With The Exchange Of Securities - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2024-11-15 13D/A CG / The Carlyle Group Inc. Carlyle Group Management L.L.C. 133,870,020 37.40 -4.94
2024-11-12 13D/A PX / P10, Inc. 210 Capital, LLC 12,181,518 18.80 -10.55
2024-11-08 13D APO / Apollo Global Management, Inc. LB 2018 GST Trust 14,029 0.00
2024-11-08 13D/A VINP / Vinci Compass Investments Ltd. Compass Group Cayman LTD 4,760,491 7.30 -1.11
2024-11-08 13D/A VINP / Vinci Compass Investments Ltd. Costanera Management Llc 7,022,893 10.80 0.77
2024-11-07 13D/A WHG / Westwood Holdings Group, Inc. Hoak Public Equities, LP 818,653 8.80 12.86
2024-11-07 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.10 0.00
2024-11-06 13D AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 5,211,194 4.60 29.92
2024-11-05 13D VINP / Vinci Compass Investments Ltd. Compass Group Cayman LTD 4,813,871 7.40
2024-11-05 13D VINP / Vinci Compass Investments Ltd. Costanera Management Llc 6,969,513 10.70
2024-10-30 13D/A RILY / B. Riley Financial, Inc. Riley Bryant R
2024-10-28 13D/A APO / Apollo Global Management, Inc. Black Leon D 42,604,773 7.50 0.00
2024-10-16 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.00 0.00
2024-10-08 13D/A PX / P10, Inc. 210 Capital, LLC 13,618,704 21.10 -2.21
2024-10-03 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.00 0.00
2024-09-25 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.00 0.00
2024-09-24 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 16,777,727 23.90 -0.65
2024-09-18 13D/A HLNE / Hamilton Lane Incorporated Hla Investments Llc 17,228,247 31.00 6.99
2024-09-13 13D/A STEP / StepStone Group Inc. Bradley Thomas Alcott 3,745,739 4.90 -10.22
2024-09-13 13D/A STEP / StepStone Group Inc. Brem Monte M 45,029,557 41.80 -8.11
2024-09-13 13D/A STEP / StepStone Group Inc. Maruszewski Mark 3,614,205 4.80 -13.96
2024-08-23 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 16,886,655 24.10 -4.00
2024-08-21 13D/A STEP / StepStone Group Inc. Brem Monte M 49,005,030 45.60 -2.37
2024-08-16 13D/A RILY / B. Riley Financial, Inc. Riley Bryant R 7,041,164 23.20 78.11
2024-08-14 13D/A STEP / StepStone Group Inc. Lim James 5,640,257 8.30 -10.72
2024-08-02 13D/A APAM / Artisan Partners Asset Management Inc. Colson Eric R 8,092,413 11.30 -7.92
2024-07-24 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.00 0.00
2024-07-15 13D VCTR / Victory Capital Holdings, Inc. Amundi 3,172,982 4.90
2024-07-15 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.00 0.00
2024-07-12 13D/A STEP / StepStone Group Inc. Jeffrey David 3,406,128 4.80 -8.62
2024-07-10 13D/A VCTR / Victory Capital Holdings, Inc. Brown David Craig 8,641,631 12.90 -7.21
2024-06-24 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.00 0.00
2024-06-14 13D IVZ / Invesco Ltd. Trian Fund Management, L.p. 27,223,734 6.05 -19.79
2024-05-20 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.00 0.00
2024-05-13 13D/A WHG / Westwood Holdings Group, Inc. Hoak Public Equities, LP 725,351 7.80 16.06
2024-05-10 13D/A APO / Apollo Global Management, Inc. Black Leon D 42,604,773 7.50 -4.48
2024-05-01 13D/A STEP / StepStone Group Inc. Brem Monte M 50,193,918 47.40 -1.30
2024-04-22 13D/A STEP / StepStone Group Inc. Brem Monte M 50,853,374 48.00 -1.73
2024-04-17 13D/A STEP / StepStone Group Inc. Newhall Charles Ashton 3,180,528 4.85 -5.99
2024-04-11 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.00 0.00
2024-04-09 13D/A STEP / StepStone Group Inc. Brem Monte M 51,751,225 48.90 3.64
2024-04-03 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 17,590,406 25.10 -3.70
2024-03-11 13D/A HLNE / Hamilton Lane Incorporated Hla Investments Llc 16,103,315 29.60 -10.66
2024-03-05 13D/A CG / The Carlyle Group Inc. Carlyle Group Management L.L.C. 140,827,506 39.00 -4.86
2024-03-04 13D/A TPG / TPG Inc. Tpg Gp A, Llc 266,652,605 74.80 -0.50
2024-02-29 13D/A VCTR / Victory Capital Holdings, Inc. Brown David Craig 9,312,676 14.00 -15.16
2024-02-28 13D/A TPG / TPG Inc. Tpg Gp A, Llc 268,004,300 75.20 -5.80
2024-02-27 13D/A STEP / StepStone Group Inc. Brem Monte M 49,935,484 48.30 -1.50
2024-02-22 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.00 0.00
2024-02-21 13D/A STEP / StepStone Group Inc. Lim James 6,317,455 9.80 -8.77