Business Credit Institutions - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2025-09-12 13D OMCC / Old Market Capital Corporation Tcw Group Inc 600,704 8.90
2025-06-25 13D/A MFI / mF International Limited Fire Lucky Investment Co., Ltd. 9,046,892 100.00 0.00
2025-05-30 13D MFI / mF International Limited Fire Lucky Investment Co., Ltd. 9,046,892 100.00
2024-12-17 13D/A OMCC / Old Market Capital Corporation Magnolia Capital Fund, Lp 2,515,471 37.80 2.99
2024-11-26 13D/A OMCC / Old Market Capital Corporation Magnolia Capital Fund, Lp 2,442,471 36.50
2024-10-25 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 8,907,528 72.00 -2.05
2024-02-16 13D/A PRAA / PRA Group, Inc. Engaged Capital LLC 1,950,364 4.97 -3.00
2023-12-13 13D PRAA / PRA Group, Inc. Engaged Capital LLC 2,010,750 5.10
2022-01-10 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 9,093,766 71.00 0.00
2021-12-28 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 9,093,766 71.00 0.00
2021-11-23 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 9,093,766 71.00 0.00
2021-11-12 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 9,093,766 71.10 0.00
2021-06-23 13D/A SWKH / SWK Holdings Corporation Cannell Capital Llc 968,099 7.56 28.86
2021-06-08 13D/A SWKH / SWK Holdings Corporation Cannell Capital Llc 751,252 5.87 0.00
2021-05-27 13D SWKH / SWK Holdings Corporation Cannell Capital Llc 751,252 5.87 13.69
2021-05-18 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 9,093,766 71.10 0.00
2021-04-06 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 9,093,766 71.10 -1.09
2018-07-23 13D PHH / Park Ha Biological Technology Co., Ltd. Magnetar Financial LLC 1,637,760 5.03
2018-03-30 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 9,193,766 69.90
2017-11-30 13D/A ECPG / Encore Capital Group, Inc. Red Mountain Capital Partners Llc 1,206,995 4.70
2017-09-11 13D/A PHH / Park Ha Biological Technology Co., Ltd. EJF Capital LLC 100 0.00 -100.00
2017-04-28 13D/A PHH / Park Ha Biological Technology Co., Ltd. EJF Capital LLC 5,292,329 9.90 0.00
2017-03-17 13D/A PHH / Park Ha Biological Technology Co., Ltd. EJF Capital LLC 5,292,329 9.90 17.90
2017-03-09 13D PHH / Park Ha Biological Technology Co., Ltd. EJF Capital LLC 4,489,000 8.40 543.75
2014-12-08 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 91,120,229 69.50
2014-08-19 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 69,057,100 69.70
2014-07-16 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 13,149,100 30.50
2014-07-10 13D/A PHH / Park Ha Biological Technology Co., Ltd. Orange Capital, Llc 1,648,292 2.90
2014-06-23 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 13,149,100 30.50
2014-05-16 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 13,149,100 30.50
2014-05-15 13D/A PHH / Park Ha Biological Technology Co., Ltd. Orange Capital, Llc 4,114,088 7.20
2014-01-09 13D/A PHH / Park Ha Biological Technology Co., Ltd. Orange Capital, Llc 3,454,088 6.00
2013-10-10 13D/A PHH / Park Ha Biological Technology Co., Ltd. Orange Capital, Llc 2,866,824 5.00
2013-09-19 13D PHH / Park Ha Biological Technology Co., Ltd. Orange Capital, Llc 2,866,824 5.00
2013-09-09 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 13,149,100 30.60
2013-04-30 13D ECPG / Encore Capital Group, Inc. Red Mountain Capital Partners Llc 1,357,564 5.90
2013-03-15 13D/A PHH / Park Ha Biological Technology Co., Ltd. Pennant Capital Management, LLC 2,845,982 4.99
2012-11-09 13D/A PHH / Park Ha Biological Technology Co., Ltd. Pennant Capital Management, LLC 4,644,950 8.19
2012-10-15 13D FCRM / Franklin Credit Management Corporation Gildea Kevin P 843,425 8.40
2012-10-15 13D FCRM / Franklin Credit Management Corporation Axon Thomas J 5,636,139 56.20
2012-10-09 13D/A PHH / Park Ha Biological Technology Co., Ltd. Scopia Capital Management Lp 6,280,146 10.70
2012-08-13 13D/A ECPG / Encore Capital Group, Inc. Red Mountain Capital Partners Llc 1,189,564 4.80
2012-03-01 13D/A SWKH / SWK Holdings Corporation Carlson Capital L P 12,149,100 29.20
2012-02-21 13D PHH / Park Ha Biological Technology Co., Ltd. Scopia Capital Management Lp 7,159,841 12.40