Market Value169,761,000
Total Holdings603
File Date2015-10-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DIS / The Walt Disney Company
LOW / Lowe's Companies, Inc.
WFC / Wells Fargo & Company
HPQ / HP Inc.
OXSQ / Oxford Square Capital Corp.
C / Citigroup Inc. - Corporate Bond/Note
LUMN / Lumen Technologies, Inc.
HALO / Halozyme Therapeutics, Inc.
LYB / LyondellBasell Industries N.V.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
MNKKQ / Mallinckrodt Plc
GIS / General Mills, Inc.
JGV / Nuveen Global Equity Income Fund
BA / The Boeing Company
CSX / CSX Corporation
OXY / Occidental Petroleum Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
MHI / Pioneer Municipal High Income Fund, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
BAC / Bank of America Corporation
AEP / American Electric Power Company, Inc.
DRE / Duke Realty Corporation - Preferred Security
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
LUV / Southwest Airlines Co.
WYNN / Wynn Resorts, Limited
NMM / Navios Maritime Partners L.P. - Limited Partnership
ENR / Energizer Holdings, Inc.
ESV / Ensco plc
PRU / Prudential Financial, Inc.
BXLT / Baxalta Incorporated
MARPS / Marine Petroleum Trust
IMO / Imperial Oil Limited
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
PSA / Public Storage
NEM / Newmont Corporation
UAA / Under Armour, Inc.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VLRS / Controladora Vuela Compañía de Aviación, S.A.B. de C.V. - Depositary Receipt (Common Stock)
NEA / Nuveen AMT-Free Quality Municipal Income Fund
TNK / Teekay Tankers Ltd.
US44558T1007 / Hunt Companies Finance Trust, Inc.
TWX / Warner Media LLC
NZF / Nuveen Municipal Credit Income Fund
/ Windstream Holdings, Inc
PPT / Putnam Premier Income Trust
DHY / Credit Suisse High Yield Bond Fund, Inc.
JDD / Nuveen Diversified Dividend and Income Fund
RWT / Redwood Trust, Inc.
MSB / Mesabi Trust
GGE / Green Giant Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
PIN / Invesco India Exchange-Traded Fund Trust - Invesco India ETF
FMY / First Trust Mortgage Income Fund
GLQ / Clough Global Equity Fund
TWO / Two Harbors Investment Corp.
ZFC / ZAIS Financial Corp.
ARCC / Ares Capital Corporation
TGH / Textainer Group Holdings Limited
SRC / Spirit Realty Capital, Inc.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
US3665541039 / Garrison Capital Inc.
GLAD / Gladstone Capital Corporation
IGA / Voya Global Advantage and Premium Opportunity Fund
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
IBB / iShares Trust - iShares Biotechnology ETF
TGP / Teekay LNG Partners LP - Unit
CCEP / Coca-Cola Europacific Partners PLC
FHY / First Trust Strategic High Income Fund II
XIAFX / Aberdeen Australia Equity Fund,
WESTERN ASSET GLB PTNRS INCOME COM / (95766G108)
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
JMI / Javelin Mortgage Investment Corp.
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
465685105 / ITC Holdings Corp.
SLV / iShares Silver Trust
HPI / John Hancock Preferred Income Fund
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
HYT / BlackRock Corporate High Yield Fund, Inc.
TNH / Terra Nitrogen Co., L.P.
HHY / Brookfield High Income Fund Inc.
XHNWX / Pioneer Diversified High Income
HTA / Healthcare Realty Trust Inc - Class A
GOGL / Golden Ocean Group Limited
INB / Cohen & Steers Global Income Builder, Inc.
AXAS / Abraxas Petroleum Corp.
MTGE / American Capital Mortgage Investment Corp.
WMC / Western Asset Mortgage Capital Corp
NTI / Northern Tier Energy LP
JRO / Nuveen Floating Rate Income Opportunity Fund
EXD / Eaton Vance Tax-Managed Buy-Write Strategy Fund
CCG / Cheche Group Inc.
RYAM / Rayonier Advanced Materials Inc.
WELL / Welltower Inc.
MIN / MFS Intermediate Income Trust
CLM / Cornerstone Strategic Investment Fund, Inc.
AMPY / Amplify Energy Corp.
WHF / WhiteHorse Finance, Inc.
RIG / Transocean Ltd.
PVL / Permianville Royalty Trust
QQQ / Invesco QQQ Trust, Series 1
BXMX / Nuveen S&P 500 Buy-Write Income Fund
HYF / Managed High Yield Plus Fund, Inc.
APO / Apollo Global Management, Inc.
SPR / Spirit AeroSystems Holdings, Inc.
US0373471012 / Anworth Mortgage Asset Corp.
ARR / ARMOUR Residential REIT, Inc.
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R / ADR PREF SHS R (780097747)
BKN / BlackRock Investment Quality Municipal Trust Inc.
SLRC / SLR Investment Corp.
GM.WS.A / General Motors Company
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
XCIIX / BlackRock Enhanced Capital and
BWP / Boardwalk Pipeline Partners L.P
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
PMT / PennyMac Mortgage Investment Trust
MVO / MV Oil Trust
PFLT / PennantPark Floating Rate Capital Ltd.
XETWX / Eaton Vance Tax-Managed Global
IVR / Invesco Mortgage Capital Inc.
XMFVX / MFS Special Value Trust
SCLN / SciClone Pharmaceuticals, Inc.
AINV / Apollo Investment Corporation
VELOCITYSHARES 3X INVERSE CRUDE ETN LINKED TO THE S&P GSCI CRUDE OIL INDEX / VS 3XINV CRUDE (22542D548)
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
PFD / Flaherty & Crumrine Preferred Income Fund Inc.
EEB / Invesco BRIC ETF
04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019
BOE / BlackRock Enhanced Global Dividend Trust
GOF / Guggenheim Strategic Opportunities Fund
KKR / KKR & Co. Inc.
IEP / Icahn Enterprises L.P.
XPFLX / PIMCO Income Strategy Fund
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
IHD / Voya Emerging Markets High Dividend Equity Fund
LNCO / Linn Co, LLC
GEL / Genesis Energy, L.P. - Limited Partnership
FXP / ProShares Trust - ProShares UltraShort FTSE China 50
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
XGLVX / Clough Global Allocation Fund
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
US88829M1053 / Titan Energy LLC
JRI / Nuveen Real Asset Income and Growth Fund
EHI / Western Asset Global High Income Fund Inc.
UAN / CVR Partners, LP - Limited Partnership
WLL / Whiting Petroleum Corp (New)
MADISON STRTG SECTOR PREM FD COM / (558268108)
JRS / Nuveen Real Estate Income Fund
PFG / Principal Financial Group, Inc.
DOMR / Dominion Resources Black Warrior Trust
PSEC / Prospect Capital Corporation
IDE / Voya Infrastructure, Industrials and Materials Fund
SSW / Seaspan Corp.
CHW / Calamos Global Dynamic Income Fund
ULSGF / UBS AG
NRF / NorthStar Realty Finance Corp.
VGR / Vector Group Ltd.
HGTXU / Hugoton Royalty Trust
HRZN / Horizon Technology Finance Corporation
DX / Dynex Capital, Inc.
IPGP / IPG Photonics Corporation
NGL / NGL Energy Partners LP - Limited Partnership
EXPR / Express, Inc.
SIX / Six Flags Entertainment Corporation
/ THL Credit, Inc.
VOC / VOC Energy Trust
CGO / Calamos Global Total Return Fund
DEUTSCHE MULTI-MKT INCOME TR SHS / SHS (25160E102)
MITT / AG Mortgage Investment Trust, Inc.
CHMI / Cherry Hill Mortgage Investment Corporation
TEI / Templeton Emerging Markets Income Fund
CC / The Chemours Company
WPRT / Westport Fuel Systems Inc.
PNNT / PennantPark Investment Corporation
STWD / Starwood Property Trust, Inc.
BNS / The Bank of Nova Scotia
CYS / CYS Investments, Inc.
AMTG / Apollo Residential Mortgage, Inc.
HTS / Hatteras Financial Corp.
US59560V1098 / Mid-Con Energy Partners, LP
FPF / First Trust Intermediate Duration Preferred & Income Fund
AOD / Abrdn Total Dynamic Dividend Fund
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
MFIN / Medallion Financial Corp.
APTS / Preferred Apartment Communities Inc - Class A
NRT / North European Oil Royalty Trust
LOCK / LifeLock, Inc.
LXK / Lexmark International, Inc.
MCY / Mercury General Corporation
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
FLC / Flaherty & Crumrine Total Return Fund Inc.
SRV / NXG Cushing Midstream Energy Fund
GOOD / Gladstone Commercial Corporation
EFC / Ellington Financial Inc.
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
CIF / MFS Intermediate High Income Fund
SDR / SandRidge Mississippian Trust II
MWE / MarkWest Energy Partners, LP
CHKR / Chesapeake Granite Wash Trust
VRTV / Veritiv Corp
RCS / PIMCO Strategic Income Fund, Inc.
NNVC / NanoViricides, Inc.
US01167P1012 / Alaska Communications Systems Group Inc
NUVEEN DIVERSIFIED COMMODTY FD COM UT BEN INT / COM UT BEN INT (67074P104)
JMM / Nuveen Multi-Market Income Fund
EVA / Enviva Inc.
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
SIRI / Sirius XM Holdings Inc.
BCX / Blackrock Resources & Commodities Strategy Trust
TWC / Spectrum Management Holding Company LLC
ELLI / Ellie Mae, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
UAN / CVR Partners, LP - Limited Partnership
CSQ / Calamos Strategic Total Return Fund
CDE / Coeur Mining, Inc.
TSE / Trinseo PLC
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
AGNC / AGNC Investment Corp.
DRA / Diversified Real Asset Income Fund
CRC / California Resources Corporation
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
PAC / Grupo Aeroportuario del Pacífico, S.A.B. de C.V. - Depositary Receipt (Common Stock)
OPI / Office Properties Income Trust
PAAS / Pan American Silver Corp.
SDRL / Seadrill Limited
WAL / Western Alliance Bancorporation
ORC / Orchid Island Capital, Inc.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
FDUS / Fidus Investment Corporation
CNSL / Consolidated Communications Holdings, Inc.
US92913C1062 / Voya Natural Resources Equity Income Fnd
GPM / Guggenheim Enhanced Equity Income Fund
RRD / R.R. Donnelley & Sons Co.
OKS / ONEOK Partners, L.P.
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
IXP / iShares Trust - iShares Global Comm Services ETF
US80007A1025 / SandRidge Permian Trust
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
MVT / BlackRock MuniVest Fund II, Inc.
NLY / Annaly Capital Management, Inc.
LGCY / Legacy Education Inc.
PKO / Pimco Income Opportunity Fund
JGH / Nuveen Global High Income Fund
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
NXJ / Nuveen New Jersey Quality Municipal Income Fund
WBC / Wabco Holdings, Inc.
PSX / Phillips 66
NTLS / NTELOS Holdings Corp.
US33812L1026 / Fitbit Inc.
PHT / Pioneer High Income Fund, Inc.
CHI / Calamos Convertible Opportunities and Income Fund
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CRF / Cornerstone Total Return Fund, Inc.
04010LAG8 / Ares Capital Corp. 4.875% Bond Due 3/15/2017
04010LAJ2 / Ares Capital Corp. 4.75% Bond Due 1/15/2018
UNIT / Uniti Group Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
DHF / BNY Mellon High Yield Strategies Fund
STON / StoneMor Inc
REM / iShares Trust - iShares Mortgage Real Estate ETF
NCZ / Virtus Convertible & Income Fund II
NXC / Nuveen California Select Tax-Free Income Portfolio
ADT / ADT Inc.
HTR / Brookfield Total Return Fund Inc.
NCV / Virtus Convertible & Income Fund
HEQ / John Hancock Diversified Income Fund
NATIONAL BK GREECE S A ADR PRF SER A / ADR PRF SER A (633643507)
XJHIX / John Hancock Investors Trust
NGLS / Targa Resources Partners LP
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
YYY / Amplify ETF Trust - Amplify High Income ETF
KCAP / KCAP Financial, Inc.
MCN / XAI Madison Equity Premium Income Fund
NXRT / NexPoint Residential Trust, Inc.
31679BAC4 / Fifth Street Finance Corp. 5.375% Bond due 2016-04-01
IDV / iShares Trust - iShares International Select Dividend ETF
HR / Healthcare Realty Trust Incorporated
NRP / Natural Resource Partners L.P. - Limited Partnership
EEP / Enbridge Energy Partners, L.P.
LINE / Lineage, Inc.
GM.WS.B / General Motors Company - Warrants 07/10/2019
PTY / Partway Group Plc
BCS / Barclays PLC - Depositary Receipt (Common Stock)
XPCMX / PCM Fund, Inc.
PPL / Pembina Pipeline Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
FTR / Frontier Communications Corp.
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
WFM / Whole Foods Market, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
YORW / The York Water Company
IWV / iShares Trust - iShares Russell 3000 ETF
PHK / PIMCO High Income Fund
NS / NuStar Energy L.P. - Limited Partnership
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
APU / AmeriGas Partners, L.P.
CHY / Calamos Convertible and High Income Fund
SXL / Sunoco Logistics Partners L.P.
IPE / SPDR Barclays TIPS ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
LTC / LTC Properties, Inc.
RY / Royal Bank of Canada
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
MIC / Macquarie Infrastructure Holdings LLC - Units
HPT / Hospitality Properties Trust
EQY / Equity One, Inc.
00B65Z9D7 / Noble Corporation plc
RBSPF / NatWest Group plc
PHF / Pacholder High Yield Fund, Inc.
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
MMP / Magellan Midstream Partners L.P.
XJHSX / John Hancock Income Securities
CEQP / Crestwood Equity Partners LP - Unit
NYCB / Flagstar Financial, Inc.
NPI / Nuveen Premium Income Municipal Fund, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
CWT / California Water Service Group
67071S101 / Nuveen Quality Preferred Income Fund
GIB / CGI Inc.
67059L102 / NuStar GP Holdings, LLC
MUB / iShares Trust - iShares National Muni Bond ETF
XGUTX / Gabelli Utility Trust (The)
SNH / Senior Housing Properties Trust
GDV / The Gabelli Dividend & Income Trust
BBEP / Breitburn Energy Partners LP
FPP / FieldPoint Petroleum Corp.
NMA / Nuveen Municipal Advantage Fund, Inc.
FNFG / First Niagara Financial Group, Inc.
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
PHD / Pioneer Floating Rate Fund, Inc.
DNP / DNP Select Income Fund Inc.
HPS / John Hancock Preferred Income Fund III
SWX / Southwest Gas Holdings, Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
IYR / iShares Trust - iShares U.S. Real Estate ETF
BMO / Bank of Montreal
JPS / Nuveen Preferred & Income Securities Fund
US1182301010 / Buckeye Partners, L.P.
ERF / Enerplus Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
US09249H1041 / BlackRock Municipal Bond Investment Trust
SFL / SFL Corporation Ltd.
NCA / Nuveen California Municipal Value Fund
AWR / American States Water Company
UIL / UIL Holdings Corporation
EVV / Eaton Vance Limited Duration Income Fund
US98212B1035 / WPX Energy, Inc.
MMLP / Martin Midstream Partners L.P. - Limited Partnership
XJTPX / Nuveen Quality Preferred Income
ADRD / BLDRS Index Funds Trust
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
MDU / MDU Resources Group, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
GG / Goldcorp, Inc.
NSL / Nuveen Senior Income Fund
IWO / iShares Trust - iShares Russell 2000 Growth ETF
BPT / BP Prudhoe Bay Royalty Trust
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
GSK / GSK plc - Depositary Receipt (Common Stock)
NKA / Niska Gas Storage Partners LLC
LAZ / Lazard, Inc.
CMLP / Crestwood Midstream Partners Lp
HPF / John Hancock Preferred Income Fund II
IDCC / InterDigital, Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
XPFNX / PIMCO Income Strategy Fund II
VLCSX / Vanguard Large-Cap Index Fund
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
IGR / CBRE Global Real Estate Income Fund
MAIN / Main Street Capital Corporation
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
CEL / Cellcom Israel Ltd.
WPM / Wheaton Precious Metals Corp.
WPC / W. P. Carey Inc.
AMAT / Applied Materials, Inc.
D / Dominion Energy, Inc.
OMC / Omnicom Group Inc.
SCU / Sculptor Capital Management Inc - Class A
SLB / Schlumberger Limited
DTE / DTE Energy Company
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
NVS / Novartis AG - Depositary Receipt (Common Stock)
LVS / Las Vegas Sands Corp.
BKCC / BlackRock Capital Investment Corporation
INTX / Intersections, Inc.
PLUG / Plug Power Inc.
BGY / BlackRock Enhanced International Dividend Trust
PGNPQ / Paragon Offshore plc
COP / ConocoPhillips
NHF / NexPoint Strategic Opportunities Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
RMTI / Rockwell Medical, Inc.
GOLD / Barrick Mining Corporation
KMI / Kinder Morgan, Inc.
RSG / Republic Services, Inc.
HAL / Halliburton Company
VVR / Invesco Senior Income Trust
WEC / WEC Energy Group, Inc.
GPRO / GoPro, Inc.
AVNS / Avanos Medical, Inc.
FCX / Freeport-McMoRan Inc.
/ Voya International High Dividend Equity Income Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF
SBUX / Starbucks Corporation
OWE / Obsidian Energy Ltd.
ED / Consolidated Edison, Inc.
GAIN / Gladstone Investment Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
ALL / The Allstate Corporation
/ BlackRock Municipal 2020 Term Trust
RTN / Raytheon Co.
DUK / Duke Energy Corporation
CLX / The Clorox Company
DOW / Dow Inc.
AAIC / Arlington Asset Investment Corp - Class A
CMI / Cummins Inc.
ESS / Essex Property Trust, Inc.
AU / AngloGold Ashanti plc
CNXC / Concentrix Corporation
NSC / Norfolk Southern Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
QSR / Restaurant Brands International Inc.
JPM / JPMorgan Chase & Co.
KMB / Kimberly-Clark Corporation
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
/ Hermitage Offshore Services Ltd
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
MDLZ / Mondelez International, Inc.
GLU / The Gabelli Global Utility & Income Trust
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
SDTTU / SandRidge Mississippian Trust I
FAM / First Trust/Abrdn Global Opportunity Income Fund
BBDC / Barings BDC, Inc.
HTGC / Hercules Capital, Inc.
LRE / Lead Real Estate Co., Ltd - Depositary Receipt (Common Stock)
MGF / MFS Government Markets Income Trust
PGP / PIMCO Global StocksPLUS & Income Fund
INTC / Intel Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
887228104 / Time Inc.
MMU / Western Asset Managed Municipals Fund Inc.
DOW / Dow Inc.
RYN / Rayonier Inc.
LNT / Alliant Energy Corporation
AXP / American Express Company
BXSY / Bexil Investment Trust
ATVI / Activision Blizzard Inc
IAE / Voya Asia Pacific High Dividend Equity Income Fund
US58503F5026 / Medley Capital Corp.
DY / Dycom Industries, Inc.
SO / The Southern Company
FTI / TechnipFMC plc
PSHG / Performance Shipping Inc.
HP / Helmerich & Payne, Inc.
TROW / T. Rowe Price Group, Inc.
GOOG / Alphabet Inc.
PCG / PG&E Corporation
CAG / Conagra Brands, Inc.
SJM / The J. M. Smucker Company
VZ / Verizon Communications Inc.
UPS / United Parcel Service, Inc.
CCL / Carnival Corporation & plc
NRG / NRG Energy, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
SRE / Sempra
USB / U.S. Bancorp
ETR / Entergy Corporation
IP / International Paper Company
WPZ / Access Midstream Partners, L.P
GILD / Gilead Sciences, Inc.
NYMT / New York Mortgage Trust, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
POT / Potash Corp. of Saskatchewan, Inc.
BK / The Bank of New York Mellon Corporation
ESRX / Express Scripts Holding Co.
WBA / Walgreens Boots Alliance, Inc.
XRX / Xerox Holdings Corporation
RF / Regions Financial Corporation
US0325111070 / Anadarko Petroleum Corp.
KLAC / KLA Corporation
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
BMY / Bristol-Myers Squibb Company
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
WMB / The Williams Companies, Inc.
TGT / Target Corporation
BAX / Baxter International Inc.
PEAK / Healthpeak Properties, Inc.
EXC / Exelon Corporation
ORLY / O'Reilly Automotive, Inc.
WDC / Western Digital Corporation
UNH / UnitedHealth Group Incorporated
META / Meta Platforms, Inc.
GM / General Motors Company
XLNX / Xilinx, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
VLO / Valero Energy Corporation
NEE / NextEra Energy, Inc.
HIX / Western Asset High Income Fund II Inc.
PNW / Pinnacle West Capital Corporation
RVT / Royce Small-Cap Trust, Inc.
VNR / Vanguard Natural Resources, LLC
PM / Philip Morris International Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CSCO / Cisco Systems, Inc.
CL / Colgate-Palmolive Company
DIA / SPDR Dow Jones Industrial Average ETF Trust
MMM / 3M Company
ABBV / AbbVie Inc.
ANTM / Anthem Inc
SBR / Sabine Royalty Trust
LCM / Advent Claymore Convertible Securities and Income Fund II
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
PEP / PepsiCo, Inc.
CVS / CVS Health Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
F / Ford Motor Company
MDT / Medtronic plc
MDY / SPDR S&P MidCap 400 ETF Trust
CVX / Chevron Corporation
AVK / Advent Convertible and Income Fund
KO / The Coca-Cola Company
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
IWB / iShares Trust - iShares Russell 1000 ETF
T / AT&T Inc.
COST / Costco Wholesale Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
XEL / Xcel Energy Inc.
MRK / Merck & Co., Inc.
TRV / The Travelers Companies, Inc.
OGE / OGE Energy Corp.
PFE / Pfizer Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
SEDG / SolarEdge Technologies, Inc.
GCV / The Gabelli Convertible and Income Securities Fund Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
GIM / Templeton Global Income Fund
RTX / RTX Corporation
US530715AG61 / Liberty Media, Bond 4%, Due 11/15/2029
MO / Altria Group, Inc.
MSFT / Microsoft Corporation
WMT / Walmart Inc.
MCD / McDonald's Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ATP / Atlantic Power Corp.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IBM / International Business Machines Corporation
MNKD / MannKind Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CLMT / Calumet, Inc.
GE / General Electric Company
SCM / Stellus Capital Investment Corporation
CI / The Cigna Group
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
AAPL / Apple Inc.
FE / FirstEnergy Corp.
GOOGL / Alphabet Inc.
V / Visa Inc.
MET / MetLife, Inc.
ORCL / Oracle Corporation
SPY / SPDR S&P 500 ETF
AMZN / Amazon.com, Inc.
ABT / Abbott Laboratories
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
JNJ / Johnson & Johnson
GLD / SPDR Gold Trust
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
PG / The Procter & Gamble Company
GS / The Goldman Sachs Group, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
HON / Honeywell International Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
HD / The Home Depot, Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IXN / iShares Trust - iShares Global Tech ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
BRK.B / Berkshire Hathaway Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
XOM / Exxon Mobil Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
TIP / iShares Trust - iShares TIPS Bond ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
IWM / iShares Trust - iShares Russell 2000 ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
UNP / Union Pacific Corporation
CAT / Caterpillar Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund