Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InsiderCheryl H Johnson
This page shows the track record and history of Johnson Cheryl H insider trades in Caterpillar Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Cheryl H Johnson in CAT / Caterpillar Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CAT / Caterpillar Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Cheryl H Johnson in CAT / Caterpillar Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2024-11-04 2,664 378.8400 2,664 378.8400 1,009,230 155 273.9400 -279,453 -27.69
2024-08-22 2,975 342.4800 2,975 342.4800 1,018,878
2024-07-16 1,508 350.0000 1,508 350.0000 527,800
2024-05-30 1,508 340.0000 1,508 340.0000 512,720
2023-08-09 16,894 286.2700 16,894 286.2700 4,836,245
2023-08-09 1,400 287.0600 1,400 287.0600 401,884
2023-07-18 6,415 260.0000 6,415 260.0000 1,667,900
2023-02-03 14,260 250.2700 14,260 250.2700 3,568,850
2023-02-03 9,623 250.6800 9,623 250.6800 2,412,294
2022-01-07 6,415 225.0000 6,415 225.0000 1,443,375

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CAT / Caterpillar Inc. Insider Trades
Insider Transaction History
File
Date		 Trade
Date		 Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price		 Unit
Price		 Units
Changed		 Value
Changed (1K)		 Remaining
Options		 Remaining
Shares
2025-03-05 2025-03-04 4 Johnson Cheryl H CAT Common Stock F - Taxes D 325.3000 -232 -75 15,255
2025-02-13 2025-02-11 4 Johnson Cheryl H CAT Common Stock F - Taxes D 362.7000 -919 -333 15,435
2025-02-13 2025-02-11 4 Johnson Cheryl H CAT Common Stock A - Award D 3,345 16,354
2024-11-05 2024-11-04 4 Johnson Cheryl H CAT Common Stock S - Sale D 378.8400 -2,664 -1,009 12,951
2024-08-23 2024-08-22 4 Johnson Cheryl H CAT Common Stock S - Sale D 342.4800 -2,975 -1,019 15,615
2024-07-17 2024-07-16 4 Johnson Cheryl H CAT Common Stock S - Sale D 350.0000 -1,508 -528 18,515
2024-05-31 2024-05-30 4 Johnson Cheryl H CAT Common Stock S - Sale D 340.0000 -1,508 -513 20,023
2024-03-06 2024-03-04 4 Johnson Cheryl H CAT Common Stock A - Award D 1,846 21,452
2024-02-15 2024-02-13 4 Johnson Cheryl H CAT Common Stock F - Taxes D 313.4000 -1,197 -375 19,540
2024-02-15 2024-02-13 4 Johnson Cheryl H CAT Common Stock A - Award D 4,213 20,737
2023-08-10 2023-08-09 4 Johnson Cheryl H CAT Common Stock S - Sale D 287.0600 -1,400 -402 16,362
2023-08-10 2023-08-09 4 Johnson Cheryl H CAT Common Stock S - Sale D 286.2700 -16,894 -4,836 17,762
2023-08-10 2023-08-09 4 Johnson Cheryl H CAT Common Stock M - Exercise D 151.1200 18,294 2,765 34,656
2023-07-19 2023-07-18 4 Johnson Cheryl H CAT Common Stock S - Sale D 260.0000 -6,415 -1,668 16,362
2023-07-19 2023-07-18 4 Johnson Cheryl H CAT Common Stock M - Exercise D 127.6000 6,415 819 22,777
2023-02-08 2023-02-07 4 Johnson Cheryl H CAT Common Stock F - Taxes D 248.6800 -1,829 -455 16,202
2023-02-08 2023-02-07 4 Johnson Cheryl H CAT Common Stock A - Award D 4,174 18,031
2023-02-06 2023-02-03 4 Johnson Cheryl H CAT Common Stock S - Sale D 250.6800 -9,623 -2,412 13,857
2023-02-06 2023-02-03 4 Johnson Cheryl H CAT Common Stock M - Exercise D 127.6000 9,623 1,228 23,480
2023-02-06 2023-02-03 4 Johnson Cheryl H CAT Common Stock S - Sale D 250.2700 -14,260 -3,569 13,857
2023-02-06 2023-02-03 4 Johnson Cheryl H CAT Common Stock M - Exercise D 138.3500 14,260 1,973 28,117
2023-02-06 2023-02-03 4 Johnson Cheryl H CAT Common Stock G - Gift D -693 13,857
2023-02-06 2022-11-09 4 Johnson Cheryl H CAT Common Stock G - Gift D -6,607 14,440
2022-03-08 2022-03-07 4 Johnson Cheryl H CAT Employee Stock Options A - Award D 196.70 24,181 24,181
2022-02-10 2022-02-08 4 Johnson Cheryl H CAT Common Stock F - Taxes D 200.7700 -2,986 -599 20,653
2022-02-10 2022-02-08 4 Johnson Cheryl H CAT Common Stock A - Award D 7,371 23,639
2022-01-10 2022-01-07 4 Johnson Cheryl H CAT Employee Stock Options M - Exercise D 127.60 127.6000 -6,415 -819 32,077
2022-01-10 2022-01-07 4 Johnson Cheryl H CAT Common Stock S - Sale D 225.0000 -6,415 -1,443 16,268
2022-01-10 2022-01-07 4 Johnson Cheryl H CAT Common Stock M - Exercise D 127.6000 6,415 819 22,683
2021-03-02 2021-03-01 4 Johnson Cheryl H CAT Employee Stock Options A - Award D 219.76 31,082 31,082
2021-02-11 2021-02-09 4 Johnson Cheryl H CAT Common Stock F - Taxes D 196.7800 -3,366 -662 16,141
2021-02-11 2021-02-09 4 Johnson Cheryl H CAT Common Stock A - Award D 9,267 19,507
2020-07-28 2020-07-25 4 Johnson Cheryl H CAT Common Stock F - Taxes D 138.7000 -921 -128 10,008
2020-03-03 2020-03-02 4 Johnson Cheryl H CAT Employee Stock Options A - Award D 127.60 38,492 38,492
2019-07-29 2019-07-25 4 Johnson Cheryl H CAT Common Stock F - Taxes D 132.9600 -1,393 -185 10,861
2019-03-05 2019-03-04 4 Johnson Cheryl H CAT Employee Stock Options A - Award D 138.35 28,520 28,520
2018-07-27 2018-07-25 4 Johnson Cheryl H CAT Common Stock F - Taxes D 138.8600 -3,461 -481 12,254
2018-03-07 2018-03-05 4 Johnson Cheryl H CAT Employee Stock Option A - Award D 151.12 36,589 36,589
2017-07-27 2017-07-25 4 Johnson Cheryl H CAT Common Stock A - Award D 15,715 15,715
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)