Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InsiderFassino Anthony D.
This page shows the track record and history of Fassino Anthony D. insider trades in Caterpillar Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Fassino Anthony D. in CAT / Caterpillar Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CAT / Caterpillar Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Fassino Anthony D. in CAT / Caterpillar Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2024-11-29 6,279 408.5900 6,279 408.5900 2,565,537 130 273.9400 -845,467 -32.95
2024-11-06 5,509 409.8400 5,509 409.8400 2,257,809
2024-08-30 3,185 351.3600 3,185 351.3600 1,119,082
2024-02-28 4,575 329.8000 4,575 329.8000 1,508,835
2024-02-22 4,494 321.9600 4,494 321.9600 1,446,888
2024-02-15 7,469 322.0000 7,469 322.0000 2,405,018
2023-08-30 2,740 282.5700 2,740 282.5700 774,242
2023-08-29 1,972 279.0000 1,972 279.0000 550,188
2023-08-29 951 279.0000 951 279.0000 265,329

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CAT / Caterpillar Inc. Insider Trades
Insider Transaction History
File
Date		 Trade
Date		 Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price		 Unit
Price		 Units
Changed		 Value
Changed (1K)		 Remaining
Options		 Remaining
Shares
2025-03-05 2025-03-04 4 Fassino Anthony D. CAT Common Stock F - Taxes D 325.3000 -404 -131 41,199
2025-03-05 2025-03-03 4 Fassino Anthony D. CAT Common Stock A - Award D 2,692 41,603
2025-02-13 2025-02-11 4 Fassino Anthony D. CAT Common Stock F - Taxes D 362.7000 -4,162 -1,510 38,779
2025-02-13 2025-02-11 4 Fassino Anthony D. CAT Common Stock A - Award D 9,901 42,941
2025-01-14 2025-01-12 4 Fassino Anthony D. CAT Common Stock F - Taxes D 357.5000 -526 -188 33,040
2024-12-02 2024-11-29 4 Fassino Anthony D. CAT Common Stock S - Sale D 408.5900 -6,279 -2,566 33,565
2024-12-02 2024-11-29 4 Fassino Anthony D. CAT Common Stock F - Taxes D 408.2200 -2,854 -1,165 39,844
2024-12-02 2024-11-29 4 Fassino Anthony D. CAT Common Stock M - Exercise D 127.6000 9,133 1,165 42,698
2024-11-07 2024-11-06 4 Fassino Anthony D. CAT Common Stock S - Sale D 409.8400 -5,509 -2,258 33,442
2024-11-07 2024-11-06 4 Fassino Anthony D. CAT Common Stock F - Taxes D 409.7200 -2,491 -1,021 38,951
2024-11-07 2024-11-06 4 Fassino Anthony D. CAT Common Stock M - Exercise D 127.6000 8,000 1,021 41,422
2024-09-03 2024-08-30 4 Fassino Anthony D. CAT Common Stock S - Sale D 351.3600 -3,185 -1,119 33,442
2024-09-03 2024-08-30 4 Fassino Anthony D. CAT Common Stock F - Taxes D 351.4300 -1,815 -638 36,627
2024-09-03 2024-08-30 4 Fassino Anthony D. CAT Common Stock M - Exercise D 127.6000 5,000 638 38,442
2024-03-06 2024-03-04 4 Fassino Anthony D. CAT Common Stock A - Award D 2,731 33,120
2024-02-29 2024-02-28 4 Fassino Anthony D. CAT Common Stock S - Sale D 329.8000 -4,575 -1,509 23,474
2024-02-29 2024-02-28 4 Fassino Anthony D. CAT Common Stock F - Taxes D 329.7300 -3,306 -1,090 28,049
2024-02-29 2024-02-28 4 Fassino Anthony D. CAT Common Stock M - Exercise D 138.3500 7,881 1,090 31,355
2024-02-23 2024-02-22 4 Fassino Anthony D. CAT Common Stock S - Sale D 321.9600 -4,494 -1,447 30,389
2024-02-23 2024-02-22 4 Fassino Anthony D. CAT Common Stock F - Taxes D 321.9500 -3,386 -1,090 34,883
2024-02-23 2024-02-22 4 Fassino Anthony D. CAT Common Stock M - Exercise D 138.3500 7,880 1,090 38,269
2024-02-16 2024-02-15 4 Fassino Anthony D. CAT Common Stock S - Sale D 322.0000 -7,469 -2,405 30,361
2024-02-16 2024-02-15 4 Fassino Anthony D. CAT Common Stock F - Taxes D 322.0000 -6,604 -2,126 37,830
2024-02-16 2024-02-15 4 Fassino Anthony D. CAT Common Stock M - Exercise D 151.1200 14,073 2,127 44,434
2024-02-15 2024-02-13 4 Fassino Anthony D. CAT Common Stock F - Taxes D 313.4000 -4,830 -1,514 30,361
2024-02-15 2024-02-13 4 Fassino Anthony D. CAT Common Stock A - Award D 12,039 35,191
2024-01-16 2024-01-12 4 Fassino Anthony D. CAT Common Stock A - Award D 6,887 23,152
2023-08-31 2023-08-30 4 Fassino Anthony D. CAT Common Stock S - Sale D 282.5700 -2,740 -774 16,182
2023-08-31 2023-08-30 4 Fassino Anthony D. CAT Common Stock F - Taxes D 282.5700 -1,401 -396 18,922
2023-08-31 2023-08-30 4 Fassino Anthony D. CAT Common Stock M - Exercise D 95.6600 -4,141 -396 20,323
2023-08-31 2023-08-29 4 Fassino Anthony D. CAT Common Stock S - Sale D 279.0000 -951 -265 16,182
2023-08-31 2023-08-29 4 Fassino Anthony D. CAT Common Stock F - Taxes D 279.0000 -496 -138 17,133
2023-08-31 2023-08-29 4 Fassino Anthony D. CAT Common Stock M - Exercise D 95.6600 1,447 138 17,629
2023-08-31 2023-08-29 4 Fassino Anthony D. CAT Common Stock S - Sale D 279.0000 -1,972 -550 16,182
2023-08-31 2023-08-29 4 Fassino Anthony D. CAT Common Stock F - Taxes D 279.0000 -721 -201 18,154
2023-08-31 2023-08-29 4 Fassino Anthony D. CAT Common Stock M - Exercise D 74.7700 2,693 201 18,875
2023-02-08 2023-02-07 4 Fassino Anthony D. CAT Common Stock F - Taxes D 248.6800 -1,551 -386 14,955
2023-02-08 2023-02-07 4 Fassino Anthony D. CAT Common Stock A - Award D 4,801 16,506
2022-03-08 2022-03-07 4 Fassino Anthony D. CAT Employee Stock Options A - Award D 196.70 35,788 35,788
2022-02-10 2022-02-08 4 Fassino Anthony D. CAT Common Stock F - Taxes D 200.7700 -1,221 -245 11,705
2022-02-10 2022-02-08 4 Fassino Anthony D. CAT Common Stock A - Award D 4,073 12,926
2021-03-02 2021-03-01 4 Fassino Anthony D. CAT Employee Stock Options A - Award D 219.76 44,403 44,403
2021-02-11 2021-02-09 4 Fassino Anthony D. CAT Common Stock F - Taxes D 196.7800 -1,080 -213 8,853
2021-02-11 2021-02-09 4 Fassino Anthony D. CAT Common Stock A - Award D 3,565 9,933
2021-01-08 3 Fassino Anthony D. CAT Common Stock D 6,368
2021-01-08 3 Fassino Anthony D. Held by 401(k) Plan CAT Common Stock I 1,230
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)