Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InsiderJoseph E Creed
This page shows the track record and history of Creed Joseph E insider trades in Caterpillar Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Joseph E Creed in CAT / Caterpillar Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CAT / Caterpillar Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Joseph E Creed in CAT / Caterpillar Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2023-08-03 3,037 284.8400 3,037 284.8400 865,059 89 226.0500 -178,545 -20.64
2023-08-03 4,249 285.5500 4,249 285.5500 1,213,302
2023-01-06 18,294 249.0000 18,294 249.0000 4,555,206
2022-12-27 7,698 244.0000 7,698 244.0000 1,878,312
2022-12-14 5,003 238.0000 5,003 238.0000 1,190,714
2022-05-18 2,757 214.1300 2,757 214.1300 590,356
2022-04-20 5,004 235.0000 5,004 235.0000 1,175,940
2022-01-18 5,004 230.0000 5,004 230.0000 1,150,920
2021-11-01 5,038 204.0900 5,038 204.0900 1,028,205
2021-06-04 7,699 245.1200 7,699 245.1200 1,887,179
2018-05-11 2,382 155.6700 2,382 155.6700 370,806
2018-05-11 2,150 155.6700 2,150 155.6700 334,690

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CAT / Caterpillar Inc. Insider Trades
Insider Transaction History
File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2025-05-13 2025-05-09 4 Creed Joseph E CAT Common Stock A - Award D 4,330 28,157
2025-03-05 2025-03-04 4 Creed Joseph E CAT Common Stock F - Taxes D 325.3000 -689 -224 23,827
2025-03-05 2025-03-03 4 Creed Joseph E CAT Common Stock A - Award D 5,093 24,516
2025-02-13 2025-02-11 4 Creed Joseph E CAT Common Stock F - Taxes D 362.7000 -3,495 -1,268 19,402
2025-02-13 2025-02-11 4 Creed Joseph E CAT Common Stock A - Award D 10 22,897
2024-03-06 2024-03-04 4 Creed Joseph E CAT Common Stock A - Award D 5,168 12,937
2024-02-15 2024-02-13 4 Creed Joseph E CAT Common Stock F - Taxes D 313.4000 -4,270 -1,338 7,769
2024-02-15 2024-02-13 4 Creed Joseph E CAT Common Stock A - Award D 12,039 12,039
2023-08-04 2023-08-03 4 Creed Joseph E CAT Common Stock S - Sale D 285.5500 -4,249 -1,213 0
2023-08-04 2023-08-03 4 Creed Joseph E CAT Common Stock F - Taxes D 284.7800 -3,449 -982 4,249
2023-08-04 2023-08-03 4 Creed Joseph E CAT Common Stock M - Exercise D 127.6000 7,698 982 7,698
2023-08-04 2023-08-03 4 Creed Joseph E CAT Common Stock S - Sale D 284.8400 -3,037 -865 0
2023-02-08 2023-02-07 4 Creed Joseph E CAT Common Stock F - Taxes D 248.6800 -1,972 -490 3,037
2023-02-08 2023-02-07 4 Creed Joseph E CAT Common Stock A - Award D -5,009 5,009
2023-01-09 2023-01-06 4 Creed Joseph E CAT Common Stock S - Sale D 249.0000 -18,294 -4,555 0
2023-01-09 2023-01-06 4 Creed Joseph E CAT Common Stock M - Exercise D 151.1200 18,294 2,765 18,294
2022-12-28 2022-12-27 4 Creed Joseph E CAT Common Stock S - Sale D 244.0000 -7,698 -1,878 0
2022-12-28 2022-12-27 4 Creed Joseph E CAT Common Stock M - Exercise D 127.6000 7,698 982 7,698
2022-12-15 2022-12-14 4 Creed Joseph E CAT Common Stock S - Sale D 238.0000 -5,003 -1,191 0
2022-12-15 2022-12-14 4 Creed Joseph E CAT Common Stock M - Exercise D 138.3500 5,003 692 5,003
2022-05-23 2022-05-18 4 Creed Joseph E CAT Common Stock S - Sale D 214.1300 -2,757 -590 0
2022-04-22 2022-04-20 4 Creed Joseph E CAT Employee Stock Options M - Exercise D 138.35 138.3500 -5,004 -692 5,003
2022-04-22 2022-04-20 4 Creed Joseph E CAT Common Stock S - Sale D 235.0000 -5,004 -1,176 2,757
2022-04-22 2022-04-20 4 Creed Joseph E CAT Common Stock M - Exercise D 138.3500 5,004 692 7,761
2022-03-15 2022-03-14 4 Creed Joseph E CAT Phantom Stock Units A - Award D 215.4400 684 147 6,221
2022-03-15 2022-03-11 4 Creed Joseph E CAT Phantom Stock Units A - Award D 214.8300 87 19 5,477
2022-03-08 2022-03-07 4 Creed Joseph E CAT Employee Stock Options A - Award D 196.70 35,788 35,788
2022-02-10 2022-02-08 4 Creed Joseph E CAT Common Stock F - Taxes D 200.7700 -1,122 -225 2,757
2022-02-10 2022-02-08 4 Creed Joseph E CAT Common Stock A - Award D 3,879 3,879
2022-01-19 2022-01-18 4 Creed Joseph E CAT Employee Stock Options M - Exercise D 138.35 138.3500 -5,004 -692 10,007
2022-01-19 2022-01-18 4 Creed Joseph E CAT Common Stock S - Sale D 230.0000 -5,004 -1,151 0
2022-01-19 2022-01-18 4 Creed Joseph E CAT Common Stock A - Award D 138.3500 5,004 692 5,004
2021-12-27 2021-12-23 4 Creed Joseph E CAT Phantom Stock Units A - Award D 206.2000 32 7 5,330
2021-11-29 2021-11-26 4 Creed Joseph E CAT Phantom Stock Units A - Award D 198.7300 33 7 5,628
2021-11-02 2021-11-01 4 Creed Joseph E CAT Common Stock S - Sale D 204.0900 -5,038 -1,028 0
2021-10-27 2021-10-26 4 Creed Joseph E CAT Phantom Stock Units A - Award D 199.6400 33 7 5,439
2021-09-27 2021-09-24 4 Creed Joseph E CAT Phantom Stock Units A - Award D 196.8200 34 7 5,304
2021-08-27 2021-08-26 4 Creed Joseph E CAT Phantom Stock Units A - Award D 211.2400 31 7 5,357
2021-07-27 2021-07-26 4 Creed Joseph E CAT Phantom Stock Units A - Award D 211.0300 32 7 5,203
2021-06-28 2021-06-25 4 Creed Joseph E CAT Phantom Stock Units A - Award D 216.3100 24 5 5,249
2021-06-15 2021-06-13 4 Creed Joseph E CAT Common Stock F - Taxes D 218.7900 -1,009 -221 5,038
2021-06-07 2021-06-04 4 Creed Joseph E CAT Employee Stock Options M - Exercise D 127.60 127.6000 7,699 982 15,396
2021-06-07 2021-06-04 4 Creed Joseph E CAT Common Stock S - Sale D 245.1200 -7,699 -1,887 6,047
2021-06-07 2021-06-04 4 Creed Joseph E CAT Common Stock M - Exercise D 127.6000 7,699 982 13,746
2021-03-09 2021-03-05 4 Creed Joseph E CAT Phantom Stock Units A - Award D 220.1600 120 26 4,936
2021-03-02 2021-03-01 4 Creed Joseph E CAT Employee Stock Options A - Award D 219.76 44,403 44,403
2021-02-11 2021-02-09 4 Creed Joseph E CAT Common Stock F - Taxes D 196.7800 -1,150 -226 6,025
2021-02-11 2021-02-09 4 Creed Joseph E CAT Common Stock A - Award D 4,633 7,175
2021-01-08 3 Creed Joseph E CAT Common Stock D 2,542
2021-01-08 3 Creed Joseph E Held by 401(k) Plan CAT Common Stock I 9,689
2018-06-14 2018-06-13 4 Creed Joseph E CAT Common Stock A - Award D 7,111 7,283
2018-05-15 2018-05-11 4 Creed Joseph E CAT Employee Stock Options M - Exercise D 89.75 -2,150 2,210
2018-05-15 2018-05-11 4 Creed Joseph E CAT Employee Stock Options M - Exercise D 110.09 -2,382 0
2018-05-15 2018-05-11 4 Creed Joseph E CAT Common Stock S - Sale D 155.6700 -2,150 -335 172
2018-05-15 2018-05-11 4 Creed Joseph E CAT Common Stock M - Exercise D 89.7500 2,150 193 2,322
2018-05-15 2018-05-11 4 Creed Joseph E CAT Common Stock S - Sale D 155.6700 -2,382 -371 172
2018-05-15 2018-05-11 4 Creed Joseph E CAT Common Stock M - Exercise D 110.0900 2,382 262 2,554
2018-05-14 3 Creed Joseph E CAT Common Stock D 8,478
2018-05-14 3 Creed Joseph E Held by 401(k) Plan CAT Common Stock I 16,440
2018-05-14 3 Creed Joseph E CAT Common Stock D 8,478
2018-05-14 3 Creed Joseph E Held by 401(k) Plan CAT Common Stock I 16,440
2018-05-14 3 Creed Joseph E CAT Common Stock D 8,478
2018-05-14 3 Creed Joseph E Held by 401(k) Plan CAT Common Stock I 16,440
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)