Axos Financial, Inc.
| Security | AX / Axos Financial, Inc. |
| Insider | Brian D Swanson |
This page shows the track record and history of Swanson Brian D
insider trades in Axos Financial, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company.
It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean
it is illegal for them to make any
trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis
In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Brian D Swanson in AX / Axos Financial, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.
The following table shows the most recent open market purchases that were not part of an automatic trading plan.
| Trade Date | Reported Shares |
Reported Price |
Adjusted Shares |
Adjusted Price |
Cost Basis | Days to Max |
Price at Max |
Max Profit ($) |
Max Return (%) |
|---|---|---|---|---|---|---|---|
| There are no known unplanned open-market trades for this insider |
Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.
Insider Sales - Short Term Loss Analysis
In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Brian D Swanson in AX / Axos Financial, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.
The following table shows the most recent open market purchases that were not part of an automatic trading plan.
| Trade Date | Reported Shares |
Reported Price |
Adjusted Shares |
Adjusted Price |
Cost Basis | Days to Min |
Price at Min |
Max Loss Avoided ($) |
Max Loss Avoided (%) |
|---|---|---|---|---|---|---|---|---|---|
| 2022-03-09 | 3,699 | 48.9000 | 3,699 | 48.9000 | 180,881 | 205 | 34.2300 | -54,264 | -30.00 |
Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.
Insider Transaction History
| File Date |
Trade Date |
Form | Insider | Ticker | Security Title | Code | Direct | Exercise Price |
Unit Price |
Units Changed |
Value Changed (1K) |
Remaining Options |
Remaining Shares |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-09-17 | 2025-09-15 | 4 | Swanson Brian D | AX | Common Stock | D | 90.2900 | -320 | -29 | 53,879 | ||||
| 2025-09-17 | 2025-09-15 | 4 | Swanson Brian D | AX | Common Stock | D | 90.2900 | -500 | -45 | 54,199 | ||||
| 2025-09-17 | 2025-09-15 | 4 | Swanson Brian D | AX | Common Stock | D | 90.2900 | 896 | 81 | 54,699 | ||||
| 2025-09-17 | 2025-09-15 | 4 | Swanson Brian D | AX | Common Stock | D | 90.2900 | 1,400 | 126 | 53,803 | ||||
| 2025-03-25 | 2025-03-23 | 4 | Swanson Brian D | AX | Common Stock | D | 64.2100 | -764 | -49 | 52,403 | ||||
| 2025-03-25 | 2025-03-23 | 4 | Swanson Brian D | AX | Common Stock | D | 64.2100 | 1,419 | 91 | 53,167 | ||||
| 2025-03-18 | 2025-03-15 | 4 | Swanson Brian D | AX | Common Stock | D | 63.9400 | -668 | -43 | 51,748 | ||||
| 2025-03-18 | 2025-03-15 | 4 | Swanson Brian D | AX | Common Stock | D | 63.9400 | -820 | -52 | 52,416 | ||||
| 2025-03-18 | 2025-03-15 | 4 | Swanson Brian D | AX | Common Stock | D | 63.9400 | 1,214 | 78 | 53,236 | ||||
| 2025-03-18 | 2025-03-15 | 4 | Swanson Brian D | AX | Common Stock | D | 63.9400 | 1,387 | 89 | 52,022 | ||||
| 2024-09-25 | 2024-09-23 | 4 | Swanson Brian D | AX | Common Stock | D | 65.8600 | -915 | -60 | 50,635 | ||||
| 2024-09-25 | 2024-09-23 | 4 | Swanson Brian D | AX | Common Stock | D | 65.8600 | 1,703 | 112 | 51,550 | ||||
| 2024-09-17 | 2024-09-15 | 4 | Swanson Brian D | AX | Common Stock | D | 63.2000 | -751 | -47 | 49,847 | ||||
| 2024-09-17 | 2024-09-15 | 4 | Swanson Brian D | AX | Common Stock | D | 63.2000 | 1,399 | 88 | 50,598 | ||||
| 2024-08-28 | 2024-08-25 | 4 | Swanson Brian D | AX | Common Stock | D | 69.6900 | -627 | -44 | 49,199 | ||||
| 2024-08-28 | 2024-08-25 | 4 | Swanson Brian D | AX | Common Stock | D | 69.6900 | 1,168 | 81 | 49,826 | ||||
| 2024-03-27 | 2024-03-23 | 4 | Swanson Brian D | AX | Common Stock | D | 52.2500 | -762 | -40 | 48,658 | ||||
| 2024-03-27 | 2024-03-23 | 4 | Swanson Brian D | AX | Common Stock | D | 52.2500 | 1,418 | 74 | 49,420 | ||||
| 2024-03-21 | 2024-03-19 | 4 | Swanson Brian D | AX | Common Stock | D | 50.7800 | -1,032 | -52 | 48,002 | ||||
| 2024-03-21 | 2024-03-19 | 4 | Swanson Brian D | AX | Common Stock | D | 50.7800 | 1,778 | 90 | 49,034 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Swanson Brian D | AX | Common Stock | D | 49.4300 | -816 | -40 | 47,256 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Swanson Brian D | AX | Common Stock | D | 49.4300 | 1,387 | 69 | 48,072 | ||||
| 2023-09-26 | 2023-09-23 | 4 | Swanson Brian D | AX | Common Stock | D | 38.2800 | -896 | -34 | 46,685 | ||||
| 2023-09-26 | 2023-09-23 | 4 | Swanson Brian D | AX | Common Stock | D | 38.2800 | 1,703 | 65 | 47,581 | ||||
| 2023-09-05 | 2023-08-31 | 4 | Swanson Brian D | AX | Common Stock | D | 43.0900 | -1,672 | -72 | 45,878 | ||||
| 2023-09-05 | 2023-08-31 | 4 | Swanson Brian D | AX | Common Stock | D | 43.0900 | 3,176 | 137 | 47,550 | ||||
| 2023-08-28 | 2023-08-25 | 4 | Swanson Brian D | AX | Common Stock | D | 41.5600 | -614 | -26 | 44,374 | ||||
| 2023-08-28 | 2023-08-25 | 4 | Swanson Brian D | AX | Common Stock | D | 41.5600 | 1,168 | 49 | 44,988 | ||||
| 2023-03-24 | 2023-03-23 | 4 | Swanson Brian D | AX | Common Stock | D | 36.3700 | -746 | -27 | 43,820 | ||||
| 2023-03-24 | 2023-03-23 | 4 | Swanson Brian D | AX | Common Stock | D | 36.3700 | 1,418 | 52 | 44,566 | ||||
| 2023-03-23 | 2023-03-20 | 4 | Swanson Brian D | AX | Common Stock | D | 37.5800 | -1,046 | -39 | 43,148 | ||||
| 2023-03-23 | 2023-03-20 | 4 | Swanson Brian D | AX | Common Stock | D | 37.5800 | 1,778 | 67 | 44,194 | ||||
| 2023-03-14 | 2023-03-12 | 4 | Swanson Brian D | AX | Common Stock | D | 37.6600 | -1,800 | -68 | 42,416 | ||||
| 2023-03-14 | 2023-03-12 | 4 | Swanson Brian D | AX | Common Stock | D | 37.6600 | 3,118 | 117 | 44,216 | ||||
| 2022-09-08 | 2022-09-06 | 4 | Swanson Brian D | AX | Common Stock | D | 38.4700 | -1,124 | -43 | 41,098 | ||||
| 2022-09-08 | 2022-09-06 | 4 | Swanson Brian D | AX | Common Stock | D | 38.4700 | 2,136 | 82 | 42,222 | ||||
| 2022-09-02 | 2022-08-31 | 4 | Swanson Brian D | AX | Common Stock | D | 41.7800 | -1,098 | -46 | 40,086 | ||||
| 2022-09-02 | 2022-08-31 | 4 | Swanson Brian D | AX | Common Stock | D | 41.7800 | 3,176 | 133 | 41,184 | ||||
| 2022-08-29 | 2022-08-25 | 4 | Swanson Brian D | AX | Common Stock | D | 44.6500 | -403 | -18 | 38,008 | ||||
| 2022-08-29 | 2022-08-25 | 4 | Swanson Brian D | AX | Common Stock | D | 44.6500 | 1,168 | 52 | 38,411 | ||||
| 2022-03-29 | 2022-03-25 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | -3,491 | 22,921 | ||||||
| 2022-03-29 | 2022-03-25 | 4 | Swanson Brian D | AX | Common Stock | D | 46.7800 | -1,207 | -56 | 37,243 | ||||
| 2022-03-29 | 2022-03-25 | 4 | Swanson Brian D | AX | Common Stock | D | 46.7800 | 3,491 | 163 | 38,450 | ||||
| 2022-03-25 | 2022-03-23 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 4,255 | 26,412 | ||||||
| 2022-03-22 | 2022-03-19 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | -1,778 | 22,157 | ||||||
| 2022-03-22 | 2022-03-19 | 4 | Swanson Brian D | AX | Common Stock | D | 49.6200 | -614 | -30 | 34,959 | ||||
| 2022-03-22 | 2022-03-19 | 4 | Swanson Brian D | AX | Common Stock | D | 49.6200 | 1,778 | 88 | 35,573 | ||||
| 2022-03-15 | 2022-03-12 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | -3,118 | 23,935 | ||||||
| 2022-03-15 | 2022-03-12 | 4 | Swanson Brian D | AX | Common Stock | D | 48.5500 | -1,184 | -57 | 33,795 | ||||
| 2022-03-15 | 2022-03-12 | 4 | Swanson Brian D | AX | Common Stock | D | 48.5500 | 3,118 | 151 | 34,979 | ||||
| 2022-03-10 | 2022-03-09 | 4 | Swanson Brian D | AX | Common Stock | D | 48.9000 | -3,699 | -181 | 31,861 | ||||
| 2021-09-09 | 2021-09-06 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | -2,136 | 27,053 | ||||||
| 2021-09-09 | 2021-09-06 | 4 | Swanson Brian D | AX | Common Stock | D | 47.1600 | -738 | -35 | 35,560 | ||||
| 2021-09-09 | 2021-09-06 | 4 | Swanson Brian D | AX | Common Stock | D | 2,136 | 36,298 | ||||||
| 2021-09-01 | 2021-08-31 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | -3,176 | 29,189 | ||||||
| 2021-09-01 | 2021-08-31 | 4 | Swanson Brian D | AX | Common Stock | D | 48.4800 | -1,124 | -54 | 34,162 | ||||
| 2021-09-01 | 2021-08-31 | 4 | Swanson Brian D | AX | Common Stock | D | 48.4800 | 3,176 | 154 | 35,286 | ||||
| 2021-08-27 | 2021-08-25 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 3,504 | 32,365 | ||||||
| 2021-08-03 | 2021-07-30 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | -1,851 | 28,861 | ||||||
| 2021-08-03 | 2021-07-30 | 4 | Swanson Brian D | AX | Common Stock | D | 47.8500 | -640 | -31 | 32,110 | ||||
| 2021-08-03 | 2021-07-30 | 4 | Swanson Brian D | AX | Common Stock | D | 47.8500 | 1,851 | 89 | 32,750 | ||||
| 2021-03-26 | 2021-03-25 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | -3,491 | 30,712 | ||||||
| 2021-03-26 | 2021-03-25 | 4 | Swanson Brian D | AX | Common Stock | D | 47.0000 | -1,207 | -57 | 30,899 | ||||
| 2021-03-26 | 2021-03-25 | 4 | Swanson Brian D | AX | Common Stock | D | 47.0000 | 3,491 | 164 | 32,106 | ||||
| 2021-03-23 | 2021-03-19 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 5,334 | 34,203 | ||||||
| 2021-03-15 | 2021-03-12 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | -3,118 | 28,869 | |||||
| 2021-03-15 | 2021-03-12 | 4 | Swanson Brian D | AX | Common Stock | D | 52.0600 | -1,078 | -56 | 28,615 | ||||
| 2021-03-15 | 2021-03-12 | 4 | Swanson Brian D | AX | Common Stock | D | 52.0600 | 3,118 | 162 | 29,693 | ||||
| 2020-12-22 | 2020-12-19 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | -2,438 | 31,987 | |||||
| 2020-12-22 | 2020-12-19 | 4 | Swanson Brian D | AX | Common Stock | D | 36.6100 | -843 | -31 | 26,575 | ||||
| 2020-12-22 | 2020-12-19 | 4 | Swanson Brian D | AX | Common Stock | D | 36.6100 | 2,438 | 89 | 27,418 | ||||
| 2020-09-09 | 2020-09-06 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | -2,136 | 34,425 | |||||
| 2020-09-09 | 2020-09-06 | 4 | Swanson Brian D | AX | Common Stock | D | 24.9100 | -738 | -18 | 24,980 | ||||
| 2020-09-09 | 2020-09-06 | 4 | Swanson Brian D | AX | Common Stock | D | 24.9100 | 2,136 | 53 | 25,718 | ||||
| 2020-09-02 | 2020-08-31 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | 9,528 | 36,561 | |||||
| 2020-08-03 | 2020-07-30 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | -1,851 | 27,033 | |||||
| 2020-08-03 | 2020-07-30 | 4 | Swanson Brian D | AX | Common Stock | D | 22.5700 | -640 | -14 | 23,582 | ||||
| 2020-08-03 | 2020-07-30 | 4 | Swanson Brian D | AX | Common Stock | D | 22.5700 | 1,851 | 42 | 24,222 | ||||
| 2020-07-14 | 2020-07-12 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | -2,943 | 28,884 | |||||
| 2020-07-14 | 2020-07-12 | 4 | Swanson Brian D | AX | Common Stock | D | 20.1600 | -1,017 | -21 | 22,371 | ||||
| 2020-07-14 | 2020-07-12 | 4 | Swanson Brian D | AX | Common Stock | D | 20.1600 | 2,943 | 59 | 23,388 | ||||
| 2020-03-27 | 2020-03-25 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | -3,491 | 31,827 | |||||
| 2020-03-27 | 2020-03-25 | 4 | Swanson Brian D | AX | Common Stock | D | 17.2100 | -1,175 | -20 | 20,445 | ||||
| 2020-03-27 | 2020-03-25 | 4 | Swanson Brian D | AX | Common Stock | D | 17.2100 | 3,491 | 60 | 21,620 | ||||
| 2020-03-16 | 2020-03-12 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | 9,354 | 35,318 | |||||
| 2020-01-21 | 2020-01-17 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | -2,389 | 25,964 | |||||
| 2020-01-21 | 2020-01-17 | 4 | Swanson Brian D | AX | Common Stock | D | 30.4500 | -974 | -30 | 18,129 | ||||
| 2020-01-21 | 2020-01-17 | 4 | Swanson Brian D | AX | Common Stock | D | 30.4500 | 2,389 | 73 | 19,103 | ||||
| 2019-12-20 | 2019-12-19 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | -2,437 | 28,353 | |||||
| 2019-12-20 | 2019-12-19 | 4 | Swanson Brian D | AX | Common Stock | D | 30.3500 | -842 | -26 | 16,714 | ||||
| 2019-12-20 | 2019-12-19 | 4 | Swanson Brian D | AX | Common Stock | D | 30.3500 | 2,437 | 74 | 17,556 | ||||
| 2019-09-09 | 2019-09-06 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | 6,408 | 30,790 | |||||
| 2019-08-12 | 2019-08-10 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | -3,672 | 24,382 | |||||
| 2019-08-12 | 2019-08-10 | 4 | Swanson Brian D | AX | Common Stock | D | 28.0900 | -1,269 | -36 | 15,119 | ||||
| 2019-08-12 | 2019-08-10 | 4 | Swanson Brian D | AX | Common Stock | D | 28.0900 | 3,672 | 103 | 16,388 | ||||
| 2019-08-01 | 2019-07-30 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | -1,851 | 28,054 | |||||
| 2019-08-01 | 2019-07-30 | 4 | Swanson Brian D | AX | Common Stock | D | 27.7200 | -640 | -18 | 12,716 | ||||
| 2019-08-01 | 2019-07-30 | 4 | Swanson Brian D | AX | Common Stock | D | 27.7200 | 1,851 | 51 | 13,356 | ||||
| 2019-07-15 | 2019-07-12 | 4 | Swanson Brian D | AX | Restricted Stock Units | D | 0.00 | -2,943 | 29,905 | |||||
| 2019-07-15 | 2019-07-12 | 4 | Swanson Brian D | AX | Common Stock | D | 26.7600 | -1,017 | -27 | 11,505 | ||||
| 2019-07-15 | 2019-07-12 | 4 | Swanson Brian D | AX | Common Stock | D | 26.7600 | 2,943 | 79 | 12,522 |
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)
