Biological Products, Except Diagnostic Substances (Biotech) - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2023-05-25 13D BCDA / BioCardia, Inc. Daly Joseph Patrick 758,540 3.75 0.00
2023-05-23 13D/A IBRX / ImmunityBio, Inc. Cambridge Equities, LP 384,747,663 77.30 4.05
2023-05-19 13D/A ACLX / Arcellx, Inc. Sr One Capital Management, Llc 4,487,174 9.35 -18.42
2023-05-18 13D/A ABCZF / Abcam Limited Milner Jonathan 14,428,202 6.28
2023-05-17 13D/A WINT / Windtree Therapeutics, Inc. Huang James 75,609 1.50
2023-05-16 13D/A MGTX / MeiraGTx Holdings plc Perceptive Advisors Llc 11,406,563 19.10 63.56
2023-05-12 13D/A PMCB / PharmaCyte Biotech, Inc. Iroquois Capital Management, LLC 1,242,615 7.00 -10.59
2023-05-08 13D/A PHGE / BiomX Inc. OrbiMed Israel BioFund GP Limited Partnership 4,553,489 9.90 28.76
2023-05-05 13D/A HLVX / HilleVax, Inc. Frazier Life Sciences Public Fund, L.P. 9,781,472 25.00 1.50
2023-05-03 13D/A INKT / MiNK Therapeutics, Inc. Agenus Inc 21,344,685 62.00
2023-05-01 13D ABCZF / Abcam Limited Milner Jonathan 14,685,202 6.40 0.00
2023-04-27 13D NVAX / Novavax, Inc. Shah Capital Management 4,550,756 5.28
2023-04-20 13D/A REPCF / 0913693 B.C. Ltd. Schutte Andrew 25,104,422 34.53 34.80
2023-04-19 13D/A FATE / Fate Therapeutics, Inc. Redmile Group, LLC 15,071,096 14.90 15.99
2023-04-19 13D/A WINT / Windtree Therapeutics, Inc. Huang James
2023-04-19 13D/A TBIO / Telesis Bio, Inc. Northpond Ventures, LP 9,844,130 33.20 0.00
2023-04-18 13D/A CASI / CASI Pharmaceuticals, Inc. He Wei-Wu 2,837,891 19.75
2023-04-07 13D/A EXEL / Exelixis, Inc. Farallon Capital Partners, L.P. 23,466,000 7.20 0.00
2023-03-31 13D ZURA / Zura Bio Limited Athanor Capital, Lp 6,801,633 25.14
2023-03-30 13D/A ADAP / Adaptimmune Therapeutics plc - Depositary Receipt (Common Stock) New Enterprise Associates 14, L.P. 102,478,672 10.30 3.60
2023-03-28 13D/A ZURA / Zura Bio Limited JATT Ventures, L.P. 5,081,534 17.30
2023-03-27 13D/A EXEL / Exelixis, Inc. Farallon Capital Partners, L.P. 23,466,000 7.20 0.00
2023-03-27 13D/A EXEL / Exelixis, Inc. Caligan Partners LP 850,000 0.26 0.00
2023-03-20 13D EXEL / Exelixis, Inc. Caligan Partners LP 850,000 0.26
2023-03-20 13D EXEL / Exelixis, Inc. Farallon Capital Partners, L.P. 23,466,000 7.20
2023-03-17 13D/A PHGE / BiomX Inc. OrbiMed Israel BioFund GP Limited Partnership 3,536,489 10.50
2023-03-03 13D/A SCLX / Scilex Holding Company Sorrento Therapeutics, Inc. 95,533,509 44.20 0.00
2023-02-24 13D IKT / Inhibikase Therapeutics, Inc. FiveT Investment Management Ltd 1,341,000 4.78 -11.60
2023-02-24 13D/A VYGR / Voyager Therapeutics, Inc. Neurocrine Biosciences Inc 8,575,316 19.90 105.16
2023-02-23 13D/A WINT / Windtree Therapeutics, Inc. Huang James 3,780,442 8.70 0.00
2023-02-21 13D/A TNYA / Tenaya Therapeutics, Inc. Column Group Iii, Lp 11,370,274 17.80 18.25
2023-02-21 13D/A CASI / CASI Pharmaceuticals, Inc. Ho Chi Sing 1,053,638 7.70 -89.30
2023-02-14 13D SRRK / Scholar Rock Holding Corporation Samsara BioCapital, L.P. 5,676,076 10.80
2023-02-14 13D/A CLLS / Cellectis S.A. - Depositary Receipt (Common Stock) Bpifrance Participations SA 6,427,497 11.60 62.25
2023-02-14 13D/A ZIVO / ZIVO Bioscience, Inc. Maggiore Christopher D. 979,744 10.20 -98.29
2023-02-13 13D/A SRZN / Surrozen, Inc. Column Group Iii Gp, Lp 9,414,795 31.50 0.00
2023-02-09 13D/A WINT / Windtree Therapeutics, Inc. Huang James 3,780,442 8.60
2023-02-03 13D/A SLDB / Solid Biosciences Inc. Perceptive Advisors Llc 3,501,265 17.90 0.00
2023-01-31 13D IKT / Inhibikase Therapeutics, Inc. FiveT Investment Management Ltd 1,517,000 4.12 0.00
2023-01-26 13D/A REPCF / 0913693 B.C. Ltd. Schutte Andrew 18,624,006 31.17 123.00
2023-01-26 13D/A CRDF / Cardiff Oncology, Inc. Acorn Bioventures, L.p. 3,043,173 6.38 -49.20
2023-01-24 13D/A ACLX / Arcellx, Inc. New Enterprise Associates 15, L.P. 4,746,494 10.80 -26.21
2023-01-23 13D/A SCLX / Scilex Holding Company Sorrento Therapeutics, Inc. 95,533,509 45.50 -43.10
2023-01-17 13D/A IMCR / Immunocore Holdings plc - Depositary Receipt (Common Stock) General Atlantic Llc 3,225,700 7.10 -16.01
2023-01-13 13D/A IOVA / Iovance Biotherapeutics, Inc. Quogue Capital LLC 20,000,000 12.52 122.22
2023-01-10 13D/A ARMP / Armata Pharmaceuticals, Inc. Innoviva, Inc. 64,178,259 85.30 44.41
2023-01-09 13D/A BCAB / BioAtla, Inc. Soleus Private Equity Fund I, L.P. 4,220,397 9.20 87.78
2023-01-09 13D/A BCDA / BioCardia, Inc. Stertzer Simon H 1,909,185 9.30 -78.01
2023-01-09 13D/A BCDA / BioCardia, Inc. Allen Jim L. 1,341,782 6.50 32.00
2023-01-05 13D/A REPCF / 0913693 B.C. Ltd. Mackay Jamie Myles 8,864,037 16.41 29.61