Market Value170,486,000
Total Holdings395
File Date2014-01-10
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
XLP_KZ / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DIS / The Walt Disney Company
WFC / Wells Fargo & Company
HPQ / HP Inc.
LUMN / Lumen Technologies, Inc.
SO / The Southern Company
MNKKQ / Mallinckrodt Plc
D / Dominion Energy, Inc.
OXY / Occidental Petroleum Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
MHI / Pioneer Municipal High Income Fund, Inc.
ARNC / Arconic Corporation
SAP / SAP SE - Depositary Receipt (Common Stock)
AEP / American Electric Power Company, Inc.
C / Citigroup Inc. - Corporate Bond/Note
PRU / Prudential Financial, Inc.
GIS / General Mills, Inc.
PSA / Public Storage
KEY / KeyCorp
UDR / UDR, Inc.
NEM / Newmont Corporation
DVN / Devon Energy Corporation
IDV / iShares Trust - iShares International Select Dividend ETF
VALE / Vale S.A. - Depositary Receipt (Common Stock)
/ Windstream Holdings, Inc
HR / Healthcare Realty Trust Incorporated
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PDM / Piedmont Realty Trust, Inc.
NRP / Natural Resource Partners L.P. - Limited Partnership
EEP / Enbridge Energy Partners, L.P.
LINE / Lineage, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
BCS / Barclays PLC - Depositary Receipt (Common Stock)
XPCMX / PCM Fund, Inc.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
PPL / Pembina Pipeline Corporation
KRFT /
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
UGI / UGI Corporation
MDLZ / Mondelez International, Inc.
FTR / Frontier Communications Corp.
PETM /
RBSPF / NatWest Group plc
CRT / Cross Timbers Royalty Trust
WFM / Whole Foods Market, Inc.
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
YORW / The York Water Company
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
CEQP / Crestwood Equity Partners LP - Unit
IWV / iShares Trust - iShares Russell 3000 ETF
TPR / Tapestry, Inc.
PHK / PIMCO High Income Fund
NS / NuStar Energy L.P. - Limited Partnership
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
IXC / iShares Trust - iShares Global Energy ETF
APU / AmeriGas Partners, L.P.
CHY / Calamos Convertible and High Income Fund
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
IP / International Paper Company
RMTI / Rockwell Medical, Inc.
FTI / TechnipFMC plc
SXL / Sunoco Logistics Partners L.P.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
KMP /
VOX / Vanguard World Fund - Vanguard Communication Services ETF
IPE / SPDR Barclays TIPS ETF
LTC / LTC Properties, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
BBL / BHP Group Plc - ADR
PDT / John Hancock Premium Dividend Fund
FSS / Federal Signal Corporation
YRI / Yamana Gold Inc
MIC / Macquarie Infrastructure Holdings LLC - Units
HPT / Hospitality Properties Trust
VODPF / Vodafone Group Public Limited Company
EQY / Equity One, Inc.
FISV / Fiserv, Inc.
PHF / Pacholder High Yield Fund, Inc.
ES / Eversource Energy
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SBR / Sabine Royalty Trust
MMP / Magellan Midstream Partners L.P.
XJHSX / John Hancock Income Securities
NYCB / Flagstar Financial, Inc.
MYI / BlackRock MuniYield Quality Fund III, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
NPI / Nuveen Premium Income Municipal Fund, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
ESRX / Express Scripts Holding Co.
IWD / iShares Trust - iShares Russell 1000 Value ETF
PCN / PIMCO Corporate & Income Strategy Fund
IDU / iShares Trust - iShares U.S. Utilities ETF
465685105 / ITC Holdings Corp.
CWT / California Water Service Group
PNW / Pinnacle West Capital Corporation
JRO / Nuveen Floating Rate Income Opportunity Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
CHK / Chesapeake Energy Corporation
67071S101 / Nuveen Quality Preferred Income Fund
67059L102 / NuStar GP Holdings, LLC
SPLS / Staples, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
SNH / Senior Housing Properties Trust
XGUTX / Gabelli Utility Trust (The)
XMUHX / BlackRock MuniHoldings Fund II,
GDV / The Gabelli Dividend & Income Trust
BBEP / Breitburn Energy Partners LP
FPP / FieldPoint Petroleum Corp.
RGR / Sturm, Ruger & Company, Inc.
WDC / Western Digital Corporation
NMA / Nuveen Municipal Advantage Fund, Inc.
FNFG / First Niagara Financial Group, Inc.
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
PHD / Pioneer Floating Rate Fund, Inc.
DNP / DNP Select Income Fund Inc.
HPS / John Hancock Preferred Income Fund III
SWX / Southwest Gas Holdings, Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
SLV / iShares Silver Trust
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
TGP / Teekay LNG Partners LP - Unit
IYR / iShares Trust - iShares U.S. Real Estate ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
BMO / Bank of Montreal
JPS / Nuveen Preferred & Income Securities Fund
HPI / John Hancock Preferred Income Fund
ZBH / Zimmer Biomet Holdings, Inc.
NZF / Nuveen Municipal Credit Income Fund
US1182301010 / Buckeye Partners, L.P.
EDE / Empire District Electric Company (The)
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
ERF / Enerplus Corporation
GSG / iShares S&P GSCI Commodity-Indexed Trust
CST / CST Brands, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
904784709 / Unilever N.V.
US09249H1041 / BlackRock Municipal Bond Investment Trust
TGH / Textainer Group Holdings Limited
SFL / SFL Corporation Ltd.
HCN / Welltower Inc.
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
NCA / Nuveen California Municipal Value Fund
OGE / OGE Energy Corp.
TEI / Templeton Emerging Markets Income Fund
MMU / Western Asset Managed Municipals Fund Inc.
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
UIL / UIL Holdings Corporation
AWR / American States Water Company
EVV / Eaton Vance Limited Duration Income Fund
US98212B1035 / WPX Energy, Inc.
NHF / NexPoint Strategic Opportunities Fund
GAB / The Gabelli Equity Trust Inc.
TEG / Integrys Energy Group, Inc.
MMLP / Martin Midstream Partners L.P. - Limited Partnership
XJTPX / Nuveen Quality Preferred Income
ADRD / BLDRS Index Funds Trust
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
GG / Goldcorp, Inc.
NSL / Nuveen Senior Income Fund
IWO / iShares Trust - iShares Russell 2000 Growth ETF
BPT / BP Prudhoe Bay Royalty Trust
00B65Z9D7 / Noble Corporation plc
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
VLO / Valero Energy Corporation
SAAS / inContact, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
NKA / Niska Gas Storage Partners LLC
EPB /
THI / Tim Hortons, Inc.
RTN / Raytheon Co.
HPF / John Hancock Preferred Income Fund II
SPH / Suburban Propane Partners, L.P. - Limited Partnership
IDCC / InterDigital, Inc.
XPFNX / PIMCO Income Strategy Fund II
HTD / John Hancock Tax-Advantaged Dividend Income Fund
VLCSX / Vanguard Large-Cap Index Fund
Y / Alleghany Corp.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
IGR / CBRE Global Real Estate Income Fund
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
WPM / Wheaton Precious Metals Corp.
CEL / Cellcom Israel Ltd.
UNH / UnitedHealth Group Incorporated
COV /
ORLY / O'Reilly Automotive, Inc.
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
PSX / Phillips 66
LAZ / Lazard, Inc.
G0083B108 / Actavis
AMERICAN SELECT PORTFOLIO INC / (029570108)
AMERICAN STRATEGIC INCOME PORTFOLIO / (030099105)
AMERICAN STRATEGIC INCOME PORTFOLIO INC / (030098107)
AMERICAN STRATEGIC INCOME PORTFOLIO INC-III / (03009T101)
FIGY / Barclays ETN+ FI Enhanced Global High Yield ETN
BLACKROCK INCOME OPPORTUNITY TRUST INC / (092475102)
GIB / CGI Inc.
COLDWATER CREEK INC / (193068202)
CMLP / Crestwood Midstream Partners Lp
DBX-Trackers 2030 Target Date Fund / XTRAK 2030TGT DT (233052307)
EQR / Equity Residential
GM.WS.B / General Motors Company - Warrants 07/10/2019
HALO / Halozyme Therapeutics, Inc.
HIW / Highwoods Properties, Inc.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
MAIN / Main Street Capital Corporation
NNN / NNN REIT, Inc.
NORTHERN LTS ETF TR ARROW DOW JONES GLOBAL YIELD ETF / ARROW DJ GLOBL (66537H105)
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
NXC / Nuveen California Select Tax-Free Income Portfolio
POWERSHARES EMERGING MKTS SOVEREIGN DEBT / SOVEREIGN DEBT (73936T573)
POWERSHARES GLOBAL PREFERRED ETF / AGG PFD PORT (73936T565)
POWERSHARES INDIA PORTFOLIO / INDIA PORT (73935L100)
POWERSHARES QQQ TR / UNIT SER 1 (73935A104)
PROSHARES TR ULTRA SHORT FTSE XINHUA CHINA 25 FD / ULTSHT CHINA 25 (74347X567)
RY / Royal Bank of Canada
RYL BK SCOT 6.125% ADR F SPONSORED ADR / ADR PREF SHS R (780097747)
SNY / Sanofi - Depositary Receipt (Common Stock)
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
SPDR SHORT-TERM MUNICIPAL BOND ETF / NUVN BR SHT MUNI (78464A425)
TDAX FUNDS INC INDEPENDENCE 2020 ETF / XTRAK 2020TGT DT (233052208)
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
RBSPF / NatWest Group plc
AMAT / Applied Materials, Inc.
OMC / Omnicom Group Inc.
DTE / DTE Energy Company
MO / Altria Group, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
ITW / Illinois Tool Works Inc.
PHT / Pioneer High Income Fund, Inc.
FEEU / Barclays ETN+ FI Enhanced Europe 50 ETN
GUGGENHEIM BRIC / GUGG BRIC ETF (18383M100)
PBT / Permian Basin Royalty Trust
PVR / PVR PARTNERS L P
GOLD / Barrick Mining Corporation
KMI / Kinder Morgan, Inc.
HAL / Halliburton Company
WEC / WEC Energy Group, Inc.
CB / Chubb Limited
COST / Costco Wholesale Corporation
WM / Waste Management, Inc.
GIM / Templeton Global Income Fund
FCX / Freeport-McMoRan Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
SBUX / Starbucks Corporation
VZ / Verizon Communications Inc.
ED / Consolidated Edison, Inc.
EQT / EQT Corporation
DUK / Duke Energy Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CLX / The Clorox Company
AU / AngloGold Ashanti plc
ESS / Essex Property Trust, Inc.
NSC / Norfolk Southern Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PTY / Partway Group Plc
ECA / EnCana Corp.
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
KMB / Kimberly-Clark Corporation
MDU / MDU Resources Group, Inc.
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
PG / The Procter & Gamble Company
872307903 / TCF Financial Corporation
CVS / CVS Health Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
ORCL / Oracle Corporation
GLU / The Gabelli Global Utility & Income Trust
PEP / PepsiCo, Inc.
MRK / Merck & Co., Inc.
HD / The Home Depot, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
MCD / McDonald's Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
BBDC / Barings BDC, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
INSI / Insight Select Income Fund
AAPL / Apple Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DOW / Dow Inc.
RYN / Rayonier Inc.
LNT / Alliant Energy Corporation
MA / Mastercard Incorporated
GOOGL / Alphabet Inc.
HP / Helmerich & Payne, Inc.
SYY / Sysco Corporation
IWB / iShares Trust - iShares Russell 1000 ETF
TROW / T. Rowe Price Group, Inc.
PFE / Pfizer Inc.
CAG / Conagra Brands, Inc.
PAYX / Paychex, Inc.
LMT / Lockheed Martin Corporation
UPS / United Parcel Service, Inc.
SLB / Schlumberger Limited
MET / MetLife, Inc.
018490100 / Allergan plc
NOV / NOV Inc.
CELG / Celgene Corp.
VTV / Vanguard Index Funds - Vanguard Value ETF
SCHW / The Charles Schwab Corporation
RTX / RTX Corporation
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
USB / U.S. Bancorp
ETR / Entergy Corporation
CCL / Carnival Corporation & plc
GILD / Gilead Sciences, Inc.
COP / ConocoPhillips
SRE / Sempra
POT / Potash Corp. of Saskatchewan, Inc.
CSCO / Cisco Systems, Inc.
AMZN / Amazon.com, Inc.
BK / The Bank of New York Mellon Corporation
CL / Colgate-Palmolive Company
MMM / 3M Company
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
DOW / Dow Inc.
BAC / Bank of America Corporation
US0325111070 / Anadarko Petroleum Corp.
KLAC / KLA Corporation
BMY / Bristol-Myers Squibb Company
YUM / Yum! Brands, Inc.
PCG / PG&E Corporation
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
TGT / Target Corporation
WMB / The Williams Companies, Inc.
TRV / The Travelers Companies, Inc.
BAX / Baxter International Inc.
PEAK / Healthpeak Properties, Inc.
EXC / Exelon Corporation
HON / Honeywell International Inc.
GM / General Motors Company
CMCSA / Comcast Corporation
XLNX / Xilinx, Inc.
PPL / PPL Corporation
ACN / Accenture plc
NEE / NextEra Energy, Inc.
HIX / Western Asset High Income Fund II Inc.
RVT / Royce Small-Cap Trust, Inc.
VNR / Vanguard Natural Resources, LLC
PM / Philip Morris International Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
ANTM / Anthem Inc
F / Ford Motor Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BRK.B / Berkshire Hathaway Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
AVK / Advent Convertible and Income Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IWM / iShares Trust - iShares Russell 2000 ETF
GLD / SPDR Gold Trust
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
CVX / Chevron Corporation
GCV / The Gabelli Convertible and Income Securities Fund Inc.
AXP / American Express Company
SPY / SPDR S&P 500 ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
ICF / iShares Trust - iShares Select U.S. REIT ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
JNJ / Johnson & Johnson
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
WMT / Walmart Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
IBM / International Business Machines Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
MDY / SPDR S&P MidCap 400 ETF Trust
GE / General Electric Company
QCOM / QUALCOMM Incorporated
ABBV / AbbVie Inc.
JPM / JPMorgan Chase & Co.
ABT / Abbott Laboratories
INTC / Intel Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
META / Meta Platforms, Inc.
XOM / Exxon Mobil Corporation
FE / FirstEnergy Corp.
V / Visa Inc.
MSFT / Microsoft Corporation
XEL / Xcel Energy Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
T / AT&T Inc.
KO / The Coca-Cola Company
UNP / Union Pacific Corporation
CAT / Caterpillar Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund