Market Value165,424,000
Total Holdings167
File Date2014-01-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
TIP / iShares Trust - iShares TIPS Bond ETF
XOM / Exxon Mobil Corporation
MO / Altria Group, Inc.
UNP / Union Pacific Corporation
RCL / Royal Caribbean Cruises Ltd.
PSX / Phillips 66
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
/ Total S.A.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
CVX / Chevron Corporation
KO / The Coca-Cola Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
CB / Chubb Limited
VOX / Vanguard World Fund - Vanguard Communication Services ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
CSX / CSX Corporation
ED / Consolidated Edison, Inc.
YUM / Yum! Brands, Inc.
JPM / JPMorgan Chase & Co.
IVE / iShares Trust - iShares S&P 500 Value ETF
BDX / Becton, Dickinson and Company
MDT / Medtronic plc
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
JCI / Johnson Controls International plc
T / AT&T Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
WMT / Walmart Inc.
ETN / Eaton Corporation plc
CLX / The Clorox Company
74005P104 / Praxair, Inc.
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
TGT / Target Corporation
APD / Air Products and Chemicals, Inc.
FELE / Franklin Electric Co., Inc.
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
GLD / SPDR Gold Trust
LNC / Lincoln National Corporation
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
GPC / Genuine Parts Company
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
RTN / Raytheon Co.
HIO / Western Asset High Income Opportunity Fund Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IBM / International Business Machines Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
JNJ / Johnson & Johnson
EFA / iShares Trust - iShares MSCI EAFE ETF
PM / Philip Morris International Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
CAH / Cardinal Health, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
DBC / Invesco DB Commodity Index Tracking Fund
DWM / WisdomTree Trust - WisdomTree International Equity Fund
PEP / PepsiCo, Inc.
MDLZ / Mondelez International, Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
MCD / McDonald's Corporation
HPS / John Hancock Preferred Income Fund III
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
EMR / Emerson Electric Co.
DE / Deere & Company
INTC / Intel Corporation
SNDK / Sandisk Corporation
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
ATI / ATI Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
NSC / Norfolk Southern Corporation
OXY / Occidental Petroleum Corporation
ABT / Abbott Laboratories
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
ADP / Automatic Data Processing, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
CBSH / Commerce Bancshares, Inc.
DEW / WisdomTree Trust - WisdomTree Global High Dividend Fund
PFE / Pfizer Inc.
SLB / Schlumberger Limited
BNS / The Bank of Nova Scotia
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
CL / Colgate-Palmolive Company
ITW / Illinois Tool Works Inc.
WAG /
VGT / Vanguard World Fund - Vanguard Information Technology ETF
CINF / Cincinnati Financial Corporation
CAT / Caterpillar Inc.
MMM / 3M Company
CARZ / First Trust Exchange-Traded Fund II - First Trust S-Network Future Vehicles & Technology ETF
HD / The Home Depot, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
MSFT / Microsoft Corporation
BMO / Bank of Montreal
DIS / The Walt Disney Company
ABBV / AbbVie Inc.
FMY / First Trust Mortgage Income Fund
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
BRK.B / Berkshire Hathaway Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
RTX / RTX Corporation
LLY / Eli Lilly and Company
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
QCOM / QUALCOMM Incorporated
COP / ConocoPhillips
AMT / American Tower Corporation
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
BSBR / Banco Santander (Brasil) S.A. - Depositary Receipt (Common Stock)
CNQ / Canadian Natural Resources Limited
DHR / Danaher Corporation
CSCO / Cisco Systems, Inc.
BAX / Baxter International Inc.
ENB / Enbridge Inc.
ESRX / Express Scripts Holding Co.
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
NKE / NIKE, Inc.
GOOGL / Alphabet Inc.
MARKET VECTORS ETF TR / MTG REIT ETF (57060U324)
NEE / NextEra Energy, Inc.
POWERSHARES ETF TR II / S&P SMCP IT PO (73937B860)
POWERSHARES ETF TRUST / DYN BIOT & GEN (73935X856)
POWERSHARES ETF TRUST / ENERGY SEC POR (73935X385)
POWERSHARES ETF TRUST / FTSE US1500 SM (73935X567)
PRU / Prudential Financial, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SYY / Sysco Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
TOWER FINANCIAL CORP / (891769101)
UPS / United Parcel Service, Inc.
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
VODPF / Vodafone Group Public Limited Company
UNH / UnitedHealth Group Incorporated
AAPL / Apple Inc.
STLD / Steel Dynamics, Inc.
EBAY / eBay Inc.
APA / APA Corporation
F / Ford Motor Company
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BMY / Bristol-Myers Squibb Company
VZ / Verizon Communications Inc.
TD / The Toronto-Dominion Bank
RAI / Reynolds American, Inc.
MRK / Merck & Co., Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
CMG / Chipotle Mexican Grill, Inc.
BRK.A / Berkshire Hathaway Inc.
WFC / Wells Fargo & Company
FCX / Freeport-McMoRan Inc.
GE / General Electric Company
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
BAC / Bank of America Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
DOW / Dow Inc.
CNI / Canadian National Railway Company
PG / The Procter & Gamble Company
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund