Market Value104,666,000
Total Holdings151
File Date2020-11-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
KMI / Kinder Morgan, Inc.
EVV / Eaton Vance Limited Duration Income Fund
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
FDEU / First Trust Dynamic Europe Equity Income Fund
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
TRTN / Triton International Limited
EPD / Enterprise Products Partners L.P. - Limited Partnership
QQQ / Invesco QQQ Trust, Series 1
CCD / Calamos Dynamic Convertible and Income Fund
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
T / AT&T Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
V / Visa Inc.
USRT / iShares Trust - iShares Core U.S. REIT ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
ICVT / iShares Trust - iShares Convertible Bond ETF
WFC / Wells Fargo & Company
CMI / Cummins Inc.
RLJ.PRA / RLJ Lodging Trust - Preferred Stock
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
PPT / Putnam Premier Income Trust
MMM / 3M Company
SUN / Sunoco LP - Limited Partnership
AWF / AllianceBernstein Global High Income Fund
HD / The Home Depot, Inc.
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
ADX / Adams Diversified Equity Fund, Inc.
USA / Liberty All-Star Equity Fund
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
AMT / American Tower Corporation
AWP / abrdn Global Premier Properties Fund
NAD / Nuveen Quality Municipal Income Fund
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
GOF / Guggenheim Strategic Opportunities Fund
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
CET / Central Securities Corporation
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
JQC / Nuveen Credit Strategies Income Fund
GDV / The Gabelli Dividend & Income Trust
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
USB / U.S. Bancorp
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
GAB / The Gabelli Equity Trust Inc.
GEO / The GEO Group, Inc.
PFE / Pfizer Inc.
VKI / Invesco Advantage Municipal Income Trust II
BST / BlackRock Science and Technology Trust
IQI / Invesco Quality Municipal Income Trust
TWTR / Twitter Inc
BDX / Becton, Dickinson and Company
CSQ / Calamos Strategic Total Return Fund
FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
JNJ / Johnson & Johnson
WMT / Walmart Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
CRM / Salesforce, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
EMQQ / Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF
ATAX / America First Multifamily Investors LP - Unit
AAPL / Apple Inc.
GAM / General American Investors Company, Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
CTAS / Cintas Corporation
VBIV / VBI Vaccines Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
SYK / Stryker Corporation
TPYP / Tortoise Capital Series Trust - Tortoise North American Pipeline Fund
O / Realty Income Corporation
SQ / Block, Inc.
GOOGL / Alphabet Inc.
STK / Columbia Seligman Premium Technology Growth Fund
PRT / PermRock Royalty Trust
NRZ / New Residential Investment Corp
EVRI / Everi Holdings Inc.
IGR / CBRE Global Real Estate Income Fund
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
DUK / Duke Energy Corporation
UBER / Uber Technologies, Inc.
VLO / Valero Energy Corporation
LMT / Lockheed Martin Corporation
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
LNT / Alliant Energy Corporation
DE / Deere & Company
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
GLQ / Clough Global Equity Fund
30064K105 / Exacttarget, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
SIRI / Sirius XM Holdings Inc.
ARKQ / ARK ETF Trust - ARK Autonomous Technology & Robotics ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
WPG / Washington Prime Group Inc
AMZN / Amazon.com, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
OMER / Omeros Corporation
BX / Blackstone Inc.
CVS / CVS Health Corporation
BA / The Boeing Company
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
MRK / Merck & Co., Inc.
AVK / Advent Convertible and Income Fund
F / Ford Motor Company
ZTS / Zoetis Inc.
CAT / Caterpillar Inc.
DIS / The Walt Disney Company
HQL / Abrdn Life Sciences Investors
PNNT / PennantPark Investment Corporation
TY / Tri-Continental Corporation
CSCO / Cisco Systems, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
EMD / Western Asset Emerging Markets Debt Fund Inc.
MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund
XOM / Exxon Mobil Corporation
VMO / Invesco Municipal Opportunity Trust
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
GOOG / Alphabet Inc.
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
ABBV / AbbVie Inc.
HIO / Western Asset High Income Opportunity Fund Inc.
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
NLY / Annaly Capital Management, Inc.
KSU / Kansas City Southern
ACN / Accenture plc
REM / iShares Trust - iShares Mortgage Real Estate ETF
CHY / Calamos Convertible and High Income Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
META / Meta Platforms, Inc.
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
ASG / Liberty All-Star Growth Fund, Inc.
DMO / Western Asset Mortgage Opportunity Fund Inc.
PMM / Putnam Managed Municipal Income Trust
MMP / Magellan Midstream Partners L.P.
MSFT / Microsoft Corporation
BMY / Bristol-Myers Squibb Company
NR / NPK International Inc.
PG / The Procter & Gamble Company
VZ / Verizon Communications Inc.
WBA / Walgreens Boots Alliance, Inc.
UNIT / Uniti Group Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
PEP / PepsiCo, Inc.
FGB / First Trust Specialty Finance and Financial Opportunities Fund