Market Value97,336,000
Total Holdings155
File Date2020-08-05
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BDX / Becton, Dickinson and Company
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
BX / Blackstone Inc.
FDEU / First Trust Dynamic Europe Equity Income Fund
LNT / Alliant Energy Corporation
MMP / Magellan Midstream Partners L.P.
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
CSCO / Cisco Systems, Inc.
GOOG / Alphabet Inc.
DMO / Western Asset Mortgage Opportunity Fund Inc.
ATAX / America First Multifamily Investors LP - Unit
CVS / CVS Health Corporation
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
VKI / Invesco Advantage Municipal Income Trust II
BST / BlackRock Science and Technology Trust
IQI / Invesco Quality Municipal Income Trust
CSQ / Calamos Strategic Total Return Fund
PFE / Pfizer Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
VZ / Verizon Communications Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
WFC / Wells Fargo & Company
BDJ / BlackRock Enhanced Equity Dividend Trust
ACN / Accenture plc
EVV / Eaton Vance Limited Duration Income Fund
KMI / Kinder Morgan, Inc.
FMO / Fiduciary/Claymore Energy Infrastructure Fund
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
PRT / PermRock Royalty Trust
GPM / Guggenheim Enhanced Equity Income Fund
JMF / Nuveen Energy MLP Total Return Fund
PEI / Pennsylvania Real Estate Investment Trust
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
FDUS / Fidus Investment Corporation
IDV / iShares Trust - iShares International Select Dividend ETF
BGCP / BGC Partners Inc - Class A
CBB / Cincinnati Bell, Inc.
STK / Columbia Seligman Premium Technology Growth Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
PMM / Putnam Managed Municipal Income Trust
GEO / The GEO Group, Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
NAD / Nuveen Quality Municipal Income Fund
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
WPG / Washington Prime Group Inc
OMER / Omeros Corporation
GAM / General American Investors Company, Inc.
FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
UBER / Uber Technologies, Inc.
NRZ / New Residential Investment Corp
XOM / Exxon Mobil Corporation
VLO / Valero Energy Corporation
DUK / Duke Energy Corporation
DE / Deere & Company
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
VMO / Invesco Municipal Opportunity Trust
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
GLQ / Clough Global Equity Fund
30064K105 / Exacttarget, Inc.
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
SUN / Sunoco LP - Limited Partnership
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
HQL / Abrdn Life Sciences Investors
TPYP / Tortoise Capital Series Trust - Tortoise North American Pipeline Fund
RLJ.PRA / RLJ Lodging Trust - Preferred Stock
SIRI / Sirius XM Holdings Inc.
META / Meta Platforms, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
ICVT / iShares Trust - iShares Convertible Bond ETF
JNJ / Johnson & Johnson
CCD / Calamos Dynamic Convertible and Income Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
V / Visa Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
PPT / Putnam Premier Income Trust
USRT / iShares Trust - iShares Core U.S. REIT ETF
AMT / American Tower Corporation
PEP / PepsiCo, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
MMM / 3M Company
ARCC / Ares Capital Corporation
ADX / Adams Diversified Equity Fund, Inc.
AWF / AllianceBernstein Global High Income Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
HD / The Home Depot, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
USA / Liberty All-Star Equity Fund
JQC / Nuveen Credit Strategies Income Fund
AWP / abrdn Global Premier Properties Fund
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
O / Realty Income Corporation
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
ABBV / AbbVie Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
GDV / The Gabelli Dividend & Income Trust
USB / U.S. Bancorp
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
GOF / Guggenheim Strategic Opportunities Fund
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
GAB / The Gabelli Equity Trust Inc.
PG / The Procter & Gamble Company
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
DIS / The Walt Disney Company
AAPL / Apple Inc.
T / AT&T Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
MRK / Merck & Co., Inc.
F / Ford Motor Company
CAT / Caterpillar Inc.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
ZTS / Zoetis Inc.
GOOGL / Alphabet Inc.
AVK / Advent Convertible and Income Fund
UNIT / Uniti Group Inc.
MSFT / Microsoft Corporation
PNNT / PennantPark Investment Corporation
TY / Tri-Continental Corporation
EMD / Western Asset Emerging Markets Debt Fund Inc.
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
ASG / Liberty All-Star Growth Fund, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
HIO / Western Asset High Income Opportunity Fund Inc.
BA / The Boeing Company
AMZN / Amazon.com, Inc.
CRM / Salesforce, Inc.
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
WMT / Walmart Inc.
NLY / Annaly Capital Management, Inc.
KSU / Kansas City Southern
REM / iShares Trust - iShares Mortgage Real Estate ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
CTAS / Cintas Corporation
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
BMY / Bristol-Myers Squibb Company
CHY / Calamos Convertible and High Income Fund
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund
IGR / CBRE Global Real Estate Income Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
QQQ / Invesco QQQ Trust, Series 1
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
NR / NPK International Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
CET / Central Securities Corporation
LMT / Lockheed Martin Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
CMI / Cummins Inc.
FGB / First Trust Specialty Finance and Financial Opportunities Fund
WBA / Walgreens Boots Alliance, Inc.