Market Value78,234,000
Total Holdings148
File Date2020-05-11
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
BST / BlackRock Science and Technology Trust
IDV / iShares Trust - iShares International Select Dividend ETF
ADX / Adams Diversified Equity Fund, Inc.
ATAX / America First Multifamily Investors LP - Unit
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IQI / Invesco Quality Municipal Income Trust
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
FDEU / First Trust Dynamic Europe Equity Income Fund
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
BDX / Becton, Dickinson and Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
ASG / Liberty All-Star Growth Fund, Inc.
GAB / The Gabelli Equity Trust Inc.
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
GOOG / Alphabet Inc.
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
GPM / Guggenheim Enhanced Equity Income Fund
JMF / Nuveen Energy MLP Total Return Fund
PEI / Pennsylvania Real Estate Investment Trust
PRT / PermRock Royalty Trust
FAX / Abrdn Asia-Pacific Income Fund Inc
NCV / Virtus Convertible & Income Fund
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FEI / First Trust MLP and Energy Income Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
US292554AF97 / Encore Capital Group, Inc. Bond
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
PNNT / PennantPark Investment Corporation
FDUS / Fidus Investment Corporation
CBB / Cincinnati Bell, Inc.
BGCP / BGC Partners Inc - Class A
FMO / Fiduciary/Claymore Energy Infrastructure Fund
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
GEO / The GEO Group, Inc.
GAM / General American Investors Company, Inc.
PMM / Putnam Managed Municipal Income Trust
OMER / Omeros Corporation
CSQ / Calamos Strategic Total Return Fund
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
TPYP / Tortoise Capital Series Trust - Tortoise North American Pipeline Fund
VKI / Invesco Advantage Municipal Income Trust II
NRZ / New Residential Investment Corp
CVX / Chevron Corporation
XOM / Exxon Mobil Corporation
MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund
IGR / CBRE Global Real Estate Income Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
NMZ / Nuveen Municipal High Income Opportunity Fund
UBER / Uber Technologies, Inc.
VLO / Valero Energy Corporation
WPG / Washington Prime Group Inc
GLQ / Clough Global Equity Fund
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
30064K105 / Exacttarget, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
DE / Deere & Company
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
HQL / Abrdn Life Sciences Investors
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
ABBV / AbbVie Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
VMO / Invesco Municipal Opportunity Trust
PFE / Pfizer Inc.
NLY / Annaly Capital Management, Inc.
EMQQ / Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
SIRI / Sirius XM Holdings Inc.
CET / Central Securities Corporation
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
AVK / Advent Convertible and Income Fund
GDV / The Gabelli Dividend & Income Trust
GOF / Guggenheim Strategic Opportunities Fund
DIS / The Walt Disney Company
META / Meta Platforms, Inc.
NAD / Nuveen Quality Municipal Income Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
MMM / 3M Company
WFC / Wells Fargo & Company
AWP / abrdn Global Premier Properties Fund
ACN / Accenture plc
AWF / AllianceBernstein Global High Income Fund
SUN / Sunoco LP - Limited Partnership
CCD / Calamos Dynamic Convertible and Income Fund
LNT / Alliant Energy Corporation
UTF / Cohen & Steers Infrastructure Fund, Inc
FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
SYK / Stryker Corporation
PEP / PepsiCo, Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
ARCC / Ares Capital Corporation
JNJ / Johnson & Johnson
CMI / Cummins Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
JQC / Nuveen Credit Strategies Income Fund
AMT / American Tower Corporation
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PPT / Putnam Premier Income Trust
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
RLJ.PRA / RLJ Lodging Trust - Preferred Stock
EVV / Eaton Vance Limited Duration Income Fund
USB / U.S. Bancorp
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
USA / Liberty All-Star Equity Fund
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
O / Realty Income Corporation
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
PG / The Procter & Gamble Company
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
AAPL / Apple Inc.
TY / Tri-Continental Corporation
CSCO / Cisco Systems, Inc.
CAT / Caterpillar Inc.
DMO / Western Asset Mortgage Opportunity Fund Inc.
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
BMY / Bristol-Myers Squibb Company
T / AT&T Inc.
WMT / Walmart Inc.
MRK / Merck & Co., Inc.
F / Ford Motor Company
HIO / Western Asset High Income Opportunity Fund Inc.
ZTS / Zoetis Inc.
WBA / Walgreens Boots Alliance, Inc.
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CRM / Salesforce, Inc.
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
EMD / Western Asset Emerging Markets Debt Fund Inc.
MSFT / Microsoft Corporation
CTAS / Cintas Corporation
USRT / iShares Trust - iShares Core U.S. REIT ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
BA / The Boeing Company
KSU / Kansas City Southern
REM / iShares Trust - iShares Mortgage Real Estate ETF
AMZN / Amazon.com, Inc.
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
CHY / Calamos Convertible and High Income Fund
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
VZ / Verizon Communications Inc.
CVS / CVS Health Corporation
KMI / Kinder Morgan, Inc.
TRTN / Triton International Limited
MMP / Magellan Midstream Partners L.P.
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
V / Visa Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
HD / The Home Depot, Inc.
OKE / ONEOK, Inc.
DUK / Duke Energy Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
FGB / First Trust Specialty Finance and Financial Opportunities Fund