Market Value82,935,000
Total Holdings38
File Date2016-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GE / General Electric Company
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
US46429B1355 / iShares International Preferred Stock ETF
VR / Global X Funds - Global X Metaverse ETF
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
VIAB / Viacom, Inc.
LYB / LyondellBasell Industries N.V.
748356102 / Questar Corp.
C / Citigroup Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
HPI / John Hancock Preferred Income Fund
SU / Suncor Energy Inc.
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
SO / The Southern Company
AAPL / Apple Inc.
CMI / Cummins Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
BCE / BCE Inc.
ETN / Eaton Corporation plc
RVT / Royce Small-Cap Trust, Inc.
INTC / Intel Corporation
CSCO / Cisco Systems, Inc.
WPC / W. P. Carey Inc.
NEE / NextEra Energy, Inc.
RGLD / Royal Gold, Inc.
KMI / Kinder Morgan, Inc.
IDA / IDACORP, Inc.
KO / The Coca-Cola Company
WFC / Wells Fargo & Company
FNV / Franco-Nevada Corporation
MSFT / Microsoft Corporation
ATO / Atmos Energy Corporation
VZ / Verizon Communications Inc.
XOM / Exxon Mobil Corporation
CVX / Chevron Corporation
MRK / Merck & Co., Inc.