Market Value189,036,000
Total Holdings351
File Date2016-01-21
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
NOV / NOV Inc.
HPQ / HP Inc.
OSPN / OneSpan Inc.
IMGN / ImmunoGen, Inc.
SYK / Stryker Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
LH / Labcorp Holdings Inc.
SO / The Southern Company
OMI / Owens & Minor, Inc.
LINE / Lineage, Inc.
126132109 / CNOOC Ltd.
ASB-B / Associated Banc-Corp. 8.0% Series B Preferred
ENH / Endurance Specialty Holdings, Ltd.
IYE / iShares Trust - iShares U.S. Energy ETF
ABB AG ORD CHF / (00256X991)
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
PBT / Permian Basin Royalty Trust
OXY / Occidental Petroleum Corporation
GAS / AGL Resources Inc.
ECL / Ecolab Inc.
SCJ / iShares, Inc. - iShares MSCI Japan Small-Cap ETF
RDC / Rowan Companies plc
MBB / iShares Trust - iShares MBS ETF
WWW / Wolverine World Wide, Inc.
PRLB / Proto Labs, Inc.
WP Glimcher Pfd Ser H / (379302508)
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
LNKD / LinkedIn Corp.
DMND / Diamond Foods, Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
BGCA / BGC Partners, 8.125% Senior Bonds due 6/15/2042
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
TD / The Toronto-Dominion Bank
GPRO / GoPro, Inc.
US5537771033 / MTS Systems Corporation
US16941M1099 / China Mobile Ltd.
VALE.P / Vale S.A. Preferred Shares ADR
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
AEE / Ameren Corporation
SPNV / Supernova Partners Acquisition Company Inc - Class A
ES / Eversource Energy
CLDX / Celldex Therapeutics, Inc.
C.WSA / Citigroup, Inc.
AVG / AVG Technologies N.V.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ECA / EnCana Corp.
INTC / Intel Corporation
US0153511094 / Alexion Pharmaceuticals, Inc.
C / Citigroup Inc. - Corporate Bond/Note
OUBS /
Coltene Holding AG / (H1554J116)
SGL / Strategic Global Income Fund, Inc.
XCO / EXCO Resources, Inc.
PSCD / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Consumer Discretionary ETF
BKNG / Booking Holdings Inc.
IPGP / IPG Photonics Corporation
PNC / The PNC Financial Services Group, Inc.
CVA / Covanta Holding Corporation
FMI / Foundation Medicine, Inc.
XOM / Exxon Mobil Corporation
IBM / International Business Machines Corporation
AMGN / Amgen Inc.
IONS / Ionis Pharmaceuticals, Inc.
00B65Z9D7 / Noble Corporation plc
HES / Hess Corporation
KHC / The Kraft Heinz Company
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
CMCSA / Comcast Corporation
PAAS / Pan American Silver Corp.
DVN / Devon Energy Corporation
GLW / Corning Incorporated
EMR / Emerson Electric Co.
TSCO / Tractor Supply Company
VIAB / Viacom, Inc.
ITW / Illinois Tool Works Inc.
JCI / Johnson Controls International plc
HAL / Halliburton Company
POT / Potash Corp. of Saskatchewan, Inc.
MDVN / Medivation, Inc.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
GOLD / Barrick Mining Corporation
DIS / The Walt Disney Company
DASTY / Dassault Systèmes SE - Depositary Receipt (Common Stock)
AFL / Aflac Incorporated
DAN / Dana Incorporated
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
BGMD / BG Medicine, Inc.
GNNDY / GN Store Nord A/S - Depositary Receipt (Common Stock)
BX / Blackstone Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
TRI / Thomson Reuters Corporation
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
XTDFX / Templeton Dragon Fund, Inc.
HTS / Hatteras Financial Corp.
ANF / Abercrombie & Fitch Co.
SBUX / Starbucks Corporation
KMX / CarMax, Inc.
CB / Chubb Limited
MET / MetLife, Inc.
DE / Deere & Company
MPLX / MPLX LP - Limited Partnership
CVS / CVS Health Corporation
NSC / Norfolk Southern Corporation
NXPI / NXP Semiconductors N.V.
JPM / JPMorgan Chase & Co.
MOS / The Mosaic Company
WAT / Waters Corporation
COST / Costco Wholesale Corporation
IDSY / I.D. Systems, Inc.
SLB / Schlumberger Limited
D / Dominion Energy, Inc.
INTU / Intuit Inc.
TJX / The TJX Companies, Inc.
AEP / American Electric Power Company, Inc.
SNN / Smith & Nephew plc - Depositary Receipt (Common Stock)
RAD / Rite Aid Corp.
GS.PRB / Goldman Sachs Group, 6.20% Dep Shares Non-cumul Preferred, Stock Series B
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
PPL / Pembina Pipeline Corporation
GMCR / Keurig Green Mountain, Inc.
US6934758326 / PNC Financial Services Group, Inc., 5.375% Dep Shares Non-cumul Preferred Stock, Ser Q
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
CREE / Cree, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
ALLY / Ally Financial Inc.
KUBTY / Kubota Corporation - Depositary Receipt (Common Stock)
74005P104 / Praxair, Inc.
LITE / Lumentum Holdings Inc.
ISM / Navient Corp., CPI-Linked Bonds, Series A due 1/16/2018
SWN / Southwestern Energy Company
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
IVZ / Invesco Ltd.
EPD / Enterprise Products Partners L.P. - Limited Partnership
SNH / Senior Housing Properties Trust
BBD / Banco Bradesco S.A. - Depositary Receipt (Common Stock)
CLB / Core Laboratories Inc.
Sandridge Permian Trust / (714265105)
RCD / Ready Capital Corporation - Corporate Bond/Note
IF / Aberdeen Indonesia Fund, Inc.
BLDP / Ballard Power Systems Inc.
RYCEY / Rolls-Royce Holdings plc - Depositary Receipt (Common Stock)
ATTO / Atento S.A.
CIOXF / Cielo S.A
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
JDS Uniphase Corp / (46612J101)
VHT / Vanguard World Fund - Vanguard Health Care ETF
PPL Corp Com / (68351T106)
ACM Govt. Income Fd / (000912105)
CC / The Chemours Company
SGAPY / Singapore Telecommunications Limited - Depositary Receipt (Common Stock)
ALB / Albemarle Corporation
SLV / iShares Silver Trust
SAVE / Spirit Airlines, Inc.
Abcam PLC ORD / (G0060R100)
DTK / DTE Energy Company - Structured Product
LTS.PRA / Ladenburg Thalmann Financial Services Inc. 8.00% Series A
Hyster-Yale Mh Cl B / (449172998)
74913G204 / Qwest Corporation, 7.375% Bonds due 6/1/2051
Nfj Dividend Interest Fd / (65337H109)
COG / Cabot Oil & Gas Corp.
IYG / iShares Trust - iShares U.S. Financial Services ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
US94988U7303 / Wells Fargo & Co., 6.00% Dep Shares Non-Cumul Class A Preferred Stock Series V
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
US2655041000 / Dunkin' Brands Group, Inc.
SJT / San Juan Basin Royalty Trust
ORBK / Orbotech Ltd.
Templeton Russia and East / (88022F105)
HRI / Herc Holdings Inc.
HPE / Hewlett Packard Enterprise Company
LANC / Lancaster Colony Corporation
TMSNY / Temenos AG - Depositary Receipt (Common Stock)
VIAV / Viavi Solutions Inc.
TMSNY / Temenos AG - Depositary Receipt (Common Stock)
OKS / ONEOK Partners, L.P.
OMF / OneMain Holdings, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
LOGN / Logitech International S.A.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
Honeywell Inc. / (438506107)
Glaxosmithkline Plc Adrf / (832378301)
IEX / IDEX Corporation
VRTV / Veritiv Corp
FSLR / First Solar, Inc.
AYI / Acuity Inc.
CABGY / Carlsberg A/S - Depositary Receipt (Common Stock)
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
KMTUY / Komatsu Ltd. - Depositary Receipt (Common Stock)
HNP / Huaneng Power International Inc. - ADR
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
OSM / Navient Corp., CPI-Linked Bonds, Series A due 3/15/2017
PNNT / PennantPark Investment Corporation
GS / The Goldman Sachs Group, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
SCS / Steelcase Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
DFT / Dupont Fabros Technology, Inc.
CORR / CorEnergy Infrastructure Trust, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
HTHIF / Hitachi, Ltd.
US8085134026 / Schwab Charles Corp, 6.00% Dep Shares Non-cumul Perp Preferred Stock Series C
ALLY / Ally Financial Inc.
STO / Statoil ASA
Travelers Companies Inc. / (894190107)
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
Proshs Ultrashort Lehman / (74347R297)
HAIN / The Hain Celestial Group, Inc.
US0549371070 / BB&T Corp.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
852061AD2 / Sprint Nextel 6% Bonds 12/1/16
TLN / Talen Energy Corporation
DVY / iShares Trust - iShares Select Dividend ETF
ALV / Autoliv, Inc.
UNLYF / Unilever PLC
/ Total S.A.
VIVO / Meridian Bioscience Inc.
IXP / iShares Trust - iShares Global Comm Services ETF
WFM / Whole Foods Market, Inc.
DUKH / Northern Lights Fund Trust - Ocean Park High Income ETF
CFR / Cullen/Frost Bankers, Inc.
PSEC / Prospect Capital Corporation
MWE / MarkWest Energy Partners, LP
IMMVF / Immunovia AB (publ)
847560109 / Spectra Energy Corp.
OCSL / Oaktree Specialty Lending Corporation
POR / Portland General Electric Company
SUBK / Suffolk Bancorp
MHRC / Magnum Hunter Resources Corp.
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
PNY / Piedmont Natural Gas Co., Inc.
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
SWC / Stillwater Mining Company
TROX / Tronox Holdings plc
NCMGY / Newcrest Mining - ADR
MBVT / Merchants Bancshares, Inc.
ESV / Ensco plc
BMO / Bank of Montreal
CPL / CPFL Energia S.A.
HYGS / Hydrogenics Corp
WGL / WGL Holdings, Inc.
KYO / Kyocera Corp.
SVNTQ / Savient Pharmaceuticals Inc
SMTGY / SMA Solar Technology AG - Depositary Receipt (Common Stock)
CAJ / Canon Inc. - ADR
PAA / Plains All American Pipeline, L.P. - Limited Partnership
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
AVA / Avista Corporation
TRST / TrustCo Bank Corp NY
WPC / W. P. Carey Inc.
FEIC / FEI Company
WPM / Wheaton Precious Metals Corp.
NEM / Newmont Corporation
HD / The Home Depot, Inc.
RDS.B / Shell Plc - ADR
HY / Hyster-Yale, Inc.
ULBI / Ultralife Corporation
STKL / SunOpta Inc.
BTZ / BlackRock Credit Allocation Income Trust
PCAR / PACCAR Inc
CHKP / Check Point Software Technologies Ltd.
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
AV / Aviva Plc
DFT / Dupont Fabros Technology, Inc.
872307903 / TCF Financial Corporation
ALLY.PRA / GMAC Capital Trust I
ARCC / Ares Capital Corporation
ULSGF / UBS AG
NFLX / Netflix, Inc.
CNI / Canadian National Railway Company
FRBK / Republic First Bancorp, Inc.
T / AT&T Inc.
CMI / Cummins Inc.
OMC / Omnicom Group Inc.
MS / Morgan Stanley
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
LUMN / Lumen Technologies, Inc.
ORCL / Oracle Corporation
APA / APA Corporation
RMD / ResMed Inc.
BMY / Bristol-Myers Squibb Company
TRMB / Trimble Inc.
HSY / The Hershey Company
HUM / Humana Inc.
BDN / Brandywine Realty Trust
GM / General Motors Company
TXN / Texas Instruments Incorporated
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
CSX / CSX Corporation
KMI / Kinder Morgan, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
HFC / HollyFrontier Corp
K / Kellanova
TWX / Warner Media LLC
LOW / Lowe's Companies, Inc.
SRCL / Stericycle, Inc.
NKE / NIKE, Inc.
DHR / Danaher Corporation
QCOM / QUALCOMM Incorporated
TSLA / Tesla, Inc.
STI / Solidion Technology, Inc.
WBA / Walgreens Boots Alliance, Inc.
GWW / W.W. Grainger, Inc.
XRX / Xerox Holdings Corporation
EOG / EOG Resources, Inc.
BIIB / Biogen Inc.
GILD / Gilead Sciences, Inc.
SYY / Sysco Corporation
KMB / Kimberly-Clark Corporation
SBNY / Signature Bank
COP / ConocoPhillips
USB / U.S. Bancorp
FFIV / F5, Inc.
UNFI / United Natural Foods, Inc.
AIG / American International Group, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
DMLRY / Mercedes-Benz Group AG - ADR - Unsponsored
VRTX / Vertex Pharmaceuticals Incorporated
IP / International Paper Company
OGZPY / Gazprom - ADR
RTX / RTX Corporation
ESRX / Express Scripts Holding Co.
HUBB / Hubbell Incorporated
PEP / PepsiCo, Inc.
BAC / Bank of America Corporation
ETN / Eaton Corporation plc
LLY / Eli Lilly and Company
YTEN / Yield10 Bioscience, Inc.
UPS / United Parcel Service, Inc.
RSG / Republic Services, Inc.
DB / Deutsche Bank Aktiengesellschaft
AMP / Ameriprise Financial, Inc.
WMB / The Williams Companies, Inc.
DOW / Dow Inc.
META / Meta Platforms, Inc.
CMG / Chipotle Mexican Grill, Inc.
SPGI / S&P Global Inc.
NEE / NextEra Energy, Inc.
HCA / HCA Healthcare, Inc.
AAL / American Airlines Group Inc.
FDX / FedEx Corporation
EMN / Eastman Chemical Company
SJM / The J. M. Smucker Company
HOT / Starwood Hotels & Resorts Worldwide, Inc.
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
GOOGL / Alphabet Inc.
CVX / Chevron Corporation
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
ADI / Analog Devices, Inc.
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
CL / Colgate-Palmolive Company
HKHHF / Heineken Holding N.V.
CERN / Cerner Corp.
F / Ford Motor Company
PEG / Public Service Enterprise Group Incorporated
MMP / Magellan Midstream Partners L.P.
MSFT / Microsoft Corporation
CELG / Celgene Corp.
ALLT / Allot Ltd.
SPY / SPDR S&P 500 ETF
GLYC / GlycoMimetics, Inc.
AAPL / Apple Inc.
MDT / Medtronic plc
PFE / Pfizer Inc.
KO / The Coca-Cola Company
JNJ / Johnson & Johnson
GPC / Genuine Parts Company
ABT / Abbott Laboratories
MA / Mastercard Incorporated
VZ / Verizon Communications Inc.
GOOG / Alphabet Inc.
WFC / Wells Fargo & Company
RVTY / Revvity, Inc.
PG / The Procter & Gamble Company
APD / Air Products and Chemicals, Inc.
V / Visa Inc.
CSCO / Cisco Systems, Inc.
ABBV / AbbVie Inc.
BRK.B / Berkshire Hathaway Inc.
AMZN / Amazon.com, Inc.
MRK / Merck & Co., Inc.
BRC / Brady Corporation
PGR / The Progressive Corporation
UNP / Union Pacific Corporation
FI / Fiserv, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
LNN / Lindsay Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
GRC / The Gorman-Rupp Company
BDX / Becton, Dickinson and Company
ADP / Automatic Data Processing, Inc.