Market Value143,962,000
Total Holdings32
File Date2014-08-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
ARCC / Ares Capital Corporation
BCE / BCE Inc.
BBL / BHP Group Plc - ADR
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
BCS / Barclays PLC - Depositary Receipt (Common Stock)
GOLD / Barrick Mining Corporation
CS / Credit Suisse Group AG - ADR
DTV / DTE Energy Company
BEN / Franklin Resources, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
IBM / International Business Machines Corporation
CCL / Carnival Corporation & plc
IDV / iShares Trust - iShares International Select Dividend ETF
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
NVS / Novartis AG - Depositary Receipt (Common Stock)
PKX / POSCO Holdings Inc. - Depositary Receipt (Common Stock)
C / Citigroup Inc. - Corporate Bond/Note
US7800976893 / Royal Bank of Scotland Group Plc
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
STT / State Street Corporation
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
/ Total S.A.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
VODPF / Vodafone Group Public Limited Company
WFC / Wells Fargo & Company
BPR / Brookfield Property REIT Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
ESV / Ensco plc
IVZ / Invesco Ltd.
OUBS /
JPM / JPMorgan Chase & Co.
TD / The Toronto-Dominion Bank
BTE / Baytex Energy Corp.
CPG / Veren Inc.
GS / The Goldman Sachs Group, Inc.