Market Value205,475,000
Total Holdings177
File Date2018-01-23
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
STI / Solidion Technology, Inc.
WMT / Walmart Inc.
SPG / Simon Property Group, Inc.
CAT / Caterpillar Inc.
JCP / J.C. Penney Co., Inc.
MPV / Barings Participation Investors
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
SSW / Seaspan Corp.
BNS / The Bank of Nova Scotia
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
MYY / ProShares Trust - ProShares Short MidCap400
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
IDHQ / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Quality ETF
IP / International Paper Company
RDS.B / Shell Plc - ADR
HEWG / iShares Trust - iShares Currency Hedged MSCI Germany ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
MAIN / Main Street Capital Corporation
PWZ / Invesco Exchange-Traded Fund Trust II - Invesco California AMT-Free Municipal Bond ETF
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
NEP / XPLR Infrastructure, LP - Limited Partnership
MLPA / Global X Funds - Global X MLP ETF
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
REM / iShares Trust - iShares Mortgage Real Estate ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
FXI / iShares Trust - iShares China Large-Cap ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
IWD / iShares Trust - iShares Russell 1000 Value ETF
91911K102 / Bausch Health Companies
GLOP / Gaslog Partners LP - Unit
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
DBL / DoubleLine Opportunistic Credit Fund
BMO / Bank of Montreal
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
153501101 / Central Fund of Canada Ltd.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
BOH / Bank of Hawaii Corporation
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
FIF / First Trust Energy Infrastructure Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
FENY / Fidelity Covington Trust - Fidelity MSCI Energy Index ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
CEMB / iShares, Inc. - iShares J.P. Morgan EM Corporate Bond ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
/ Total S.A.
FM / iShares, Inc. - iShares Frontier and Select EM ETF
DOG / ProShares Trust - ProShares Short Dow30
QQQ / Invesco QQQ Trust, Series 1
FDX / FedEx Corporation
MRK / Merck & Co., Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
US73936T4748 / POWERSHARES NATIONAL AMT-
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
DOW / Dow Inc.
UNP / Union Pacific Corporation
C / Citigroup Inc. - Corporate Bond/Note
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
CRM / Salesforce, Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
OSTK / Overstock.com Inc
DIA / SPDR Dow Jones Industrial Average ETF Trust
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
GOOGL / Alphabet Inc.
AMGN / Amgen Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
YUMC / Yum China Holdings, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
FEI / First Trust MLP and Energy Income Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
ITW / Illinois Tool Works Inc.
PIM / Putnam Master Intermediate Income Trust
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
ORCL / Oracle Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
RA / Brookfield Real Assets Income Fund Inc.
DBEU / DBX ETF Trust - Xtrackers MSCI Europe Hedged Equity ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
CVGW / Calavo Growers, Inc.
LLY / Eli Lilly and Company
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
MDY / SPDR S&P MidCap 400 ETF Trust
NEE / NextEra Energy, Inc.
MFM / MFS Municipal Income Trust
HPS / John Hancock Preferred Income Fund III
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
KO / The Coca-Cola Company
MET / MetLife, Inc.
MMM / 3M Company
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
SLB / Schlumberger Limited
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
INTC / Intel Corporation
OIA / Invesco Municipal Income Opportunities Trust
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
MORT / VanEck ETF Trust - VanEck Mortgage REIT Income ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EA / Electronic Arts Inc.
HON / Honeywell International Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
OMC / Omnicom Group Inc.
PM / Philip Morris International Inc.
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
CVX / Chevron Corporation
DAL / Delta Air Lines, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
RWM / ProShares Trust - ProShares Short Russell2000
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
SH / ProShares Trust - ProShares Short S&P500
RTX / RTX Corporation
CMF / iShares Trust - iShares California Muni Bond ETF
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
018490100 / Allergan plc
ICF / iShares Trust - iShares Select U.S. REIT ETF
AMT / American Tower Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
VEGA / AdvisorShares Trust - AdvisorShares STAR Global Buy-Write ETF
BCS / Barclays PLC - Depositary Receipt (Common Stock)
GOLD / Barrick Mining Corporation Call
POT / Potash Corp. of Saskatchewan, Inc.
ARCC / Ares Capital Corporation
JNJ / Johnson & Johnson
SWN / Southwestern Energy Company
CL / Colgate-Palmolive Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
C.WSA / Citigroup, Inc.
SBUX / Starbucks Corporation
JCP / J.C. Penney Co., Inc. Call
CRC / California Resources Corporation
PRLB / Proto Labs, Inc.
PCG / PG&E Corporation
XOM / Exxon Mobil Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
F / Ford Motor Company
AXP / American Express Company
BMY / Bristol-Myers Squibb Company
YUM / Yum! Brands, Inc.
BRK.B / Berkshire Hathaway Inc.
TMO / Thermo Fisher Scientific Inc.
CONE / CyrusOne Inc
GOOG / Alphabet Inc.
PEP / PepsiCo, Inc.
UPS / United Parcel Service, Inc.
QCOM / QUALCOMM Incorporated
ESRX / Express Scripts Holding Co.
CSCO / Cisco Systems, Inc.
TRV / The Travelers Companies, Inc.
IBM / International Business Machines Corporation
AMZN / Amazon.com, Inc.
HLT / Hilton Worldwide Holdings Inc.
SRE / Sempra
BAC / Bank of America Corporation
WFC / Wells Fargo & Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
JPM / JPMorgan Chase & Co.
T / AT&T Inc.
ABBV / AbbVie Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
PG / The Procter & Gamble Company
HD / The Home Depot, Inc.
DIS / The Walt Disney Company
VZ / Verizon Communications Inc.
PSX / Phillips 66
DY / Dycom Industries, Inc.
MO / Altria Group, Inc.
META / Meta Platforms, Inc.
GE / General Electric Company
PFE / Pfizer Inc.
MSFT / Microsoft Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
AAPL / Apple Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
BX / Blackstone Inc.
BA / The Boeing Company
SPY / SPDR S&P 500 ETF
GIS / General Mills, Inc.
TWTR / Twitter Inc
SPY / SPDR S&P 500 ETF Put