Market Value327,722,000
Total Holdings309
File Date2017-05-01
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MZF / Managed Duration Investment Grade Municipal Fund
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
PZE / Petrobras Argentina S.A.
GD / General Dynamics Corporation
NVG / Nuveen AMT-Free Municipal Credit Income Fund
BGT / BlackRock Floating Rate Income Trust
MHLD / Maiden Holdings, Ltd.
DIS / The Walt Disney Company
US0373471012 / Anworth Mortgage Asset Corp.
NAD / Nuveen Quality Municipal Income Fund
CBS.A / CBS Corp.
RYC / Royal Bank of Canada
PEP / PepsiCo, Inc.
EFX / Equifax Inc.
MO / Altria Group, Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
TSLA / Tesla, Inc.
QCOM / QUALCOMM Incorporated
PFE / Pfizer Inc.
JCI / Johnson Controls International plc
KEY / KeyCorp
CSCO / Cisco Systems, Inc.
CIEN / Ciena Corporation
ORCL / Oracle Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HSY / The Hershey Company
DD / DuPont de Nemours, Inc.
UNP / Union Pacific Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BA / The Boeing Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
AXP / American Express Company
CLX / The Clorox Company
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
CRM / Salesforce, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
LUMN / Lumen Technologies, Inc.
GLD / SPDR Gold Trust
GWP / GW Pharmaceuticals plc
NLY / Annaly Capital Management, Inc.
XJHSX / John Hancock Income Securities
PIM / Putnam Master Intermediate Income Trust
NEA / Nuveen AMT-Free Quality Municipal Income Fund
DSL / DoubleLine Income Solutions Fund
SPE / Special Opportunities Fund, Inc.
ARLZ / Aralez Pharmaceuticals Inc.
ODP / The ODP Corporation
WFT / Weatherford International plc
HPI / John Hancock Preferred Income Fund
GNW / Genworth Financial, Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
RAI / Reynolds American, Inc.
IVOG / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Growth ETF
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
HRZN / Horizon Technology Finance Corporation
EVG / Eaton Vance Short Duration Diversified Income Fund
FTR / Frontier Communications Corp.
TSI / TCW Strategic Income Fund, Inc.
GOOG / Alphabet Inc.
GASS / StealthGas Inc.
TRQ / Turquoise Hill Resources Ltd
STOHF / Equinor ASA
AGU / Agrium Inc.
WPRT / Westport Fuel Systems Inc.
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
PAYX / Paychex, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
RTX / RTX Corporation
TXN / Texas Instruments Incorporated
FTF / Franklin Limited Duration Income Trust
AIG / American International Group, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
RTN / Raytheon Co.
NZF / Nuveen Municipal Credit Income Fund
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
018490100 / Allergan plc
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
COLB / Columbia Banking System, Inc.
BRK.B / Berkshire Hathaway Inc.
MMT / MFS Multimarket Income Trust
AAPL / Apple Inc.
AAPL / Apple Inc.
INTC / Intel Corporation
VTV / Vanguard Index Funds - Vanguard Value ETF
HFRO / Highland Funds I - Highland Opportunities and Income Fund
TWX / Warner Media LLC
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
BHK / BlackRock Core Bond Trust
GPP / Green Plains Partners LP - Limited Partnership
SCU / Sculptor Capital Management Inc - Class A
CIM / Chimera Investment Corporation
CHK / Chesapeake Energy Corporation
IYM / iShares Trust - iShares U.S. Basic Materials ETF
MQT / BlackRock MuniYield Quality Fund II, Inc.
NBH / Neuberger Berman Municipal Fund Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
JPC / Nuveen Preferred & Income Opportunities Fund
IYE / iShares Trust - iShares U.S. Energy ETF
FI / Fiserv, Inc.
/ NextGen Acquisition Corporation Units
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
GOOGL / Alphabet Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
US00C4U1L353 / Mylan N.V.
KHC / The Kraft Heinz Company
CSQ / Calamos Strategic Total Return Fund
IBB / iShares Trust - iShares Biotechnology ETF
FTV / Fortive Corporation
GGN / GAMCO Global Gold, Natural Resources & Income Trust
CHI / Calamos Convertible Opportunities and Income Fund
JPM / JPMorgan Chase & Co.
WY / Weyerhaeuser Company
TWTR / Twitter Inc
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
OEF / iShares Trust - iShares S&P 100 ETF
USB / U.S. Bancorp
MMM / 3M Company
GCI / Gannett Co., Inc.
BTZ / BlackRock Credit Allocation Income Trust
MDLZ / Mondelez International, Inc.
PHYS / Sprott Physical Gold Trust
MDY / SPDR S&P MidCap 400 ETF Trust
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
JQC / Nuveen Credit Strategies Income Fund
WELL / Welltower Inc.
HPS / John Hancock Preferred Income Fund III
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
VGM / Invesco Trust for Investment Grade Municipals
PMO / Putnam Municipal Opportunities Trust
US92189F8095 / VanEck Vectors Coal ETF
MQY / BlackRock MuniYield Quality Fund, Inc.
JMM / Nuveen Multi-Market Income Fund
ANFIF / Amira Nature Foods Ltd.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
AX / Axos Financial, Inc.
UQM / UQM Technologies, Inc.
AMBA / Ambarella, Inc.
/ BlackRock Municipal 2020 Term Trust
EVV / Eaton Vance Limited Duration Income Fund
SONS / Sonus Networks, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
PSEC / Prospect Capital Corporation
APU / AmeriGas Partners, L.P.
OCN / Ocwen Financial Corporation
TWI / Titan International, Inc.
SXL / Sunoco Logistics Partners L.P.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
/ FERRELLGAS PARTNERS LP Unit
PEAK / Healthpeak Properties, Inc.
MFA / MFA Financial, Inc.
HTGC / Hercules Capital, Inc.
US12654A1016 / CNX Midstream Partners LP
QQQ / Invesco QQQ Trust, Series 1
G67742109 / OneBeacon Insurance Group Ltd.
TEI / Templeton Emerging Markets Income Fund
74005P104 / Praxair, Inc.
HYLD / Exchange Listed Funds Trust - High Yield ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
DRA / Diversified Real Asset Income Fund
US58503F5026 / Medley Capital Corp.
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
018490100 / Allergan plc
HMLP / Hoegh LNG Partners LP - Unit
JWN / Nordstrom, Inc.
MUI / BlackRock Municipal Income Fund, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
DOW / Dow Inc.
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
/ iShares Morningstar Mid-Cap Value ETF
EMD / Western Asset Emerging Markets Debt Fund Inc.
RDS.B / Shell Plc - ADR
SHEL / Shell plc - Depositary Receipt (Common Stock)
M / Macy's, Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
ORC / Orchid Island Capital, Inc.
34958B106 / Fortress Investment Group LLC
G81075AF3 / Ship Finance International Limited Bond
VNR / Vanguard Natural Resources, LLC
HDV / iShares Trust - iShares Core High Dividend ETF
ORC / Orchid Island Capital, Inc. Call
SBI / Western Asset Intermediate Muni Fund Inc.
DMO / Western Asset Mortgage Opportunity Fund Inc.
ORC / Orchid Island Capital, Inc. Put
VGR / Vector Group Ltd.
CELG / Celgene Corp.
EMR / Emerson Electric Co.
MCD / McDonald's Corporation
UPS / United Parcel Service, Inc.
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
BDX / Becton, Dickinson and Company
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
KMB / Kimberly-Clark Corporation
DVY / iShares Trust - iShares Select Dividend ETF
OMER / Omeros Corporation
META / Meta Platforms, Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
MMP / Magellan Midstream Partners L.P.
ADI / Analog Devices, Inc.
SFL / SFL Corporation Ltd.
NMFC / New Mountain Finance Corporation
WBA / Walgreens Boots Alliance, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
MNKD / MannKind Corporation
CVX / Chevron Corporation
KMI / Kinder Morgan, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MRK / Merck & Co., Inc.
ERC / Allspring Multi-Sector Income Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
BMO / Bank of Montreal
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
IWD / iShares Trust - iShares Russell 1000 Value ETF
SPY / SPDR S&P 500 ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
TIP / iShares Trust - iShares TIPS Bond ETF
BRK.A / Berkshire Hathaway Inc.
V / Visa Inc.
T / AT&T Inc.
SBUX / Starbucks Corporation
MA / Mastercard Incorporated
JNJ / Johnson & Johnson
RIG / Transocean Ltd.
ETN / Eaton Corporation plc
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
IWM / iShares Trust - iShares Russell 2000 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XOM / Exxon Mobil Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
LOW / Lowe's Companies, Inc.
UNH / UnitedHealth Group Incorporated
PCAR / PACCAR Inc
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
C / Citigroup Inc.
HON / Honeywell International Inc.
OXY / Occidental Petroleum Corporation
PM / Philip Morris International Inc.
WFC / Wells Fargo & Company
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
WMT / Walmart Inc.
PG / The Procter & Gamble Company
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
HD / The Home Depot, Inc.
GILD / Gilead Sciences, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
AMD / Advanced Micro Devices, Inc.
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
PSX / Phillips 66
KO / The Coca-Cola Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
AMTX / Aemetis, Inc.
AWF / AllianceBernstein Global High Income Fund
ITW / Illinois Tool Works Inc.
MSFT / Microsoft Corporation
DHR / Danaher Corporation
PCN / PIMCO Corporate & Income Strategy Fund
MU / Micron Technology, Inc.
BMY / Bristol-Myers Squibb Company
SLB / Schlumberger Limited
O / Realty Income Corporation
NFLX / Netflix, Inc.
CSX / CSX Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
GSK / GSK plc - Depositary Receipt (Common Stock)
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
RITM / Rithm Capital Corp.
HFWA / Heritage Financial Corporation
AFL / Aflac Incorporated
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
IBM / International Business Machines Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BOH / Bank of Hawaii Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
AMZN / Amazon.com, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
ABT / Abbott Laboratories
MDT / Medtronic plc
F / Ford Motor Company
IVW / iShares Trust - iShares S&P 500 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
VZ / Verizon Communications Inc.
NKE_KZ / NIKE, Inc.
COP / ConocoPhillips
CMCSA / Comcast Corporation
AVGO / Broadcom Inc.
SYK / Stryker Corporation
COST / Costco Wholesale Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
LMT / Lockheed Martin Corporation
AMGN / Amgen Inc.
ANIP / ANI Pharmaceuticals, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
SO / The Southern Company