Market Value301,467,000
Total Holdings287
File Date2017-02-02
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
DIS / The Walt Disney Company
MDLZ / Mondelez International, Inc.
HYLD / Exchange Listed Funds Trust - High Yield ETF
DRA / Diversified Real Asset Income Fund
RTN / Raytheon Co.
GLD / SPDR Gold Trust
GD / General Dynamics Corporation
BGT / BlackRock Floating Rate Income Trust
MHLD / Maiden Holdings, Ltd.
NAD / Nuveen Quality Municipal Income Fund
PCAR / PACCAR Inc
QCOM / QUALCOMM Incorporated
PAYX / Paychex, Inc.
BMY / Bristol-Myers Squibb Company
WFC / Wells Fargo & Company
PFE / Pfizer Inc.
JCI / Johnson Controls International plc
WMT / Walmart Inc.
ORCL / Oracle Corporation
PEP / PepsiCo, Inc.
MO / Altria Group, Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
LUMN / Lumen Technologies, Inc.
KEY / KeyCorp
ARLZ / Aralez Pharmaceuticals Inc.
CSCO / Cisco Systems, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CIEN / Ciena Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HSY / The Hershey Company
GILD / Gilead Sciences, Inc.
UNP / Union Pacific Corporation
AAPL / Apple Inc.
GOOGL / Alphabet Inc.
AXP / American Express Company
SYK / Stryker Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
TSLA / Tesla, Inc.
BA / The Boeing Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
G67742109 / OneBeacon Insurance Group Ltd.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
MQY / BlackRock MuniYield Quality Fund, Inc.
QQQ / Invesco QQQ Trust, Series 1
TWX / Warner Media LLC
WFT / Weatherford International plc
SPE / Special Opportunities Fund, Inc.
PMO / Putnam Municipal Opportunities Trust
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
GPP / Green Plains Partners LP - Limited Partnership
LEO / BNY Mellon Strategic Municipals, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
US58503F5026 / Medley Capital Corp.
AX / Axos Financial, Inc.
G81075AF3 / Ship Finance International Limited Bond
FTR / Frontier Communications Corp.
EVG / Eaton Vance Short Duration Diversified Income Fund
TSI / TCW Strategic Income Fund, Inc.
COP / ConocoPhillips
GASS / StealthGas Inc.
TRQ / Turquoise Hill Resources Ltd
SLB / Schlumberger Limited
AGU / Agrium Inc.
WPRT / Westport Fuel Systems Inc.
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
DSL / DoubleLine Income Solutions Fund
FTF / Franklin Limited Duration Income Trust
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
UNH / UnitedHealth Group Incorporated
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
RTX / RTX Corporation
TXN / Texas Instruments Incorporated
NZF / Nuveen Municipal Credit Income Fund
ARCC / Ares Capital Corporation
018490100 / Allergan plc
NKE_KZ / NIKE, Inc.
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
COLB / Columbia Banking System, Inc.
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
MMT / MFS Multimarket Income Trust
HFRO / Highland Funds I - Highland Opportunities and Income Fund
KO / The Coca-Cola Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BRK.B / Berkshire Hathaway Inc.
BHK / BlackRock Core Bond Trust
IYE / iShares Trust - iShares U.S. Energy ETF
SCU / Sculptor Capital Management Inc - Class A
CIM / Chimera Investment Corporation
CHK / Chesapeake Energy Corporation
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
IYM / iShares Trust - iShares U.S. Basic Materials ETF
HPI / John Hancock Preferred Income Fund
XJHSX / John Hancock Income Securities
MQT / BlackRock MuniYield Quality Fund II, Inc.
PIM / Putnam Master Intermediate Income Trust
NBH / Neuberger Berman Municipal Fund Inc.
US0373471012 / Anworth Mortgage Asset Corp.
SPY / SPDR S&P 500 ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
19041P105 / CBS Corp.
T / AT&T Inc.
EFX / Equifax Inc.
IBM / International Business Machines Corporation
V / Visa Inc.
KMI / Kinder Morgan, Inc.
HON / Honeywell International Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
US00C4U1L353 / Mylan N.V.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
/ NextGen Acquisition Corporation Units
GCI / Gannett Co., Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
CSQ / Calamos Strategic Total Return Fund
GOOG / Alphabet Inc.
FTV / Fortive Corporation
BRK.A / Berkshire Hathaway Inc.
OEF / iShares Trust - iShares S&P 100 ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
OXY / Occidental Petroleum Corporation
AMZN / Amazon.com, Inc.
SFL / SFL Corporation Ltd.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
UPS / United Parcel Service, Inc.
TWTR / Twitter Inc
MDT / Medtronic plc
ERC / Allspring Multi-Sector Income Fund
FAX / Abrdn Asia-Pacific Income Fund Inc
AWF / AllianceBernstein Global High Income Fund
CHI / Calamos Convertible Opportunities and Income Fund
INTC / Intel Corporation
JQC / Nuveen Credit Strategies Income Fund
MUI / BlackRock Municipal Income Fund, Inc.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
HPS / John Hancock Preferred Income Fund III
34958B106 / Fortress Investment Group LLC
SBI / Western Asset Intermediate Muni Fund Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
SHEL / Shell plc - Depositary Receipt (Common Stock)
UQM / UQM Technologies, Inc.
US12654A1016 / CNX Midstream Partners LP
JPC / Nuveen Preferred & Income Opportunities Fund
AMBA / Ambarella, Inc.
TEI / Templeton Emerging Markets Income Fund
GNW / Genworth Financial, Inc.
VGR / Vector Group Ltd.
SONS / Sonus Networks, Inc.
APU / AmeriGas Partners, L.P.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
ANFIF / Amira Nature Foods Ltd.
EVV / Eaton Vance Limited Duration Income Fund
PZE / Petrobras Argentina S.A.
PSEC / Prospect Capital Corporation
US92189F8095 / VanEck Vectors Coal ETF
VNR / Vanguard Natural Resources, LLC
/ BlackRock Municipal 2020 Term Trust
VGM / Invesco Trust for Investment Grade Municipals
PHYS / Sprott Physical Gold Trust
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
TWI / Titan International, Inc.
ORC / Orchid Island Capital, Inc. Put
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
SXL / Sunoco Logistics Partners L.P.
OCN / Ocwen Financial Corporation
JMM / Nuveen Multi-Market Income Fund
STOHF / Equinor ASA
ORC / Orchid Island Capital, Inc.
ORC / Orchid Island Capital, Inc. Call
018490100 / Allergan plc
/ FERRELLGAS PARTNERS LP Unit
HMLP / Hoegh LNG Partners LP - Unit
JWN / Nordstrom, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
DMO / Western Asset Mortgage Opportunity Fund Inc.
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
DOW / Dow Inc.
ENBL / Enable Midstream Partners LP - Unit
74005P104 / Praxair, Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
WELL / Welltower Inc.
RDS.B / Shell Plc - ADR
M / Macy's, Inc.
NXPI / NXP Semiconductors N.V.
REM / iShares Trust - iShares Mortgage Real Estate ETF
DDD / 3D Systems Corporation
HTM / U.S. Geothermal Inc.
ECA / EnCana Corp. Put
NSL / Nuveen Senior Income Fund
ABCO / Advisory Board Co. (The)
ACAD / ACADIA Pharmaceuticals Inc.
US74347B2685 / PROSH ULTRAPRO SHORT S&P Call
TWLO / Twilio Inc.
CQP / Cheniere Energy Partners, L.P. - Limited Partnership Put
DSU / BlackRock Debt Strategies Fund, Inc.
PEAK / Healthpeak Properties, Inc.
LLTC / Linear Technology Corp.
91911K102 / Bausch Health Companies Put
ODP / The ODP Corporation
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
CURRENCYSHS BRIT POUND STER / CALL Call (23129S906)
RYC / Royal Bank of Canada
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
MFA / MFA Financial, Inc.
CELG / Celgene Corp.
WBA / Walgreens Boots Alliance, Inc.
KHC / The Kraft Heinz Company
COST / Costco Wholesale Corporation
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
PG / The Procter & Gamble Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
PM / Philip Morris International Inc.
LOW / Lowe's Companies, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
KMB / Kimberly-Clark Corporation
MA / Mastercard Incorporated
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
JNJ / Johnson & Johnson
HD / The Home Depot, Inc.
MRK / Merck & Co., Inc.
CMCSA / Comcast Corporation
RIG / Transocean Ltd.
IWM / iShares Trust - iShares Russell 2000 ETF
CVX / Chevron Corporation
C / Citigroup Inc. - Corporate Bond/Note
O / Realty Income Corporation
XOM / Exxon Mobil Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BTZ / BlackRock Credit Allocation Income Trust
ITW / Illinois Tool Works Inc.
JPM / JPMorgan Chase & Co.
PTY / PIMCO Corporate & Income Opportunity Fund
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
AFL / Aflac Incorporated
OMER / Omeros Corporation
GGN / GAMCO Global Gold, Natural Resources & Income Trust
MMP / Magellan Midstream Partners L.P.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
RITM / Rithm Capital Corp.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
BOH / Bank of Hawaii Corporation
MCD / McDonald's Corporation
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
BMO / Bank of Montreal
MDY / SPDR S&P MidCap 400 ETF Trust
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
VTV / Vanguard Index Funds - Vanguard Value ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ETN / Eaton Corporation plc
IVV / iShares Trust - iShares Core S&P 500 ETF
WY / Weyerhaeuser Company
PSX / Phillips 66
IWO / iShares Trust - iShares Russell 2000 Growth ETF
NMFC / New Mountain Finance Corporation
CRM / Salesforce, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
F / Ford Motor Company
META / Meta Platforms, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
MMM / 3M Company
AMTX / Aemetis, Inc.
VZ / Verizon Communications Inc.
PCN / PIMCO Corporate & Income Strategy Fund
HFWA / Heritage Financial Corporation
MSFT / Microsoft Corporation
MU / Micron Technology, Inc.
MNKD / MannKind Corporation
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
NFLX / Netflix, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DD / DuPont de Nemours, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
AMGN / Amgen Inc.
SBUX / Starbucks Corporation
BAC / Bank of America Corporation
AVGO / Broadcom Inc.
ANIP / ANI Pharmaceuticals, Inc.
USB / U.S. Bancorp
DHR / Danaher Corporation
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
SO / The Southern Company
CLX / The Clorox Company