Market Value441,053,000
Total Holdings857
File Date2018-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GSG / iShares S&P GSCI Commodity-Indexed Trust
WMT / Walmart Inc.
PCG / PG&E Corporation
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
MTW / The Manitowoc Company, Inc.
ORCL / Oracle Corporation
DE / Deere & Company
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
ALL / The Allstate Corporation
HIG / The Hartford Insurance Group, Inc.
KDP / Keurig Dr Pepper Inc.
PEG / Public Service Enterprise Group Incorporated
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
SWBI / Smith & Wesson Brands, Inc.
SO / The Southern Company
KTF / DWS Municipal Income Trust
/ Windstream Holdings, Inc
JAZZ / Jazz Pharmaceuticals plc
TDOC / Teladoc Health, Inc.
TCDA / Tricida Inc
PTC / PTC Inc.
GHDX / Genomic Health, Inc.
FAF / First American Financial Corporation
EGAN / eGain Corporation
DBX / Dropbox, Inc.
CRCM / Care.com, Inc.
ARCC / Ares Capital Corporation
ARQL / ArQule, Inc.
RBSPF / NatWest Group plc
HZNP / Horizon Therapeutics Plc
VAC / Marriott Vacations Worldwide Corporation
IVZ / Invesco Ltd.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
MRNS / Marinus Pharmaceuticals, Inc.
US00448Q2012 / Achillion Pharmaceuticals, Inc.
TWLO / Twilio Inc.
VIS / Vanguard World Fund - Vanguard Industrials ETF
MUA / BlackRock MuniAssets Fund, Inc.
AEM / Agnico Eagle Mines Limited
GURU / Global X Funds - Global X Guru Index ETF
WHR / Whirlpool Corporation
FTR / Frontier Communications Corp.
ADX / Adams Diversified Equity Fund, Inc.
ADXS / Ayala Pharmaceuticals, Inc.
ARAY / Accuray Incorporated
SLGN / Silgan Holdings Inc.
IVR / Invesco Mortgage Capital Inc.
FDIS / Fidelity Covington Trust - Fidelity MSCI Consumer Discretionary Index ETF
US2168311072 / Cooper Tire & Rubber Co
ENR / Energizer Holdings, Inc.
ORA / Ormat Technologies, Inc.
PLD / Prologis, Inc.
REGI / Renewable Energy Group Inc
OGE / OGE Energy Corp.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
OSTK / Overstock.com Inc
HUN / Huntsman Corporation
GG / Goldcorp, Inc.
SSW / Seaspan Corp.
/ Array BioPharma, Inc.
PFPT / Proofpoint Inc
SITOQ / SITO Mobile Ltd
PBYI / Puma Biotechnology, Inc.
CC / The Chemours Company
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
CONN / Conn's, Inc.
EVR / Evercore Inc.
USCI / United States Commodity Index Funds Trust - United States Commodity Index Fund
ILMN / Illumina, Inc.
74005P104 / Praxair, Inc.
AJG / Arthur J. Gallagher & Co.
ZGNX / Zogenix Inc
VUZI / Vuzix Corporation
AABA / Altaba Inc
MET / MetLife, Inc.
NVT / nVent Electric plc
UAL / United Airlines Holdings, Inc.
USB / U.S. Bancorp
ADM / Archer-Daniels-Midland Company
CNC / Centene Corporation
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
LEA / Lear Corporation
US7773851057 / Rosehill Resources Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
ATRS / Antares Pharma Inc
ZUO / Zuora, Inc.
STM / STMicroelectronics N.V. - Depositary Receipt (Common Stock)
RTN / Raytheon Co.
NUE / Nucor Corporation
MODN / Model N, Inc.
KSA / iShares Trust - iShares MSCI Saudi Arabia ETF
KB / KB Financial Group Inc. - Depositary Receipt (Common Stock)
JHMF / John Hancock Investment Management LLC - John Hancock Multifactor Financials ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
EXPE / Expedia Group, Inc.
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
EOLS / Evolus, Inc.
CSLT / Castlight Health Inc - Class B
BOE / BlackRock Enhanced Global Dividend Trust
CEIX / CONSOL Energy Inc.
ADI / Analog Devices, Inc.
BAC.WS.B / Bank of America Corp. B Warrants
IOO / iShares Trust - iShares Global 100 ETF
EHC / Encompass Health Corporation
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
CRUS / Cirrus Logic, Inc.
PNK / Pinnacle Entertainment, Inc.
RELV / Reliv' International, Inc.
AERI / Aerie Pharmaceuticals Inc
MTOR / Meritor Inc
AGNC / AGNC Investment Corp.
NCR / NCR Corp.
TD / The Toronto-Dominion Bank
COP / ConocoPhillips
SWK / Stanley Black & Decker, Inc.
HCA / HCA Healthcare, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
SR / Spire Inc.
57772K101 / Maxim Integrated Products Inc.
JWN / Nordstrom, Inc.
PRU / Prudential Financial, Inc.
CMG / Chipotle Mexican Grill, Inc.
CELG / Celgene Corp.
LBRDA / Liberty Broadband Corporation
ACN / Accenture plc
KEY / KeyCorp
BBWI / Bath & Body Works, Inc.
TEL / TE Connectivity plc
MIDD / The Middleby Corporation
WWE / World Wrestling Entertainment, Inc. - Class A
TECD / Tech Data Corp.
DG / Dollar General Corporation
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
AXP / American Express Company
CRON / Cronos Group Inc.
UAA / Under Armour, Inc.
CLDX / Celldex Therapeutics, Inc.
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
TXN / Texas Instruments Incorporated
APD / Air Products and Chemicals, Inc.
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
UAA / Under Armour, Inc.
RIG / Transocean Ltd.
AET / Aetna, Inc.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
MLPA / Global X Funds - Global X MLP ETF
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
WMB / The Williams Companies, Inc.
ZYME / Zymeworks Inc.
INVESCO EXCHNG TRADED FD TR / FRONTIER MKTS (46138E776)
US0268741560 / American International Group, Inc. Warrants
ZTO / ZTO Express (Cayman) Inc. - Depositary Receipt (Common Stock)
SAGE / Sage Therapeutics, Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
CB / Chubb Limited
LVS / Las Vegas Sands Corp.
SNY / Sanofi - Depositary Receipt (Common Stock)
K / Kellanova
EFV / iShares Trust - iShares MSCI EAFE Value ETF
NOW / ServiceNow, Inc.
SLB / Schlumberger Limited
SYNA / Synaptics Incorporated
GAM / General American Investors Company, Inc.
TNDM / Tandem Diabetes Care, Inc.
IOTS / Adesto Technologies Corporation
CDNA / CareDx, Inc
IPG / The Interpublic Group of Companies, Inc.
SSYS / Stratasys Ltd.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
DBL / DoubleLine Opportunistic Credit Fund
TCS / The Container Store Group, Inc.
PACW / Pacwest Bancorp
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
OSI ETF TR / OSHARS FTSE US (67110P407)
ALDR / Alder BioPharmaceuticals, Inc.
XPO / XPO, Inc.
WFT / Weatherford International plc
VNDA / Vanda Pharmaceuticals Inc.
WERN / Werner Enterprises, Inc.
VGR / Vector Group Ltd.
VRAY / ViewRay Inc.
SU / Suncor Energy Inc.
904784709 / Unilever N.V.
UL / Unilever PLC - Depositary Receipt (Common Stock)
SHOP / Shopify Inc.
WH / Wyndham Hotels & Resorts, Inc.
SPWR / Complete Solaria, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
SDR / SandRidge Mississippian Trust II
RUN / Sunrun Inc.
R / Ryder System, Inc.
QTNA / Quantenna Communications, Inc.
PZZA / Papa John's International, Inc.
PVTL / Pivotal Software, Inc.
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
PSTG / Pure Storage, Inc.
US7153471005 / Perspecta Inc
NRZ / New Residential Investment Corp
OLN / Olin Corporation
OHI / Omega Healthcare Investors, Inc.
NOG / Northern Oil and Gas, Inc.
MYGN / Myriad Genetics, Inc.
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
CEMP / Cempra, Inc.
/ Delphi Technologies PLC
US5249011058 / Legg Mason, Inc.
ICLR / ICON Public Limited Company
KTOS / Kratos Defense & Security Solutions, Inc.
IPGP / IPG Photonics Corporation
/ Immunomedics, Inc.
HII / Huntington Ingalls Industries, Inc.
ICPT / Intercept Pharmaceuticals Inc
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
FINX / Global X Funds - Global X FinTech ETF
DDD / 3D Systems Corporation
DATA / Tableau Software, Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CAIAF / CA Immobilien Anlagen AG
CBSH / Commerce Bancshares, Inc.
KIM / Kimco Realty Corporation
LOGN / Logitech International S.A.
CORV / Correvio Pharma Corp. (Canada)
CAJ / Canon Inc. - ADR
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
ANTM / Anthem Inc
ATO / Atmos Energy Corporation
US0549371070 / BB&T Corp.
AVEO / AVEO Pharmaceuticals Inc
ASMB / Assembly Biosciences, Inc.
ABEO / Abeona Therapeutics Inc.
RLI / RLI Corp.
TIER / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price International Equity Research ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
TPR / Tapestry, Inc.
XETWX / Eaton Vance Tax-Managed Global
UFS / Domtar Corporation
CODI / Compass Diversified
LXRX / Lexicon Pharmaceuticals, Inc.
ACRX / Talphera, Inc.
SKX / Skechers U.S.A., Inc.
NUV / Nuveen Municipal Value Fund, Inc.
LEN.B / Lennar Corporation
SGEN / Seagen Inc
XT / iShares Trust - iShares Exponential Technologies ETF
URBN / Urban Outfitters, Inc.
US5535731062 / MSG Networks Inc
NIE / Virtus Equity & Convertible Income Fund
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
RDUS / Radius Recycling, Inc.
BBL / BHP Group Plc - ADR
MCK / McKesson Corporation
US6550441058 / Noble Energy, Inc.
INO / Inovio Pharmaceuticals, Inc.
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
AAL / American Airlines Group Inc.
FEI / First Trust MLP and Energy Income Fund
CLSN / Imunon Inc
FSTA / Fidelity Covington Trust - Fidelity MSCI Consumer Staples Index ETF
STLD / Steel Dynamics, Inc.
FENY / Fidelity Covington Trust - Fidelity MSCI Energy Index ETF
LUMO / Lumos Pharma, Inc.
CCT / Comcast Corporation - Preferred Security
IWR / iShares Trust - iShares Russell Mid-Cap ETF
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
UPW / ProShares Trust - ProShares Ultra Utilities
NWL / Newell Brands Inc.
AAOI / Applied Optoelectronics, Inc.
FEN / First Trust Energy Income and Growth Fund
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
WPM / Wheaton Precious Metals Corp.
XEL / Xcel Energy Inc.
ONCE / Spark Therapeutics, Inc.
XHNWX / Pioneer Diversified High Income
FMAT / Fidelity Covington Trust - Fidelity MSCI Materials Index ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
TGTX / TG Therapeutics, Inc.
GFF / Griffon Corporation
INDY / iShares Trust - iShares India 50 ETF
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
KSU / Kansas City Southern
CDK / CDK Global Inc
INSY / Insys Therapeutics Inc.
TMUS / T-Mobile US, Inc.
PRI / Primerica, Inc.
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
NOC / Northrop Grumman Corporation
KSS / Kohl's Corporation
FNDA / Schwab Strategic Trust - Schwab Fundamental U.S. Small Company ETF
EPC / Edgewell Personal Care Company
UMBF / UMB Financial Corporation
SIEN / Sientra, Inc.
EWJ / iShares, Inc. - iShares MSCI Japan ETF
CLLS / Cellectis S.A. - Depositary Receipt (Common Stock)
CLDT / Chatham Lodging Trust
CIF / MFS Intermediate High Income Fund
ZG / Zillow Group, Inc.
SUPN / Supernus Pharmaceuticals, Inc.
US30224P2002 / Extended Stay America Inc
SNN / Smith & Nephew plc - Depositary Receipt (Common Stock)
SNP / China Petroleum & Chemical Corp - ADR
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
EFSC / Enterprise Financial Services Corp
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DLR / Digital Realty Trust, Inc.
DY / Dycom Industries, Inc.
CDE / Coeur Mining, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
CBAY / CymaBay Therapeutics, Inc.
ABR / Arbor Realty Trust, Inc.
ENS / EnerSys
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
/ Total S.A.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
ESRX / Express Scripts Holding Co.
FAX / Abrdn Asia-Pacific Income Fund Inc
GPN / Global Payments Inc.
AB / AllianceBernstein Holding L.P. - Limited Partnership
ACLS / Axcelis Technologies, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
BBW / Build-A-Bear Workshop, Inc.
ALLY / Ally Financial Inc.
APLE / Apple Hospitality REIT, Inc.
MELI / MercadoLibre, Inc.
CERN / Cerner Corp.
SSNT / SilverSun Technologies, Inc.
US33812L1026 / Fitbit Inc.
EPZM / Epizyme Inc
BCX / Blackrock Resources & Commodities Strategy Trust
SPHY / SPDR Series Trust - SPDR Portfolio High Yield Bond ETF
GCI / Gannett Co., Inc.
ADMS / Adamas Pharmaceuticals Inc
FMO / Fiduciary/Claymore Energy Infrastructure Fund
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
FEYE / FireEye Inc
US45409B4793 / IQ Enhanced Core Plus Bond U.S. ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
SBGI / Sinclair, Inc.
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
DBC / Invesco DB Commodity Index Tracking Fund
AMZA / ETFis Series Trust I - InfraCap MLP ETF
MD / Pediatrix Medical Group, Inc.
BHF / Brighthouse Financial, Inc.
AVAV / AeroVironment, Inc.
FCSC / Fibrocell Science Inc.
FLOW / Global X Funds - Global X U.S. Cash Flow Kings 100 ETF
SDTTU / SandRidge Mississippian Trust I
IRDM / Iridium Communications Inc.
NTNX / Nutanix, Inc.
FF / FutureFuel Corp.
NRG / NRG Energy, Inc.
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
BMO / Bank of Montreal
US3813701055 / Goldfield Corp.
/ FERRELLGAS PARTNERS LP Unit
IX / ORIX Corporation - Depositary Receipt (Common Stock)
DOX / Amdocs Limited
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
EYES / Vivani Medical Inc
COR / Cencora, Inc.
WCN / Waste Connections, Inc.
SSTI / SoundThinking, Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
MXF / The Mexico Fund, Inc.
MCI / Barings Corporate Investors
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
WPRT / Westport Fuel Systems Inc.
US98884U1088 / ZAGG Inc
VRNT / Verint Systems Inc.
VNOM / Viper Energy, Inc.
VHC / VirnetX Holding Corporation
PRLB / Proto Labs, Inc.
PEGI / Pattern Energy Group Inc.
PBF / PBF Energy Inc.
OSUR / OraSure Technologies, Inc.
MKSI / MKS Inc.
MRAM / Everspin Technologies, Inc.
EUFN / iShares Trust - iShares MSCI Europe Financials ETF
DTE / DTE Energy Company
ECYT / Endocyte, Inc.
ECR / Eclipse Resources Corp.
XCIIX / BlackRock Enhanced Capital and
AZPN / Aspen Technology, Inc.
CAL / Caleres, Inc.
TDC / Teradata Corporation
MFL / BlackRock MuniHoldings Investment Quality Fund
LEN / Lennar Corporation
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
COL / Rockwell Collins, Inc.
PII / Polaris Inc.
WB / Weibo Corporation - Depositary Receipt (Common Stock)
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
ASIX / AdvanSix Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
IRM / Iron Mountain Incorporated
FLR / Fluor Corporation
EBAY / eBay Inc.
SAIC / Science Applications International Corporation
INSM / Insmed Incorporated
CARS / Cars.com Inc.
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
GD / General Dynamics Corporation
ENB / Enbridge Inc.
LOXO / Loxo Oncology, Inc.
OC / Owens Corning
US85207U1051 / Sprint Corporation
XXII / 22nd Century Group, Inc.
KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
WATT / Energous Corporation
KEYS / Keysight Technologies, Inc.
ALSN / Allison Transmission Holdings, Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
DXC / DXC Technology Company
STNG / Scorpio Tankers Inc.
FREL / Fidelity Covington Trust - Fidelity MSCI Real Estate Index ETF
PJT / PJT Partners Inc.
AGO / Assured Guaranty Ltd.
DLTH / Duluth Holdings Inc.
ARL / American Realty Investors, Inc.
ACCO / ACCO Brands Corporation
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
DOC / Healthpeak Properties, Inc.
HUM / Humana Inc.
GOLD / Barrick Mining Corporation
CORT / Corcept Therapeutics Incorporated
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
ZYNE / Zynerba Pharmaceuticals Inc
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
EMF / Templeton Emerging Markets Fund
0HBB / Aimmune Therapeutics Inc
MDXG / MiMedx Group, Inc.
IYT / iShares Trust - iShares U.S. Transportation ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
USO / United States Oil Fund, LP - Limited Partnership
REPH / Societal CDMO Inc
CRH / CRH plc
BPT / BP Prudhoe Bay Royalty Trust
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
FSLR / First Solar, Inc.
FIDU / Fidelity Covington Trust - Fidelity MSCI Industrials Index ETF
US7846351044 / SPX Corp
MN / Manning & Napier Inc - Class A
AES / The AES Corporation
CAH / Cardinal Health, Inc.
UNIT / Uniti Group Inc.
ESLT / Elbit Systems Ltd.
SCU / Sculptor Capital Management Inc - Class A
AFL / Aflac Incorporated
TECK / Teck Resources Limited
TWTR / Twitter Inc
AMBA / Ambarella, Inc.
MRO / Marathon Oil Corporation
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
018490100 / Allergan plc
BCRX / BioCryst Pharmaceuticals, Inc.
WM / Waste Management, Inc.
CL / Colgate-Palmolive Company
MDU / MDU Resources Group, Inc.
WELL / Welltower Inc.
PCH / PotlatchDeltic Corporation
17K / Self Storage Group ASA
ES / Eversource Energy
SYK / Stryker Corporation
CLMT / Calumet, Inc.
CLDR / Cloudera Inc
CHRW / C.H. Robinson Worldwide, Inc.
D / Dominion Energy, Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SH / ProShares Trust - ProShares Short S&P500
PH / Parker-Hannifin Corporation
FTNT / Fortinet, Inc.
GWW / W.W. Grainger, Inc.
SWKS / Skyworks Solutions, Inc.
DUK / Duke Energy Corporation
AEP / American Electric Power Company, Inc.
J / Jacobs Solutions Inc.
STI / Solidion Technology, Inc.
NLY / Annaly Capital Management, Inc.
CNXC / Concentrix Corporation
OKE / ONEOK, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
MMC / Marsh & McLennan Companies, Inc.
GLW / Corning Incorporated
RPAI / Retail Properties of America Inc - Class A
MFC / HEXAOM
FLEX / Flex Ltd.
IBM / International Business Machines Corporation
FL / Foot Locker, Inc.
EVRG / Evergy, Inc.
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
THO / THOR Industries, Inc.
FUN / Six Flags Entertainment Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
MDLZ / Mondelez International, Inc.
CHKP / Check Point Software Technologies Ltd.
CNQ / Canadian Natural Resources Limited
FNCL / Fidelity Covington Trust - Fidelity MSCI Financials Index ETF
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
SGYPQ / SYNERGY PHARMACEUTICALS INC DEL
CLB / Core Laboratories Inc.
C.WSA / Citigroup, Inc.
HOG / Harley-Davidson, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
SNAP / Snap Inc.
UUUU / Energy Fuels Inc.
UNH / UnitedHealth Group Incorporated
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
HBP / Huttig Building Products, Inc.
UYG / ProShares Trust - ProShares Ultra Financials
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
QLD / ProShares Trust - ProShares Ultra QQQ
PCOM / Points.com Inc
HSY / The Hershey Company
JNPR / Juniper Networks, Inc.
HES / Hess Corporation
DELL / Dell Technologies Inc.
ATVI / Activision Blizzard Inc
RF / Regions Financial Corporation
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
ADP / Automatic Data Processing, Inc.
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
IWF / iShares Trust - iShares Russell 1000 Growth ETF
STWD / Starwood Property Trust, Inc.
AMN / AMN Healthcare Services, Inc.
LNT / Alliant Energy Corporation
PATK / Patrick Industries, Inc.
VSM / Versum Materials, Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
IYF / iShares Trust - iShares U.S. Financials ETF
SIRI / Sirius XM Holdings Inc.
CMU / MFS High Yield Municipal Trust
COST / Costco Wholesale Corporation
SJM / The J. M. Smucker Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
EW / Edwards Lifesciences Corporation
RACE / Ferrari N.V.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DIA / SPDR Dow Jones Industrial Average ETF Trust
LH / Labcorp Holdings Inc.
ROK / Rockwell Automation, Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
MCD / McDonald's Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IBB / iShares Trust - iShares Biotechnology ETF
GS / The Goldman Sachs Group, Inc.
NOV / NOV Inc.
TAP / Molson Coors Beverage Company
UNP / Union Pacific Corporation
SYN / Synthetic Biologics Inc
IHI / iShares Trust - iShares U.S. Medical Devices ETF
/ Wyndham Destinations, Inc.
BAX / Baxter International Inc.
CCL / Carnival Corporation & plc
GLD / SPDR Gold Trust
VLO / Valero Energy Corporation
ECA / EnCana Corp.
FDX / FedEx Corporation
GILD / Gilead Sciences, Inc.
SQ / Block, Inc.
MAR / Marriott International, Inc.
AMCX / AMC Networks Inc.
DHI / D.R. Horton, Inc.
KORS / Michael Kors Holdings Ltd.
DGP / DB Gold Double Long ETN
RESN / Resonant Inc
MSI / Motorola Solutions, Inc.
MDT / Medtronic plc
BDSI / Biodelivery Sciences International
BIIB / Biogen Inc.
SRPT / Sarepta Therapeutics, Inc.
TRV / The Travelers Companies, Inc.
0PP / Portola Pharmaceuticals Inc
ABT / Abbott Laboratories
APTV / Aptiv PLC
BRSP / BrightSpire Capital, Inc.
YUM / Yum! Brands, Inc.
PFG / Principal Financial Group, Inc.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
STT / State Street Corporation
FIS / Fidelity National Information Services, Inc.
DGX / Quest Diagnostics Incorporated
AMGN / Amgen Inc.
ADBE / Adobe Inc.
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
LUMN / Lumen Technologies, Inc.
WDC / Western Digital Corporation
RHT / Red Hat, Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
CGC / Canopy Growth Corporation
IP / International Paper Company
LUV / Southwest Airlines Co.
JCI / Johnson Controls International plc
PEP / PepsiCo, Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
ETN / Eaton Corporation plc
WBA / Walgreens Boots Alliance, Inc.
PNM / PNM Resources, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
PNW / Pinnacle West Capital Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
MFGP / Micro Focus International Plc - ADR
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
EXAS / Exact Sciences Corporation
AIG / American International Group, Inc.
UPS / United Parcel Service, Inc.
HPQ / HP Inc.
MA / Mastercard Incorporated
QQQ / Invesco QQQ Trust, Series 1
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
GM / General Motors Company
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
LOW / Lowe's Companies, Inc.
HPE / Hewlett Packard Enterprise Company
KODK / Eastman Kodak Company
PNR / Pentair plc
CDW / CDW Corporation
CAT / Caterpillar Inc.
LULU / lululemon athletica inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
AVGO / Broadcom Inc.
SBUX / Starbucks Corporation
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
NSC / Norfolk Southern Corporation
VALE / Vale S.A. - Depositary Receipt (Common Stock)
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
DOW / Dow Inc.
MMM / 3M Company
DVY / iShares Trust - iShares Select Dividend ETF
BDX / Becton, Dickinson and Company
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
OXY / Occidental Petroleum Corporation
MSGS / Madison Square Garden Sports Corp.
IVE / iShares Trust - iShares S&P 500 Value ETF
NKE / NIKE, Inc.
PSX / Phillips 66
BDJ / BlackRock Enhanced Equity Dividend Trust
KMB / Kimberly-Clark Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
HBAN / Huntington Bancshares Incorporated
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
NKTR / Nektar Therapeutics
SEEL / Seelos Therapeutics, Inc.
CMS / CMS Energy Corporation
HD / The Home Depot, Inc.
INCY / Incyte Corporation
CVS / CVS Health Corporation
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
LDUR / PIMCO ETF Trust - PIMCO Enhanced Low Duration Active Exchange-Traded Fund
KHC / The Kraft Heinz Company
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
NFLX / Netflix, Inc.
EXEL / Exelixis, Inc.
LMT / Lockheed Martin Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
ED / Consolidated Edison, Inc.
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
DAL / Delta Air Lines, Inc.
HON / Honeywell International Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
SPY / SPDR S&P 500 ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
KMI / Kinder Morgan, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
PG / The Procter & Gamble Company
AEE / Ameren Corporation
FCX / Freeport-McMoRan Inc.
PLUG / Plug Power Inc.
T / AT&T Inc.
EIX / Edison International
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
SMH / VanEck ETF Trust - VanEck Semiconductor ETF
MRVL / Marvell Technology, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
BMY / Bristol-Myers Squibb Company
MO / Altria Group, Inc.
PYPL / PayPal Holdings, Inc.
ZTS / Zoetis Inc.
AAPL / Apple Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
FSK / FS KKR Capital Corp.
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
BOX / Box, Inc.
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
VZ / Verizon Communications Inc.
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
XLP_KZ / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
KO / The Coca-Cola Company
PM / Philip Morris International Inc.
PFE / Pfizer Inc.
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
PANW / Palo Alto Networks, Inc.
MPC / Marathon Petroleum Corporation
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
WFC / Wells Fargo & Company
TGT / Target Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
VTV / Vanguard Index Funds - Vanguard Value ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
NI / NiSource Inc.
A / Agilent Technologies, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
SPGI / S&P Global Inc.
SMG / The Scotts Miracle-Gro Company
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
SPOT / Spotify Technology S.A.
LLY / Eli Lilly and Company
CMP / Compass Minerals International, Inc.
LRCX / Lam Research Corporation
NZF / Nuveen Municipal Credit Income Fund
IWD / iShares Trust - iShares Russell 1000 Value ETF
GOOGL / Alphabet Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
NEE / NextEra Energy, Inc.
GWP / GW Pharmaceuticals plc
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
ETR / Entergy Corporation
TMO / Thermo Fisher Scientific Inc.
BLUE / bluebird bio, Inc.
CARA / Cara Therapeutics, Inc.
RTX / RTX Corporation
XLC / The Select Sector SPDR Trust - The Communication Services Select Sector SPDR Fund
TSLA / Tesla, Inc.
ACAD / ACADIA Pharmaceuticals Inc.
ATP / Atlantic Power Corp.
CRM / Salesforce, Inc.
CMCSA / Comcast Corporation
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
WEN / The Wendy's Company
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
SYRS / Syros Pharmaceuticals, Inc.
NVDA / NVIDIA Corporation
DVAX / Dynavax Technologies Corporation
SYY / Sysco Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
TJX / The TJX Companies, Inc.
MCRB / Seres Therapeutics, Inc.
ITW / Illinois Tool Works Inc.
C / Citigroup Inc. - Corporate Bond/Note
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
MRK / Merck & Co., Inc.
AMAT / Applied Materials, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
F / Ford Motor Company
KR / The Kroger Co.
QSR / Restaurant Brands International Inc.
AMZN / Amazon.com, Inc.
AOD / Abrdn Total Dynamic Dividend Fund
SPLK / Splunk Inc.
EXC / Exelon Corporation
FE / FirstEnergy Corp.
SID / Companhia Siderúrgica Nacional - Depositary Receipt (Common Stock)
DISH / DISH Network Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
HAL / Halliburton Company
BX / Blackstone Inc.
GE / General Electric Company
X / United States Steel Corporation
SLV / iShares Silver Trust
ORI / Old Republic International Corporation
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
MXE / Mexico Equity & Income Fund Inc.
PMM / Putnam Managed Municipal Income Trust
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
GOOG / Alphabet Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
SCHW / The Charles Schwab Corporation
QCOM / QUALCOMM Incorporated
AMD / Advanced Micro Devices, Inc.
LW / Lamb Weston Holdings, Inc.
GIS / General Mills, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
CSCO / Cisco Systems, Inc.
DIS / The Walt Disney Company
HDV / iShares Trust - iShares Core High Dividend ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
MU / Micron Technology, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
BRK.B / Berkshire Hathaway Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
INTC / Intel Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BAC / Bank of America Corporation
BA / The Boeing Company
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
CVX / Chevron Corporation
MS / Morgan Stanley
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
XOM / Exxon Mobil Corporation
JNJ / Johnson & Johnson
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
JPM / JPMorgan Chase & Co.
V / Visa Inc.
EMR / Emerson Electric Co.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
ABBV / AbbVie Inc.
META / Meta Platforms, Inc. Call
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
MSFT / Microsoft Corporation
META / Meta Platforms, Inc.