Market Value491,077,000
Total Holdings151
File Date2013-11-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ADT / ADT Inc.
HON / Honeywell International Inc.
XIAFX / Aberdeen Australia Equity Fund,
ATVI / Activision Blizzard Inc
IDA / IDACORP, Inc.
US00770F1049 / Aegion Corp
AMD / Advanced Micro Devices, Inc.
AMBKP / American Capital Trust I - Preferred Security
ADI / Analog Devices, Inc.
AMAT / Applied Materials, Inc.
ARCH / Arch Resources, Inc.
CVGW / Calavo Growers, Inc.
129603106 / Calgon Carbon Corp.
CVE / Cenovus Energy Inc.
CHMG / Chemung Financial Corporation
CHK / Chesapeake Energy Corporation
US16941M1099 / China Mobile Ltd.
CLAYMORE EXCHANGE TRD FD TR / GUGG S&P GBL WTR (18383Q507)
YAO / Guggenheim China All-Cap ETF
XRAY / DENTSPLY SIRONA Inc.
GLW / Corning Incorporated
TXN / Texas Instruments Incorporated
EMR / Emerson Electric Co.
REGN / Regeneron Pharmaceuticals, Inc.
ELP / Companhia Paranaense de Energia - COPEL - Depositary Receipt (Common Stock)
COP / ConocoPhillips
CVD / Covance, Inc.
CBST /
DAR / Darling Ingredients Inc.
T / AT&T Inc.
DLB / Dolby Laboratories, Inc.
DRC /
EGA EMERGING GLOBAL SHS TR / EGS BRAZ INF ETF (268461829)
EGA EMERGING GLOBAL SHS TR / EGS CHIN INF ETF (268461837)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
ECF / Ellsworth Growth and Income Fund Ltd.
ESBK / Elmira Savings Bank Elmira NY
ADM / Archer-Daniels-Midland Company
ECA / EnCana Corp.
ENDP / Endo International plc
EQU / Equal Energy Ltd.
EXC / Exelon Corporation
EXTC / Exide Technologies - New
FCX / Freeport-McMoRan Inc.
SSSS / SuRo Capital Corp.
MOS / The Mosaic Company
GXP / Great Plains Energy, Inc.
HDNG / Hardinge, Inc.
BCE / BCE Inc.
IPAS / iPass, Inc.
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
FXI / iShares Trust - iShares China Large-Cap ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
EPU / iShares Trust - iShares MSCI Peru and Global Exposure ETF
ECNS / iShares Trust - iShares MSCI China Small-Cap ETF
JNJ / Johnson & Johnson
SR / Spire Inc.
LNDC / Landec Corp.
MDU / MDU Resources Group, Inc.
MKSI / MKS Inc.
MARKET VECTORS ETF TR / VIETNAM ETF (57060U761)
MARKET VECTORS ETF TR / AFRICA ETF (57060U787)
MDT / Medtronic plc
MENT / Mentor Graphics Corp.
61166W101 / Monsanto Co.
NEOG / Neogen Corporation
NET SERVICOS DE COMUNICACAO / SPONSD ADR NEW (64109T201)
NWE / NorthWestern Energy Group, Inc.
OCLR / Oclaro, Inc
IBM / International Business Machines Corporation
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
OWE / Obsidian Energy Ltd.
PEP / PepsiCo, Inc.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
POWERSHARES ETF TRUST / GOLDEN DRG CHINA (73935X401)
PG / The Procter & Gamble Company
DGX / Quest Diagnostics Incorporated
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
STJ / St. Jude Medical, Inc.
SIAL / Sigma-Aldrich Corporation
SONS / Sonus Networks, Inc.
STE / STERIS plc
SYK / Stryker Corporation
SU / Suncor Energy Inc.
868536103 / Supervalu, Inc.
SWZ / Total Return Securities, Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
TLM /
TLAB / Tellabs Inc
TTEK / Tetra Tech, Inc.
TMP / Tompkins Financial Corporation
TRP / TC Energy Corporation
VALE / Vale S.A. - Depositary Receipt (Common Stock)
VRSN / VeriSign, Inc.
WX / Wuxi Pharmatech (Cayman) Inc.
CEW / WisdomTree Trust - WisdomTree Emerging Currency Strategy Fund
BZF / WisdomTree Brazilian Real Strategy Fund
ALD / WisdomTree Asia Local Debt Fund
ZBH / Zimmer Biomet Holdings, Inc.
ZOLT / Zoltek Companies Inc
COV /
IR / Ingersoll Rand Inc.
XRTX / XORTX Therapeutics Inc.
PNR / Pentair plc
GE / General Electric Company
GSK / GSK plc - Depositary Receipt (Common Stock)
BCV / Bancroft Fund Ltd.
TYG / Tortoise Energy Infrastructure Corporation
BNS / The Bank of Nova Scotia
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
HLIO / Helios Technologies, Inc.
JPM / JPMorgan Chase & Co.
MSFT / Microsoft Corporation
DUK / Duke Energy Corporation
AAPL / Apple Inc.
XOM / Exxon Mobil Corporation
GVA / Granite Construction Incorporated
CSCO / Cisco Systems, Inc.
HAL / Halliburton Company
GOOGL / Alphabet Inc.
WTS / Watts Water Technologies, Inc.
PFE / Pfizer Inc.
VZ / Verizon Communications Inc.
INTC / Intel Corporation
TMO / Thermo Fisher Scientific Inc.
ROP / Roper Technologies, Inc.
AMGN / Amgen Inc.
KO / The Coca-Cola Company
JCI / Johnson Controls International plc
LGTY / Logility Supply Chain Solutions, Inc.
MMM / 3M Company
AZTA / Azenta, Inc.
FLS / Flowserve Corporation
DIS / The Walt Disney Company
XYL / Xylem Inc.
ITT / ITT Inc.
AGX / Argan, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
ABT / Abbott Laboratories
BAX / Baxter International Inc.
MRK / Merck & Co., Inc.
LLY / Eli Lilly and Company
TEL / TE Connectivity plc
LNN / Lindsay Corporation
POR / Portland General Electric Company
BMY / Bristol-Myers Squibb Company
OGE / OGE Energy Corp.
ASTE / Astec Industries, Inc.
ITRI / Itron, Inc.
NEE / NextEra Energy, Inc.
SLB / Schlumberger Limited
CIEN / Ciena Corporation