Market Value736,992,000
Total Holdings738
File Date2016-07-29
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
BXLT / Baxalta Incorporated
AGNC / AGNC Investment Corp.
/ BlackRock Municipal 2020 Term Trust
LUMO / Lumos Pharma, Inc.
WY / Weyerhaeuser Company
RAI / Reynolds American, Inc.
/ McDermott International, Inc.
SHPG / Shire Plc.
TXT / Textron Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
BAC.WS.A / Bank of America Corp. A Warrants
DVY / iShares Trust - iShares Select Dividend ETF
HD / The Home Depot, Inc.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
SJM / The J. M. Smucker Company
19041P105 / CBS Corp.
PSLV / Sprott Physical Silver Trust
US73936T4748 / POWERSHARES NATIONAL AMT-
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
ALK / Alaska Air Group, Inc.
OXY / Occidental Petroleum Corporation
AMZN / Amazon.com, Inc.
SO / The Southern Company
MNKKQ / Mallinckrodt Plc
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
MRK / Merck & Co., Inc.
RDS.B / Shell Plc - ADR
D / Dominion Energy, Inc.
COF / Capital One Financial Corporation
COF / Capital One Financial Corporation Call
NFLX / Netflix, Inc. Call
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
NAC / Nuveen California Quality Municipal Income Fund
YYY / Amplify ETF Trust - Amplify High Income ETF
HII / Huntington Ingalls Industries, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
MMP / Magellan Midstream Partners L.P.
PZZA / Papa John's International, Inc.
APH / Amphenol Corporation
STI / Solidion Technology, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
DWAT / Arrow Investments Trust - Arrow DWA Tactical: Macro ETF
BIG / Big Lots, Inc. Call
US09253Y1001 / Blackrock MuniEnhanced Fund Inc.
CNI / Canadian National Railway Company
CSL / Carlisle Companies Incorporated
EOI / Eaton Vance Enhanced Equity Income Fund
HE / Hawaiian Electric Industries, Inc.
EWUS / iShares Trust - iShares MSCI United Kingdom Small-Cap ETF
JGH / Nuveen Global High Income Fund
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
PSEC / Prospect Capital Corporation Call
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
904784709 / Unilever N.V.
TGNA / TEGNA Inc.
64126X201 / NeuStar, Inc.
BBWI / Bath & Body Works, Inc.
ENZN / Enzon Pharmaceuticals, Inc.
AUO / AU Optronics Corp.
FUL / H.B. Fuller Company
EC / Ecopetrol S.A. - Depositary Receipt (Common Stock)
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
UONE / Urban One, Inc.
887228104 / Time Inc.
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
IEUR / iShares Trust - iShares Core MSCI Europe ETF
SUNE / SUNation Energy Inc.
FEI / First Trust MLP and Energy Income Fund
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
QQQ / Invesco QQQ Trust, Series 1 Call
SPXL / Direxion Shares ETF Trust - Direxion Daily S&P 500 Bull 3X Shares
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
IEV / iShares Trust - iShares Europe ETF
IYF / iShares Trust - iShares U.S. Financials ETF
IWB / iShares Trust - iShares Russell 1000 ETF
US40416M1053 / Hd Supply Inc.
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
LOW / Lowe's Companies, Inc.
LOW / Lowe's Companies, Inc. Call
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
RING / iShares, Inc. - iShares MSCI Global Gold Miners ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
ARNC / Arconic Corporation
CHI / Calamos Convertible Opportunities and Income Fund
PDT / John Hancock Premium Dividend Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
XGLVX / Clough Global Allocation Fund
VIS / Vanguard World Fund - Vanguard Industrials ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
/ FERRELLGAS PARTNERS LP Unit
IPU / SPDR(R) S&P(R) International Utilities Sector ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
CPN / Calpine Corp.
MUB / iShares Trust - iShares National Muni Bond ETF
LEO / BNY Mellon Strategic Municipals, Inc.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF Put
PSL / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Staples Momentum ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
BYM / BlackRock Municipal Income Quality Trust
GMF / SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF
SPWR / Complete Solaria, Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
OLN / Olin Corporation
QQQ / Invesco QQQ Trust, Series 1 Put
PZC / PIMCO California Municipal Income Fund III
VPU / Vanguard World Fund - Vanguard Utilities ETF
MAIN / Main Street Capital Corporation
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
PNRA / Panera Bread Co.
GLD / SPDR Gold Trust Call
RCS / PIMCO Strategic Income Fund, Inc.
XNPMX / Nuveen Premium Income Municipal
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
VTV / Vanguard Index Funds - Vanguard Value ETF
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
KKR / KKR & Co. Inc.
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
PHYS / Sprott Physical Gold Trust
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
FDX / FedEx Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
DBC / Invesco DB Commodity Index Tracking Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
SOXX / iShares Trust - iShares Semiconductor ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
ASG / Liberty All-Star Growth Fund, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PHK / PIMCO High Income Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
EXT / WisdomTree U.S. Total Market Fund
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
PM / Philip Morris International Inc.
JPS / Nuveen Preferred & Income Securities Fund
CI / The Cigna Group
WBT / Welbilt Inc
FLOT / iShares Trust - iShares Floating Rate Bond ETF
AEP / American Electric Power Company, Inc.
CHY / Calamos Convertible and High Income Fund
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
MCHP / Microchip Technology Incorporated
AABA / Altaba Inc
EA / Electronic Arts Inc.
BFOR / ALPS ETF Trust - Barron's 400 ETF
SLV / iShares Silver Trust
XOM / Exxon Mobil Corporation
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
MHK / Mohawk Industries, Inc.
ZROZ / PIMCO ETF Trust - PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund
PEJ / Invesco Exchange-Traded Fund Trust - Invesco Leisure and Entertainment ETF
PXSV / PowerShares Fundamental Pure Small Value Portfolio
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
CIK / Credit Suisse Asset Management Income Fund, Inc.
CET / Central Securities Corporation
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
SSO / ProShares Trust - ProShares Ultra S&P500
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
AINV / Apollo Investment Corporation
OAK / Oaktree Capital Group, LLC
SDIV / Global X Funds - Global X SuperDividend ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
GGT / The Gabelli Multimedia Trust Inc.
STZ / Constellation Brands, Inc.
V / Visa Inc.
LUV / Southwest Airlines Co.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
TSN / Tyson Foods, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
VFC / V.F. Corporation
ABT / Abbott Laboratories
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
VER / VEREIT Inc
US0153511094 / Alexion Pharmaceuticals, Inc. Call
UNP / Union Pacific Corporation
T / AT&T Inc.
PRU / Prudential Financial, Inc.
GT / The Goodyear Tire & Rubber Company
DG / Dollar General Corporation
XEL / Xcel Energy Inc.
MCD / McDonald's Corporation
MCD / McDonald's Corporation Call
MCD / McDonald's Corporation Put
MPC / Marathon Petroleum Corporation
CELG / Celgene Corp.
JWN / Nordstrom, Inc.
GIS / General Mills, Inc.
CAG / Conagra Brands, Inc.
SHW / The Sherwin-Williams Company
BTO / John Hancock Financial Opportunities Fund
CMA / Comerica Incorporated
V / Visa Inc. Put
GPC / Genuine Parts Company
MDLZ / Mondelez International, Inc.
MVV / ProShares Trust - ProShares Ultra MidCap400
DEO / Diageo plc - Depositary Receipt (Common Stock)
HOG / Harley-Davidson, Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
HP / Helmerich & Payne, Inc.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
JLS / Nuveen Mortgage and Income Fund
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
EELV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Emerging Markets Low Volatility ETF
OSPN / OneSpan Inc.
CTSH / Cognizant Technology Solutions Corporation
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
PLOW / Douglas Dynamics, Inc.
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
LPL / LG Display Co., Ltd. - Depositary Receipt (Common Stock)
MBT / Mobile Telesystems PJSC - ADR
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
IDCC / InterDigital, Inc.
CAM / Cameron International Corporation
SAIC / Science Applications International Corporation
AL / Air Lease Corporation
NLS / Nautilus Inc
SH / ProShares Trust - ProShares Short S&P500
ILG / Interior Logic Group Holdings Inc
PII / Polaris Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
NHTC / Natural Health Trends Corp.
LEA / Lear Corporation
KFY / Korn Ferry
NG / NovaGold Resources Inc.
LGF.A / Lions Gate Entertainment Corp.
ENTA / Enanta Pharmaceuticals, Inc.
MARKET VECTORS ETF TR / EMKT HIYLD BD (57061R403)
PAAS / Pan American Silver Corp.
DNP / DNP Select Income Fund Inc.
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
PPT / Putnam Premier Income Trust
EXR / Extra Space Storage Inc.
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
SPLS / Staples, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
CMS / CMS Energy Corporation
US7800976893 / Royal Bank of Scotland Group Plc
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
QQQ / Invesco QQQ Trust, Series 1
ACWI / iShares Trust - iShares MSCI ACWI ETF
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
US59408Q1067 / Michaels Companies Inc. (The)
SBI / Western Asset Intermediate Muni Fund Inc.
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
GEL / Genesis Energy, L.P. - Limited Partnership
PMM / Putnam Managed Municipal Income Trust
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
IWV / iShares Trust - iShares Russell 3000 ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
APU / AmeriGas Partners, L.P.
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
IPE / SPDR Barclays TIPS ETF
NNN / NNN REIT, Inc.
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
EWK / iShares, Inc. - iShares MSCI Belgium ETF
PSEC / Prospect Capital Corporation
VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF
AMN / AMN Healthcare Services, Inc.
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
CALM / Cal-Maine Foods, Inc.
EEO / EGA Emerging Global Shares Trust
BCE / BCE Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
WR / Westar Energy, Inc.
BPTH / Bio-Path Holdings, Inc.
FEN / First Trust Energy Income and Growth Fund
BMO / Bank of Montreal
RENN / Renren Inc - ADR
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
BIG / Big Lots, Inc.
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
STJ / St. Jude Medical, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
IT / Gartner, Inc.
WILC / G. Willi-Food International Ltd.
IAG / IAMGOLD Corporation
FTF / Franklin Limited Duration Income Trust
PFIE / Profire Energy, Inc.
UWM / ProShares Trust - ProShares Ultra Russell2000
IHDG / WisdomTree Trust - WisdomTree International Hedged Quality Dividend Growth Fund
BHI / Baker Hughes Inc.
SYY / Sysco Corporation
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
FTR / Frontier Communications Corp.
US0549371070 / BB&T Corp.
PNFP / Pinnacle Financial Partners, Inc.
INTU / Intuit Inc.
TRGP / Targa Resources Corp.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
EET / ProShares Trust - ProShares Ultra MSCI Emerging Markets
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
TEI / Templeton Emerging Markets Income Fund
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
GLD / SPDR Gold Trust
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
WTRG / Essential Utilities, Inc.
BGB / Blackstone Strategic Credit 2027 Term Fund
RFI / Cohen & Steers Total Return Realty Fund, Inc.
GAB / The Gabelli Equity Trust Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
GSAT / Globalstar, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
EW / Edwards Lifesciences Corporation
EVF / Eaton Vance Senior Income Trust
JBLU / JetBlue Airways Corporation
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
ODP / The ODP Corporation
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
UAA / Under Armour, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
SWKS / Skyworks Solutions, Inc. Call
PNC / The PNC Financial Services Group, Inc.
ILMN / Illumina, Inc.
NVR / NVR, Inc.
ADX / Adams Diversified Equity Fund, Inc.
HTBK / Heritage Commerce Corp
OMC / Omnicom Group Inc.
DWAQ / Invesco DWA NASDAQ Momentum ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
INCY / Incyte Corporation
AMAT / Applied Materials, Inc.
AMAT / Applied Materials, Inc. Call
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
CMI / Cummins Inc.
RTX / RTX Corporation
HBAN / Huntington Bancshares Incorporated
DLTR / Dollar Tree, Inc.
HYF / Managed High Yield Plus Fund, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
ARCC / Ares Capital Corporation
WYNN / Wynn Resorts, Limited
RHT / Red Hat, Inc.
RHT / Red Hat, Inc. Put
ADM / Archer-Daniels-Midland Company Call
ABC / Amerisource Bergen Corp.
GD / General Dynamics Corporation
SPY / SPDR S&P 500 ETF
SPY / SPDR S&P 500 ETF Call
SPY / SPDR S&P 500 ETF Put
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
TRP / TC Energy Corporation
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF Call
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
GE / General Electric Company
CVX / Chevron Corporation
CVX / Chevron Corporation Put
PFE / Pfizer Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
61166W101 / Monsanto Co.
IBB / iShares Trust - iShares Biotechnology ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
LVS / Las Vegas Sands Corp.
HAL / Halliburton Company
REGN / Regeneron Pharmaceuticals, Inc.
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
DVN / Devon Energy Corporation
META / Meta Platforms, Inc.
FTNT / Fortinet, Inc.
GWR / Genesee & Wyoming, Inc.
JQC / Nuveen Credit Strategies Income Fund
FFA / First Trust Enhanced Equity Income Fund
MBLY / Mobileye Global Inc.
BA / The Boeing Company
AFL / Aflac Incorporated
KEY / KeyCorp
HDV / iShares Trust - iShares Core High Dividend ETF
NKE / NIKE, Inc. Call
VALE / Vale S.A. - Depositary Receipt (Common Stock)
/ Total S.A.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
IAU / iShares Gold Trust
XETWX / Eaton Vance Tax-Managed Global
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
PXMV / PowerShares Fundamental Pure Mid Value Portfolio
BGY / BlackRock Enhanced International Dividend Trust
PWC / Invesco Capital Management LLC - Invesco Dynamic Market ETF
UNIS / Unilife Corp
TIP / iShares Trust - iShares TIPS Bond ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
74005P104 / Praxair, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NUV / Nuveen Municipal Value Fund, Inc.
NCV / Virtus Convertible & Income Fund
CNS / Cohen & Steers, Inc.
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
EPS / WisdomTree Trust - WisdomTree U.S. LargeCap Fund
SXL / Sunoco Logistics Partners L.P.
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
NIE / Virtus Equity & Convertible Income Fund
VAW / Vanguard World Fund - Vanguard Materials ETF
MBB / iShares Trust - iShares MBS ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF Put
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
NLY / Annaly Capital Management, Inc.
VFH / Vanguard World Fund - Vanguard Financials ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
VHT / Vanguard World Fund - Vanguard Health Care ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
MTW / The Manitowoc Company, Inc.
CSM / ProShares Trust - ProShares Large Cap Core Plus
IWM / iShares Trust - iShares Russell 2000 ETF
IWM / iShares Trust - iShares Russell 2000 ETF Call
IWM / iShares Trust - iShares Russell 2000 ETF Put
MIN / MFS Intermediate Income Trust
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
WBC / Wabco Holdings, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
OSUR / OraSure Technologies, Inc.
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
FXI / iShares Trust - iShares China Large-Cap ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
IWD / iShares Trust - iShares Russell 1000 Value ETF
EFT / Eaton Vance Floating-Rate Income Trust
ECF / Ellsworth Growth and Income Fund Ltd.
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
CSQ / Calamos Strategic Total Return Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
US2782651036 / Eaton Vance Corp.
WWD / Woodward, Inc.
LSI / Life Storage Inc - Registered Shares
GLO / Clough Global Opportunities Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
GDV / The Gabelli Dividend & Income Trust
EPD / Enterprise Products Partners L.P. - Limited Partnership
QLD / ProShares Trust - ProShares Ultra QQQ
MINI / Mobile Mini, Inc.
CHW / Calamos Global Dynamic Income Fund
RMT / Royce Micro-Cap Trust, Inc.
BKT / BlackRock Income Trust, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VNR / Vanguard Natural Resources, LLC
CAB / Cabela's Incorporated
N / NetSuite, Inc.
GIM / Templeton Global Income Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
MGU / Macquarie Global Infrastructure Total Return Fund Inc
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
ADT / ADT Inc.
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
CBI / Chicago Bridge & Iron Co., N.V.
ITB / iShares Trust - iShares U.S. Home Construction ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
PXMG / PowerShares Fundamental Pure Mid Growth Portfolio
XIAFX / Aberdeen Australia Equity Fund,
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
WSM / Williams-Sonoma, Inc.
US0325111070 / Anadarko Petroleum Corp.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
RDN / Radian Group Inc.
TYG / Tortoise Energy Infrastructure Corporation
BCV / Bancroft Fund Ltd.
NWBI / Northwest Bancshares, Inc.
PXSG / PowerShares Fundamental Pure Small Growth Portfolio
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
CGNX / Cognex Corporation
VVR / Invesco Senior Income Trust
HTD / John Hancock Tax-Advantaged Dividend Income Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
PZI / PowerShares Zacks Micro Cap Portfolio
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
RCD / Ready Capital Corporation - Corporate Bond/Note
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
FSLR / First Solar, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
TSI / TCW Strategic Income Fund, Inc.
DWM / WisdomTree Trust - WisdomTree International Equity Fund
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
BIIB / Biogen Inc.
BIIB / Biogen Inc. Call
JNJ / Johnson & Johnson
DAL / Delta Air Lines, Inc. Call
GILD / Gilead Sciences, Inc. Call
VRSN / VeriSign, Inc.
TAP / Molson Coors Beverage Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
POT / Potash Corp. of Saskatchewan, Inc.
POT / Potash Corp. of Saskatchewan, Inc. Call
EXC / Exelon Corporation
DE / Deere & Company
YUM / Yum! Brands, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock) Put
O / Realty Income Corporation
SWK / Stanley Black & Decker, Inc.
NSC / Norfolk Southern Corporation
FSK / FS KKR Capital Corp.
PHM / PulteGroup, Inc.
MS / Morgan Stanley
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
AKAM / Akamai Technologies, Inc.
WBA / Walgreens Boots Alliance, Inc.
NXPI / NXP Semiconductors N.V.
NVDA / NVIDIA Corporation
NVDA / NVIDIA Corporation Call
ECL / Ecolab Inc.
TMO / Thermo Fisher Scientific Inc.
FE / FirstEnergy Corp.
NFLX / Netflix, Inc.
HES / Hess Corporation
MA / Mastercard Incorporated
SBUX / Starbucks Corporation Call
APEN / Apollo Endosurgery Inc
TROW / T. Rowe Price Group, Inc.
AET / Aetna, Inc.
CRM / Salesforce, Inc.
GLW / Corning Incorporated
ED / Consolidated Edison, Inc.
RTN / Raytheon Co.
TJX / The TJX Companies, Inc.
BRK.A / Berkshire Hathaway Inc.
LMT / Lockheed Martin Corporation
MNKKQ / Mallinckrodt Plc Call
LEN / Lennar Corporation
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
CNXC / Concentrix Corporation
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
ALL / The Allstate Corporation
ALL / The Allstate Corporation Call
AXON / Axon Enterprise, Inc.
KMB / Kimberly-Clark Corporation
DFS / Discover Financial Services
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
ANET / Arista Networks Inc
BTZ / BlackRock Credit Allocation Income Trust
VIAB / Viacom, Inc.
KGC / Kinross Gold Corporation
GS / The Goldman Sachs Group, Inc.
30064K105 / Exacttarget, Inc.
ASRT / Assertio Holdings, Inc.
PGEN / Precigen, Inc.
IBM / International Business Machines Corporation
FFIV / F5, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
FRST / Primis Financial Corp.
PCAR / PACCAR Inc
DOW / Dow Inc.
M / Macy's, Inc.
MMM / 3M Company
PYPL / PayPal Holdings, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF Call
XPHTX / Pioneer High Income Trust
XUSAX / Liberty All Star Equity Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust Call
DIA / SPDR Dow Jones Industrial Average ETF Trust Put
XCIIX / BlackRock Enhanced Capital and
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
COST / Costco Wholesale Corporation
TSLA / Tesla, Inc.
QCOM / QUALCOMM Incorporated
QCOM / QUALCOMM Incorporated Call
TSL / GraniteShares ETF Trust - GraniteShares 1.25x Long TSLA Daily ETF
ANTM / Anthem Inc
ULTA / Ulta Beauty, Inc.
PPG / PPG Industries, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund Call
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund Put
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
WM / Waste Management, Inc.
DOW / Dow Inc. Call
SWKS / Skyworks Solutions, Inc.
CMCSA / Comcast Corporation
URI / United Rentals, Inc.
USB / U.S. Bancorp
TXN / Texas Instruments Incorporated
PACB / Pacific Biosciences of California, Inc.
UNH / UnitedHealth Group Incorporated
UNH / UnitedHealth Group Incorporated Call
HON / Honeywell International Inc.
HIG / The Hartford Insurance Group, Inc.
EMR / Emerson Electric Co.
SBUX / Starbucks Corporation
MSFT / Microsoft Corporation
MSFT / Microsoft Corporation Call
WMT / Walmart Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
FL / Foot Locker, Inc.
PEP / PepsiCo, Inc.
APD / Air Products and Chemicals, Inc.
HCA / HCA Healthcare, Inc. Call
KR / The Kroger Co.
HPE / Hewlett Packard Enterprise Company
QRVO / Qorvo, Inc.
UPS / United Parcel Service, Inc.
K / Kellanova
NKE / NIKE, Inc.
CF / CF Industries Holdings, Inc.
CVS / CVS Health Corporation
SLB / Schlumberger Limited
DOW / Dow Inc.
PANW / Palo Alto Networks, Inc.
AYI / Acuity Inc.
WHR / Whirlpool Corporation
PSA / Public Storage
NOV / NOV Inc.
CELG / Celgene Corp. Call
CAT / Caterpillar Inc.
CAT / Caterpillar Inc. Call
ORCL / Oracle Corporation Put
PNW / Pinnacle West Capital Corporation
BGCP / BGC Partners Inc - Class A
TRV / The Travelers Companies, Inc.
CCL / Carnival Corporation & plc
AXP / American Express Company
AXP / American Express Company Call
FLR / Fluor Corporation
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
IBM / International Business Machines Corporation Call
INTC / Intel Corporation
INTC / Intel Corporation Call
MS / Morgan Stanley Call
EIX / Edison International
LRCX / Lam Research Corporation
GPS / The Gap, Inc.
JPM / JPMorgan Chase & Co.
GILD / Gilead Sciences, Inc.
ADP / Automatic Data Processing, Inc.
HCA / HCA Healthcare, Inc.
SRE / Sempra
COP / ConocoPhillips
SYK / Stryker Corporation
AMCX / AMC Networks Inc.
JCI / Johnson Controls International plc
FFIV / F5, Inc. Call
NOC / Northrop Grumman Corporation
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
EL / The Estée Lauder Companies Inc.
FCX / Freeport-McMoRan Inc. Call
ANDV / Andeavor Corp.
ARIA / ARIAD Pharmaceuticals, Inc.
BKNG / Booking Holdings Inc.
DVA / DaVita Inc.
VRTX / Vertex Pharmaceuticals Incorporated
VRTX / Vertex Pharmaceuticals Incorporated Call
BRK.B / Berkshire Hathaway Inc.
LLL / JX Luxventure Limited
EBAY / eBay Inc.
RTX / RTX Corporation Call
PCG / PG&E Corporation
FL / Foot Locker, Inc. Call
FCX / Freeport-McMoRan Inc.
DAL / Delta Air Lines, Inc.
EOG / EOG Resources, Inc.
CSX / CSX Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
MET / MetLife, Inc.
XRX / Xerox Holdings Corporation
LLY / Eli Lilly and Company
ORCL / Oracle Corporation Call
ORCL / Oracle Corporation
FOX / Fox Corporation
UPS / United Parcel Service, Inc. Call
BMY / Bristol-Myers Squibb Company
AMGN / Amgen Inc.
LH / Labcorp Holdings Inc.
LUMN / Lumen Technologies, Inc.
IP / International Paper Company
XRT / SPDR Series Trust - SPDR S&P Retail ETF
MO / Altria Group, Inc.
RY / Royal Bank of Canada
BBY / Best Buy Co., Inc.
UPS / United Parcel Service, Inc. Put
ADM / Archer-Daniels-Midland Company
TGT / Target Corporation
BAX / Baxter International Inc.
ITW / Illinois Tool Works Inc.
NAVI / Navient Corporation
PEAK / Healthpeak Properties, Inc.
CLX / The Clorox Company
CSCO / Cisco Systems, Inc.
CSCO / Cisco Systems, Inc. Call
MU / Micron Technology, Inc.
MU / Micron Technology, Inc. Call
DIM / WisdomTree Trust - WisdomTree International MidCap Dividend Fund
PEG / Public Service Enterprise Group Incorporated
XLNX / Xilinx, Inc.
MCK / McKesson Corporation
PSX / Phillips 66
PPL / PPL Corporation
TWTR / Twitter Inc
TWTR / Twitter Inc Call
KO / The Coca-Cola Company
ADBE / Adobe Inc.
ADBE / Adobe Inc. Call
EVG / Eaton Vance Short Duration Diversified Income Fund
AAL / American Airlines Group Inc.
MAS / Masco Corporation
DHR / Danaher Corporation
BDX / Becton, Dickinson and Company
EMN / Eastman Chemical Company
ISRG / Intuitive Surgical, Inc.
HOT / Starwood Hotels & Resorts Worldwide, Inc.
BX / Blackstone Inc.
ABBV / AbbVie Inc.
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
DIS / The Walt Disney Company
DIS / The Walt Disney Company Call
PF / Pinnacle Foods, Inc.
PG / The Procter & Gamble Company
F / Ford Motor Company
VZ / Verizon Communications Inc.
WDC / Western Digital Corporation
WAL / Western Alliance Bancorporation
RAD / Rite Aid Corp.
AAPL / Apple Inc.
AAPL / Apple Inc. Call
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
WFC / Wells Fargo & Company
WFC / Wells Fargo & Company Call
CL / Colgate-Palmolive Company
CL / Colgate-Palmolive Company Call
KHC / The Kraft Heinz Company
CLMT / Calumet, Inc.
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
WDC / Western Digital Corporation Call
VLO / Valero Energy Corporation
BAC / Bank of America Corporation
BAC / Bank of America Corporation Call