Market Value747,159,000
Total Holdings675
File Date2016-05-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
BXLT / Baxalta Incorporated
/ BlackRock Municipal 2020 Term Trust
RAI / Reynolds American, Inc.
QTRHF / Quarterhill Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
NLS / Nautilus Inc
TXT / Textron Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
USCI / United States Commodity Index Funds Trust - United States Commodity Index Fund
ATOS / Atossa Therapeutics, Inc.
SH / ProShares Trust - ProShares Short S&P500
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
FTF / Franklin Limited Duration Income Trust
LEA / Lear Corporation
WR / Westar Energy, Inc.
MARKET VECTORS ETF TR / EMKT HIYLD BD (57061R403)
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
ICF / iShares Trust - iShares Select U.S. REIT ETF
PSLV / Sprott Physical Silver Trust
US73936T4748 / POWERSHARES NATIONAL AMT-
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
AKAM / Akamai Technologies, Inc.
BPTH / Bio-Path Holdings, Inc.
ENTA / Enanta Pharmaceuticals, Inc.
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
KFY / Korn Ferry
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF
LFVN / LifeVantage Corporation
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
ALK / Alaska Air Group, Inc.
OXY / Occidental Petroleum Corporation
US7800976893 / Royal Bank of Scotland Group Plc
POM / PEPCO Holdings, Inc.
MCA / BlackRock MuniYield California Quality Fund Inc
MXF / The Mexico Fund, Inc.
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
SO / The Southern Company
UONE / Urban One, Inc.
ASHS / DBX ETF Trust - Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
VIOG / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 Growth ETF
904784709 / Unilever N.V.
RPXC / RPX Corporation
CAR / Avis Budget Group, Inc.
MNKKQ / Mallinckrodt Plc
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
DIS / The Walt Disney Company
MRK / Merck & Co., Inc.
CAB / Cabela's Incorporated
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
COF / Capital One Financial Corporation
NFLX / Netflix, Inc.
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
OSPN / OneSpan Inc.
HII / Huntington Ingalls Industries, Inc.
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
MMP / Magellan Midstream Partners L.P.
STI / Solidion Technology, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
NOW / ServiceNow, Inc.
ENZN / Enzon Pharmaceuticals, Inc.
IYJ / iShares Trust - iShares U.S. Industrials ETF
CB / Chubb Limited
SUNE / SUNation Energy Inc.
LPL / LG Display Co., Ltd. - Depositary Receipt (Common Stock)
ABBV / AbbVie Inc. Call
EWK / iShares, Inc. - iShares MSCI Belgium ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IYF / iShares Trust - iShares U.S. Financials ETF
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
BSL / Blackstone Senior Floating Rate 2027 Term Fund
/ Majesco Entertainment Co.
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
CHY / Calamos Convertible and High Income Fund
EWY / iShares, Inc. - iShares MSCI South Korea ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
DEW / WisdomTree Trust - WisdomTree Global High Dividend Fund
SPWR / Complete Solaria, Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
OLN / Olin Corporation
EWG / iShares, Inc. - iShares MSCI Germany ETF
RRD / R.R. Donnelley & Sons Co.
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
XNPMX / Nuveen Premium Income Municipal
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
VTV / Vanguard Index Funds - Vanguard Value ETF
UTF / Cohen & Steers Infrastructure Fund, Inc
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
PHYS / Sprott Physical Gold Trust
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
AMN / AMN Healthcare Services, Inc.
DBC / Invesco DB Commodity Index Tracking Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DVY / iShares Trust - iShares Select Dividend ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
SXL / Sunoco Logistics Partners L.P.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
SOXX / iShares Trust - iShares Semiconductor ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
ASG / Liberty All-Star Growth Fund, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PHK / PIMCO High Income Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
EXT / WisdomTree U.S. Total Market Fund
PM / Philip Morris International Inc.
CI / The Cigna Group
UWM / ProShares Trust - ProShares Ultra Russell2000
WBT / Welbilt Inc
AEP / American Electric Power Company, Inc.
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
D / Dominion Energy, Inc.
PFIE / Profire Energy, Inc.
AABA / Altaba Inc
EA / Electronic Arts Inc.
AGZ / iShares Trust - iShares Agency Bond ETF
TRV / The Travelers Companies, Inc.
SLV / iShares Silver Trust
XOM / Exxon Mobil Corporation
MHK / Mohawk Industries, Inc.
ZROZ / PIMCO ETF Trust - PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund
PEJ / Invesco Exchange-Traded Fund Trust - Invesco Leisure and Entertainment ETF
PXMG / PowerShares Fundamental Pure Mid Growth Portfolio
SAP / SAP SE - Depositary Receipt (Common Stock)
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
IHDG / WisdomTree Trust - WisdomTree International Hedged Quality Dividend Growth Fund
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
GLD / SPDR Gold Trust
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
OAK / Oaktree Capital Group, LLC
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
PZI / PowerShares Zacks Micro Cap Portfolio
XRT / SPDR Series Trust - SPDR S&P Retail ETF
V / Visa Inc.
TSN / Tyson Foods, Inc.
RE / Everest Re Group Ltd
ABT / Abbott Laboratories
SBI / Western Asset Intermediate Muni Fund Inc.
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
NUE / Nucor Corporation
UNP / Union Pacific Corporation
LUMO / Lumos Pharma, Inc.
KKR / KKR & Co. Inc.
T / AT&T Inc.
MMM / 3M Company
CIK / Credit Suisse Asset Management Income Fund, Inc.
PRU / Prudential Financial, Inc.
GT / The Goodyear Tire & Rubber Company
XEL / Xcel Energy Inc.
MCD / McDonald's Corporation
NAC / Nuveen California Quality Municipal Income Fund
MPC / Marathon Petroleum Corporation
ALU / Alcatel Lucent
JWN / Nordstrom, Inc.
GIS / General Mills, Inc.
SHW / The Sherwin-Williams Company
CAG / Conagra Brands, Inc.
BTO / John Hancock Financial Opportunities Fund
PIOE / P10 Holdings Inc - New
DVN / Devon Energy Corporation
CASI / CASI Pharmaceuticals, Inc.
GPC / Genuine Parts Company
FM / iShares, Inc. - iShares Frontier and Select EM ETF
WY / Weyerhaeuser Company
MDLZ / Mondelez International, Inc.
AMGN / Amgen Inc. Call
MVV / ProShares Trust - ProShares Ultra MidCap400
DEO / Diageo plc - Depositary Receipt (Common Stock)
EFA / iShares Trust - iShares MSCI EAFE ETF
HOG / Harley-Davidson, Inc.
CAM / Cameron International Corporation
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
BF.A / Brown-Forman Corporation
LPLA / LPL Financial Holdings Inc.
IBCC / iShares iBonds Mar 2018 Corporate ex-Financials ETF
ZIOP / Alaunos Therapeutics Inc
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
CBD / Companhia Brasileira De Distribuicao - Depositary Receipt (Common Stock)
FACTORSHARES TR / ISE CYBER SEC (30304R407)
FXE / Invesco CurrencyShares Euro Trust
SBGL / Sibanye Gold Limited ADR
NFLX / Netflix, Inc. Call
WLL / Whiting Petroleum Corp (New)
LULU / lululemon athletica inc.
PSEC / Prospect Capital Corporation
IPU / SPDR(R) S&P(R) International Utilities Sector ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
ARNC / Arconic Corporation
USL / United States 12 Month Oil Fund, LP
TTM / Tata Motors Ltd. - ADR
MARKET VECTORS ETF TR / HG YLD MUN ETF (57060U878)
RJA / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10
MARKET VECTORS ETF TR / BIOTECH ETF (57060U183)
TX / Ternium S.A. - Depositary Receipt (Common Stock)
AUO / AU Optronics Corp.
AMOV / America Movil S.A.B.DE C.V. - ADR - Class A
NG / NovaGold Resources Inc.
EEO / EGA Emerging Global Shares Trust
RENN / Renren Inc - ADR
FUL / H.B. Fuller Company
GOOG / Alphabet Inc.
EC / Ecopetrol S.A. - Depositary Receipt (Common Stock)
VMW / Vmware Inc. - Class A
XCO / EXCO Resources, Inc.
TGNA / TEGNA Inc.
GBIM / GlobeImmune, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
SPOK / Spok Holdings, Inc.
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
STO / Statoil ASA
SAIC / Science Applications International Corporation
MNDO / MIND C.T.I. Ltd
GWRE / Guidewire Software, Inc.
PCP / Precision Castparts Corporation
AVID / Avid Technology, Inc.
MBT / Mobile Telesystems PJSC - ADR
PLOW / Douglas Dynamics, Inc.
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
FEYE / FireEye Inc
ELLI / Ellie Mae, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PPC / Pilgrim's Pride Corporation
TSRA / Tessera Technologies, Inc.
LCI / Lannett Co., Inc.
CALM / Cal-Maine Foods, Inc.
AL / Air Lease Corporation
PAAS / Pan American Silver Corp.
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
BYM / BlackRock Municipal Income Quality Trust
QQQ / Invesco QQQ Trust, Series 1 Call
US0153511094 / Alexion Pharmaceuticals, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
US40416M1053 / Hd Supply Inc.
QQQ / Invesco QQQ Trust, Series 1
GSAT / Globalstar, Inc.
IYG / iShares Trust - iShares U.S. Financial Services ETF
PMM / Putnam Managed Municipal Income Trust
IWV / iShares Trust - iShares Russell 3000 ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
APU / AmeriGas Partners, L.P.
NNN / NNN REIT, Inc.
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
PEG / Public Service Enterprise Group Incorporated
IPE / SPDR Barclays TIPS ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
CPN / Calpine Corp.
LEO / BNY Mellon Strategic Municipals, Inc.
/ FERRELLGAS PARTNERS LP Unit
FEN / First Trust Energy Income and Growth Fund
DNP / DNP Select Income Fund Inc.
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
PSL / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Staples Momentum ETF
BMO / Bank of Montreal
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
QQQ / Invesco QQQ Trust, Series 1 Put
IAG / IAMGOLD Corporation
RCS / PIMCO Strategic Income Fund, Inc.
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
WILC / G. Willi-Food International Ltd.
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
GMF / SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF
FDIS / Fidelity Covington Trust - Fidelity MSCI Consumer Discretionary Index ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
KBE / SPDR Series Trust - SPDR S&P Bank ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
US0549371070 / BB&T Corp.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
FTR / Frontier Communications Corp.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
PNFP / Pinnacle Financial Partners, Inc.
TRP / TC Energy Corporation
XETWX / Eaton Vance Tax-Managed Global
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
FRST / Primis Financial Corp.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
TEI / Templeton Emerging Markets Income Fund
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
ULTA / Ulta Beauty, Inc.
LUV / Southwest Airlines Co.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
SHV / iShares Trust - iShares Short Treasury Bond ETF
BHI / Baker Hughes Inc.
SDIV / Global X Funds - Global X SuperDividend ETF
EWW / iShares, Inc. - iShares MSCI Mexico ETF
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
RFI / Cohen & Steers Total Return Realty Fund, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
JBLU / JetBlue Airways Corporation
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
EVF / Eaton Vance Senior Income Trust
DHR / Danaher Corporation Call
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
BBWI / Bath & Body Works, Inc.
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
UAA / Under Armour, Inc.
PNC / The PNC Financial Services Group, Inc.
HPE / Hewlett Packard Enterprise Company
BGB / Blackstone Strategic Credit 2027 Term Fund
NHTC / Natural Health Trends Corp.
MDVN / Medivation, Inc.
GWR / Genesee & Wyoming, Inc.
NVR / NVR, Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
OMC / Omnicom Group Inc.
DWAQ / Invesco DWA NASDAQ Momentum ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
AMAT / Applied Materials, Inc.
SYK / Stryker Corporation
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
CMI / Cummins Inc.
HBAN / Huntington Bancshares Incorporated
DLTR / Dollar Tree, Inc.
HYF / Managed High Yield Plus Fund, Inc.
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
ARCC / Ares Capital Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
WYNN / Wynn Resorts, Limited
HTBK / Heritage Commerce Corp
RHT / Red Hat, Inc.
ABC / Amerisource Bergen Corp.
GD / General Dynamics Corporation
SPY / SPDR S&P 500 ETF
SPY / SPDR S&P 500 ETF Call
SPY / SPDR S&P 500 ETF Put
GE / General Electric Company
NVS / Novartis AG - Depositary Receipt (Common Stock)
EW / Edwards Lifesciences Corporation
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
CVX / Chevron Corporation
IDV / iShares Trust - iShares International Select Dividend ETF
61166W101 / Monsanto Co.
NXPI / NXP Semiconductors N.V.
IBB / iShares Trust - iShares Biotechnology ETF
VALE / Vale S.A. - Depositary Receipt (Common Stock)
SNY / Sanofi - Depositary Receipt (Common Stock)
LVS / Las Vegas Sands Corp.
CMA / Comerica Incorporated
HAL / Halliburton Company
REGN / Regeneron Pharmaceuticals, Inc.
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
AGNC / AGNC Investment Corp.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
FEI / First Trust MLP and Energy Income Fund
CSCO / Cisco Systems, Inc.
FTNT / Fortinet, Inc.
VVR / Invesco Senior Income Trust
FFA / First Trust Enhanced Equity Income Fund
887228104 / Time Inc.
MBLY / Mobileye Global Inc.
BA / The Boeing Company
AFL / Aflac Incorporated
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
KO / The Coca-Cola Company Put
KEY / KeyCorp
NKE / NIKE, Inc.
/ Total S.A.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
IAU / iShares Gold Trust
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VTWG / Vanguard Scottsdale Funds - Vanguard Russell 2000 Growth ETF
GEL / Genesis Energy, L.P. - Limited Partnership
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
PXMV / PowerShares Fundamental Pure Mid Value Portfolio
BGY / BlackRock Enhanced International Dividend Trust
PWC / Invesco Capital Management LLC - Invesco Dynamic Market ETF
UNIS / Unilife Corp
TIP / iShares Trust - iShares TIPS Bond ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
74005P104 / Praxair, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NUV / Nuveen Municipal Value Fund, Inc.
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
SGEN / Seagen Inc
NCV / Virtus Convertible & Income Fund
CNS / Cohen & Steers, Inc.
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
US5535731062 / MSG Networks Inc
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
EPS / WisdomTree Trust - WisdomTree U.S. LargeCap Fund
VIS / Vanguard World Fund - Vanguard Industrials ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
NIE / Virtus Equity & Convertible Income Fund
VAW / Vanguard World Fund - Vanguard Materials ETF
MBB / iShares Trust - iShares MBS ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF Put
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
NLY / Annaly Capital Management, Inc.
VFH / Vanguard World Fund - Vanguard Financials ETF
BAC.WS.A / Bank of America Corp. A Warrants
BDJ / BlackRock Enhanced Equity Dividend Trust
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
MTW / The Manitowoc Company, Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
CET / Central Securities Corporation
GURU / Global X Funds - Global X Guru Index ETF
CSM / ProShares Trust - ProShares Large Cap Core Plus
IWM / iShares Trust - iShares Russell 2000 ETF
IWM / iShares Trust - iShares Russell 2000 ETF Put
MIN / MFS Intermediate Income Trust
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
HON / Honeywell International Inc. Call
WBC / Wabco Holdings, Inc.
JQC / Nuveen Credit Strategies Income Fund
OEF / iShares Trust - iShares S&P 100 ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
OSUR / OraSure Technologies, Inc.
FXI / iShares Trust - iShares China Large-Cap ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
/ McDermott International, Inc.
/ McDermott International, Inc. Call
EFT / Eaton Vance Floating-Rate Income Trust
ECF / Ellsworth Growth and Income Fund Ltd.
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
CSQ / Calamos Strategic Total Return Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
US2782651036 / Eaton Vance Corp.
WWD / Woodward, Inc.
SPF /
LSI / Life Storage Inc - Registered Shares
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
GLO / Clough Global Opportunities Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
GDV / The Gabelli Dividend & Income Trust
EPD / Enterprise Products Partners L.P. - Limited Partnership
QLD / ProShares Trust - ProShares Ultra QQQ
MINI / Mobile Mini, Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
CHW / Calamos Global Dynamic Income Fund
RMT / Royce Micro-Cap Trust, Inc.
SD / SandRidge Energy, Inc.
SD / SandRidge Energy, Inc. Call
BKT / BlackRock Income Trust, Inc.
PXSV / PowerShares Fundamental Pure Small Value Portfolio
VNR / Vanguard Natural Resources, LLC
N / NetSuite, Inc.
PZZA / Papa John's International, Inc.
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
GIM / Templeton Global Income Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
EWP / iShares, Inc. - iShares MSCI Spain ETF
MGU / Macquarie Global Infrastructure Total Return Fund Inc
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
ADT / ADT Inc.
AINV / Apollo Investment Corporation
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
IWB / iShares Trust - iShares Russell 1000 ETF
CBI / Chicago Bridge & Iron Co., N.V.
ITB / iShares Trust - iShares U.S. Home Construction ETF
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF Put
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
BFOR / ALPS ETF Trust - Barron's 400 ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
XIAFX / Aberdeen Australia Equity Fund,
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
232820100 / Cytec Industries Inc.
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
WSM / Williams-Sonoma, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
RDN / Radian Group Inc.
TYG / Tortoise Energy Infrastructure Corporation
BCV / Bancroft Fund Ltd.
CHI / Calamos Convertible Opportunities and Income Fund
IEV / iShares Trust - iShares Europe ETF
NWBI / Northwest Bancshares, Inc.
PXSG / PowerShares Fundamental Pure Small Growth Portfolio
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
SPH / Suburban Propane Partners, L.P. - Limited Partnership
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
CGNX / Cognex Corporation
HTD / John Hancock Tax-Advantaged Dividend Income Fund
GNW / Genworth Financial, Inc.
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
RCD / Ready Capital Corporation - Corporate Bond/Note
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
FSLR / First Solar, Inc.
TSI / TCW Strategic Income Fund, Inc.
DWM / WisdomTree Trust - WisdomTree International Equity Fund
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
BIIB / Biogen Inc.
BIIB / Biogen Inc. Call
CRM / Salesforce, Inc.
JNJ / Johnson & Johnson
GILD / Gilead Sciences, Inc.
VRSN / VeriSign, Inc.
TAP / Molson Coors Beverage Company
LMT / Lockheed Martin Corporation
LGF.A / Lions Gate Entertainment Corp.
POT / Potash Corp. of Saskatchewan, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
EXC / Exelon Corporation
DE / Deere & Company
GGT / The Gabelli Multimedia Trust Inc.
YUM / Yum! Brands, Inc.
BXE / Bellatrix Exploration Ltd
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
US0325111070 / Anadarko Petroleum Corp.
O / Realty Income Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
WTRG / Essential Utilities, Inc.
FSK / FS KKR Capital Corp.
PHM / PulteGroup, Inc.
KLAC / KLA Corporation Call
AVGO / Broadcom Inc.
MS / Morgan Stanley
US59408Q1067 / Michaels Companies Inc. (The)
DG / Dollar General Corporation
CMCSA / Comcast Corporation
WBA / Walgreens Boots Alliance, Inc.
NVDA / NVIDIA Corporation
BIG / Big Lots, Inc.
MA / Mastercard Incorporated
APEN / Apollo Endosurgery Inc
IBM / International Business Machines Corporation
COST / Costco Wholesale Corporation
TROW / T. Rowe Price Group, Inc.
CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
AET / Aetna, Inc.
LNG / Cheniere Energy, Inc.
GLW / Corning Incorporated
ED / Consolidated Edison, Inc.
RTN / Raytheon Co.
TJX / The TJX Companies, Inc.
BRK.A / Berkshire Hathaway Inc.
ILMN / Illumina, Inc.
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
KGC / Kinross Gold Corporation
LEN / Lennar Corporation
CAT / Caterpillar Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
ALL / The Allstate Corporation
AXON / Axon Enterprise, Inc.
KMB / Kimberly-Clark Corporation
MFC / HEXAOM
PPG / PPG Industries, Inc.
DFS / Discover Financial Services
EET / ProShares Trust - ProShares Ultra MSCI Emerging Markets
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
MYC / BlackRock MuniYield California Fund Inc
PII / Polaris Inc.
IDCC / InterDigital, Inc.
META / Meta Platforms, Inc.
BTZ / BlackRock Credit Allocation Income Trust
VIAB / Viacom, Inc.
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
CMS / CMS Energy Corporation
GS / The Goldman Sachs Group, Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
RDS.B / Shell Plc - ADR
PDT / John Hancock Premium Dividend Fund
GHYG / iShares, Inc. - iShares US & Intl High Yield Corp Bond ETF
30064K105 / Exacttarget, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
EMHY / iShares, Inc. - iShares J.P. Morgan EM High Yield Bond ETF
PGEN / Precigen, Inc.
PZC / PIMCO California Municipal Income Fund III
ASRT / Assertio Holdings, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
FFIV / F5, Inc.
ANET / Arista Networks Inc
EVG / Eaton Vance Short Duration Diversified Income Fund
ILG / Interior Logic Group Holdings Inc
64126X201 / NeuStar, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
MYD / BlackRock MuniYield Fund, Inc.
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
DBEU / DBX ETF Trust - Xtrackers MSCI Europe Hedged Equity ETF
DOW / Dow Inc.
PYPL / PayPal Holdings, Inc.
AAPL / Apple Inc. Call
CVX / Chevron Corporation Call
CVX / Chevron Corporation Put
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
XPHTX / Pioneer High Income Trust
XUSAX / Liberty All Star Equity Fund
MRK / Merck & Co., Inc. Call
XOM / Exxon Mobil Corporation Call
BAC / Bank of America Corporation Call
WFC / Wells Fargo & Company Call
PFE / Pfizer Inc. Call
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
XCIIX / BlackRock Enhanced Capital and
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
T / AT&T Inc. Call
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
INTU / Intuit Inc.
WHR / Whirlpool Corporation
LH / Labcorp Holdings Inc.
TSL / GraniteShares ETF Trust - GraniteShares 1.25x Long TSLA Daily ETF
ANTM / Anthem Inc
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
WM / Waste Management, Inc.
SWKS / Skyworks Solutions, Inc.
URI / United Rentals, Inc.
USB / U.S. Bancorp
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
KLAC / KLA Corporation
TXN / Texas Instruments Incorporated
PACB / Pacific Biosciences of California, Inc.
UNH / UnitedHealth Group Incorporated
HON / Honeywell International Inc.
HIG / The Hartford Insurance Group, Inc.
SBUX / Starbucks Corporation
TSLA / Tesla, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
WMT / Walmart Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EMR / Emerson Electric Co.
BKNG / Booking Holdings Inc.
PEP / PepsiCo, Inc.
APD / Air Products and Chemicals, Inc.
HCA / HCA Healthcare, Inc.
UPS / United Parcel Service, Inc. Put
K / Kellanova
CF / CF Industries Holdings, Inc.
LOW / Lowe's Companies, Inc.
CVS / CVS Health Corporation
SLB / Schlumberger Limited
BBY / Best Buy Co., Inc.
PANW / Palo Alto Networks, Inc.
AYI / Acuity Inc.
CL / Colgate-Palmolive Company Call
NOV / NOV Inc.
CCL / Carnival Corporation & plc
TGT / Target Corporation
19041P105 / CBS Corp.
AXP / American Express Company
SWK / Stanley Black & Decker, Inc.
CELG / Celgene Corp.
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
INTC / Intel Corporation
EIX / Edison International
CTSH / Cognizant Technology Solutions Corporation
LRCX / Lam Research Corporation
HPQ / HP Inc.
GPS / The Gap, Inc.
ADP / Automatic Data Processing, Inc.
AMZN / Amazon.com, Inc.
PPL / PPL Corporation
DATA / Tableau Software, Inc.
PSA / Public Storage
SRE / Sempra
PNW / Pinnacle West Capital Corporation
COP / ConocoPhillips
NSC / Norfolk Southern Corporation
AMCX / AMC Networks Inc.
KORS / Michael Kors Holdings Ltd.
M / Macy's, Inc.
JCI / Johnson Controls International plc
NOC / Northrop Grumman Corporation
QCOM / QUALCOMM Incorporated
UPS / United Parcel Service, Inc. Call
EL / The Estée Lauder Companies Inc.
ANDV / Andeavor Corp.
KR / The Kroger Co.
ARIA / ARIAD Pharmaceuticals, Inc.
DVA / DaVita Inc.
VRTX / Vertex Pharmaceuticals Incorporated
BRK.B / Berkshire Hathaway Inc.
LLL / JX Luxventure Limited
EBAY / eBay Inc.
RTX / RTX Corporation
FL / Foot Locker, Inc.
FCX / Freeport-McMoRan Inc.
DOW / Dow Inc. Call
EOG / EOG Resources, Inc.
CSX / CSX Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
VLO / Valero Energy Corporation
MET / MetLife, Inc.
DOW / Dow Inc. Put
DOW / Dow Inc.
GOOGL / Alphabet Inc.
TMO / Thermo Fisher Scientific Inc.
LLY / Eli Lilly and Company
ORCL / Oracle Corporation Call
MRO / Marathon Oil Corporation
ORCL / Oracle Corporation
INCY / Incyte Corporation
FOX / Fox Corporation
BMY / Bristol-Myers Squibb Company
AMGN / Amgen Inc.
HD / The Home Depot, Inc.
LUMN / Lumen Technologies, Inc.
IP / International Paper Company
VFC / V.F. Corporation
PCG / PG&E Corporation
MO / Altria Group, Inc.
RY / Royal Bank of Canada
UPS / United Parcel Service, Inc.
ZTS / Zoetis Inc.
BAX / Baxter International Inc.
JPM / JPMorgan Chase & Co.
ITW / Illinois Tool Works Inc.
FDX / FedEx Corporation
NAVI / Navient Corporation
ISRG / Intuitive Surgical, Inc.
PEAK / Healthpeak Properties, Inc.
CLX / The Clorox Company
PFE / Pfizer Inc.
MU / Micron Technology, Inc.
MU / Micron Technology, Inc. Call
DIM / WisdomTree Trust - WisdomTree International MidCap Dividend Fund
XLNX / Xilinx, Inc.
STJ / St. Jude Medical, Inc.
FLR / Fluor Corporation
MCK / McKesson Corporation
PSX / Phillips 66
TWTR / Twitter Inc
KO / The Coca-Cola Company
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
ADBE / Adobe Inc.
AAL / American Airlines Group Inc.
MAS / Masco Corporation
DHR / Danaher Corporation
HES / Hess Corporation
BDX / Becton, Dickinson and Company
DAL / Delta Air Lines, Inc.
LMNR / Limoneira Company
EMN / Eastman Chemical Company
HOT / Starwood Hotels & Resorts Worldwide, Inc.
PCAR / PACCAR Inc
SSO / ProShares Trust - ProShares Ultra S&P500
KHC / The Kraft Heinz Company
ABBV / AbbVie Inc.
PG / The Procter & Gamble Company
F / Ford Motor Company
VZ / Verizon Communications Inc.
WDC / Western Digital Corporation
QRVO / Qorvo, Inc.
WAL / Western Alliance Bancorporation
OCN / Ocwen Financial Corporation
AAPL / Apple Inc.
MNKD / MannKind Corporation
WFC / Wells Fargo & Company
BX / Blackstone Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
CL / Colgate-Palmolive Company
CLMT / Calumet, Inc.
RAD / Rite Aid Corp.
BGCP / BGC Partners Inc - Class A
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
MSFT / Microsoft Corporation
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation