Market Value742,027,000
Total Holdings546
File Date2014-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
WY / Weyerhaeuser Company
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
TXT / Textron Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
BAC.WS.A / Bank of America Corp. A Warrants
RMT / Royce Micro-Cap Trust, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
HPQ / HP Inc.
MCA / BlackRock MuniYield California Quality Fund Inc
MGA / Magna International Inc.
SALE / RetailMeNot, Inc.
RWK / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap 400 Revenue ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
SALE / RetailMeNot, Inc.
SALE / RetailMeNot, Inc.
US73936T4748 / POWERSHARES NATIONAL AMT-
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
SO / The Southern Company
AEIS / Advanced Energy Industries, Inc.
BBNK / Bridge Capital Holdings
BDN / Brandywine Realty Trust
BRCM / Broadcom Corporation
CXP / Columbia Property Trust Inc
SOXL / Direxion Shares ETF Trust - Direxion Daily Semiconductor Bull 3X Shares
EGA EMERGING GLOBAL SHS TR / EGSHR BYND BRC (268461639)
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
EWK / iShares, Inc. - iShares MSCI Belgium ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
MXF / The Mexico Fund, Inc.
POM / PEPCO Holdings, Inc.
PETROLEUM & RES CORP / (716549100)
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
ROYCE FOCUS TR / (78080N108)
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
CODE / Spansion Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
UNIS / Unilife Corp
VMI / Valmont Industries, Inc.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
MRK / Merck & Co., Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
D / Dominion Energy, Inc.
NAC / Nuveen California Quality Municipal Income Fund
HTGC / Hercules Capital, Inc.
MMP / Magellan Midstream Partners L.P.
PZZA / Papa John's International, Inc.
STI / Solidion Technology, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
CMI / Cummins Inc.
170032AT3 / Chiquita Brands International Inc Bond
MHRC / Magnum Hunter Resources Corp.
GTAT / GT Advanced Technologies Inc
US2655041000 / Dunkin' Brands Group, Inc.
EMFM / Global X Funds - Global X MSCI Next Emerging & Frontier ETF
CAMAC ENERGY INC / (131745101)
CAM / Cameron International Corporation
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
DOW 30SM ENHANCED PREM & INC / (260537105)
FSK / FS KKR Capital Corp.
LINE / Lineage, Inc.
KRFT /
PL.PRE / Protective Life Corp.
SGEN / Seagen Inc
TRW / TRW Automotive Holdings
VDE / Vanguard World Fund - Vanguard Energy ETF
CAB / Cabela's Incorporated
TQNT /
EPS / WisdomTree Trust - WisdomTree U.S. LargeCap Fund
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
MTW / The Manitowoc Company, Inc.
CSM / ProShares Trust - ProShares Large Cap Core Plus
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
ADNC / Audience Inc
PIMCO ETF TR / CDA BD IDX FD (72201R759)
EWU / iShares Trust - iShares MSCI United Kingdom ETF
PICK / iShares, Inc. - iShares MSCI Global Metals & Mining Producers ETF
SPY / SPDR S&P 500 ETF Put
US0325111070 / Anadarko Petroleum Corp.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
GGT / The Gabelli Multimedia Trust Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
TSI / TCW Strategic Income Fund, Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IEV / iShares Trust - iShares Europe ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
DIS / The Walt Disney Company
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
LYB / LyondellBasell Industries N.V.
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
CHY / Calamos Convertible and High Income Fund
XCIIX / BlackRock Enhanced Capital and
US0549371070 / BB&T Corp.
VALE / Vale S.A. - Depositary Receipt (Common Stock)
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
IYE / iShares Trust - iShares U.S. Energy ETF
FEN / First Trust Energy Income and Growth Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EWP / iShares, Inc. - iShares MSCI Spain ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
QQQ / Invesco QQQ Trust, Series 1 Call
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
QQQ / Invesco QQQ Trust, Series 1 Put
PZC / PIMCO California Municipal Income Fund III
CGNX / Cognex Corporation
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
XNPMX / Nuveen Premium Income Municipal
HCN / Welltower Inc.
SGHAX / Deutsche DWS Income Trust - DWS Global High Income Fund Class A
FCEL / FuelCell Energy, Inc.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
PHYS / Sprott Physical Gold Trust
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
DBC / Invesco DB Commodity Index Tracking Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
CMCSA / Comcast Corporation
MIDU / Direxion Shares ETF Trust - Direxion Daily Mid Cap Bull 3X Shares
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
SOXX / iShares Trust - iShares Semiconductor ETF
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PHK / PIMCO High Income Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
EXT / WisdomTree U.S. Total Market Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PM / Philip Morris International Inc.
ARIA / ARIAD Pharmaceuticals, Inc. Call
AEP / American Electric Power Company, Inc.
QCOM / QUALCOMM Incorporated
INVA / Innoviva, Inc.
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
SLV / iShares Silver Trust
C.WSA / Citigroup, Inc.
GURU / Global X Funds - Global X Guru Index ETF
TRV / The Travelers Companies, Inc.
UWM / ProShares Trust - ProShares Ultra Russell2000
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
NUE / Nucor Corporation
IAU / iShares Gold Trust
PXMV / PowerShares Fundamental Pure Mid Value Portfolio
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
NCV / Virtus Convertible & Income Fund
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
MO / Altria Group, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
IWM / iShares Trust - iShares Russell 2000 ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
CSQ / Calamos Strategic Total Return Fund
BKT / BlackRock Income Trust, Inc.
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
QQQ / Invesco QQQ Trust, Series 1
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
V / Visa Inc.
HIG / The Hartford Insurance Group, Inc.
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
EWW / iShares, Inc. - iShares MSCI Mexico ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
UNP / Union Pacific Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
T / AT&T Inc.
CIK / Credit Suisse Asset Management Income Fund, Inc.
PRU / Prudential Financial, Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
MCD / McDonald's Corporation
KKR / KKR & Co. Inc.
PSA / Public Storage
DIM / WisdomTree Trust - WisdomTree International MidCap Dividend Fund
MPC / Marathon Petroleum Corporation
JWN / Nordstrom, Inc.
GIS / General Mills, Inc.
BTO / John Hancock Financial Opportunities Fund
KEY / KeyCorp
KEY / KeyCorp Call
MVV / ProShares Trust - ProShares Ultra MidCap400
DEO / Diageo plc - Depositary Receipt (Common Stock)
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
PNC / The PNC Financial Services Group, Inc.
OMC / Omnicom Group Inc.
DWAQ / Invesco DWA NASDAQ Momentum ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
ALU / Alcatel Lucent
AMAT / Applied Materials, Inc.
SYK / Stryker Corporation
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
HYF / Managed High Yield Plus Fund, Inc.
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
ULSGF / UBS AG
N / NetSuite, Inc.
N / NetSuite, Inc. Call
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
ARCC / Ares Capital Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
WYNN / Wynn Resorts, Limited
RHT / Red Hat, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
ABC / Amerisource Bergen Corp.
SPY / SPDR S&P 500 ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
CVX / Chevron Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
TRP / TC Energy Corporation
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
GE / General Electric Company
61166W101 / Monsanto Co.
IBB / iShares Trust - iShares Biotechnology ETF
NXP / Nuveen Select Tax-Free Income Portfolio
SNY / Sanofi - Depositary Receipt (Common Stock)
LVS / Las Vegas Sands Corp.
HAL / Halliburton Company
REGN / Regeneron Pharmaceuticals, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
FOX / Fox Corporation
META / Meta Platforms, Inc.
FEI / First Trust MLP and Energy Income Fund
CSCO / Cisco Systems, Inc.
FTNT / Fortinet, Inc.
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FFA / First Trust Enhanced Equity Income Fund
BA / The Boeing Company
AFL / Aflac Incorporated
NKE / NIKE, Inc.
TMO / Thermo Fisher Scientific Inc.
MINI / Mobile Mini, Inc.
US35904G1076 / Altisource Residential Corp
/ Total S.A.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
RXL / ProShares Trust - ProShares Ultra Health Care
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
AWP / abrdn Global Premier Properties Fund
XETWX / Eaton Vance Tax-Managed Global
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
GEL / Genesis Energy, L.P. - Limited Partnership
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IOO / iShares Trust - iShares Global 100 ETF
BGY / BlackRock Enhanced International Dividend Trust
PWC / Invesco Capital Management LLC - Invesco Dynamic Market ETF
TIP / iShares Trust - iShares TIPS Bond ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
WFM / Whole Foods Market, Inc.
HTA / Healthcare Realty Trust Inc - Class A
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
74005P104 / Praxair, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NUV / Nuveen Municipal Value Fund, Inc.
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
WWAV / The WhiteWave Foods Co.
CNS / Cohen & Steers, Inc.
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
US5535731062 / MSG Networks Inc
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
SXL / Sunoco Logistics Partners L.P.
SWN / Southwestern Energy Company
KMP /
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
NIE / Virtus Equity & Convertible Income Fund
VAW / Vanguard World Fund - Vanguard Materials ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
MBB / iShares Trust - iShares MBS ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
FLOT / iShares Trust - iShares Floating Rate Bond ETF
CET / Central Securities Corporation
IWM / iShares Trust - iShares Russell 2000 ETF Call
MIN / MFS Intermediate Income Trust
CIM / Chimera Investment Corporation
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
WBC / Wabco Holdings, Inc.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
JQC / Nuveen Credit Strategies Income Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
OSUR / OraSure Technologies, Inc.
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
FXI / iShares Trust - iShares China Large-Cap ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
/ McDermott International, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
EFT / Eaton Vance Floating-Rate Income Trust
ECF / Ellsworth Growth and Income Fund Ltd.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
US2782651036 / Eaton Vance Corp.
WWD / Woodward, Inc.
SPF /
LSI / Life Storage Inc - Registered Shares
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
CIEN / Ciena Corporation
GLO / Clough Global Opportunities Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
GDV / The Gabelli Dividend & Income Trust
EPD / Enterprise Products Partners L.P. - Limited Partnership
ATML / Atmel Corporation
ATML / Atmel Corporation Call
QLD / ProShares Trust - ProShares Ultra QQQ
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
CHW / Calamos Global Dynamic Income Fund
SD / SandRidge Energy, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
PXSV / PowerShares Fundamental Pure Small Value Portfolio
VNR / Vanguard Natural Resources, LLC
SYNA / Synaptics Incorporated
GIM / Templeton Global Income Fund
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
PIM / Putnam Master Intermediate Income Trust
CNMD / CONMED Corporation
MGU / Macquarie Global Infrastructure Total Return Fund Inc
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
ADT / ADT Inc.
NWBO / Northwest Biotherapeutics, Inc.
JOY / Joy Global, Inc.
AINV / Apollo Investment Corporation
TKR / The Timken Company
HYT / BlackRock Corporate High Yield Fund, Inc.
OAK / Oaktree Capital Group, LLC
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
IYW / iShares Trust - iShares U.S. Technology ETF
CBI / Chicago Bridge & Iron Co., N.V.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
BFOR / ALPS ETF Trust - Barron's 400 ETF
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
PXMG / PowerShares Fundamental Pure Mid Growth Portfolio
KOG /
DEW / WisdomTree Trust - WisdomTree Global High Dividend Fund
XIAFX / Aberdeen Australia Equity Fund,
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
232820100 / Cytec Industries Inc.
WSM / Williams-Sonoma, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
GGG / Graco Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
RDN / Radian Group Inc.
TYG / Tortoise Energy Infrastructure Corporation
IYH / iShares Trust - iShares U.S. Healthcare ETF
BCV / Bancroft Fund Ltd.
AABA / Altaba Inc
AVP / Avon Products, Inc.
HYLD / Exchange Listed Funds Trust - High Yield ETF
CHI / Calamos Convertible Opportunities and Income Fund
NWBI / Northwest Bancshares, Inc.
PXSG / PowerShares Fundamental Pure Small Growth Portfolio
SAP / SAP SE - Depositary Receipt (Common Stock)
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
SPH / Suburban Propane Partners, L.P. - Limited Partnership
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
VVR / Invesco Senior Income Trust
HTD / John Hancock Tax-Advantaged Dividend Income Fund
PZI / PowerShares Zacks Micro Cap Portfolio
GNW / Genworth Financial, Inc.
ERJ / Embraer S.A. - Depositary Receipt (Common Stock)
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
GCI / Gannett Co., Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
RCD / Ready Capital Corporation - Corporate Bond/Note
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
FSLR / First Solar, Inc.
DWM / WisdomTree Trust - WisdomTree International Equity Fund
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
BIIB / Biogen Inc.
JNJ / Johnson & Johnson
GILD / Gilead Sciences, Inc.
ABBV / AbbVie Inc.
LMT / Lockheed Martin Corporation
DVN / Devon Energy Corporation
DE / Deere & Company
POT / Potash Corp. of Saskatchewan, Inc.
UPS / United Parcel Service, Inc. Put
O / Realty Income Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
UI / Ubiquiti Inc.
PHM / PulteGroup, Inc.
MS / Morgan Stanley
XOM / Exxon Mobil Corporation
PXD / Pioneer Natural Resources Company
MA / Mastercard Incorporated
JCP / J.C. Penney Co., Inc.
TROW / T. Rowe Price Group, Inc.
AET / Aetna, Inc.
CBSH / Commerce Bancshares, Inc.
ED / Consolidated Edison, Inc.
RTN / Raytheon Co.
EBAY / eBay Inc.
TJX / The TJX Companies, Inc.
BRK.A / Berkshire Hathaway Inc.
ILMN / Illumina, Inc.
NLY / Annaly Capital Management, Inc.
ALL / The Allstate Corporation
KMB / Kimberly-Clark Corporation
DFS / Discover Financial Services
DHI / D.R. Horton, Inc.
BTZ / BlackRock Credit Allocation Income Trust
VIAB / Viacom, Inc.
AKAM / Akamai Technologies, Inc.
GS / The Goldman Sachs Group, Inc.
CPRT / Copart, Inc.
MDLZ / Mondelez International, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
LO /
FFIV / F5, Inc.
GOOGL / Alphabet Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
XLNX / Xilinx, Inc.
FRST / Primis Financial Corp.
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
PCAR / PACCAR Inc
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
DOW / Dow Inc.
WFC / Wells Fargo & Company Call
MMM / 3M Company
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
RYF / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
CVX / Chevron Corporation Put
ABT / Abbott Laboratories Call
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
XPHTX / Pioneer High Income Trust
XUSAX / Liberty All Star Equity Fund
BAC / Bank of America Corporation Call
DIA / SPDR Dow Jones Industrial Average ETF Trust Call
DIA / SPDR Dow Jones Industrial Average ETF Trust Put
IBM / International Business Machines Corporation Call
ASG / Liberty All-Star Growth Fund, Inc.
COST / Costco Wholesale Corporation
TSLA / Tesla, Inc.
WHR / Whirlpool Corporation
YUM / Yum! Brands, Inc.
ANTM / Anthem Inc
RGI / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Industrials ETF
SWKS / Skyworks Solutions, Inc.
CMCSA / Comcast Corporation
URI / United Rentals, Inc.
USB / U.S. Bancorp
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
OXY / Occidental Petroleum Corporation
CI / The Cigna Group
TXN / Texas Instruments Incorporated
UNH / UnitedHealth Group Incorporated
SLB / Schlumberger Limited
HON / Honeywell International Inc.
GOOG / Alphabet Inc.
SBUX / Starbucks Corporation
WMT / Walmart Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EMR / Emerson Electric Co.
PEP / PepsiCo, Inc.
HCA / HCA Healthcare, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
K / Kellanova
LUMN / Lumen Technologies, Inc.
CVS / CVS Health Corporation
AYI / Acuity Inc.
NOV / NOV Inc.
CAT / Caterpillar Inc.
CELG / Celgene Corp.
ABT / Abbott Laboratories
19041P105 / CBS Corp.
AXP / American Express Company
SWK / Stanley Black & Decker, Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
IBM / International Business Machines Corporation
VFC / V.F. Corporation
LOW / Lowe's Companies, Inc.
PH / Parker-Hannifin Corporation
LRCX / Lam Research Corporation
JPM / JPMorgan Chase & Co.
GPS / The Gap, Inc.
ADP / Automatic Data Processing, Inc.
DATA / Tableau Software, Inc.
SRE / Sempra
PNW / Pinnacle West Capital Corporation
AMZN / Amazon.com, Inc.
COP / ConocoPhillips
NSC / Norfolk Southern Corporation
M / Macy's, Inc.
JCI / Johnson Controls International plc
TD / The Toronto-Dominion Bank
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
FCX / Freeport-McMoRan Inc.
ARIA / ARIAD Pharmaceuticals, Inc.
BKNG / Booking Holdings Inc.
DVA / DaVita Inc.
VRTX / Vertex Pharmaceuticals Incorporated
RTX / RTX Corporation
FL / Foot Locker, Inc.
DOW / Dow Inc. Call
EOG / EOG Resources, Inc.
CSX / CSX Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
MET / MetLife, Inc.
VTGDF / Vantage Drilling Company
DOW / Dow Inc.
LLY / Eli Lilly and Company
TWTR / Twitter Inc
MRO / Marathon Oil Corporation
PSX / Phillips 66
BMY / Bristol-Myers Squibb Company
AMGN / Amgen Inc.
HD / The Home Depot, Inc.
IP / International Paper Company
XRT / SPDR Series Trust - SPDR S&P Retail ETF
TGT / Target Corporation
RY / Royal Bank of Canada
MDT / Medtronic plc
UPS / United Parcel Service, Inc.
BAX / Baxter International Inc.
ITW / Illinois Tool Works Inc.
FDX / FedEx Corporation
ROST / Ross Stores, Inc.
WDC / Western Digital Corporation
PFE / Pfizer Inc.
KO / The Coca-Cola Company
ORCL / Oracle Corporation
FLR / Fluor Corporation
MCK / McKesson Corporation
PPL / PPL Corporation
ADBE / Adobe Inc.
AAL / American Airlines Group Inc.
MAS / Masco Corporation
DHR / Danaher Corporation
HES / Hess Corporation
BDX / Becton, Dickinson and Company
DAL / Delta Air Lines, Inc.
EMN / Eastman Chemical Company
US00C4U1L353 / Mylan N.V.
DNDN /
HOT / Starwood Hotels & Resorts Worldwide, Inc.
SSO / ProShares Trust - ProShares Ultra S&P500
BX / Blackstone Inc.
PG / The Procter & Gamble Company
F / Ford Motor Company
F / Ford Motor Company Call
VZ / Verizon Communications Inc.
BTGOF / BT Group plc
OCN / Ocwen Financial Corporation
INTC / Intel Corporation
RAD / Rite Aid Corp.
AAPL / Apple Inc.
AAPL / Apple Inc. Put
WFC / Wells Fargo & Company
NEA / Nuveen AMT-Free Quality Municipal Income Fund
CL / Colgate-Palmolive Company
CLMT / Calumet, Inc.
MSFT / Microsoft Corporation
BAC / Bank of America Corporation
VLO / Valero Energy Corporation