Market Value246,364,000
Total Holdings211
File Date2021-11-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
V / Visa Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
PAPR / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - April
HIX / Western Asset High Income Fund II Inc.
SNSR / Global X Funds - Global X Internet of Things ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
TSLA / Tesla, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
WPC / W. P. Carey Inc.
WM / Waste Management, Inc.
GUT / The Gabelli Utility Trust
FMAY / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - May
SQ / Block, Inc.
TGT / Target Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
IYH / iShares Trust - iShares U.S. Healthcare ETF
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
NFLX / Netflix, Inc.
EDU / New Oriental Education & Technology Group Inc. - Depositary Receipt (Common Stock)
MUB / iShares Trust - iShares National Muni Bond ETF
MCD / McDonald's Corporation
ROK / Rockwell Automation, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
T / AT&T Inc.
CL / Colgate-Palmolive Company
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
DM.WT / Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
CVS / CVS Health Corporation
AXP / American Express Company
IYW / iShares Trust - iShares U.S. Technology ETF
AAPL / Apple Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
GLAD / Gladstone Capital Corporation
SSO / ProShares Trust - ProShares Ultra S&P500
SCCO / Southern Copper Corporation
QQQM / Invesco Exchange-Traded Fund Trust II - Invesco NASDAQ 100 ETF
TDOC / Teladoc Health, Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
SPHY / SPDR Series Trust - SPDR Portfolio High Yield Bond ETF
ED / Consolidated Edison, Inc.
UBER / Uber Technologies, Inc.
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
AMP / Ameriprise Financial, Inc.
NMRK / Newmark Group, Inc.
JBLU / JetBlue Airways Corporation
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
IBM / International Business Machines Corporation
RTX / RTX Corporation
ABBV / AbbVie Inc.
ET / Energy Transfer LP - Limited Partnership
DIA / SPDR Dow Jones Industrial Average ETF Trust
JNJ / Johnson & Johnson
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
WMT / Walmart Inc.
LMT / Lockheed Martin Corporation
GDV / The Gabelli Dividend & Income Trust
GOOGL / Alphabet Inc.
PDI / PIMCO Dynamic Income Fund
TWO / Two Harbors Investment Corp.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AVGO / Broadcom Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
DFAC / Dimensional ETF Trust - Dimensional U.S. Core Equity 2 ETF
PEP / PepsiCo, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
JPEM / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return Emerging Markets Equity ETF
PULS / PGIM ETF Trust - PGIM Ultra Short Bond ETF
SPTS / SPDR Series Trust - SPDR Portfolio Short Term Treasury ETF
BCBP / BCB Bancorp, Inc.
ELV / Elevance Health, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
PEG / Public Service Enterprise Group Incorporated
ROL / Rollins, Inc.
NVDA / NVIDIA Corporation
RSPT / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Technology ETF
HON / Honeywell International Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CREE / Cree, Inc.
AZAA / AIM ETF Products Trust - AllianzIM U.S. Large Cap Buffer10 Apr ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
LIN / Linde plc
INMD / InMode Ltd.
HYLD / Exchange Listed Funds Trust - High Yield ETF
AMZN / Amazon.com, Inc.
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
DFAX / Dimensional ETF Trust - Dimensional World ex U.S. Core Equity 2 ETF
APRW / AIM ETF Products Trust - AllianzIM U.S. Large Cap Buffer20 Apr ETF
NVG / Nuveen AMT-Free Municipal Credit Income Fund
BA / The Boeing Company
PENN / PENN Entertainment, Inc.
SPGI / S&P Global Inc.
OXSQ / Oxford Square Capital Corp.
AGOX / Starboard Investment Trust - Adaptive Alpha Opportunities ETF
SHOP / Shopify Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
THW / Abrdn World Healthcare Fund
FPL / First Trust New Opportunities MLP & Energy Fund
PDT / John Hancock Premium Dividend Fund
AMZA / ETFis Series Trust I - InfraCap MLP ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
PSEC / Prospect Capital Corporation
SMHB / ETRACS Monthly Pay 2x Leveraged US Small Cap High Dividend ETN
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
GAIN / Gladstone Investment Corporation
SDIV / Global X Funds - Global X SuperDividend ETF
EPRF / Innovator ETFs Trust - Innovator S&P Investment Grade Preferred ETF
HXL / Hexcel Corporation
DOW / Dow Inc.
PTY / Partway Group Plc
C / Citigroup Inc. - Corporate Bond/Note
ETSY / Etsy, Inc.
RCL / Royal Caribbean Cruises Ltd.
GE / General Electric Company
CAT / Caterpillar Inc.
ORC / Orchid Island Capital, Inc.
FPF / First Trust Intermediate Duration Preferred & Income Fund
EVRI / Everi Holdings Inc.
GOOG / Alphabet Inc.
MRNA / Moderna, Inc.
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
NHS / Neuberger Berman High Yield Strategies Fund Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
CHD / Church & Dwight Co., Inc.
NRZ / New Residential Investment Corp
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
MRK / Merck & Co., Inc.
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
RVLV / Revolve Group, Inc.
NKG / Nuveen Georgia Quality Municipal Income Fund
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
HIPS / GraniteShares ETF Trust - GraniteShares HIPS US High Income ETF
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
ICVT / iShares Trust - iShares Convertible Bond ETF
ADP / Automatic Data Processing, Inc.
INTC / Intel Corporation
BAPR / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - April
MAIN / Main Street Capital Corporation
NLY / Annaly Capital Management, Inc.
PRU / Prudential Financial, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
RIOT / Riot Platforms, Inc.
KHC / The Kraft Heinz Company
BMY / Bristol-Myers Squibb Company
PFE / Pfizer Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
JPM / JPMorgan Chase & Co.
BHG / Bright Health Group, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
MA / Mastercard Incorporated
CVX / Chevron Corporation
FDG / American Century ETF Trust - American Century Focused Dynamic Growth ETF
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
META / Meta Platforms, Inc.
CSCO / Cisco Systems, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
PYPL / PayPal Holdings, Inc.
BAC / Bank of America Corporation
SKLZ / Skillz Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
PM / Philip Morris International Inc.
ORCL / Oracle Corporation
COST / Costco Wholesale Corporation
MSFT / Microsoft Corporation
VZ / Verizon Communications Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
ACB / Aurora Cannabis Inc.
SPY / SPDR S&P 500 ETF
NSC / Norfolk Southern Corporation
QQQ / Invesco QQQ Trust, Series 1
CMCSA / Comcast Corporation
HD / The Home Depot, Inc.
BRK.B / Berkshire Hathaway Inc.
XOM / Exxon Mobil Corporation
QQQE / Direxion Shares ETF Trust - Direxion NASDAQ-100 Equal Weighted Index Shares
IVV / iShares Trust - iShares Core S&P 500 ETF
EXC / Exelon Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
BST / BlackRock Science and Technology Trust
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
FSK / FS KKR Capital Corp.
BFLY / Butterfly Network, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
MET / MetLife, Inc.
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
VIVA.X / Vanguard Index Funds - Vanguard Value ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
MMM / 3M Company
ARCC / Ares Capital Corporation
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
GS / The Goldman Sachs Group, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
FAPR / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - April
QCOM / QUALCOMM Incorporated
AMLP / ALPS ETF Trust - Alerian MLP ETF
QJUN / First Trust Exchange-Traded Fund VIII - FT Vest Nasdaq-100 Buffer ETF - June
DKNG / DraftKings Inc.
UPS / United Parcel Service, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
GLD / SPDR Gold Trust
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
DIS / The Walt Disney Company
FJUL / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - July
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF