Market Value233,625,000
Total Holdings197
File Date2020-10-26
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
WM / Waste Management, Inc.
INTC / Intel Corporation
INMD / InMode Ltd.
SIRI / Sirius XM Holdings Inc.
USFR / WisdomTree Trust - WisdomTree Floating Rate Treasury Fund
IYH / iShares Trust - iShares U.S. Healthcare ETF
NCV / Virtus Convertible & Income Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FSK / FS KKR Capital Corp.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
JRS / Nuveen Real Estate Income Fund
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
IQI / Invesco Quality Municipal Income Trust
GUT / The Gabelli Utility Trust
AAPL / Apple Inc.
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
BRK.B / Berkshire Hathaway Inc.
D / Dominion Energy, Inc.
C / Citigroup Inc.
MCD / McDonald's Corporation
MSFT / Microsoft Corporation
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
CL / Colgate-Palmolive Company
AXP / American Express Company
NFLX / Netflix, Inc.
ORC / Orchid Island Capital, Inc.
NSC / Norfolk Southern Corporation
MET / MetLife, Inc.
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
VZ / Verizon Communications Inc.
IBM / International Business Machines Corporation
BST / BlackRock Science and Technology Trust
ET / Energy Transfer LP - Limited Partnership
ED / Consolidated Edison, Inc.
NMRK / Newmark Group, Inc.
V / Visa Inc.
LMT / Lockheed Martin Corporation
ARCC / Ares Capital Corporation
CHI / Calamos Convertible Opportunities and Income Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
VIVA.X / Vanguard Index Funds - Vanguard Value ETF
GLAD / Gladstone Capital Corporation
GOOGL / Alphabet Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
KHC / The Kraft Heinz Company
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
GOLD / Barrick Mining Corporation
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
ZM / Zoom Communications Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
US5391831030 / Livongo Health, Inc.
RTX / RTX Corporation
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
MMM / 3M Company
NVDA / NVIDIA Corporation
PEG / Public Service Enterprise Group Incorporated
AFIN / American Fin Tr Inc - Class A
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
AVGO / Broadcom Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
TWO / Two Harbors Investment Corp.
CSCO / Cisco Systems, Inc.
RSPT / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Technology ETF
PULS / PGIM ETF Trust - PGIM Ultra Short Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MRNA / Moderna, Inc.
META / Meta Platforms, Inc.
FBND / Fidelity Merrimack Street Trust - Fidelity Total Bond ETF
ZTS / Zoetis Inc.
AMZN / Amazon.com, Inc.
JFR / Nuveen Floating Rate Income Fund
FPL / First Trust New Opportunities MLP & Energy Fund
GBIL / Goldman Sachs ETF Trust - Goldman Sachs Access Treasury 0-1 Year ETF
ROKU / Roku, Inc.
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
FAM / First Trust/Abrdn Global Opportunity Income Fund
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
ERJ / Embraer S.A. - Depositary Receipt (Common Stock)
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VOOV / Vanguard Admiral Funds - Vanguard S&P 500 Value ETF
PSEC / Prospect Capital Corporation
SPTS / SPDR Series Trust - SPDR Portfolio Short Term Treasury ETF
BCBP / BCB Bancorp, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
US35952V3033 / FS KKR Capital Corp II
HRI / Herc Holdings Inc.
BA / The Boeing Company
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
JPEM / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return Emerging Markets Equity ETF
SHOP / Shopify Inc.
NHS / Neuberger Berman High Yield Strategies Fund Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
NVG / Nuveen AMT-Free Municipal Credit Income Fund
IP / International Paper Company
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PENN / PENN Entertainment, Inc.
OXSQ / Oxford Square Capital Corp.
THW / Abrdn World Healthcare Fund
EPRF / Innovator ETFs Trust - Innovator S&P Investment Grade Preferred ETF
FDG / American Century ETF Trust - American Century Focused Dynamic Growth ETF
SRE / Sempra
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
DOW / Dow Inc.
JBLU / JetBlue Airways Corporation
SOXL / Direxion Shares ETF Trust - Direxion Daily Semiconductor Bull 3X Shares
TSLA / Tesla, Inc.
GOOG / Alphabet Inc.
PEP / PepsiCo, Inc.
BMY / Bristol-Myers Squibb Company
PFE / Pfizer Inc.
AMGN / Amgen Inc.
CAT / Caterpillar Inc.
EVRI / Everi Holdings Inc.
BHK / BlackRock Core Bond Trust
CVS / CVS Health Corporation
MAIN / Main Street Capital Corporation
FPF / First Trust Intermediate Duration Preferred & Income Fund
PDT / John Hancock Premium Dividend Fund
GAIN / Gladstone Investment Corporation
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
QCOM / QUALCOMM Incorporated
WPC / W. P. Carey Inc.
HIX / Western Asset High Income Fund II Inc.
NRZ / New Residential Investment Corp
CHD / Church & Dwight Co., Inc.
MA / Mastercard Incorporated
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
NKG / Nuveen Georgia Quality Municipal Income Fund
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
CVX / Chevron Corporation
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
VPU / Vanguard World Fund - Vanguard Utilities ETF
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
LIN / Linde plc
PTY / Partway Group Plc
DKNG / DraftKings Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
SNSR / Global X Funds - Global X Internet of Things ETF
PRU / Prudential Financial, Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
ROK / Rockwell Automation, Inc.
QQQ / Invesco QQQ Trust, Series 1
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
CMCSA / Comcast Corporation
XLP_KZ / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
BAC / Bank of America Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
RIOT / Riot Platforms, Inc.
NKE / NIKE, Inc.
SQ / Block, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
NLY / Annaly Capital Management, Inc.
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
JPM / JPMorgan Chase & Co.
ADP / Automatic Data Processing, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
GLD / SPDR Gold Trust
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XOM / Exxon Mobil Corporation
DVY / iShares Trust - iShares Select Dividend ETF
MRK / Merck & Co., Inc.
KO / The Coca-Cola Company
SPY / SPDR S&P 500 ETF
HD / The Home Depot, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
UPS / United Parcel Service, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
SH / ProShares Trust - ProShares Short S&P500
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
ABBV / AbbVie Inc.
T / AT&T Inc.
QQQE / Direxion Shares ETF Trust - Direxion NASDAQ-100 Equal Weighted Index Shares
SSO / ProShares Trust - ProShares Ultra S&P500
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
HON / Honeywell International Inc.
DIS / The Walt Disney Company
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
JNJ / Johnson & Johnson
EXC / Exelon Corporation
WMT / Walmart Inc.
COST / Costco Wholesale Corporation