Investor Windhaven Investment Management, Inc.
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Windhaven Investment Management, Inc. . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Add This Fund
to your dashboard

Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2012-12-10 13G/A GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF 2,423,410
2012-12-10 13G/A 18,833,570
2012-11-13 13G/A GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF 2,305,630
2012-11-13 13G/A SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF 22,178,526
2012-11-13 13G/A LTPZ / PIMCO ETF Trust - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund 110,049
2012-11-13 13G/A ALD / WisdomTree Asia Local Debt Fund 5,724,401
2012-11-13 13G LTPZ / PIMCO ETF Trust - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund 12,961,576
2012-11-13 13G QLTA / iShares Trust - iShares Aaa - A Rated Corporate Bond ETF 5,365,898
2012-11-13 13G/A EWG / iShares, Inc. - iShares MSCI Germany ETF 17,618,045
2012-11-13 13G/A EWH / iShares, Inc. - iShares MSCI Hong Kong ETF 22,275,905
2012-09-10 13G/A IFGL / iShares Trust - iShares International Developed Real Estate ETF 24,453,225
2012-07-10 13G/A 16,758,571
2012-07-10 13G IFGL / iShares Trust - iShares International Developed Real Estate ETF 14,878,565
2012-07-10 13G / WisdomTree Euro Debt Fund 177,665
2012-06-11 13G/A ALD / WisdomTree Asia Local Debt Fund 5,051,345
2012-05-10 13G/A SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF 11,239,661
2012-04-10 13G/A MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund 874,091
2012-04-10 13G/A ALD / WisdomTree Asia Local Debt Fund 4,705,072
2012-03-12 13G/A FXY / Invesco CurrencyShares Japanese Yen Trust 39,204
2012-03-12 13G/A LTPZ / PIMCO ETF Trust - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund 2,897,533
2012-03-12 13G/A SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF 10,429,810
2012-03-12 13G GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF 1,689,255
2012-03-12 13G 6,789,773
2012-03-12 13G 6,789,773
2012-03-12 13G/A EWH / iShares, Inc. - iShares MSCI Hong Kong ETF 256,954
2012-02-14 13G/A FXY / Invesco CurrencyShares Japanese Yen Trust 2,376,001
2012-02-14 13G/A LTPZ / PIMCO ETF Trust - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund 3,956,845
2012-02-14 13G/A SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF 3,486,392
2012-02-14 13G/A MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund 3,506,538
2012-02-14 13G DBC / Invesco DB Commodity Index Tracking Fund 11,467,570
2012-02-14 13G IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF 2,460,214
2012-02-14 13G VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF 17,954,652
2012-02-14 13G VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF 10,531,673
2012-02-14 13G/A VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF 10,843,521
2012-02-14 13G VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund 10,064,824
2012-02-14 13G/A EWG / iShares, Inc. - iShares MSCI Germany ETF 0
2012-02-14 13G/A EWH / iShares, Inc. - iShares MSCI Hong Kong ETF 32,953,995
2012-02-10 13G/A LTPZ / PIMCO ETF Trust - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund 4,118,163
2012-01-10 13G/A ALD / WisdomTree Asia Local Debt Fund 4,078,742