Investor Shepherd Kaplan Krochuk, Llc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Shepherd Kaplan Krochuk, Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2020-04-20 13D/A WSTG / Wayside Technology Group Inc 261,631 0
2019-12-23 13D/A WSTG / Wayside Technology Group Inc 261,631 261,631
2019-12-11 13D/A WSTG / Wayside Technology Group Inc 261,631 261,631
2019-11-27 13D WSTG / Wayside Technology Group Inc 261,631
2018-02-13 13G/A ESOA / Energy Services of America Corporation 936,675 314,504
2018-02-13 13G/A ESMC / Escalon Medical Corp. 640,865 310,171
2017-02-10 13G/A CWEI / Williams (CLAYTON) Energy, Inc. 663,524 273,710
2017-02-10 13G/A ESMC / Escalon Medical Corp. 687,004 640,865
2017-02-10 13G/A ESOA / Energy Services of America Corporation 827,017 936,675
2016-11-30 13G/A ESMC / Escalon Medical Corp. 519,864 687,004
2016-02-16 13G/A ELMD / Electromed, Inc. 353,470
2016-02-16 13G ESMC / Escalon Medical Corp. 519,864
2016-02-16 13G CWEI / Williams (CLAYTON) Energy, Inc. 663,524
2016-02-16 13G/A SSY / SunLink Health Systems, Inc. 252,673
2016-02-16 13G ESOA / Energy Services of America Corporation 827,017
2015-02-17 13G/A IEHC / IEH Corporation 111,473
2015-02-17 13G SSY / SunLink Health Systems, Inc. 504,209
2015-02-17 13G ELMD / Electromed, Inc. 509,572
2014-02-13 13G/A MTDR / Matador Resources Company 0
2014-02-13 13G/A DEWY / The Dewey Electronics Corporation 28,304
2014-02-13 13G/A IEHC / IEH Corporation 122,787
2014-02-13 13G/A SED / Sedibelo Resources Ltd 117,275
2013-02-14 13G/A 68,656
2013-02-14 13G/A NURO / NeuroMetrix, Inc. 198,944
2013-02-14 13G MTDR / Matador Resources Company 3,683,685
2013-02-14 13G/A DEWY / The Dewey Electronics Corporation 88,804
2013-02-14 13G/A PDEX / Pro-Dex, Inc. 101,527
2013-02-14 13G/A SEDN / SED International Holdings, Inc. 413,258
2013-02-07 13G IEHC / IEH Corporation 116,042
2012-11-19 13G 74,656
2012-07-20 13G SEDN / SED International Holdings, Inc. 249,203
2012-05-29 13G DEWY / The Dewey Electronics Corporation 71,804
2012-02-14 13G/A NURO / NeuroMetrix, Inc. 217,091
2012-02-14 13G/A PDEX / Pro-Dex, Inc. 225,930
2012-02-14 13G/A SODI / Solitron Devices, Inc. 66,250