RSLS / ReShape Lifesciences Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

ReShape Lifesciences Inc.
DENNA SYMBOL ÄR INTE LÄNGRE AKTIV

Insideraktier17 568 805 shares
Insider Sentiment Score

Insider sentiment score hittar de företag som köps av foretagsinsynspersoner.

Det är resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av insiderackumulation. Poängmodellen använder en kombination av nettoantalet insiders som köpt de föregående 90 dagarna, det totala antalet aktier som köpts i procent av aktiekapitalet och det totala antalet aktier som ägs av insiders. Siffran sträcker sig från 0 till 100, med högre siffror som indikerar en högre nivå av ackumulering för sina kamrater, och 50 är genomsnittet.

Uppdateringsfrekvens: Dagligen

Se Insiders Top Picks, som ger en lista över företag med högsta insiderackumulation.

Se Högst rankade aktier
Office Sentiment Score

Officersentiment Score hittar företag som köps av Corporate Officers.

Per definition Corporate Officers är Corporate Insiders, men till skillnad från vissa av de andra Insiders (10 % aktieägare och styrelseledamöter), arbetar ämbetsmän för företaget dagligen och de använder sina egna pengar när de handlar . (10 % aktieägare och styrelseledamöter är ofta fondförvaltare som förvaltar andras pengar.) Som sådan är insideraffärer som görs av tjänstemän mycket mer betydelsefulla och bör behandlas på lämpligt sätt.

Liksom Insider Sentiment Score är Officer Sentiment Score resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av officersackumulering.

Uppdateringsfrekvens: Dagligen

Se insiderns bästa val, vilket ger en lista över företag med högsta insider sentiment.

Se Högst rankade aktier
Viktiga insidernyckeltal

Denna kort visar hur företaget rankas längs olika insidernyckeltal. Procenttilrankningen visar hur detta företag jämförs med andra företag på USA-marknaden. Högre rankingar indikerar bättre situationer.

Till exempel anses det allmänt att insiderköp är en positiv indikator, så företag med mer insiderköp skulle rankas högre än företag med mindre insiderköp (eller til och med insiderförsäljning).

Nettoantalet insiders som köper (rankning)

N/A

Nettoantalet insiders som köper är den totala mängden insiders som säljer minus det totala antalet insiders som säljer under de senaste 90 dagarna. Percentilrankningen visas här (intervall från 0 till 100%).

Procent av flytande köpta av insiders (ranking)

N/A

Procentandelen av aktier köpta av insiders är det totala antalet aktier som köpts av insiders minus det totala antalet aktier som sålts av insiders under de senaste 90 dagarna, dividerat med det totala antalet aktier och multiplicerat med 100.

Insiderhandelsdiagram

ReShape Lifesciences Inc. insideraffärer visas i följande diagram. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. I allmänhet är det i allmänhet olagligt för insiders att göra affärer i sina företag baserat på väsentlig, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4.

Insiderlista och lönsamhetsstatistik

Den här tabellen visar listan över kända insiders och genereras automatiskt från anmälningar som avslöjas till SEC. Förutom namnen, den senaste titeln och direktören, tjänstemannen eller ägarbeteckningen på 10 %, tillhandahåller vi de senaste avslöjade innehaven. Dessutom, när det är möjligt tillhandahåller vi insiderns historiska handelsresultat. Det historiska handelsresultatet är ett vägt genomsnitt av resultatet för faktiska köptransaktioner på den öppna marknaden som insidern gjort. För mer information om hur detta beräknas, titta på detta YouTube-webinarium.

See our leaderboard of most profitable insider traders.

Insider Genomsnitt vinst (%) Aktier
Ägda		 Delad
Justerad

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Track Records av insiderköp - Kortsiktig vinstanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i RSLS / ReShape Lifesciences Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste köpen på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum Insider Rapporterade
aktier		 Rapporterat
pris		 Justerade
aktier		 Justerat
pris		 Kostnadsbasis Dagar til
Max		 Pris vid
Max		 Maximal
vinst ($)		 Maximal avkastning (%)
2020-12-04 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0 206 382 0
2020-12-04 ARMISTICE CAPITAL, LLC 5 400 4,1300 193 115,6400 22 302
2020-12-02 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0
2020-12-02 ARMISTICE CAPITAL, LLC 1 000 4,3100 36 120,6800 4 310
2020-11-17 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0
2020-11-17 ARMISTICE CAPITAL, LLC 187 4,5000 7 126,0000 842
2020-11-13 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0
2020-11-13 ARMISTICE CAPITAL, LLC 790 4,1400 28 115,9200 3 271
2020-11-10 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

RSLS / ReShape Lifesciences Inc. Insider Trades
Track Records av insiderförsäljning - Kortsiktig förlustanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i RSLS / ReShape Lifesciences Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste försäljningarna på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum Insider Rapporterade
aktier		 Rapporterat
pris		 Justerade
aktier		 Justerat
pris		 Kostnadsbasis Dagar til
Min		 Pris vid
Min		 Maximal förlust
undvikits ($)		 Maximal förlust
undvikits ($)
2017-05-25 GOLDFISCHER CARL 97 4,8500 97 4,8500 470 103
2017-05-25 GOLDFISCHER CARL 4 571 4,8500 4 571 4,8500 22 169
2012-11-13 LEA GREGORY S 10 500 2,5637 10 500 2,5637 26 919
2012-06-27 WHITEBOX ADVISORS LLC 27 599 3,2700 27 599 3,2700 90 249
2012-06-26 WHITEBOX ADVISORS LLC 8 100 3,1600 8 100 3,1600 25 596
2012-06-25 WHITEBOX ADVISORS LLC 11 800 3,1400 11 800 3,1400 37 052
2012-06-22 WHITEBOX ADVISORS LLC 8 400 3,1600 8 400 3,1600 26 544
2012-06-21 WHITEBOX ADVISORS LLC 10 665 3,1300 10 665 3,1300 33 381

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

RSLS / ReShape Lifesciences Inc. Insider Trades
Transaktionshistorik

Klicka på länkikonen för att se hela transaktionshistoriken. Transaktioner som rapporteras som en del av en automatisk handelsplan 10b5-1 kommer att ha ett X i kolumnen markerad 10b-5.

Fil
datum		 Handel
datum		 Schema Insider Ticker Värdepappertitel Kod 10b5-1 Direkta Utövningspris Enhet
pris		 Enheter
ändrad		 Värde
ändrad (1K)		 Kvarvarande
Optioner		 Kvarvarande
Aktier
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series A Warrants J - Other I 0,02 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Warrant J - Other I 3,50 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Warrant J - Other D 3,50 −1 000 000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Warrant J - Other I 3,50 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Warrant J - Other D 3,50 −4 000 000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other I 3,70 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other D 3,70 −1 200 000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other D 3,25 −1 200 000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other I 3,25 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series E Warrants J - Other I 0,05 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series A Warrants J - Other D 0,02 −2 625 000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series E Warrants J - Other D 0,05 −2 625 000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Common Stock J - Other I 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Common Stock J - Other D −5 330 277 0
2021-06-17 2021-06-15 4 STANKOVICH THOMAS RSLS Common Stock, $0.001 par value per share D - Sale to Issuer D 3,0500 −4 635 −14 0
2020-12-04 2020-12-04 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 5 330 277
2020-12-04 2020-12-04 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,1300 5 400 22 5 330 277
2020-12-04 2020-12-02 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 5 324 877
2020-12-04 2020-12-02 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,3100 1 000 4 5 324 877
2020-11-17 2020-11-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 323 877
2020-11-17 2020-11-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,5000 187 1 5 323 877
2020-11-17 2020-11-13 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 323 690
2020-11-17 2020-11-13 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,1400 790 3 5 323 690
2020-11-12 2020-11-10 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 322 900
2020-11-12 2020-11-10 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,5800 2 400 9 5 322 900
2020-11-04 2020-11-02 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 5 320 500
2020-11-04 2020-11-02 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,5600 3 100 11 5 320 500
2020-09-25 2020-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 317 400
2020-09-25 2020-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 317 400
2020-09-25 2020-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,2300 1 000 4 5 317 400
2020-09-25 2020-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,9100 1 000 4 5 316 400
2020-09-22 2020-09-22 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 315 400
2020-09-22 2020-09-22 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,7700 1 000 5 5 315 400
2020-09-22 2020-09-21 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 314 400
2020-09-22 2020-09-21 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,4500 300 1 5 314 400
2020-09-22 2020-09-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 314 100
2020-09-22 2020-09-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,7700 2 000 8 5 314 100
2020-09-17 2020-09-16 4 STANKOVICH THOMAS RSLS Common Stock P - Purchase D 3,0000 530 2 4 635
2020-09-16 2020-09-16 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 312 100
2020-09-16 2020-09-16 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,7500 100 0 5 312 100
2020-09-16 2020-09-14 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other I 0 1 200 000
2020-09-16 2020-09-14 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other D 1 200 000 1 200 000
2020-08-20 2020-08-20 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 5 312 000
2020-08-20 2020-08-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,4000 2 000 7 5 312 000
2020-08-20 2020-08-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 310 000
2020-08-20 2020-08-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 310 000
2020-08-20 2020-08-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,4000 1 000 3 5 310 000
2020-08-20 2020-08-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,0500 998 3 5 309 000
2020-08-20 2020-08-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 308 002
2020-08-20 2020-08-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,0000 6 000 18 5 308 002
2020-08-20 2020-08-19 4 STANKOVICH THOMAS RSLS Common Stock P - Purchase D 3,0000 4 105 12 4 105
2020-07-21 2020-07-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5 302 002
2020-07-21 2020-07-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,0000 4 500 14 5 302 002
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series F Prefunded Warrants X - Other I 0,12 0 0
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series C Prefunded Warrants X - Other I 0,12 0 0
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC RSLS Series F Prefunded Warrants X - Other D 0,12 0,1200 −2 569 167 −308 0
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC RSLS Series C Prefunded Warrants X - Other D 0,12 0,1200 −2 516 667 −302 0
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock X - Other I 0 5 297 502
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock X - Other I 0 5 297 502
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC RSLS Common Stock X - Other D 0,1200 2 569 167 308 5 297 502
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC RSLS Common Stock X - Other D 0,1200 2 516 667 302 2 728 335
2020-03-27 2020-03-25 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other I 0 1 200 000
2020-03-27 2020-03-25 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other D 1 200 000 1 200 000
2020-01-31 2020-01-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 211 668
2020-01-31 2020-01-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 211 668
2020-01-31 2020-01-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 7,4500 2 000 15 211 668
2020-01-31 2020-01-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 6,4900 1 000 6 209 668
2019-12-23 2019-12-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 208 668
2019-12-23 2019-12-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,2500 3 048 16 208 668
2019-12-23 2019-12-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 205 620
2019-12-23 2019-12-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,1300 9 000 46 205 620
2019-12-18 2019-12-16 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 196 620
2019-12-18 2019-12-16 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,2500 3 000 16 196 620
2019-12-11 2019-12-11 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 193 620
2019-12-11 2019-12-11 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,4500 452 2 193 620
2019-12-11 2019-12-09 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 193 168
2019-12-11 2019-12-09 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 193 168
2019-12-11 2019-12-09 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,2500 1 000 5 193 168
2019-12-11 2019-12-09 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,0500 1 071 5 192 168
2019-12-06 2019-12-06 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLSD Common Stock P - Purchase I 0 191 097
2019-12-06 2019-12-06 4 ARMISTICE CAPITAL, LLC RSLSD Common Stock P - Purchase D 5,2500 300 2 191 097
2019-12-06 2019-12-05 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLSD Common Stock P - Purchase I 0 190 797
2019-12-06 2019-12-05 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLSD Common Stock P - Purchase I 0 190 797
2019-12-06 2019-12-05 4 ARMISTICE CAPITAL, LLC RSLSD Common Stock P - Purchase D 5,1800 224 1 190 797
2019-12-06 2019-12-05 4 ARMISTICE CAPITAL, LLC RSLSD Common Stock P - Purchase D 5,1600 1 000 5 190 573
2019-12-06 2019-12-04 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLSD Common Stock P - Purchase I 0 189 573
2019-12-06 2019-12-04 4 ARMISTICE CAPITAL, LLC RSLSD Common Stock P - Purchase D 5,1900 405 2 189 573
2019-11-27 2019-11-26 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 189 168
2019-11-27 2019-11-26 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,4300 2 000 11 189 168
2019-11-22 2019-11-22 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 187 168
2019-11-22 2019-11-22 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,2300 1 495 8 187 168
2019-11-22 2019-11-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 185 673
2019-11-22 2019-11-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,4100 1 300 7 185 673
2019-11-18 2019-11-18 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 184 373
2019-11-18 2019-11-18 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 184 373
2019-11-18 2019-11-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,9700 205 1 184 373
2019-11-18 2019-11-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,9500 1 330 8 184 168
2019-11-18 2019-11-14 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 182 838
2019-11-18 2019-11-14 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 7,3500 2 200 16 182 838
2019-11-13 2019-11-12 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 180 638
2019-11-13 2019-11-12 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 7,2500 636 5 180 638
2019-11-13 2019-11-11 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 21 600 000
2019-11-13 2019-11-11 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0400 400 000 16 21 600 000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series F Prefunded Warrants J - Other I 0 315 000 000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series E Warrants J - Other I 0 315 000 000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC RSLS Series E Warrants J - Other D 315 000 000 315 000 000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC RSLS Series F Prefunded Warrants J - Other D 308 300 000 308 300 000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series B Warrants X - Other I 0 0
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC RSLS Series B Warrants X - Other D −315 000 000 0
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock X - Other I 0 21 200 000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock X - Other D 0,0200 6 700 000 134 21 200 000
2019-09-19 2019-09-17 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 14 500 000
2019-09-19 2019-09-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0500 396 072 20 14 500 000
2019-09-04 2019-08-30 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 14 103 928
2019-09-04 2019-08-30 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 14 103 928
2019-09-04 2019-08-30 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 28 928 2 14 103 928
2019-09-04 2019-08-30 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 25 000 2 14 075 000
2019-08-29 2019-08-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 45 000 3 14 050 000
2019-08-29 2019-08-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 25 000 2 14 005 000
2019-08-29 2019-08-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 10 000 1 13 980 000
2019-08-29 2019-08-28 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 50 000 4 13 970 000
2019-08-29 2019-08-28 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 50 000 4 13 970 000
2019-08-29 2019-08-27 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 10 000 1 13 870 000
2019-08-29 2019-08-27 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 10 000 1 13 870 000
2019-08-09 2019-08-08 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 13 850 000
2019-08-09 2019-08-08 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0800 100 000 8 13 850 000
2019-08-09 2019-08-07 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 13 750 000
2019-08-09 2019-08-07 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 250 000 18 13 750 000
2019-07-26 2019-07-26 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 13 500 000
2019-07-26 2019-07-26 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0800 300 000 24 13 500 000
2019-07-26 2019-07-25 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 13 200 000
2019-07-26 2019-07-25 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0800 150 000 12 13 200 000
2019-07-26 2019-07-24 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 13 050 000
2019-07-26 2019-07-24 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 50 000 4 13 050 000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39 000 000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39 000 000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39 000 000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39 000 000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39 000 000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39 000 000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39 000 000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39 000 000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39 000 000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39 000 000
2019-04-10 3 Bandy Barton P. RSLS Common Stock, $0.01 par value per share D 0
2019-02-04 2019-02-01 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Series E Convertible Preferred Stock J - Other I 1 192 000 1 192 000
2019-02-04 2019-02-01 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I −1 192 000 507
2019-02-04 2019-01-31 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2733 10 301 3 1 192 507
2019-01-31 2019-01-30 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2800 48 000 13 1 182 206
2019-01-31 2019-01-29 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2779 12 200 3 1 134 206
2019-01-28 2019-01-25 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2717 15 595 4 1 122 006
2019-01-28 2019-01-24 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2550 6 190 2 1 106 411
2019-01-24 2019-01-22 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2791 5 766 2 1 100 221
2019-01-22 2019-01-18 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2789 24 334 7 1 094 455
2019-01-22 2019-01-17 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2800 52 0 1 070 121
2019-01-17 3 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock I 2 086 816
2019-01-17 3 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock I 2 086 816
2019-01-17 3 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock I 2 086 816
2019-01-17 2019-01-16 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2630 4 700 1 1 070 069
2019-01-17 2019-01-16 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2703 21 961 6 1 065 369
2019-01-17 2019-01-15 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2351 167 760 39 1 043 408
2018-08-29 3 MINOCHERHOMJEE ARDA PHD RSLS Common Stock, $0.01 par value per share D 0
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75 784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75 784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75 784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75 784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75 784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75 784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75 784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75 784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75 784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75 784
2018-06-05 2017-12-19 4 HealthCor Partners Fund II, L.P. RSLS Series C Convertible Preferred Stock, par value $0.01 C - Conversion D −20 487 26 200
2018-06-05 2017-12-19 4 HealthCor Partners Fund II, L.P. RSLS Common Stock, par value $0.01 per share C - Conversion D 136 580 174 472
2018-04-20 2018-04-18 4 YOUNGSTROM SCOTT P RSLS Stock Option (right to buy) A - Award D 0,65 1 161 797 1 161 797
2018-04-20 2018-04-18 4 GLADNEY DAN W RSLS Stock Option (right to buy) A - Award D 0,65 4 164 281 4 164 281
2017-12-21 2017-12-19 4 Mashaal Michael Y RSLS Series C Convertible Preferred Stock, $0.01 par value S - Sale I −20 487 26 200
2017-12-21 2017-12-19 4 Mashaal Michael Y RSLS Common Stock, $0.01 par value per share C - Conversion I 2 048 700 2 617 077
2017-11-13 3 Haggerty Robert C. RSLS Common Stock, $0.01 par value per share D 0
2017-11-13 3 Schmalz Deborah L. RSLS Common Stock, $0.01 par value per share D 2 000
2017-11-13 3 Schmalz Deborah L. RSLS Common Stock, $0.01 par value per share D 2 000
2017-11-13 3 Scott Amy L. RSLS Common Stock, $0.01 par value per share D 0
2017-10-12 3 Mashaal Michael Y ETRM Series C Convertible Preferred Stock, $0.01 par value per sh I 661 751
2017-10-12 3 Mashaal Michael Y ETRM Series C Convertible Preferred Stock, $0.01 par value per sh I 661 751
2017-10-12 3 Mashaal Michael Y ETRM Common Stock, $0.01 par value per share I 1 183 441
2017-10-12 3 Mashaal Michael Y ETRM Common Stock, $0.01 par value per share I 1 183 441
2017-10-12 2017-10-06 4 GLADNEY DAN W ETRM Stock Option (right to buy) A - Award D 2,05 662 975 662 975
2017-10-12 2017-10-06 4 Ansari Naqeeb A. ETRM Stock Option (right to buy) A - Award D 2,05 145 226 145 226
2017-10-12 2017-10-06 4 YOUNGSTROM SCOTT P ETRM Stock Option (right to buy) A - Award D 2,05 284 120 284 120
2017-05-31 2017-05-25 4/A GOLDFISCHER CARL See footnote. ETRM Common Stock S - Sale I 4,8500 −97 −0 0
2017-05-31 2017-05-25 4/A GOLDFISCHER CARL See footnote. ETRM Common Stock S - Sale I 4,8500 −4 571 −22 0
2017-05-26 2017-05-25 4 GOLDFISCHER CARL See footnote note (2) ETRM Common Stock S - Sale I 4,8500 97 0 0
2017-05-26 2017-05-25 4 GOLDFISCHER CARL See footnote (1) ETRM Common Stock S - Sale I 4,8500 4 571 22 0
2017-05-24 3 Nihalani Rajesh ETRM Common Stock, $0.01 par value per share D 0
2017-05-24 2017-05-22 4 Nihalani Rajesh See Footnotes ETRM Non-voting Conditional Convertible Preferred Stock A - Award I 29 108 29 108
2017-05-24 2017-05-22 4 Nihalani Rajesh ETRM Non-voting Conditional Convertible Preferred Stock A - Award D 709 100 709 100
2017-05-24 2017-05-22 4 Nihalani Rajesh ETRM Common Stock, $0.01 par value per share A - Award D 978 845 978 845
2017-02-10 2017-02-08 4 Ansari Naqeeb A. ETRM Stock Option (Right to Buy) A - Award D 7,12 93 250 93 250
2017-02-10 2017-02-08 4 BLACKFORD GARY ETRM Stock Option (Right to Buy) A - Award D 7,12 30 000 30 000
2017-02-10 2017-02-08 4 DeLange Peter M. ETRM Option (Right to Buy) A - Award D 7,12 93 250 93 250
2017-02-10 2017-02-08 4 GLADNEY DAN W ETRM Stock Option (right to buy) A - Award D 7,12 466 500 466 500
2017-02-10 2017-02-08 4 GOLDFISCHER CARL ETRM Director Option (Right to Buy) A - Award D 7,12 35 000 35 000
2017-02-10 2017-02-08 4 TETI NICHOLAS ETRM Director Option (Right to Buy) A - Award D 7,12 40 000 40 000
2017-02-10 2017-02-08 4 Tremmel Jon T ETRM Director Option (Right to Buy) A - Award D 7,12 35 000 30 000
2017-02-10 2017-02-08 4 YOUNGSTROM SCOTT P ETRM Stock Option (Right to Buy) A - Award D 7,12 142 200 142 200
2017-02-10 2017-02-08 4 GRIFFIN BOBBY IVAN ETRM Director Option (Right to Buy) A - Award D 7,12 35 000 35 000
2017-02-10 2017-02-08 4 Hickey Paul F. ETRM Stock Option (Right to Bu) A - Award D 7,12 93 250 93 250
2017-02-10 2017-02-08 4 McDougal Lori Courtney ETRM Director Option (Right to Buy) A - Award D 7,12 30 000 30 000
2016-10-05 3 YOUNGSTROM SCOTT P ETRM Common Stock D 0
2016-08-17 3 BLACKFORD GARY ETRM Common Stock D 0
2016-08-17 2016-08-15 4 BLACKFORD GARY ETRM Stock Option (Right to Buy) A - Award D 0,17 1 667 1 667
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 2 570 2 570
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 16,65 −11 666 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 14 733 14 733
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 19,65 −66 885 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 5 039 5 039
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 50,25 −57 543 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 1 298 1 298
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 −8 333 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 1 753 1 753
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 40,05 −15 000 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 1 613 1 613
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 38,70 −13 333 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 98 98
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 56,70 −1 111 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 152 152
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 −973 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 168 168
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 −1 074 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 42 42
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 −260 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 175 175
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 −1 114 0
2016-06-28 2016-06-27 4 Shikora Scott A ETRM Stock Option (Right to Buy) A - Award D 0,33 5 507 5 507
2016-06-28 2016-06-27 4 Shikora Scott A ETRM Stock Option (Right to Buy) A - Award D 0,33 5 507 5 507
2016-06-28 2016-06-27 4 Shikora Scott A ETRM Stock Option (Right to Buy) D - Sale to Issuer D 16,80 −25 000 0
2016-06-28 2016-06-27 4 Shikora Scott A ETRM Stock Option (Right to Buy) D - Sale to Issuer D 16,80 −25 000 0
2016-06-06 2016-06-03 4 DeLange Peter M. ETRM Common Stock P - Purchase D 0,5500 20 000 11 27 373
2016-05-18 2015-05-16 4 GLADNEY DAN W ETRM Common Stock P - Purchase D 0,7232 84 745 61 134 745
2016-05-17 2016-05-04 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 0,75 3 000 3 000
2016-05-06 2016-05-04 4 GRIFFIN BOBBY IVAN ETRM Director Option (Right to Buy) A - Award D 0,75 3 000 3 000
2016-05-06 2016-05-04 4 KNUDSON MARK B ETRM Director Option (Right to Buy) A - Award D 0,75 3 333 3 333
2016-05-06 2016-05-04 4 TETI NICHOLAS ETRM Director Option (Right to Buy) A - Award D 0,75 3 000 3 000
2016-05-06 2016-05-04 4 Tremmel Jon T ETRM Director Option (Right to Buy) A - Award D 0,75 3 000 3 000
2016-05-06 2016-05-04 4 Jansz Anthony P. ETRM Director Option (Right to Buy) A - Award D 0,75 3 000 3 000
2016-05-06 2016-05-04 4 McDougal Lori Courtney ETRM Director Option (Right to Buy) A - Award D 0,75 3 000 3 000
2016-02-29 2016-02-25 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 1,07 50 000 50 000
2016-02-29 2016-02-25 4 KNUDSON MARK B ETRM Director Option (right to buy) A - Award D 1,07 3 333 3 333
2016-01-22 3 Hickey Paul F. ETRM Common Stock D 0
2016-01-22 2016-01-22 4 Hickey Paul F. ETRM Stock Option (Right to Buy) A - Award D 1,32 106 667 106 667
2016-01-21 2016-01-19 4 Ansari Naqeeb A. ETRM Stock Option (Right to Buy) A - Award D 1,31 106 667 106 667
2016-01-20 3 DeLange Peter M. By Son ETRM Common Stock I 7 715
2016-01-20 3 DeLange Peter M. By Son ETRM Common Stock I 7 715
2016-01-20 3 DeLange Peter M. ETRM Common Stock D 14 917
2016-01-20 3 DeLange Peter M. ETRM Common Stock D 14 917
2016-01-20 2016-01-18 4 DeLange Peter M. ETRM Option (Right to Buy) A - Award D 1,38 166 667 166 667
2016-01-19 3 Ansari Naqeeb A. ETRM Common Stock D 20 000
2016-01-19 3 Ansari Naqeeb A. ETRM Common Stock D 20 000
2015-11-16 2015-11-12 4 GLADNEY DAN W ETRM Common Stock P - Purchase D 0,1800 750 000 135 750 000
2015-11-16 2015-11-12 4 KNUDSON MARK B ETRM Common Stock P - Purchase D 0,1610 310 000 50 613 000
2015-11-04 3 GLADNEY DAN W ETRM Common Stock D 0
2015-11-04 2015-10-28 4 GLADNEY DAN W ETRM Stock Option (right to buy) A - Award D 0,25 7 750 000 7 750 000
2015-08-25 2015-08-21 4 Tremmel Jon T ETRM Stock Option (Right to Buy) A - Award D 0,23 250 000 250 000
2015-08-14 2015-08-13 4 KNUDSON MARK B ETRM Common Stock P - Purchase D 0,2488 168 000 42 303 000
2015-08-14 2015-08-12 4 KNUDSON MARK B ETRM Common Stock P - Purchase D 0,2438 135 000 33 135 000
2015-08-04 2015-07-31 4 McDougal Lori Courtney ETRM Stock Option (Right to Buy) A - Award D 0,31 25 000 25 000
2015-06-22 2015-05-06 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 1,12 25 000 112 498
2015-06-22 2015-05-06 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 1,12 25 000 112 498
2015-06-08 3 Shikora Scott A ETRM Common Stock D 0
2015-05-14 3 Hancock Bradford C ETRM Common Stock D 0
2015-05-08 2015-05-06 4 GRIFFIN BOBBY IVAN ETRM Director Option (right to buy) A - Award D 1,12 25 000 25 000
2015-05-08 2015-05-06 4 GRIFFIN BOBBY IVAN ETRM Director Option (right to buy) A - Award D 1,12 25 000 25 000
2015-05-08 2015-05-06 4 TETI NICHOLAS ETRM Director Option (right to buy) A - Award D 1,12 25 000 25 000
2015-05-08 2015-05-06 4 TETI NICHOLAS ETRM Director Option (right to buy) A - Award D 1,12 25 000 25 000
2015-05-08 2015-05-06 4 FRIEDMAN CATHY ETRM Director Option (right to buy) A - Award D 1,12 25 000 25 000
2015-05-08 2015-05-06 4 FRIEDMAN CATHY ETRM Director Option (right to buy) A - Award D 1,12 25 000 25 000
2015-05-08 2015-05-06 4 Tremmel Jon T ETRM Director Option (right to buy) A - Award D 1,12 25 000 25 000
2015-05-08 2015-05-06 4 Tremmel Jon T ETRM Director Option (right to buy) A - Award D 1,12 25 000 25 000
2015-05-08 2015-05-06 4 Jansz Anthony P. ETRM Director Option (right to buy) A - Award D 1,12 25 000 25 000
2015-05-08 2015-05-06 4 Jansz Anthony P. ETRM Director Option (right to buy) A - Award D 1,12 25 000 25 000
2015-03-11 2012-11-13 5 LEA GREGORY S ETRM Common Stock S - Sale D 2,5637 −10 500 −27 2 750
2015-03-11 2015-03-09 4 Donders Adrianus ETRM Stock Option (right to buy) A - Award D 1,11 75 000 75 000
2015-03-11 2015-03-09 4 KNUDSON MARK B ETRM Stock Option (right to buy) A - Award D 1,11 225 000 225 000
2015-03-11 2015-03-09 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 1,11 175 000 175 000
2015-03-11 2015-03-09 4 Tweden Katherine S. ETRM Stock Option (right to buy) A - Award D 1,11 75 000 75 000
2015-03-09 2014-11-14 4 Jansz Anthony P. ETRM Performance Option (right to buy) A - Award D 1,14 25 000 25 000
2014-06-20 2014-06-19 4 FRIEDMAN CATHY Family Trust ETRM Common Stock P - Purchase I 1,7010 11 800 20 11 800
2014-05-15 2014-05-07 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 1,84 25 000 25 000
2014-05-14 2014-05-07 4 GRIFFIN BOBBY IVAN ETRM Stock Option (right to buy) A - Award D 1,84 25 000 25 000
2014-05-14 2014-05-07 4 TETI NICHOLAS ETRM Stock Option (Right to Buy) A - Award D 1,84 25 000 25 000
2014-05-14 2014-05-07 4 EVNIN LUKE ETRM Stock Option (Right to Buy) A - Award D 1,84 25 000 25 000
2014-05-14 2014-05-07 4 FRIEDMAN CATHY ETRM Stock Option (Right to Buy) A - Award D 1,84 25 000 25 000
2014-05-14 2014-05-07 4 Tremmel Jon T ETRM Stock Option (Right to Buy) A - Award D 1,84 25 000 25 000
2014-05-14 2014-05-07 4 Jansz Anthony P. ETRM Director Option (Right to Buy) A - Award D 1,84 25 000 25 000
2014-01-09 2014-01-08 4/A EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 −284 531 −711 1 113 168
2014-01-09 2014-01-07 4/A EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 −190 334 −476 1 397 699
2014-01-09 2014-01-06 4/A EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 −81 720 −204 1 588 033
2014-01-09 2014-01-08 4 EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 −284 531 −711 1 113 168
2014-01-09 2014-01-07 4 EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 −190 334 −476 1 397 699
2014-01-09 2014-01-06 4 EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 −81 720 −204 1 588 033
2013-06-04 2013-05-31 4 KNUDSON MARK B ETRM Stock Option (right to buy) A - Award D 1,31 1 278 730 1 278 730
2013-06-04 2013-05-31 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 1,31 1 003 280 1 003 280
2013-06-04 2013-05-31 4 Donders Adrianus ETRM Stock Option (right to buy) A - Award D 1,31 293 110 293 110
2013-06-04 2013-05-31 4 Tweden Katherine S. ETRM Stock Option (right to buy) A - Award D 1,31 257 190 257 190
2013-06-04 2013-05-31 4 Jansz Anthony P. ETRM Performance Option (Right to Buy) A - Award D 1,31 50 000 50 000
2013-06-04 2013-05-31 4 Jansz Anthony P. ETRM Option (Right to Buy) A - Award D 1,31 50 000 50 000
2013-05-10 2013-05-08 4 GRIFFIN BOBBY IVAN ETRM Stock Option (right to buy) A - Award D 0,88 10 000 10 000
2013-05-10 2013-05-08 4 TETI NICHOLAS ETRM Stock Option (Right to Buy) A - Award D 0,88 10 000 10 000
2013-05-10 2013-05-08 4 EVNIN LUKE ETRM Stock Option (Right to Buy) A - Award D 0,88 10 000 10 000
2013-05-10 2013-05-08 4 FRIEDMAN CATHY ETRM Stock Option (Right to Buy) A - Award D 0,88 10 000 10 000
2013-05-10 2013-05-08 4 Tremmel Jon T ETRM Stock Option (Right to Buy) A - Award D 0,88 10 000 10 000
2013-05-10 2013-05-08 4 Jansz Anthony P. ETRM Director Option (right to buy) A - Award D 0,88 10 000 10 000
2013-05-10 2013-05-08 4 KLINGENSTEIN PAUL H ETRM Stock Option (right to buy) A - Award D 0,88 10 000 10 000
2013-05-09 2013-05-08 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 0,88 10 000 37 500
2013-03-01 2013-02-27 4 Jansz Anthony P. Pibrac Property Holdings PTY ETRM Warrants P - Purchase I 1,14 60 000 60 000
2013-03-01 2013-02-27 4 Jansz Anthony P. Pibrac Property Holdings PTY ETRM Common Stock P - Purchase I 0,9500 150 000 142 150 000
2013-02-26 2013-02-22 4 DOUGLAS KEVIN By Douglas Family Trust ETRM Warrant (Right to Buy) P - Purchase I 1,14 168 000 168 000
2013-02-26 2013-02-22 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust ETRM Warrant (Right to Buy) P - Purchase I 1,14 420 000 420 000
2013-02-26 2013-02-22 4 DOUGLAS KEVIN ETRM Warrant (Right to Buy) P - Purchase D 1,14 252 000 252 000
2013-02-26 2013-02-22 4 DOUGLAS KEVIN By Douglas Family Trust ETRM Common Stock P - Purchase I 420 000 1 654 341
2013-02-26 2013-02-22 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust ETRM Common Stock P - Purchase I 1 050 000 3 456 512
2013-02-26 2013-02-22 4 DOUGLAS KEVIN ETRM Common Stock P - Purchase D 630 000 3 010 852
2013-01-24 2013-01-22 4 Jansz Anthony P. ETRM Performance Option (Right to Buy) A - Award D 2,65 25 000 25 000
2013-01-24 2013-01-22 4 Jansz Anthony P. ETRM Option (Right to Buy) A - Award D 2,65 50 000 50 000
2012-09-28 2012-09-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 3,35 863 156 863 156
2012-09-28 2012-09-27 4 KNUDSON MARK B ETRM Stock Option (right to buy) A - Award D 3,35 1 292 225 1 292 225
2012-09-28 2012-09-27 4 Donders Adrianus ETRM Stock Option (right to buy) A - Award D 3,35 355 063 355 063
2012-09-28 2012-09-27 4 Tweden Katherine S. ETRM Stock Option (right to buy) A - Award D 3,35 291 638 291 638
2012-06-27 2012-06-27 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,2700 −27 599 −90 2 350 486
2012-06-27 2012-06-26 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,1600 −8 100 −26 2 378 085
2012-06-27 2012-06-25 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,1400 −11 800 −37 2 386 185
2012-06-25 2012-06-22 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,1600 −8 400 −27 2 397 985
2012-06-25 2012-06-21 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,1300 −10 665 −33 2 406 385
2012-05-16 2012-05-15 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,8900 −15 400 −45 2 417 050
2012-05-16 2012-05-14 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,8200 −23 012 −65 2 432 450
2012-05-14 2012-05-11 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,7600 −10 370 −29 2 455 462
2012-05-14 2012-05-10 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,7500 −600 −2 2 465 832
2012-05-11 2012-05-09 4 KLINGENSTEIN PAUL H ETRM Stock Option (right to buy) A - Award D 2,77 10 000 10 000
2012-05-10 2012-05-09 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 2,77 10 000 27 500
2012-05-10 2012-05-09 4 EVNIN LUKE ETRM Stock Option (Right to Buy) A - Award D 2,77 10 000 10 000
2012-05-09 2012-05-09 4 GRIFFIN BOBBY IVAN ETRM Stock Option (right to buy) A - Award D 2,77 10 000 10 000
2012-05-09 2012-05-09 4 TETI NICHOLAS ETRM Stock Option (Right to Buy) A - Award D 2,77 10 000 10 000
2012-05-09 2012-05-09 4 FRIEDMAN CATHY ETRM Stock Option (Right to Buy) A - Award D 2,77 10 000 10 000
2012-05-09 2012-05-09 4 Tremmel Jon T ETRM Stock Option (Right to Buy) A - Award D 2,77 10 000 10 000
2012-05-09 2012-05-09 4 Jansz Anthony P. ETRM Director Option (Right to Buy) A - Award D 2,77 10 000 10 000
2012-05-01 2012-04-27 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,8000 −25 000 −70 2 466 432
2012-04-19 2012-04-17 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,3600 −11 100 −26 2 491 432
2012-04-19 2012-04-16 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,3500 −14 339 −34 2 502 532
2012-04-19 2012-04-16 4 DOUGLAS KEVIN By Douglas Family Trust ETRM Common Stock P - Purchase I 2,2230 454 341 1 010 1 234 341
2012-04-19 2012-04-16 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust ETRM Common Stock P - Purchase I 2,2230 681 512 1 515 2 406 512
2012-04-19 2012-04-16 4 DOUGLAS KEVIN ETRM Common Stock P - Purchase D 2,2230 1 135 852 2 525 2 376 872
2011-05-09 3 Jansz Anthony P. Family Trust ETRM Common Stock I 25 000
2011-03-16 3 Tweden Katherine S. ETRM Common Stock D 1 053
2009-10-06 2009-10-05 4 Hudson Bay Capital Management LP See footnotes ETRM Common Stock S - Sale I 0,9180 −196 774 −181 3 729 965
2009-10-06 2009-10-02 4 Hudson Bay Capital Management LP See footnotes ETRM Common stock, par value $0.01 ("Common Stock") S - Sale I 1,0150 −2 234 329 −2 268 3 926 739
2009-10-06 3 Gerber Sander See ETRM Common Stock, par value $0.01 ("Common Stock") I 6 161 068
2009-02-25 2009-02-24 4 Koskinas Ellen E InterWest Partners IX, L.P. ETRM Common Stock Warrant A - Award I 1,38 0,1250 339 201 42 339 201
2009-02-25 2009-02-24 4 Koskinas Ellen E InterWest Partners IX, L.P. ETRM Common Stock P - Purchase I 1,1500 678 402 780 2 225 163
2009-01-29 3 Tremmel Jon T ETRM Common Stock D 6 156
2007-11-21 2007-11-20 4 InterWest Partners IX, LP ETRM Series C Preferred Stock C - Conversion D −1 359 261 0
2007-11-21 2007-11-20 4 InterWest Partners IX, LP ETRM Common Stock C - Conversion D 1 359 261 1 546 761
2007-11-21 2007-11-20 4 InterWest Management Partners IX, LLC by: InterWest Partners IX, LP ETRM Series C Preferred Stock C - Conversion I −1 359 261 0
2007-11-21 2007-11-20 4 InterWest Management Partners IX, LLC By: InterWest Partners IX, LP ETRM Common Stock C - Conversion I 1 359 261 1 546 761
2007-11-19 2007-11-15 4 InterWest Partners IX, LP ETRM Common Stock P - Purchase D 8,0000 187 500 1 500 187 500
2007-11-19 2007-11-15 4 InterWest Management Partners IX, LLC By: InterWest Partners IX, LP ETRM Common Stock P - Purchase I 8,0000 187 500 1 500 187 500
2007-11-14 3 FRIEDMAN CATHY ETRM No securities are held D 0
2007-11-14 3 TETI NICHOLAS ETRM No securities are held D 0
2007-11-14 3 Donders Adrianus ETRM No securities are held D 0
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)
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