Firsthand Technology Value Fund, Inc.
US ˙ OTCPK ˙ US33766Y1001

Introduktion

Den här sidan ger en omfattande analys av den kända insiderhandelshistoriken för Full Value Offshore Fund, Ltd.. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. Det är olagligt för insiders att göra affärer i sina företag baserat på specifik, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4. Trots dessa restriktioner tyder akademisk forskning på att insiders – i allmänhet – tenderar att överträffa marknaden i sina egna företag.

Genomsnittlig handelslönsamhet

Den genomsnittliga handelslönsamheten är den genomsnittliga avkastningen av alla köp på den öppna marknaden som insidern gjort under de senaste tre åren. För att beräkna detta undersöker vi alla oplanerade köp på öppen marknad som görs av insidern, exklusive alla affärer som markerats som en del av en 10b5-1-handelsplan. Vi beräknar sedan den genomsnittliga prestandan för dessa affärer under 3, 6 och 12 månader, med ett genomsnitt av var och en av dessa varaktigheter för att generera ett slutgiltigt resultatmått för varje affär. Slutligen tar vi ett genomsnitt av alla prestationsmått för att beräkna ett prestationsmått för insidern. Denna lista inkluderar endast insiders som har gjort minst tre affärer under de senaste två åren.

Om lönsamheten för denna insiderhandel är "N/A", så har insidern antingen inte gjort några köp på den öppna marknaden under de senaste tre åren, eller så är affärerna de har gjort för nya för att kunna beräkna ett tillförlitligt resultatmått.

Uppdateringsfrekvens: Dagligen

Se listan över mest lönsamma insiderhandlare

Se högst rankade insiders
Företag med rapporterade insiderpositioner

SEC-anmälningarna visar att Full Value Offshore Fund, Ltd. har rapporterat innehav eller affärer i följande företag:

Värdepapper Titel Senaste rapporterade innehav
US:JFC / JPMorgan China Region Fund, Inc. 10% Owner 0
10% Owner 181 712
US:FAV / First Trust Dividend and Income Fund 10% Owner 1 656 926
US:JGV / Nuveen Global Equity Income Fund 10% Owner 82 892
US:DCA / Virtus Total Return Fund 10% Owner 149 130
US:RIT / LMP Real Estate Income Fund, Inc. 10% Owner 87 441
10% Owner 1 407 421
US:AYN / 10% Owner 423 254
US:SVVC / Firsthand Technology Value Fund, Inc. 10% Owner 824 942
Hur man tolkar diagrammen

Följande diagram visar aktieutvecklingen för värdepapper efter varje icke-planerad handel på öppen marknad som görs av Full Value Offshore Fund, Ltd.. Icke-planerad handel är affärer som inte gjordes som en del av en 10b5-1-handelsplan. Aktieutvecklingen visas som kumulativ procentuell förändring av aktiekursen. Till exempel, om en insiderhandel gjordes den 1 januari 2019, kommer diagrammet att visa den dagliga procentuella förändringen av värdepapperet fram till idag. Om aktiekursen skulle gå från $10 till $15 under denna tid, skulle den kumulativa procentuella förändringen i aktiekursen vara 50%. En förändring i priset från 10 USD till 20 USD skulle vara 100 % och en prisändring på 10 USD till 5 USD skulle vara -50 %.

I slutändan försöker vi avgöra hur nära insiders affärer korrelerar med överavkastning (positiv eller negativ) i aktiekursen för att se om insidern tar tid för sina affärer att dra nytta av insiderinformation. Tänk på situationen där en insider gjorde detta. I den här situationen förväntar vi oss antingen (a) positiv avkastning efter köp eller (b) negativ avkastning efter försäljning. I fallet med (a) skulle KÖP-diagrammet visa en serie uppåtlutande kurvor, vilket indikerar positiv avkastning efter varje köptransaktion. I fallet med (b) skulle SALE-diagrammet visa en serie nedåtlutande kurvor, vilket indikerar negativ avkastning efter varje försäljningstransaktion.

Detta är dock inte tillräckligt för att dra slutsatser. Om till exempel aktiekursen i bolaget var i en icke-cyklisk stigning under många år, skulle vi förvänta oss att alla tomter efter köpet skulle vara uppåtlutande. Likaså skulle icke-cykliska nedgångar under många år resultera i nedåtlutande post-trade tomter. Inget av dessa diagram skulle tyda på insiderhandel.

Den starkaste indikatorn skulle vara en situation där aktiekursen var extremt cyklisk, och det fanns både positiva signaler i KÖP-diagrammet och negativa plotter på SALE-diagrammet. Denna situation skulle i hög grad tyda på en insider som tog tid för affärer till sin ekonomiska fördel.

Insiderköp SVVC / Firsthand Technology Value Fund, Inc. - Analys av kortsiktig vinst

I det här avsnittet analyserar vi lönsamheten för varje oplanerat insiderköp på en öppen marknad som görs i SVVC / Firsthand Technology Value Fund, Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormal avkastning och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste öppna marknadsköpen som inte var en del av en automatisk handelsplan.

Handelsdatum Ticker Insider Rapporterade
aktier		 Rapporterad
pris		 Justerade
aktier		 Justerat
pris		 Kostnadsgrund Dagar till
max		 Pris vid
max		 Max
vinst ($)		 Maximal avkastning (%)
2014-03-06 SVVC Bulldog Investors General Partnership 500 23,6400 500 23,6400 11 820 236 25.2200 790 6,68
2014-03-05 SVVC Bulldog Investors General Partnership 43 328 23,3088 43 328 23,3088 1 009 924
2014-03-04 SVVC Bulldog Investors General Partnership 12 146 23,6955 12 146 23,6955 287 806
2014-02-26 SVVC Bulldog Investors General Partnership 277 23,6889 277 23,6889 6 562

Det justerade prisetär det justerade priset efter split. Justerade aktier er de split-justerade aktier.

SVVC / Firsthand Technology Value Fund, Inc. Insider Trades
Insiderförsäljning - Analys av kortsiktig förlust

I det här avsnittet analyserar vi det kortsiktiga undvikandet av förluster för varje oplanerad insiderförsäljning på öppen marknad som görs i SVVC / Firsthand Technology Value Fund, Inc.. Ett konsekvent mönster för att undvika förluster kan tyda på att framtida försäljningstransaktioner kan förutsäga prisnedgångar. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Följande tabell visar de senaste försäljningarna på den öppna marknaden som inte ingick i en automatisk handelsplan.

Handelsdatum Ticker Insider Rapporterade
aktier		 Rapporterad
pris		 Justerade
aktier		 Justerat
pris		 Kostnadsgrund Dagar till
min		 Pris vid
min		 Maximal förlust
undvikits ($)		 Maximal förlust
undvikits ($)
2014-12-04 SVVC Bulldog Investors General Partnership 2 290 19,6000 2 290 19,6000 44 884 364 7.5500 −27 594 −61,48
2014-12-04 SVVC Bulldog Investors General Partnership 144 754 19,6000 144 754 19,6000 2 837 178
2014-12-02 SVVC Bulldog Investors General Partnership 124 22,6609 124 22,6609 2 810
2014-12-02 SVVC Bulldog Investors General Partnership 7 825 22,6609 7 825 22,6609 177 322
2014-12-01 SVVC Bulldog Investors General Partnership 25 22,5310 25 22,5310 563
2014-12-01 SVVC Bulldog Investors General Partnership 1 565 22,5310 1 565 22,5310 35 261
2014-11-26 SVVC Bulldog Investors General Partnership 210 22,5413 210 22,5413 4 734
2014-11-26 SVVC Bulldog Investors General Partnership 13 302 22,5413 13 302 22,5413 299 844
2014-11-24 SVVC Bulldog Investors General Partnership 38 22,5976 38 22,5976 859
2014-11-24 SVVC Bulldog Investors General Partnership 2 381 22,5976 2 381 22,5976 53 805
2014-11-12 SVVC Bulldog Investors General Partnership 309 22,6600 309 22,6600 7 002
2014-11-12 SVVC Bulldog Investors General Partnership 255 22,7064 255 22,7064 5 790
2014-11-12 SVVC Bulldog Investors General Partnership 19 561 22,6600 19 561 22,6600 443 252
2014-11-12 SVVC Bulldog Investors General Partnership 16 101 22,7064 16 101 22,7064 365 596
2014-11-11 SVVC Bulldog Investors General Partnership 109 22,6504 109 22,6504 2 469
2014-11-11 SVVC Bulldog Investors General Partnership 7 412 22,6504 7 412 22,6504 167 885
2014-11-07 SVVC Bulldog Investors General Partnership 1 200 22,7083 1 200 22,7083 27 250

Det justerade prisetär det justerade priset efter split. Justerade aktier er de split-justerade aktier.

SVVC / Firsthand Technology Value Fund, Inc. Insider Trades
Insiderhandelshistorik

Den här tabellen visar den fullständiga listan över insideraffärer gjorda av Full Value Offshore Fund, Ltd. som avslöjats för Securities Exchange Commission (SEC).

Fildatum Transaktionsdatum Schema Ticker Värdepapper Kode 10b5-1 Aktier Återstående aktier Procentuell förandring Aktie
pris		 Transaktionsvärde Återstående
värde
2017-09-01 2017-09-01 4 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		J - Other −22 517 0 −100,00
2017-06-22 2017-06-21 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 4 000 181 712 2,25 9,53 38 118 1 731 606
2017-06-22 2017-06-21 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 16 200 479 730 3,49 9,53 154 376 4 571 539
2017-06-22 2017-06-20 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 5 000 177 712 2,89 9,54 47 698 1 695 319
2017-06-22 2017-06-20 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 20 000 463 530 4,51 9,54 190 794 4 421 937
2017-06-19 2017-06-15 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 3 700 172 712 2,19 9,51 35 196 1 642 906
2017-06-14 2017-06-12 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 5 000 169 012 3,05 9,53 47 650 1 610 684
2017-06-14 2017-06-12 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 450 000 443 530 −6 955,18 9,53 4 288 500 4 226 841
2017-06-13 2017-06-09 4 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		P - Purchase 7 500 61 349 13,93 19,82 148 650 1 215 937
2017-06-09 2017-06-07 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 50 000 164 012 43,86 9,53 476 500 1 563 034
2017-06-09 2017-06-07 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 200 000 398 530 100,74 9,53 1 906 000 3 797 991
2017-06-07 2017-06-06 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 500 114 012 0,44 9,52 4 760 1 085 394
2017-06-07 2017-06-05 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 10 000 113 512 9,66 9,54 95 400 1 082 904
2017-06-07 2017-06-05 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 90 000 198 530 82,93 9,54 858 600 1 893 976
2017-06-05 2017-06-01 4 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		P - Purchase 20 000 761 501 2,70 19,69 393 800 14 993 955
2017-06-05 2017-06-01 4 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		P - Purchase 5 000 53 849 10,24 19,69 98 450 1 060 287
2017-05-31 3 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		835 384
2017-05-31 3 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		861 716
2017-05-31 3 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		1 554 368
2017-05-31 3 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		835 384
2017-05-31 3 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		861 716
2017-05-31 3 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		1 554 368
2017-05-31 3 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		835 384
2017-05-31 3 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		861 716
2017-05-31 3 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		1 554 368
2017-05-31 3 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		835 384
2017-05-31 3 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		861 716
2017-05-31 3 JFC JPMORGAN CHINA REGION FUND, INC.
Common Stock 		1 554 368
2017-05-05 2017-05-03 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 600 37 544 1,62 9,06 5 436 340 149
2017-05-05 2017-05-03 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 820 36 944 2,27 9,08 7 446 335 452
2017-05-05 2017-05-03 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 24 180 108 530 28,67 9,08 219 554 985 452
2017-05-02 2017-04-28 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 210 36 124 0,58 8,96 1 882 323 671
2017-05-02 2017-04-28 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 6 186 84 350 7,91 8,96 55 427 755 776
2017-04-26 2017-04-24 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 328 35 914 0,92 8,78 2 880 315 325
2017-04-26 2017-04-24 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 9 672 78 164 14,12 8,78 84 920 686 280
2017-04-20 2017-04-18 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 328 35 586 0,93 8,61 2 824 306 399
2017-04-20 2017-04-18 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 9 672 68 492 16,44 8,61 83 277 589 723
2017-04-14 2017-04-13 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 345 35 258 0,99 8,63 2 977 304 241
2017-04-14 2017-04-13 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 10 155 58 820 20,87 8,63 87 627 507 558
2017-04-14 2017-04-12 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 328 34 913 0,95 8,52 2 795 297 459
2017-04-14 2017-04-12 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 9 672 48 665 24,80 8,52 82 405 414 626
2017-04-12 2017-04-11 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 432 38 993 1,12 8,47 3 659 330 271
2017-04-12 2017-04-10 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 230 34 585 0,67 8,51 1 957 294 318
2017-04-12 2017-04-10 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 6 770 38 561 21,30 8,51 57 613 328 154
2017-04-04 2017-04-03 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 150 34 355 0,44 8,79 1 319 302 128
2017-04-04 2017-04-03 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 4 409 31 791 16,10 8,79 38 774 279 580
2017-04-04 2017-03-31 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 190 34 205 0,56 8,78 1 668 300 207
2017-04-04 2017-03-31 4 KEF KOREA EQUITY FUND INC
Common Stock 		P - Purchase 5 613 27 382 25,78 8,78 49 264 240 324
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 450 551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 283 336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 219 689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 469 230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 375 498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 308 924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 208 653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 228 548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 220 899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 290 396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 450 551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 283 336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 219 689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 469 230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 375 498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 308 924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 208 653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 228 548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 220 899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 290 396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 450 551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 283 336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 219 689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 469 230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 375 498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 308 924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 208 653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 228 548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 220 899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 290 396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 450 551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 283 336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 219 689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 469 230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 375 498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 308 924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 208 653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 228 548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 220 899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 290 396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 450 551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 283 336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 219 689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 469 230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 375 498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 308 924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 208 653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 228 548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 220 899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 290 396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 450 551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 283 336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 219 689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 469 230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 375 498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 308 924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 208 653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 228 548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 220 899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 290 396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 450 551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 283 336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 219 689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 469 230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 375 498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 308 924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 208 653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 228 548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 220 899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 290 396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 450 551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 283 336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 219 689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 469 230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 375 498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 308 924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 208 653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 228 548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 220 899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 290 396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 450 551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 283 336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 219 689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 469 230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 375 498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 308 924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 208 653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 228 548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 220 899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 290 396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 450 551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 283 336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 219 689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 469 230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 375 498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 308 924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 208 653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 228 548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 220 899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 290 396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 450 551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 283 336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 219 689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 469 230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 375 498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 308 924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 208 653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 228 548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 220 899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock 		1 290 396
2016-10-21 2016-10-20 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 300 1 656 926 0,02 8,86 2 658 14 680 364
2016-10-21 2016-10-19 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 302 73 453 0,41 8,89 2 685 652 997
2016-10-21 2016-10-19 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 10 598 1 656 626 0,64 8,89 94 216 14 727 405
2016-10-07 2016-10-05 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 500 221 100 0,68 9,11 13 670 2 014 951
2016-10-04 2016-09-30 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 433 73 151 0,60 9,10 3 942 665 959
2016-10-04 2016-09-30 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 14 571 1 646 028 0,89 9,10 132 653 14 985 274
2016-09-30 2016-09-28 4 JGV Nuveen Global Equity Income Fund
Common Stock 		P - Purchase 521 82 892 0,63 11,89 6 194 985 437
2016-09-30 2016-09-28 4 JGV Nuveen Global Equity Income Fund
Common Stock 		P - Purchase 17 528 2 028 952 0,87 11,89 208 376 24 120 587
2016-09-29 2016-09-28 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 131 72 718 0,18 9,05 1 186 658 302
2016-09-29 2016-09-28 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 4 393 1 631 457 0,27 9,05 39 769 14 769 254
2016-09-29 2016-09-27 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 597 72 587 0,83 9,02 5 385 654 735
2016-09-29 2016-09-27 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 20 103 1 627 064 1,25 9,02 181 329 14 676 117
2016-09-26 2016-09-23 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 137 71 990 1,60 9,07 10 311 652 870
2016-09-26 2016-09-23 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 38 289 1 606 961 2,44 9,07 347 239 14 573 369
2016-09-26 2016-09-22 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 898 70 853 2,75 9,08 17 232 643 267
2016-09-26 2016-09-22 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 63 882 1 568 672 4,25 9,08 579 978 14 241 816
2016-09-23 2016-09-22 4 JGV Nuveen Global Equity Income Fund
Common Stock 		P - Purchase 1 043 2 011 424 0,05 11,97 12 485 24 076 745
2016-09-23 2016-09-21 4 JGV Nuveen Global Equity Income Fund
Common Stock 		P - Purchase 1 445 82 371 1,79 11,85 17 127 976 319
2016-09-23 2016-09-21 4 JGV Nuveen Global Equity Income Fund
Common Stock 		P - Purchase 48 655 2 010 381 2,48 11,85 576 693 23 828 443
2016-09-22 2016-09-21 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 587 68 955 2,36 9,00 14 284 620 643
2016-09-22 2016-09-21 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 53 413 1 504 790 3,68 9,00 480 754 13 544 163
2016-09-22 2016-09-20 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 029 67 368 1,55 9,00 9 257 606 063
2016-09-22 2016-09-20 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 33 211 1 451 377 2,34 9,00 298 776 13 057 023
2016-09-21 2016-09-19 4 JGV Nuveen Global Equity Income Fund
Common Stock 		P - Purchase 1 000 1 961 726 0,05 11,78 11 781 23 111 094
2016-09-20 2016-09-16 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 294 66 339 0,45 8,96 2 635 594 636
2016-09-20 2016-09-16 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 9 501 1 418 166 0,67 8,96 85 163 12 711 873
2016-09-19 2016-09-16 4 JGV Nuveen Global Equity Income Fund
Common Stock 		P - Purchase 337 80 926 0,42 11,65 3 926 942 877
2016-09-19 2016-09-16 4 JGV Nuveen Global Equity Income Fund
Common Stock 		P - Purchase 10 863 1 960 726 0,56 11,65 126 566 22 844 615
2016-09-19 2016-09-15 4 JGV Nuveen Global Equity Income Fund
Common Stock 		P - Purchase 430 80 589 0,54 11,74 5 048 946 075
2016-09-19 2016-09-15 4 JGV Nuveen Global Equity Income Fund
Common Stock 		P - Purchase 13 870 1 949 863 0,72 11,74 162 827 22 890 417
2016-09-15 2016-09-14 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 976 149 130 0,66 4,51 4 406 673 277
2016-09-15 2016-09-13 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 1 261 148 154 0,86 4,54 5 725 672 604
2016-09-14 2016-09-12 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 640 66 045 0,98 9,07 5 805 599 088
2016-09-14 3 JGV Nuveen Global Equity Income Fund
Common Stock 		4 035 075
2016-09-14 3 JGV Nuveen Global Equity Income Fund
Common Stock 		2 179 241
2016-09-14 3 JGV Nuveen Global Equity Income Fund
Common Stock 		2 182 012
2016-09-14 3 JGV Nuveen Global Equity Income Fund
Common Stock 		4 035 075
2016-09-14 3 JGV Nuveen Global Equity Income Fund
Common Stock 		2 179 241
2016-09-14 3 JGV Nuveen Global Equity Income Fund
Common Stock 		2 182 012
2016-09-14 3 JGV Nuveen Global Equity Income Fund
Common Stock 		4 035 075
2016-09-14 3 JGV Nuveen Global Equity Income Fund
Common Stock 		2 179 241
2016-09-14 3 JGV Nuveen Global Equity Income Fund
Common Stock 		2 182 012
2016-09-14 3 JGV Nuveen Global Equity Income Fund
Common Stock 		4 035 075
2016-09-14 3 JGV Nuveen Global Equity Income Fund
Common Stock 		2 179 241
2016-09-14 3 JGV Nuveen Global Equity Income Fund
Common Stock 		2 182 012
2016-09-12 2016-09-09 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 1 093 146 893 0,75 4,59 5 022 674 959
2016-09-12 2016-09-08 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 3 045 145 800 2,13 4,66 14 181 679 034
2016-09-08 2016-09-06 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 1 698 142 755 1,20 4,67 7 936 667 165
2016-09-07 2016-09-06 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 77 65 405 0,12 9,19 708 601 046
2016-09-07 2016-09-06 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 2 469 1 408 665 0,18 9,19 22 689 12 945 068
2016-09-07 2016-09-02 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 30 65 328 0,05 9,16 275 598 404
2016-09-07 2016-09-02 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 970 1 406 196 0,07 9,16 8 885 12 880 755
2016-08-31 2016-08-30 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 42 65 298 0,06 9,11 383 594 865
2016-08-31 2016-08-30 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 358 1 405 226 0,10 9,11 12 371 12 801 609
2016-08-31 2016-08-29 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 428 65 256 0,66 9,13 3 907 595 650
2016-08-31 2016-08-29 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 13 812 1 403 868 0,99 9,13 126 075 12 814 367
2016-08-24 2016-08-23 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 25 000 219 600 12,85 9,13 228 255 2 004 992
2016-08-24 2016-08-23 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 451 64 828 0,70 9,13 4 118 591 893
2016-08-24 2016-08-23 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 14 549 1 390 056 1,06 9,13 132 835 12 691 489
2016-08-24 2016-08-22 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 562 64 377 0,88 9,10 5 112 585 567
2016-08-24 2016-08-22 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 18 126 1 375 507 1,34 9,10 164 872 12 511 474
2016-08-22 2016-08-19 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 251 63 815 0,39 9,10 2 284 580 716
2016-08-22 2016-08-19 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 8 102 1 357 381 0,60 9,10 73 728 12 352 167
2016-08-22 2016-08-18 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 72 63 564 0,11 9,11 656 579 068
2016-08-22 2016-08-18 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 2 321 1 349 279 0,17 9,11 21 144 12 291 932
2016-08-17 2016-08-15 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 300 63 492 0,47 9,13 2 739 579 682
2016-08-16 2016-08-15 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 547 141 057 0,39 4,61 2 523 650 640
2016-08-16 2016-08-12 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 453 140 510 0,32 4,61 2 088 647 568
2016-08-15 2016-08-11 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 131 63 192 0,21 9,09 1 190 574 106
2016-08-15 2016-08-11 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 4 214 1 346 958 0,31 9,09 38 285 12 237 248
2016-08-12 2016-08-11 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 127 140 057 0,09 4,60 584 643 926
2016-08-12 2016-08-10 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 380 139 930 0,27 4,57 1 737 639 648
2016-08-11 2016-08-10 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 110 194 600 0,57 9,07 10 068 1 765 022
2016-08-11 2016-08-09 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 51 63 061 0,08 9,09 464 573 477
2016-08-11 2016-08-09 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 649 1 342 744 0,12 9,09 14 996 12 210 914
2016-08-10 2016-08-09 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 975 139 550 0,70 4,57 4 454 637 506
2016-08-10 2016-08-08 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 951 138 575 0,69 4,56 4 333 631 431
2016-08-09 2016-08-08 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 2 207 63 010 3,63 9,07 20 007 571 205
2016-08-09 2016-08-08 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 71 067 1 341 095 5,60 9,07 644 244 12 157 429
2016-08-09 2016-08-05 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 300 193 490 0,16 9,05 2 715 1 751 084
2016-08-08 2016-08-05 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 1 301 137 624 0,95 4,55 5 924 626 698
2016-08-08 2016-08-04 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 973 136 323 0,72 4,57 4 447 622 996
2016-08-05 2016-08-04 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 90 60 803 0,15 9,00 810 547 245
2016-08-05 2016-08-04 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 2 910 1 270 028 0,23 9,00 26 191 11 430 633
2016-08-05 2016-08-03 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 182 60 713 0,30 9,00 1 638 546 399
2016-08-05 2016-08-03 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 5 863 1 267 118 0,46 9,00 52 765 11 403 682
2016-08-03 2016-08-01 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 531 135 350 0,39 4,60 2 440 621 987
2016-08-03 2016-08-02 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 80 60 531 0,13 8,96 717 542 382
2016-08-03 2016-08-02 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 2 579 1 261 255 0,20 8,96 23 109 11 301 349
2016-08-03 2016-08-01 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 87 60 451 0,14 9,04 787 546 707
2016-08-03 2016-08-01 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 2 814 1 258 676 0,22 9,04 25 449 11 383 214
2016-07-29 2016-07-28 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 74 60 364 0,12 9,06 671 547 194
2016-07-29 2016-07-28 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 2 368 1 255 862 0,19 9,06 21 466 11 384 263
2016-07-29 2016-07-27 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 236 60 290 0,39 9,07 2 140 546 776
2016-07-29 2016-07-27 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 7 597 1 253 494 0,61 9,07 68 898 11 368 062
2016-07-26 2016-07-22 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 352 193 190 0,18 9,05 3 185 1 748 041
2016-07-26 2016-07-22 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 11 348 1 245 897 0,92 9,05 102 680 11 273 250
2016-07-22 2016-07-20 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 530 134 819 0,39 4,60 2 440 620 747
2016-07-22 2016-07-21 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 500 192 838 0,78 9,20 13 795 1 773 473
2016-07-22 2016-07-20 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 235 60 054 0,39 9,24 2 171 554 779
2016-07-22 2016-07-20 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 7 565 1 234 549 0,62 9,24 69 885 11 404 764
2016-07-20 2016-07-18 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 600 59 819 1,01 9,22 5 532 551 531
2016-07-19 2016-07-15 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 627 134 289 0,47 4,56 2 859 612 358
2016-07-18 2016-07-14 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 129 59 219 0,22 9,19 1 185 544 175
2016-07-18 2016-07-14 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 3 671 1 226 984 0,30 9,19 33 734 11 275 001
2016-07-15 2016-07-14 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 667 133 662 0,50 4,56 3 042 609 539
2016-07-15 2016-07-13 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 1 194 132 995 0,91 4,55 5 435 605 393
2016-07-14 2016-07-13 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 10 000 191 338 5,51 9,13 91 294 1 746 801
2016-07-14 2016-07-12 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 3 163 181 338 1,78 9,16 28 962 1 660 421
2016-07-13 2016-07-12 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 653 131 801 0,50 4,56 2 978 601 013
2016-07-13 2016-07-11 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 1 305 131 148 1,01 4,54 5 929 595 818
2016-07-12 2016-07-08 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 012 178 175 0,57 9,07 9 179 1 616 047
2016-07-12 2016-07-08 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 663 59 090 1,13 9,07 6 013 535 946
2016-07-12 2016-07-08 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 18 825 1 223 313 1,56 9,07 170 743 11 095 449
2016-07-05 2016-06-30 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 2 800 177 163 1,61 8,97 25 106 1 588 514
2016-06-27 2016-06-23 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 17 248 174 363 10,98 8,98 154 830 1 565 204
2016-06-23 2016-06-21 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 179 58 427 0,31 8,91 1 595 520 532
2016-06-23 2016-06-21 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 5 091 1 204 488 0,42 8,91 45 356 10 730 904
2016-06-14 2016-06-13 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 100 58 248 0,17 8,85 885 515 495
2016-06-14 2016-06-10 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 198 157 115 0,77 8,89 10 650 1 396 752
2016-06-10 2016-06-08 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 763 58 148 1,33 8,98 6 852 522 152
2016-06-10 2016-06-08 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 19 537 1 199 397 1,66 8,98 175 436 10 770 225
2016-06-07 2016-06-06 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 2 066 87 441 2,42 13,90 28 722 1 215 622
2016-06-07 2016-06-06 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 52 886 2 129 267 2,55 13,90 735 232 29 601 496
2016-06-07 2016-06-03 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 940 85 375 1,11 13,96 13 122 1 191 767
2016-06-07 2016-06-03 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 24 060 2 076 381 1,17 13,96 335 858 28 984 618
2016-06-03 2016-06-02 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 811 84 435 0,97 13,83 11 219 1 168 048
2016-06-03 2016-06-02 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 20 769 2 052 321 1,02 13,83 287 312 28 391 193
2016-06-03 2016-06-01 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 10 306 161 622 6,81 13,80 142 210 2 230 190
2016-05-27 2016-05-25 4 DCA Virtus Total Return Fund
Common Stock 		P - Purchase 100 129 843 0,08 4,28 428 555 728
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		568 344
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		727 263
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		458 797
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		568 344
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		727 263
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		458 797
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		568 344
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		727 263
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		458 797
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		568 344
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		727 263
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock 		458 797
2016-05-18 2016-05-16 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 700 83 624 0,84 14,08 9 852 1 177 008
2016-05-10 2016-05-06 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 10 000 151 316 7,08 13,98 139 753 2 114 686
2016-05-10 2016-05-06 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 363 82 924 0,44 13,98 5 073 1 158 888
2016-05-10 2016-05-06 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 9 182 2 031 552 0,45 13,98 128 321 28 391 549
2016-04-27 2016-04-25 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 10 000 141 316 7,62 13,44 134 400 1 899 287
2016-04-27 2016-04-25 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 2 126 82 561 2,64 13,44 28 573 1 109 620
2016-04-27 2016-04-25 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 53 731 2 022 370 2,73 13,44 722 145 27 180 653
2016-04-25 2016-04-21 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 187 80 435 0,23 13,50 2 524 1 085 527
2016-04-25 2016-04-21 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 4 713 1 968 639 0,24 13,50 63 605 26 568 161
2016-04-22 2016-04-20 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 751 57 385 1,33 8,86 6 655 508 488
2016-04-22 2016-04-20 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 18 983 1 179 860 1,64 8,86 168 208 10 454 739
2016-04-21 2016-04-20 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 322 80 248 0,40 13,62 4 385 1 092 833
2016-04-21 2016-04-20 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 8 125 1 963 926 0,42 13,62 110 648 26 745 137
2016-04-21 2016-04-19 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 407 79 926 0,51 13,76 5 601 1 099 982
2016-04-21 2016-04-19 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 10 281 1 955 801 0,53 13,76 141 492 26 916 711
2016-04-18 2016-04-14 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 829 56 634 3,34 8,72 15 949 493 860
2016-04-18 2016-04-14 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 46 229 1 160 877 4,15 8,72 403 126 10 123 080
2016-04-07 2016-04-06 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 200 54 805 0,37 8,60 1 720 471 323
2016-04-07 2016-04-05 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 444 54 605 0,82 8,55 3 794 466 654
2016-04-07 2016-04-05 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 10 685 1 114 648 0,97 8,55 91 314 9 525 782
2016-04-04 2016-03-31 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 172 54 161 0,32 8,62 1 482 466 792
2016-04-04 2016-03-31 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 4 149 1 103 963 0,38 8,62 35 759 9 514 616
2016-03-31 2016-03-30 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 600 53 989 1,12 8,63 5 178 465 925
2016-03-30 2016-03-29 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 300 53 389 0,57 8,52 2 556 454 874
2016-03-30 2016-03-28 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 295 53 089 0,56 8,52 2 513 452 217
2016-03-30 2016-03-28 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 7 097 1 099 814 0,65 8,52 60 453 9 368 326
2016-03-15 2016-03-11 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 664 155 917 1,08 8,33 13 866 1 299 272
2016-03-15 2016-03-11 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 221 52 794 2,37 8,33 10 175 439 938
2016-03-15 2016-03-11 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 30 275 1 092 717 2,85 8,33 252 285 9 105 720
2016-03-11 2016-03-10 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 89 51 573 0,17 8,22 732 423 920
2016-03-11 2016-03-10 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 2 213 1 062 442 0,21 8,22 18 190 8 733 061
2016-03-11 2016-03-09 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 337 51 484 0,66 8,20 2 762 421 994
2016-03-11 2016-03-09 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 8 363 1 060 229 0,80 8,20 68 548 8 690 273
2016-03-09 2016-03-08 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 155 51 147 0,30 8,19 1 269 418 740
2016-03-09 2016-03-08 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 3 847 1 051 866 0,37 8,19 31 495 8 611 627
2016-03-09 2016-03-07 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 3 600 50 992 7,60 8,23 29 634 419 751
2016-03-08 2016-03-04 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 6 810 131 316 5,47 13,01 88 596 1 708 382
2016-03-07 2016-03-04 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 993 47 392 2,14 8,21 8 149 388 913
2016-03-07 2016-03-04 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 8 207 1 048 019 0,79 8,21 67 349 8 600 358
2016-03-07 2016-03-03 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 4 295 46 399 10,20 8,11 34 840 376 375
2016-03-03 2016-03-02 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 940 154 253 0,61 8,05 7 569 1 242 138
2016-03-03 2016-03-02 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 2 069 42 104 5,17 8,05 16 661 339 047
2016-03-03 2016-03-02 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 17 095 1 039 812 1,67 8,05 137 659 8 373 190
2016-03-03 2016-03-01 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 3 212 153 313 2,14 8,00 25 697 1 226 565
2016-03-03 2016-03-01 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 2 357 152 458 1,57 8,00 18 857 1 219 725
2016-03-03 2016-03-01 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 58 431 1 022 717 6,06 8,00 467 471 8 182 145
2016-03-01 2016-02-26 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 900 150 101 0,60 7,88 7 090 1 182 466
2016-02-29 2016-02-25 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 200 124 506 0,16 12,54 2 508 1 561 305
2016-02-25 2016-02-24 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 104 37 678 3,02 7,72 8 524 290 908
2016-02-25 2016-02-24 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 27 371 964 286 2,92 7,72 211 329 7 445 156
2016-02-25 2016-02-23 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 182 36 574 0,50 7,78 1 416 284 586
2016-02-25 2016-02-23 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 4 518 936 915 0,48 7,78 35 155 7 290 229
2016-02-23 2016-02-22 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 54 79 519 0,07 12,43 671 988 707
2016-02-23 2016-02-22 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 1 346 1 945 520 0,07 12,43 16 736 24 189 817
2016-02-23 2016-02-19 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 315 124 306 0,25 12,29 3 872 1 527 870
2016-02-23 2016-02-19 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 232 79 465 0,29 12,29 2 852 976 720
2016-02-23 2016-02-19 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 5 741 1 944 174 0,30 12,29 70 564 23 896 231
2016-02-23 2016-02-22 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 36 499 149 201 32,39 7,83 285 886 1 168 647
2016-02-23 2016-02-19 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 600 36 392 1,68 7,76 4 656 282 402
2016-02-17 2016-02-12 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 780 112 702 1,60 7,33 13 045 825 937
2016-02-17 2016-02-12 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 1 306 35 792 3,79 7,33 9 571 262 302
2016-02-17 2016-02-12 4 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		P - Purchase 32 374 932 397 3,60 7,33 237 253 6 833 071
2016-02-12 3 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		1 945 454
2016-02-12 3 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		1 079 917
2016-02-12 3 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		1 156 353
2016-02-12 3 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		1 945 454
2016-02-12 3 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		1 079 917
2016-02-12 3 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		1 156 353
2016-02-12 3 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		1 945 454
2016-02-12 3 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		1 079 917
2016-02-12 3 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		1 156 353
2016-02-12 3 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		1 945 454
2016-02-12 3 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		1 079 917
2016-02-12 3 FAV FIRST TRUST DIVIDEND & INCOME FUND
Common Stock 		1 156 353
2016-02-10 2016-02-09 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 82 79 233 0,10 11,94 979 945 899
2016-02-10 2016-02-09 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 2 258 1 938 433 0,12 11,94 26 956 23 141 401
2016-02-10 2016-02-08 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 968 79 151 1,24 12,07 11 682 955 202
2016-02-10 2016-02-08 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 24 212 1 936 175 1,27 12,07 292 193 23 365 954
2016-02-08 2016-02-05 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 409 78 183 0,53 12,44 5 088 972 565
2016-02-08 2016-02-05 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 10 219 1 911 963 0,54 12,44 127 120 23 784 055
2016-02-08 2016-02-04 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 1 291 123 991 1,05 12,64 16 316 1 567 035
2016-02-08 2016-02-04 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 911 77 774 1,19 12,64 11 513 982 931
2016-02-08 2016-02-04 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 22 798 1 901 744 1,21 12,64 288 128 24 034 811
2016-02-04 2016-02-03 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 1 492 122 700 1,23 12,57 18 751 1 542 069
2016-02-04 2016-02-03 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 1 054 76 863 1,39 12,57 13 246 965 999
2016-02-04 2016-02-03 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 26 354 1 878 946 1,42 12,57 331 212 23 614 218
2016-02-04 2016-02-02 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 1 509 75 809 2,03 12,52 18 892 949 083
2016-02-04 2016-02-02 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 37 748 1 852 592 2,08 12,52 472 582 23 193 340
2016-02-02 2016-02-01 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 4 037 121 208 3,45 12,59 50 835 1 526 275
2016-02-02 2016-01-29 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 7 073 117 171 6,42 12,53 88 625 1 468 153
2016-01-28 2016-01-27 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 188 74 300 0,25 12,39 2 329 920 280
2016-01-28 2016-01-27 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 4 712 1 814 844 0,26 12,39 58 363 22 478 658
2016-01-28 2016-01-26 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 138 74 112 0,19 12,47 1 721 924 473
2016-01-28 2016-01-26 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 3 462 1 810 132 0,19 12,47 43 185 22 579 587
2016-01-15 2016-01-13 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 73 73 974 0,10 12,55 916 928 374
2016-01-15 2016-01-13 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 1 827 1 806 670 0,10 12,55 22 929 22 673 708
2016-01-12 2016-01-11 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 191 110 098 0,17 12,70 2 426 1 398 278
2016-01-12 2016-01-11 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 150 73 901 0,20 12,70 1 905 938 565
2016-01-12 2016-01-11 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 3 728 1 804 843 0,21 12,70 47 347 22 922 048
2016-01-12 2016-01-08 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 400 1 801 115 0,02 12,78 5 112 23 018 250
2016-01-08 2016-01-07 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 146 73 751 0,20 12,89 1 882 950 650
2016-01-08 2016-01-06 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 320 73 605 0,44 12,98 4 154 955 584
2016-01-08 2016-01-06 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 7 980 1 800 715 0,45 12,98 103 601 23 377 963
2016-01-06 2016-01-05 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 327 73 285 0,45 13,00 4 251 952 756
2016-01-06 2016-01-05 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 8 151 1 792 735 0,46 13,00 105 969 23 306 810
2016-01-06 2016-01-04 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 85 72 958 0,12 12,78 1 086 932 403
2016-01-04 2015-12-30 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 178 72 873 0,24 13,02 2 318 949 127
2016-01-04 2015-12-30 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 4 442 1 784 584 0,25 13,02 57 854 23 243 136
2015-12-30 2015-12-28 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 3 600 109 907 3,39 12,92 46 518 1 420 185
2015-12-30 2015-12-28 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 137 72 695 0,19 12,92 1 770 939 343
2015-12-30 2015-12-28 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 3 411 1 780 142 0,19 12,92 44 076 23 002 461
2015-12-23 2015-12-22 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 773 72 558 1,08 12,75 9 855 925 006
2015-12-23 2015-12-22 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 19 289 1 776 731 1,10 12,75 245 906 22 650 655
2015-12-23 2015-12-21 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 46 71 785 0,06 12,67 583 909 516
2015-12-23 2015-12-21 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 1 154 1 757 442 0,07 12,67 14 621 22 266 790
2015-12-21 2015-12-18 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 96 71 739 0,13 12,66 1 215 908 216
2015-12-21 2015-12-18 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 2 404 1 756 288 0,14 12,66 30 435 22 234 606
2015-12-21 2015-12-17 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 173 71 643 0,24 12,70 2 197 909 952
2015-12-21 2015-12-17 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 4 310 1 753 884 0,25 12,70 54 742 22 276 431
2015-12-17 2015-12-16 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 298 71 470 0,42 12,68 3 778 905 982
2015-12-17 2015-12-16 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 7 403 1 749 574 0,42 12,68 93 843 22 178 300
2015-12-17 2015-12-15 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 155 71 172 0,22 12,60 1 952 896 461
2015-12-17 2015-12-15 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 3 853 1 742 171 0,22 12,60 48 531 21 943 863
2015-12-10 2015-12-08 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 1 000 1 738 318 0,06 12,67 12 670 22 024 489
2015-12-08 2015-12-07 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 264 1 737 318 0,02 12,69 3 350 22 046 565
2015-12-08 2015-12-04 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 100 71 017 0,14 12,76 1 276 906 177
2015-12-04 2015-12-03 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 46 70 917 0,06 12,59 579 892 845
2015-12-04 2015-12-03 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 1 150 1 737 054 0,07 12,59 14 478 21 869 510
2015-12-04 2015-12-02 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 384 70 871 0,54 12,92 4 960 915 441
2015-12-04 2015-12-02 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 9 537 1 735 904 0,55 12,92 123 189 22 422 672
2015-12-02 2015-11-30 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 81 70 487 0,12 12,94 1 048 912 067
2015-12-02 2015-11-30 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 2 001 1 726 367 0,12 12,94 25 892 22 338 326
2015-11-24 2015-11-23 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 7 400 70 406 11,74 12,73 94 202 896 268
2015-11-24 2015-11-23 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 183 698 1 724 366 11,92 12,73 2 338 476 21 951 179
2015-11-24 2015-11-20 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 1 080 63 006 1,74 12,73 13 754 802 375
2015-11-24 2015-11-20 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 26 817 1 540 668 1,77 12,73 341 512 19 620 253
2015-11-18 2015-11-17 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 427 106 307 0,40 12,59 5 375 1 338 203
2015-11-18 2015-11-17 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 314 61 926 0,51 12,59 3 953 779 531
2015-11-18 2015-11-17 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 7 857 1 513 851 0,52 12,59 98 905 19 056 508
2015-11-18 2015-11-16 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 408 105 880 0,39 12,48 5 090 1 320 927
2015-11-18 2015-11-16 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 300 61 612 0,49 12,48 3 743 768 653
2015-11-18 2015-11-16 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 7 504 1 505 994 0,50 12,48 93 618 18 788 329
2015-11-05 2015-11-04 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 300 105 469 0,29 13,07 3 921 1 378 480
2015-11-05 2015-11-03 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 100 105 169 0,10 13,02 1 302 1 369 300
2015-11-02 2015-10-29 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 412 105 069 0,39 12,99 5 351 1 364 657
2015-11-02 2015-10-29 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 303 61 312 0,50 12,99 3 935 796 333
2015-11-02 2015-10-29 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 7 585 1 498 490 0,51 12,99 98 515 19 462 688
2015-10-29 2015-10-28 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 781 104 657 0,75 13,02 10 166 1 362 299
2015-10-29 2015-10-28 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 574 61 009 0,95 13,02 7 472 794 142
2015-10-29 2015-10-28 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 14 361 1 490 905 0,97 13,02 186 934 19 406 812
2015-10-29 2015-10-27 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 252 103 876 0,24 13,00 3 277 1 350 668
2015-10-29 2015-10-27 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 186 60 435 0,31 13,00 2 419 785 818
2015-10-29 2015-10-27 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 4 641 1 476 544 0,32 13,00 60 346 19 199 059
2015-10-23 2015-10-21 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 209 103 624 0,20 13,16 2 750 1 363 692
2015-10-23 2015-10-21 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 154 60 249 0,26 13,16 2 027 792 877
2015-10-23 2015-10-21 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 3 837 1 471 903 0,26 13,16 50 495 19 370 243
2015-10-21 2015-10-20 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 1 300 1 468 066 0,09 13,19 17 147 19 363 791
2015-10-21 2015-10-19 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 550 103 415 0,53 13,17 7 241 1 361 562
2015-10-21 2015-10-19 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 405 60 095 0,68 13,17 5 332 791 211
2015-10-21 2015-10-19 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 10 115 1 466 766 0,69 13,17 133 174 19 311 441
2015-10-19 2015-10-16 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 154 102 865 0,15 13,05 2 010 1 342 388
2015-10-19 2015-10-16 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 113 59 690 0,19 13,05 1 475 778 954
2015-10-19 2015-10-16 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 2 830 1 456 651 0,19 13,05 36 932 19 009 296
2015-10-19 2015-10-15 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 970 102 711 0,95 13,00 12 612 1 335 469
2015-10-19 2015-10-15 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 714 59 577 1,21 13,00 9 284 774 632
2015-10-19 2015-10-15 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 17 849 1 435 821 1,26 13,00 232 076 18 668 832
2015-10-14 2015-10-12 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 145 101 741 0,14 13,00 1 885 1 322 847
2015-10-09 2015-10-08 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 803 101 596 0,80 12,84 10 312 1 304 726
2015-10-09 2015-10-08 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 594 58 863 1,02 12,84 7 628 755 936
2015-10-09 2015-10-08 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 15 303 1 435 972 1,08 12,84 196 526 18 441 183
2015-10-09 2015-10-07 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 218 100 793 0,22 12,67 2 762 1 277 098
2015-10-09 2015-10-07 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 161 58 269 0,28 12,67 2 040 738 297
2015-10-09 2015-10-07 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 4 481 1 420 669 0,32 12,67 56 777 18 000 587
2015-10-07 2015-10-06 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 900 100 575 0,90 12,58 11 321 1 265 153
2015-10-07 2015-10-05 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 450 99 675 0,45 12,54 5 641 1 249 516
2015-10-07 2015-10-05 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 333 58 108 0,58 12,54 4 174 728 436
2015-10-07 2015-10-05 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 8 580 1 416 188 0,61 12,54 107 558 17 753 191
2015-10-05 2015-10-01 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 442 99 225 0,45 12,32 5 445 1 222 244
2015-10-05 2015-10-01 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 327 55 775 0,59 12,32 4 028 687 031
2015-10-05 2015-10-01 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 8 431 1 407 608 0,60 12,32 103 852 17 338 775
2015-09-28 2015-09-24 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 695 98 783 0,71 11,85 8 237 1 170 816
2015-09-28 2015-09-24 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 515 57 448 0,90 11,85 6 104 680 897
2015-09-28 2015-09-24 4 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		P - Purchase 13 250 1 399 177 0,96 11,85 157 044 16 583 605
2015-09-24 3 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		2 926 875
2015-09-24 3 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		1 597 881
2015-09-24 3 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		1 639 036
2015-09-24 3 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		2 926 875
2015-09-24 3 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		1 597 881
2015-09-24 3 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		1 639 036
2015-09-24 3 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		2 926 875
2015-09-24 3 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		1 597 881
2015-09-24 3 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		1 639 036
2015-09-24 3 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		2 926 875
2015-09-24 3 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		1 597 881
2015-09-24 3 RIT LMP REAL ESTATE INCOME FUND INC.
Common Stock 		1 639 036
2015-08-26 2015-08-24 4 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		P - Purchase 1 000 1 407 421 0,07 8,53 8 530 12 005 301
2015-08-26 2015-08-24 4 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		P - Purchase 2 279 131 325 1,77 8,52 19 417 1 118 889
2015-08-26 2015-08-24 4 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		P - Purchase 1 672 48 671 3,56 8,52 14 245 414 677
2015-08-26 2015-08-24 4 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		P - Purchase 46 049 1 406 421 3,39 8,52 392 337 11 982 707
2015-08-19 2015-08-18 4 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		P - Purchase 700 129 046 0,55 8,60 6 020 1 109 796
2015-08-19 2015-08-17 4 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		P - Purchase 770 46 999 1,67 8,65 6 659 406 480
2015-08-19 2015-08-17 4 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		P - Purchase 24 630 1 360 372 1,84 8,65 213 017 11 765 449
2015-07-29 2015-07-20 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 2 550 423 254 0,61 14,05 35 840 5 948 750
2015-07-29 2015-07-17 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 7 981 420 704 1,93 14,06 112 205 5 914 678
2015-07-29 2015-07-16 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 81 293 412 723 24,53 14,03 1 140 541 5 790 504
2015-07-29 2015-07-14 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 7 741 331 430 2,39 13,98 108 234 4 634 021
2015-07-29 2015-07-07 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 6 573 323 689 2,07 14,16 93 041 4 581 818
2015-07-29 3 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		2 846 059
2015-07-29 3 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		1 556 546
2015-07-29 3 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		1 638 663
2015-07-29 3 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		2 846 059
2015-07-29 3 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		1 556 546
2015-07-29 3 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		1 638 663
2015-07-29 3 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		2 846 059
2015-07-29 3 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		1 556 546
2015-07-29 3 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		1 638 663
2015-07-29 3 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		2 846 059
2015-07-29 3 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		1 556 546
2015-07-29 3 CMK MFS INTERMARKET INCOME TRUST I
Common Stock 		1 638 663
2015-05-07 2015-05-05 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 2 507 317 116 0,80 13,82 34 647 4 382 543
2015-04-06 2015-04-02 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 2 302 314 609 0,74 13,93 32 074 4 383 510
2015-04-02 2015-03-31 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 400 312 307 0,13 13,94 5 576 4 353 560
2015-03-31 2015-03-30 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 732 311 907 0,24 13,90 10 175 4 335 507
2015-03-31 2015-03-27 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 1 944 311 175 0,63 13,90 27 018 4 324 835
2015-03-27 2015-03-26 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 1 496 309 231 0,49 13,90 20 791 4 297 569
2015-03-27 2015-03-25 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 3 343 307 735 1,10 13,89 46 445 4 275 455
2015-03-24 2015-03-20 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 3 172 304 392 1,05 13,82 43 843 4 207 276
2015-03-18 2015-03-17 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 2 508 301 220 0,84 13,72 34 410 4 132 738
2015-03-18 2015-03-16 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 2 542 298 712 0,86 13,71 34 845 4 094 684
2015-03-16 2015-03-13 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 3 354 296 170 1,15 13,69 45 901 4 053 235
2015-03-16 2015-03-12 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 3 328 292 816 1,15 13,70 45 590 4 011 257
2015-03-03 2015-03-02 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 800 289 488 0,28 13,77 11 016 3 986 250
2015-03-03 2015-02-27 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 400 288 688 0,14 13,78 5 512 3 978 121
2015-03-03 2015-02-26 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 2 864 288 288 1,00 13,85 39 657 3 991 866
2015-03-03 2015-02-25 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 997 285 424 0,35 13,78 13 739 3 933 143
2015-03-03 2015-02-24 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 351 284 427 0,12 13,77 4 833 3 916 560
2015-03-03 2015-02-23 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 1 637 284 076 0,58 13,82 22 623 3 925 930
2015-03-03 2015-02-20 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 400 282 439 0,14 13,80 5 520 3 897 658
2015-03-03 2015-02-18 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 100 282 039 0,04 13,70 1 370 3 863 934
2015-03-03 2015-02-17 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 7 368 281 939 2,68 13,68 100 766 3 855 854
2015-03-03 2015-02-13 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 4 131 274 571 1,53 13,78 56 925 3 783 588
2015-03-03 2015-02-11 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 500 270 440 0,19 13,80 6 900 3 732 072
2015-03-03 2015-02-10 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 2 284 269 940 0,85 13,86 31 662 3 742 043
2015-03-03 2015-02-06 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 681 267 656 0,26 13,95 9 500 3 733 801
2015-03-03 2015-01-26 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 1 691 266 975 0,64 13,88 23 466 3 704 759
2015-03-03 2015-01-14 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 1 537 265 284 0,58 13,90 21 364 3 687 448
2015-03-03 2015-01-13 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 2 532 263 747 0,97 13,74 34 790 3 623 884
2015-03-03 2015-01-12 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 5 058 261 215 1,97 13,76 69 603 3 594 580
2015-03-02 2015-01-08 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 15 026 256 157 6,23 13,70 205 816 3 508 659
2015-03-02 2014-12-30 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 300 241 131 0,12 13,25 3 975 3 194 986
2015-03-02 2014-12-29 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 5 739 240 831 2,44 13,20 75 770 3 179 595
2015-03-02 2014-12-26 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 6 500 235 092 2,84 13,16 85 510 3 092 729
2015-03-02 2014-12-24 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 7 368 228 592 3,33 13,15 96 897 3 006 236
2015-03-02 2014-12-23 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 16 909 221 224 8,28 13,14 222 171 2 906 706
2015-03-02 2014-12-22 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 13 893 204 315 7,30 13,06 181 386 2 667 516
2015-03-02 2014-12-19 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 1 221 190 422 0,65 13,00 15 873 2 475 486
2015-03-02 2014-12-18 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 25 826 189 201 15,81 12,98 335 203 2 455 697
2015-03-02 2014-12-17 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 42 060 163 375 34,67 12,93 544 017 2 113 141
2015-03-02 2014-12-16 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 19 087 121 315 18,67 12,91 246 358 1 565 825
2015-03-02 2014-12-15 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 8 458 102 228 9,02 12,89 109 001 1 317 443
2015-03-02 2014-12-12 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 16 858 93 770 21,92 12,86 216 841 1 206 145
2015-03-02 2014-12-11 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 3 879 76 912 5,31 12,86 49 899 989 396
2015-03-02 2014-12-10 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 7 000 73 033 10,60 12,86 90 035 939 358
2015-03-02 2014-12-09 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 6 112 66 033 10,20 12,78 78 114 843 928
2015-03-02 2014-12-08 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 3 744 59 921 6,66 12,76 47 778 764 664
2015-03-02 2014-12-05 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 4 128 56 177 7,93 12,75 52 652 716 526
2015-03-02 2014-12-04 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 2 500 52 049 5,05 12,77 31 920 664 556
2015-03-02 2014-12-03 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 400 49 549 0,81 12,76 5 102 631 997
2015-03-02 2014-12-02 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 4 090 49 149 9,08 12,80 52 349 629 073
2015-03-02 2014-12-01 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 885 45 059 2,00 12,77 11 301 575 403
2015-03-02 2014-11-28 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 502 44 174 1,15 12,77 6 410 564 098
2015-03-02 2014-11-25 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 200 43 672 0,46 12,77 2 554 557 691
2015-03-02 2014-11-24 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 3 320 43 472 8,27 12,77 42 387 555 016
2015-03-02 2014-11-20 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 1 369 40 152 3,53 12,75 17 455 511 938
2015-03-02 2014-11-19 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 6 994 38 783 22,00 12,69 88 787 492 339
2015-03-02 2014-11-18 4 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Common Stock 		P - Purchase 210 31 789 0,66 12,70 2 667 403 720
2014-12-05 2014-12-04 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −144 754 824 942 −14,93 19,60 −2 837 178 16 168 863
2014-12-05 2014-12-04 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −2 290 11 860 −16,18 19,60 −44 884 232 456
2014-12-03 2014-12-02 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −7 825 969 696 −0,80 22,66 −177 322 21 974 184
2014-12-03 2014-12-02 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −124 14 150 −0,87 22,66 −2 810 320 652
2014-12-02 2014-12-01 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −1 565 977 521 −0,16 22,53 −35 261 22 024 526
2014-12-02 2014-12-01 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −25 14 274 −0,17 22,53 −563 321 607
2014-12-02 2014-11-26 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −13 302 979 086 −1,34 22,54 −299 844 22 069 871
2014-12-02 2014-11-26 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −210 14 299 −1,45 22,54 −4 734 322 318
2014-12-02 2014-11-24 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −2 381 992 388 −0,24 22,60 −53 805 22 425 587
2014-12-02 2014-11-24 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −38 14 509 −0,26 22,60 −859 327 869
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		711
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		595
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		548
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		696
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		552
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		711
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		595
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		548
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		696
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		552
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		711
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		595
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		548
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		696
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		552
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		711
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		595
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		548
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		696
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		552
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		711
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		595
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		548
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		696
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		552
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		711
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		595
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		548
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		696
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		552
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		711
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		595
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		548
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		696
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		552
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		711
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		595
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		548
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		696
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		553
2014-11-17 3 AYN ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Auction Rate Preferred 		552
2014-11-14 2014-11-12 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −16 101 994 769 −1,59 22,71 −365 596 22 587 623
2014-11-14 2014-11-12 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −19 561 1 010 870 −1,90 22,66 −443 252 22 906 314
2014-11-14 2014-11-12 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −255 14 547 −1,72 22,71 −5 790 330 310
2014-11-14 2014-11-12 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −309 14 802 −2,04 22,66 −7 002 335 413
2014-11-14 2014-11-11 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −7 412 1 030 431 −0,71 22,65 −167 885 23 339 674
2014-11-14 2014-11-11 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −109 15 111 −0,72 22,65 −2 469 342 270
2014-11-14 2014-11-07 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		S - Sale −1 200 15 220 −7,31 22,71 −27 250 345 620
2014-03-10 2014-03-06 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		P - Purchase 500 1 037 843 0,05 23,64 11 820 24 534 609
2014-03-06 2014-03-05 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		P - Purchase 43 328 1 037 343 4,36 23,31 1 009 924 24 179 221
2014-03-06 2014-03-04 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		P - Purchase 12 146 994 015 1,24 23,70 287 806 23 553 682
2014-03-06 2014-02-26 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		P - Purchase 277 981 869 0,03 23,69 6 562 23 259 397
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 961 396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 996 224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 262 633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 068 653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 019 826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 011 949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 235 582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 980 004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 008 494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 134 149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 078 738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 961 396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 996 224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 262 633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 068 653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 019 826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 011 949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 235 582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 980 004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 008 494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 134 149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 078 738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 961 396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 996 224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 262 633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 068 653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 019 826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 011 949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 235 582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 980 004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 008 494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 134 149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 078 738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 961 396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 996 224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 262 633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 068 653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 019 826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 011 949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 235 582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 980 004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 008 494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 134 149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 078 738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 961 396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 996 224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 262 633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 068 653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 019 826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 011 949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 235 582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 980 004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 008 494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 134 149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 078 738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 961 396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 996 224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 262 633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 068 653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 019 826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 011 949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 235 582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 980 004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 008 494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 134 149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 078 738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 961 396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 996 224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 262 633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 068 653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 019 826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 011 949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 235 582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 980 004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 008 494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 134 149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 078 738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 961 396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 996 224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 262 633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 068 653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 019 826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 011 949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 235 582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 980 004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 008 494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 134 149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 078 738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 961 396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 996 224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 262 633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 068 653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 019 826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 011 949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 235 582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 980 004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 008 494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 134 149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 078 738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 961 396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 996 224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 262 633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 068 653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 019 826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 011 949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 235 582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 980 004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 008 494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 134 149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 078 738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 961 396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 996 224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 262 633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 068 653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 019 826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 011 949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 235 582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		1 980 004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 008 494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 134 149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock 		2 078 738
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)