All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| 001084AM4 / AGCO Corp. Bond
|
|
|
|
|
|
|
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| 00826TAH1 / Affymetrix, Inc. Bond
|
|
|
|
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| US02261WAB54 / Alza Corp Bond
|
|
|
|
|
|
|
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| US0268741560 / American International Group, Inc. Warrants
|
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|
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| AIG / American International Group, Inc.
|
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| 035710AA0 / Annaly Capital Management, Inc. 4% Bond due 2015-02-15
|
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| 035710AB8 / Annaly Capital Management, Inc. 5% Bond due 2015-05-15
|
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| 04010LAJ2 / Ares Capital Corp. 4.75% Bond Due 1/15/2018
|
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| 043353AH4 / Meritor, Inc. 4% Bond Due 2/15/2027
|
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| AUQ / AuRico Gold Inc.
|
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| 05541TAD3 / BGC Partners, Inc. Bond
|
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|
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| 055639AB4 / BPZ Resources, Inc. Bond
|
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|
|
|
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| BAC.PRL / Bank of America Corporation - Preferred Stock
|
|
|
|
|
|
|
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| DSU / BlackRock Debt Strategies Fund, Inc.
|
|
|
|
|
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| 112463AA2 / Brookdale Senior Living, Inc. Bond
|
|
|
|
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| 165167CA3 / Chesapeake Energy 2.5% Contigent Conv Senior Notes 5/15/37
|
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| US19624RAA41 / Colony Capital, Inc. Bond
|
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|
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| US19624RAB24 / Colony Capital, Inc. Bond
|
|
|
|
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| 242309AB8 / DealerTrack Technologies, Inc. Bond
|
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|
|
|
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| 24823QAC1 / Dendreon Corp Bond
|
|
|
|
|
|
|
|
| DIREXION DAILY GOLD MINERS BULL 3X
/ DAILY GOLD MINER (25459Y389) |
|
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|
|
|
|
|
| DOMINION RESOURCES INC
/ NOTE 2.125 12/1 (25746UAT6) |
|
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| 262498AB4 / DryShips, Inc. Bond
|
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| DRRX / DURECT Corporation
|
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| KODK / Eastman Kodak Company
|
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| KODK / Eastman Kodak Company
|
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| KODK / Eastman Kodak Company
|
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| EVV / Eaton Vance Limited Duration Income Fund
|
|
|
|
|
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|
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| EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
|
|
|
|
|
|
| EMMS / Emmis Corporation
|
|
|
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|
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| EMMS / Emmis Corporation
|
|
|
|
|
|
|
|
| ENDEAVOUR INTL CORP
/ NOTE 5.500 7/1 (29257MAE0) |
|
|
|
|
|
|
|
| 29355XAB3 / EnPro Industries, Inc. Bond
|
|
|
|
|
|
|
|
| GM.WS.B / General Motors Company - Warrants 07/10/2019
|
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| GM.WS.C / General Motors Company - Warrants 12/31/2015
|
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| 380956AB8 / Goldcorp, Inc. Bond
|
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| 42217KAR7 / Welltower Inc. Bond 3% Due 12/1/2029
|
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|
|
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|
| HOME INNS & HOTELS
/ NOTE 2.000 12/1 (43713WAB3) |
|
|
|
|
|
|
|
| 440543AN6 / Hornbeck Offshore Services, Inc. Bond
|
|
|
|
|
|
|
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| 448407AG1 / Hutchinson Technology, Inc. Bond
|
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|
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|
| 451055AE7 / Iconix Brand Group, Inc. 2.5% Bond due 2016-06-01
|
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|
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|
| US458140AF79 / Intel Corp. 3.25% Bond Due 8/1/2039
|
|
|
|
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| IRDM / Iridium Communications Inc.
|
|
|
|
|
|
|
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| JPM / JPMorgan Chase & Co.
|
|
|
|
|
|
|
|
| 47102XAH8 / Janus Capital Group, Inc. Bond
|
|
|
|
|
|
|
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| 472319AG7 / Jefferies Group Inc Bond
|
|
|
|
|
|
|
|
| KEY.PRG / KeyCorp 7.750% Non-Cumulative Perp Convertible Preferred Stock, Series A
|
|
|
|
|
|
|
|
| KMI.WS / Kinder Morgan, Inc. Warrants
|
|
|
|
|
|
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| 500233AB7 / KCAP Financial, Inc. Bond
|
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| 50540RAG7 / Laboratory Corp. of America Holdings Bond
|
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| 512807AJ7 / Lam Research Corp. Bond
|
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| 52729NBP4 / Level 3 Communications, Inc. Bond
|
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| US530715AG61 / Liberty Media, Bond 4%, Due 11/15/2029
|
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| FWONA / Formula One Group
|
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| 584688AC9 / Medicines Company 1.375% Bond due 2017-06-01
|
|
|
|
|
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| 608753AF6 / Molycorp, Inc. Bond
|
|
|
|
|
|
|
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| 608753AH2 / Molycorp, Inc. Bond
|
|
|
|
|
|
|
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| 61748WAB4 / Morgans Hotel Group Co. Bond
|
|
|
|
|
|
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| NYCB.PRU / New York Community Capital Trust V - Preferred Security
|
|
|
|
|
|
|
|
| 651639AJ5 / Newmont Mining Corp. 1.625% Bond due 2017-07-15
|
|
|
|
|
|
|
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| JRO / Nuveen Floating Rate Income Opportunity Fund
|
|
|
|
|
|
|
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| JFR / Nuveen Floating Rate Income Fund
|
|
|
|
|
|
|
|
| 681919AV8 / Omnicom Group, Inc. Bond
|
|
|
|
|
|
|
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| 69329YAF1 / PDL BioPharma, Inc. Bond 4.00% Due 2/1/2018
|
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| 693320AN3 / PHH Corp. Bond
|
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|
|
|
|
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| 741503AQ9 / The Priceline Group Inc. Bond
|
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|
|
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| US741503AS58 / The Priceline Group Inc. Bond
|
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| 74340XAT8 / Prologis, Inc. Bond
|
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|
|
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| 74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
|
|
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|
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| 74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15
|
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| 74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15
|
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|
|
|
|
|
|
| RAYONIER INC
/ NOTE 4.500 8/1 (75508AAC0) |
|
|
|
|
|
|
|
| 767754BU7 / Rite Aid Corp. 8.5% Convertible Bond due 2015-05-15
|
|
|
|
|
|
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|
| 780287AA6 / Royal Gold, Inc. 2.875% Bond Due 2019-06-15
|
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|
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| 786449AK4 / Safeguard Scientifics, Inc. Bond
|
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| US811904AM35 / SEACOR Holdings, Inc. Bond
|
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| 817337AB4 / Sequenom, Inc. Bond
|
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| 83415TAB7 / TerraVia Holdings, Inc. 6% Bond due 2018-02-01
|
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| 83415TAC5 / TerraVia Holdings, Inc. 5% Bond due 2019-10-01
|
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|
|
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|
| 84760CAA5 / Spectranetics Corp. (The) Bond
|
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|
|
|
|
|
|
| 84860WAA0 / Spirit Realty Capital, Inc. Bond
|
|
|
|
|
|
|
|
| US84860WAB81 / Spirit Realty Capital, Inc. Bond
|
|
|
|
|
|
|
|
| 854502309 / Stanley Black & Decker, 4.75% Convertible Preferred Units
|
|
|
|
|
|
|
|
| STERLITE INDUSTRIES LTD
/ NOTE 4.000 10/3 (859737AB4) |
|
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|
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|
|
| 86074QAL6 / Stillwater Mining Company Bond
|
|
|
|
|
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| 87305RAC3 / TTM Technologies, Inc. Bond
|
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|
|
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| 879369AA4 / Teleflex, Inc. Bond
|
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| US88163VAE92 / Teva Pharmaceutical Fin Llc Bond
|
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|
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|
|
|
| TC / Token Cat Limited - Depositary Receipt (Common Stock)
|
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| 884768300 / Thompson Creek Metals Company Inc. (Inactive)
|
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| 928645AB6 / Volcano Corp BOND
|
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| US94973VBG14 / Anthem, Inc. Bond
|
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| 983919AF8 / Xilinx, Inc. Bond
|
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| WFC.PRL / Wells Fargo & Company - Preferred Stock
|
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|
|
|
|
|
|
| Y0020QAA9 / Aegean Marine Petroleum Network, Inc. Bond
|
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|
|
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| JQC / Nuveen Credit Strategies Income Fund
|
|
|
|
|
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| UONE / Urban One, Inc.
|
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| US530715AL56 / Liberty Media, Bond 3.75%, Due 2/15/2030
|
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|
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| CMLS / Cumulus Media Inc.
|
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|
