| L / Loews Corporation
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| BH / Biglari Holdings Inc.
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| KMI / Kinder Morgan, Inc.
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| RNA / Avidity Biosciences, Inc.
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| BKW / Burger King Worldwide Inc. Put
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| NZF / Nuveen Municipal Credit Income Fund
|
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| GGT / The Gabelli Multimedia Trust Inc.
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| AMBKP / American Capital Trust I - Preferred Security
|
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| GRT.PRH / Glimcher Realty Trust
|
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| HTR / Brookfield Total Return Fund Inc.
|
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| TDS / Telephone and Data Systems, Inc.
|
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| KSPN / Kaspien Holdings Inc.
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| DTV / DTE Energy Company
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| AVI / AVIV REIT Inc.
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| HBIO / Harvard Bioscience, Inc.
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| IGT / International Game Technology PLC
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| VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
|
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| RVBD /
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| DISCA / Discovery Inc - Class A
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| ECYT / Endocyte, Inc.
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| ACP / Abrdn Income Credit Strategies Fund
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| SUSQ / Susquehanna Bancshares Inc
|
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| CPWR / Ocean Thermal Energy Corporation
|
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| FUR / Winthrop Realty Trust, Inc.
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| CORNERSTONE PROGRESSIVE RTN
/ (21925C200) |
|
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| HBNK / Hampden Bancorp, Inc.
|
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| MWW / Monster Worldwide, Inc.
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| KMI.WS / Kinder Morgan, Inc. Warrants
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| CVD / Covance, Inc.
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| NICK / Nicholas Financial, Inc.
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| METI / Merge Tech Inc
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| DNP / DNP Select Income Fund Inc.
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| SSN / Samson Oil & Gas Limited
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| LTRE / Learning Tree International, Inc.
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| RTK / Rentech, Inc.
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| HNR / Harvest Natural Resources, Inc.
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| LFVN / LifeVantage Corporation
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| NQU / Nuveen Quality Income Municipal Fund, Inc.
|
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| CUBIST PHARMACEUTICALS INC
/ RIGHT 99/99/9999 (229678123) |
|
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| HCT / American Realty Capital Healthcare Trust Inc
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| NVLN / NOVELION THERAPEUTICS INC.
|
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| NVG / Nuveen AMT-Free Municipal Credit Income Fund
|
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| WEN / The Wendy's Company
|
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| SZMK / Sizmek Inc
|
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| LUNA / Luna Innovations Incorporated
|
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| FUBC / 1st United Bancorp
|
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| MONT / Montage Technology Group Ltd
|
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| CACB / Cascade Bancorp
|
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| COV /
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| THI / Tim Hortons, Inc.
|
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|
| H & Q LIFE SCIENCES INVS
/ SH BEN INT (404053100) |
|
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| GLCH / Gleacher & Company, Inc.
|
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|
| GABELLI EQUITY TR INC
/ RIGHT 10/20/2014 (362397184) |
|
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| SPBC / Simplify Exchange Traded Funds - Simplify US Equity PLUS Bitcoin Strategy ETF
|
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| TIVO / TiVo Inc.
|
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| TACO / Berto Acquisition Corp.
|
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| COVS / Covisint Corporation
|
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| WMGIZ / Wright Medical Group N.V.
|
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| NMA / Nuveen Municipal Advantage Fund, Inc.
|
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| SBSI / Southside Bancshares, Inc.
|
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| KOPN / Kopin Corporation
|
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| OABC / Omniamerican Bancorp, Inc.
|
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| GFIG / GFI Group, Inc.
|
|
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|
| INTERNET PATENTS CORP
/ (46063G101) |
|
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|
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|
|
| GULTU / Gulf Coast Ultra Deep Royalty Trust
|
|
|
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|
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|
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| TWC / Spectrum Management Holding Company LLC
|
|
|
|
|
|
|
|
| / Oxford Lane Capital Corp.
|
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| TPH / Tri Pointe Homes, Inc.
|
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| TLM /
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|
| HENNESSY CAP ACQUISITION COR
/ (425886108) |
|
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|
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|
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| CORNERSTONE PROGRESSIVE RTN
/ (21925C101) |
|
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|
|
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|
|
| SBSI / Southside Bancshares, Inc. Put
|
|
|
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|
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|
| URS / Urs Corp
|
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|
|
| XRDC / Crossroads Capital, Inc.
|
|
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|
|
| AXAR / Axar Acquisition Corp.
|
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|
|
| SILVER EAGLE ACQUISITION COR
/ (827694100) |
|
|
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|
|
|
|
| PEOPLES FED BANCSHARES INC
/ (711037101) |
|
|
|
|
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|
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| COBK / Colonial Financial Services, Inc.
|
|
|
|
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|
|
| BEAV / B/E Aerospace, Inc.
|
|
|
|
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|
|
| RFI / Cohen & Steers Total Return Realty Fund, Inc.
|
|
|
|
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|
|
| THRD / Third Harmonic Bio, Inc.
|
|
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|
|
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|
|
| DDF / Delaware Investments Dividend and Income Fund, Inc.
|
|
|
|
|
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|
|
| FMC / FMC Corporation
|
|
|
|
|
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|
|
| HQH / Abrdn Healthcare Investors
|
|
|
|
|
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|
|
| DRC /
|
|
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|
|
| AABA / Altaba Inc Put
|
|
|
|
|
|
|
|
| AABA / Altaba Inc
|
|
|
|
|
|
|
|
| XUTGX / Reaves Utility Income Fund
|
|
|
|
|
|
|
|
| ROI / RiskOn International, Inc.
|
|
|
|
|
|
|
|
| GAB / The Gabelli Equity Trust Inc.
|
|
|
|
|
|
|
|
| FNF / Fidelity National Financial, Inc.
|
|
|
|
|
|
|
|
| FNF / Fidelity National Financial, Inc.
|
|
|
|
|
|
|
|
| SNY / Sanofi - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| IRF / International Rectifier Corp
|
|
|
|
|
|
|
|
| STCN / Steel Connect, Inc.
|
|
|
|
|
|
|
|
| CFN / CareFusion Corporation
|
|
|
|
|
|
|
|
| VIAS / Viasystems
|
|
|
|
|
|
|
|
| IBCA / iShares Trust - iShares iBonds Dec 2035 Term Corp ETF
|
|
|
|
|
|
|
|
| JGH / Nuveen Global High Income Fund
|
|
|
|
|
|
|
|
| SWYDF / Stornoway Diamond Corporation
|
|
|
|
|
|
|
|
| HBOS / Heritage Financial Group Inc
|
|
|
|
|
|
|
|
| OXY / Occidental Petroleum Corporation
|
|
|
|
|
|
|
|
| TRW / TRW Automotive Holdings
|
|
|
|
|
|
|
|
| GLU / The Gabelli Global Utility & Income Trust
|
|
|
|
|
|
|
|
| VYFC / Valley Financial Corp
|
|
|
|
|
|
|
|
| GRX / The Gabelli Healthcare & Wellness Trust
|
|
|
|
|
|
|
|
| STGG / STG Group, Inc.
|
|
|
|
|
|
|
|
| PTP / Platinum Underwriters Holdings Ltd
|
|
|
|
|
|
|
|
| CQB / Chiquita Brands International Inc
|
|
|
|
|
|
|
|
| ZNGA / Zynga Inc - Class A
|
|
|
|
|
|
|
|
| PENN / PENN Entertainment, Inc.
|
|
|
|
|
|
|
|
| RNWK / Realnetworks, Inc.
|
|
|
|
|
|
|
|
| LBTYK / Liberty Global Ltd.
|
|
|
|
|
|
|
|
| USA / Liberty All-Star Equity Fund
|
|
|
|
|
|
|
|
| DISCK / Warner Bros.Discovery Inc - Series C
|
|
|
|
|
|
|
|
| 19041P105 / CBS Corp.
|
|
|
|
|
|
|
|
| LBRDK / Liberty Broadband Corporation
|
|
|
|
|
|
|
|
| CRF / Cornerstone Total Return Fund, Inc.
|
|
|
|
|
|
|
|
| SFE / Safeguard Scientifics, Inc.
|
|
|
|
|
|
|
|
| NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
|
|
|
|
|
|
| VMW / Vmware Inc. - Class A
|
|
|
|
|
|
|
|
| SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
|
|
|
|
|
| LBRD.A / Liberty Broadband Corporation
|
|
|
|
|
|
|
|
| SWZ / Total Return Securities, Inc.
|
|
|
|
|
|
|
|
| IFN / The India Fund, Inc.
|
|
|
|
|
|
|
|
| CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
|
|
|
|
|
|
| SIRI / Sirius XM Holdings Inc.
|
|
|
|
|
|
|
|
.
