| BXSY / Bexil Investment Trust
|
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| BHR / Braemar Hotels & Resorts Inc.
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| INF / Brookfield Global Listed Infrastructure Income Fund
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| USA / Liberty All-Star Equity Fund
|
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| ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
|
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| BGCP / BGC Partners Inc - Class A
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| CACQ / Caesars Acquisition Co.
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| CPWR / Ocean Thermal Energy Corporation
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| DNP / DNP Select Income Fund Inc.
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| DSPG / DSP Group, Inc.
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| DWS-RREEF-R/E-IS OPEN-END FUND (US)
/ COMM (23337G829) |
|
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| EVAC / EQV Ventures Acquisition Corp. II
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| XCO / EXCO Resources, Inc.
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| ES / Eversource Energy
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| GLU / The Gabelli Global Utility & Income Trust
|
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| GRX / The Gabelli Healthcare & Wellness Trust
|
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| GLPI / Gaming and Leisure Properties, Inc.
|
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| GDL / The GDL Fund
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| GULTU / Gulf Coast Ultra Deep Royalty Trust
|
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| JNY / Jones Group Inc
|
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| KEATING CAPITAL INC
/ COMM (48722R106) |
|
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|
| KMI.WS / Kinder Morgan, Inc. Warrants
|
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| MAXY / Maxygen Inc
|
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| MDTH / Medcath Corp
|
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| METI / Merge Tech Inc
|
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| MCBI / Mountain Commerce Bancorp, Inc.
|
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| NCT.PRD / Newcastle Investment Corp.
|
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| NICK / Nicholas Financial, Inc.
|
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| NUPATHE INC COMMON (US)
/ COMM (67059M100) |
|
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| OMTH-R / Omthera Pharmaceuticals, Inc.
|
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| PALADIN LABS INC
/ COMM (695942102) |
|
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| GPOPF / Promotora de Informaciones, S.A.
|
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| SHOPPERS DRUG MART CORP
/ COMM (373113109) |
|
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| TTF / Thaifund, Inc.
|
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| THESCORE INC - A COMMON STOCK (CA)
/ COMM (88367Q104) |
|
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| TORTOISE ENR CAP EQUITY (US)
/ COMM (89148J203) |
|
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| TRQ / Turquoise Hill Resources Ltd
|
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|
| VALLEY NATIONAL BANCORP-CW15 EQUITY WRT (US)
/ COMM (919794123) |
|
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|
| VIRGINIA COMMERCE BANCORP COMMON STOCK (US)
/ COMM (92778Q109) |
|
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|
|
| WMGIZ / Wright Medical Group N.V.
|
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| AABA / Altaba Inc
|
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| ALV / Alvopetro Energy Ltd.
|
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| AHT / Ashford Hospitality Trust, Inc.
|
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| ASIA / Matthews International Funds - Matthews Pacific Tiger Active ETF
|
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|
| ATNI / ATN International, Inc.
|
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| ATLC / Atlanticus Holdings Corporation
|
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| HTR / Brookfield Total Return Fund Inc.
|
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| CSE / Capitalsource Inc
|
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|
| CHAPARRAL GOLD CORP
/ COMM (15941W109) |
|
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|
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|
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| CNS / Cohen & Steers, Inc.
|
|
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|
| CORNERSTONE PROGRESSIVE RETU CLOSED-END FUND (US)
/ COMM (21925C101) |
|
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| CUBIST PHARMACEUTICALS
/ COMM (229678123) |
|
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|
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|
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| DDXS / Diadexus, Inc.
|
|
|
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| DGIT / Digital Generation, Inc.
|
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| ECYT / Endocyte, Inc.
|
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| FTD / FTD Companies, Inc.
|
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|
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| US36242H2031 / Gabelli Dividend & Income Trust Preferred A
|
|
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|
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|
| XGUTX / Gabelli Utility Trust (The)
|
|
|
|
|
|
|
|
| BSTG / Biostage Inc
|
|
|
|
|
|
|
|
| HBIO / Harvard Bioscience, Inc.
|
|
|
|
|
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|
|
| HNR / Harvest Natural Resources, Inc.
|
|
|
|
|
|
|
|
| HOME FEDERAL BANCORP INC/ID
/ COMM (43710G105) |
|
|
|
|
|
|
|
| INTERNET PATENTS CORP COMMON STOCK (US)
/ COMM (46063G101) |
|
|
|
|
|
|
|
| IACAF / Ithaca Energy Inc.
|
|
|
|
|
|
|
|
| JAKK / JAKKS Pacific, Inc.
|
|
|
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|
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|
|
| ODP / The ODP Corporation Put
|
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|
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|
|
| KFS / Kingsway Financial Services Inc.
|
|
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|
|
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|
|
| KOPN / Kopin Corporation
|
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|
|
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|
|
| 521863AL4 / Leap Wireless Intl Inc Bond
|
|
|
|
|
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|
|
| LTRE / Learning Tree International, Inc.
|
|
|
|
|
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|
|
| LPS / Lender Processing Services, Inc.
|
|
|
|
|
|
|
|
| LIBERTY GLOBAL PLC-SERIES C COMMON STOCK (GB)
/ COMM (GS480U120) |
|
|
|
|
|
|
|
| LIFE TECHNOLOGIES CORP COMMON STOCK (US)
/ COMM (53217V109) |
|
|
|
|
|
|
|
| LFVN / LifeVantage Corporation
|
|
|
|
|
|
|
|
| LORL / Loral Space & Communications Inc
|
|
|
|
|
|
|
|
| MOLX / Molex Inc
|
|
|
|
|
|
|
|
| MWW / Monster Worldwide, Inc.
|
|
|
|
|
|
|
|
| MYRX / Myrexis, Inc.
|
|
|
|
|
|
|
|
| PTX / Pernix Therapeutics Holdings, Inc.
|
|
|
|
|
|
|
|
| PLXT / Plx Technology Inc
|
|
|
|
|
|
|
|
| BCYIF / iShares Public Limited Company - iShares Core FTSE 100 UCITS ETF
|
|
|
|
|
|
|
|
| NVLN / NOVELION THERAPEUTICS INC.
|
|
|
|
|
|
|
|
| XUTGX / Reaves Utility Income Fund
|
|
|
|
|
|
|
|
| RTK / Rentech, Inc.
|
|
|
|
|
|
|
|
| SSN / Samson Oil & Gas Limited
|
|
|
|
|
|
|
|
| SNY / Sanofi - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| SILVERWILLOW ENERGY CORP COMMON STOCK (CA)
/ COMM (828513101) |
|
|
|
|
|
|
|
| SPE / Special Opportunities Fund, Inc.
|
|
|
|
|
|
|
|
| TDS / Telephone and Data Systems, Inc.
|
|
|
|
|
|
|
|
| TSRA / Tessera Technologies, Inc.
|
|
|
|
|
|
|
|
| TKF / Turkish Investment Fund, Inc.
|
|
|
|
|
|
|
|
| TRQ / Turquoise Hill Resources Ltd
|
|
|
|
|
|
|
|
| SCEI / Sino Clean Energy Inc
|
|
|
|
|
|
|
|
| B0BK18905 / Central European Media Enterprises Ltd.
|
|
|
|
|
|
|
|
| SFE / Safeguard Scientifics, Inc.
|
|
|
|
|
|
|
|
| RNWK / Realnetworks, Inc.
|
|
|
|
|
|
|
|
| UNTD / United Online, Inc.
|
|
|
|
|
|
|
|
| BB / BlackBerry Limited
|
|
|
|
|
|
|
|
| PRDO / Perdoceo Education Corporation
|
|
|
|
|
|
|
|
| KSPN / Kaspien Holdings Inc.
|
|
|
|
|
|
|
|
| ENZN / Enzon Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| TRQ / Turquoise Hill Resources Ltd Put
|
|
|
|
|
|
|
|
| GGT / The Gabelli Multimedia Trust Inc.
|
|
|
|
|
|
|
|
| IIF / Morgan Stanley India Investment Fund, Inc.
|
|
|
|
|
|
|
|
| DISCK / Warner Bros.Discovery Inc - Series C
|
|
|
|
|
|
|
|
| PENN / PENN Entertainment, Inc.
|
|
|
|
|
|
|
|
| CRF / Cornerstone Total Return Fund, Inc.
|
|
|
|
|
|
|
|
| ACP / Abrdn Income Credit Strategies Fund
|
|
|
|
|
|
|
|
| STCN / Steel Connect, Inc.
|
|
|
|
|
|
|
|
| SWZ / Total Return Securities, Inc.
|
|
|
|
|
|
|
|
| NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
|
|
|
|
|
|
| L / Loews Corporation
|
|
|
|
|
|
|
|
| IFN / The India Fund, Inc.
|
|
|
|
|
|
|
|
| CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
|
|
|
|
|
|
.
