Market Value155,932,000
Total Holdings256
File Date2014-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VC / Visteon Corporation
AMP / Ameriprise Financial, Inc.
HAR / Harman International Industries, Inc.
WFM / Whole Foods Market, Inc.
AVT / Avnet, Inc.
NDZ /
BAC.PRI / Bank of America Corp. 6.625% Preferred Perpetual Series I
VER / VEREIT Inc
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
IXN / iShares Trust - iShares Global Tech ETF
BBEP / Breitburn Energy Partners LP
GLD / SPDR Gold Trust
WELPM / Wisconsin Electric Power Company - Preferred Stock
BMS / Bemis Co., Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
IVANF / Ivanhoe Energy, Inc.
US7846351044 / SPX Corp
TC / Token Cat Limited - Depositary Receipt (Common Stock)
KATE / Kate Spade & Company
Market Vectors Semiconductor ETF / SEMI ETF (57060U233)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
US98884U1088 / ZAGG Inc
NLOK / NortonLifeLock Inc
CPWR / Ocean Thermal Energy Corporation
PTEN / Patterson-UTI Energy, Inc.
ALU / Alcatel Lucent
SYNA / Synaptics Incorporated
VIAV / Viavi Solutions Inc.
DX / Dynex Capital, Inc.
RGLD / Royal Gold, Inc.
AABA / Altaba Inc
HSH /
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
FDML / Federal-Mogul Holdings Corp
FTR / Frontier Communications Corp.
EGAS / Gas Natural Inc.
TWC / Spectrum Management Holding Company LLC
RHHBY / Roche Holding AG - Depositary Receipt (Common Stock)
ARR / ARMOUR Residential REIT, Inc.
MJN / Mead Johnson Nutrition Co.
CXP / Columbia Property Trust Inc
ERF / Enerplus Corporation
IRC / Inland Real Estate Corporation
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
FMER / FirstMerit Corp.
GM.WS.A / General Motors Company
82735Q102 / Silver Bay Realty Trust Corp.
HQH / Abrdn Healthcare Investors
NOG / Northern Oil and Gas, Inc.
CSTM / Constellium SE
ARRS / ARRIS International plc
PCRX / Pacira BioSciences, Inc.
WLTGQ / Walter Energy, Inc.
CLNT / Cleantech Solutions International, Inc.
NBR / Nabors Industries Ltd.
CB / Chubb Limited
Agilent Tech Inc / (00846U102)
BHI / Baker Hughes Inc.
AWI / Armstrong World Industries, Inc.
PowerShares QQQ ETF / ETF (631100104)
Inland American Real Estate Trust NSA / (457281988)
ATP / Atlantic Power Corp.
VLVLY / AB Volvo (publ) - Depositary Receipt (Common Stock)
CTXS / Citrix Systems, Inc.
Market Vectors Solar Energy ETF TRUST / SOLAR ETF (57060U811)
Global X Silver Miners ETF / SILVER M ETF (G04074103)
CSR Corporation Limited / (0Y1822T10)
Silver Bullion Trust / (082746710)
SU / Suncor Energy Inc.
WAG /
Choice Bank / (17037V102)
CLRN / Clarent Corporation
TEG / Integrys Energy Group, Inc.
GSDC / Goldsands Development Company
IYT / iShares Trust - iShares U.S. Transportation ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
R.R. Donnelley & Sons Company / (279765101)
FSL / Freescale Semiconductor Ltd
GCL-Poly Energy Holdings Ltd. / (0G3774X10)
GM.WS.B / General Motors Company - Warrants 07/10/2019
KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
ASB-B / Associated Banc-Corp. 8.0% Series B Preferred
847560109 / Spectra Energy Corp.
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
MOD / Modine Manufacturing Company
FXA / Invesco CurrencyShares Australian Dollar Trust
IWO / iShares Trust - iShares Russell 2000 Growth ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
H & Q Healthcare Investors Fund / (404529992)
STO / Statoil ASA
Motors Liquidation Co. / (062010U10)
CAB / Cabela's Incorporated
DCO / Ducommun Incorporated
INDY / iShares Trust - iShares India 50 ETF
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
IWD / iShares Trust - iShares Russell 1000 Value ETF
HYGS / Hydrogenics Corp
IVV / iShares Trust - iShares Core S&P 500 ETF
GT / The Goodyear Tire & Rubber Company
TGH / Textainer Group Holdings Limited
TSLA / Tesla, Inc.
MAR / Marriott International, Inc.
/ Windstream Holdings, Inc
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
367257201 / Gasfrac Energy Services, Inc.
TWX / Warner Media LLC
PNNT / PennantPark Investment Corporation
ZBH / Zimmer Biomet Holdings, Inc.
NLY / Annaly Capital Management, Inc.
MVO / MV Oil Trust
MRO / Marathon Oil Corporation
LDKYQ / LDK Solar Co., Ltd.
CL / Colgate-Palmolive Company
O / Realty Income Corporation
VODPF / Vodafone Group Public Limited Company
887228104 / Time Inc.
MA / Mastercard Incorporated
RS / Reliance, Inc.
DIS / The Walt Disney Company
WFC / Wells Fargo & Company
PFE / Pfizer Inc.
LNT / Alliant Energy Corporation
CLR / Continental Resources Inc (OKLA)
K / Kellanova
PHM / PulteGroup, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
BX / Blackstone Inc.
SLB / Schlumberger Limited
BCML / BayCom Corp
ITW / Illinois Tool Works Inc.
RTX / RTX Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
ABBV / AbbVie Inc.
CMI / Cummins Inc.
OXY / Occidental Petroleum Corporation
DOV / Dover Corporation
HPQ / HP Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
MPC / Marathon Petroleum Corporation
PSEC / Prospect Capital Corporation
CSCO / Cisco Systems, Inc.
AUMN / Golden Minerals Company
US92220P1057 / Varian Medical Systems, Inc.
AVK / Advent Convertible and Income Fund
SDTTU / SandRidge Mississippian Trust I
A / Agilent Technologies, Inc.
DD / DuPont de Nemours, Inc.
JE / Just Energy Group Inc
DOW / Dow Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MET / MetLife, Inc.
TSL / GraniteShares ETF Trust - GraniteShares 1.25x Long TSLA Daily ETF
BMY / Bristol-Myers Squibb Company
SPY / SPDR S&P 500 ETF
T / AT&T Inc.
MDT / Medtronic plc
HD / The Home Depot, Inc.
PCAR / PACCAR Inc
CAT / Caterpillar Inc.
APD / Air Products and Chemicals, Inc.
DHY / Credit Suisse High Yield Bond Fund, Inc.
OCSL / Oaktree Specialty Lending Corporation
TWO / Two Harbors Investment Corp.
JBLU / JetBlue Airways Corporation
AAPL / Apple Inc.
CMCSA / Comcast Corporation
HIG / The Hartford Insurance Group, Inc.
ROYTL / Pacific Coast Oil Trust
AGNC / AGNC Investment Corp.
HSY / The Hershey Company
V / Visa Inc.
TRP / TC Energy Corporation
EOG / EOG Resources, Inc.
F / Ford Motor Company
VUG / Vanguard Index Funds - Vanguard Growth ETF
PEP / PepsiCo, Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
MMM / 3M Company
SLV / iShares Silver Trust
PM / Philip Morris International Inc.
MCD / McDonald's Corporation
ANTM / Anthem Inc
MSI / Motorola Solutions, Inc.
WPC / W. P. Carey Inc.
SLW / Silver Wheaton Corp.
EL / The Estée Lauder Companies Inc.
WEC / WEC Energy Group, Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
TRV / The Travelers Companies, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
VC / Visteon Corporation
FIS / Fidelity National Information Services, Inc.
ESRX / Express Scripts Holding Co.
WYNN / Wynn Resorts, Limited
FSM / Fortuna Mining Corp.
HAL / Halliburton Company
WDC / Western Digital Corporation
LNC / Lincoln National Corporation
STJ / St. Jude Medical, Inc.
KORS / Michael Kors Holdings Ltd.
AIG / American International Group, Inc.
FMCC / Federal Home Loan Mortgage Corporation
FE / FirstEnergy Corp.
SHEL / Shell plc - Depositary Receipt (Common Stock)
ONCS / OncoSec Medical Inc
BA / The Boeing Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
AMZN / Amazon.com, Inc.
PSX / Phillips 66
NP / Neenah Inc
OPI / Office Properties Income Trust
ATVI / Activision Blizzard Inc
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
ARNC / Arconic Corporation
GE / General Electric Company
BAC / Bank of America Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
CRM / Salesforce, Inc.
JASO / JA Solar Holdings Co., Ltd.
RVNC / Revance Therapeutics, Inc.
FNMA / Federal National Mortgage Association
IOVA / Iovance Biotherapeutics, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
ASB / Associated Banc-Corp
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SWKS / Skyworks Solutions, Inc.
GM / General Motors Company
MO / Altria Group, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
KMB / Kimberly-Clark Corporation
VHT / Vanguard World Fund - Vanguard Health Care ETF
SJM / The J. M. Smucker Company
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
MTW / The Manitowoc Company, Inc.
DHR / Danaher Corporation
IBB / iShares Trust - iShares Biotechnology ETF
GOOG / Alphabet Inc.
SYY / Sysco Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ASH / Ashland Inc.
OSK / Oshkosh Corporation
CMG / Chipotle Mexican Grill, Inc.
BRK.B / Berkshire Hathaway Inc.
COP / ConocoPhillips
EXC / Exelon Corporation
DE / Deere & Company
EBAY / eBay Inc.
BMO / Bank of Montreal
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
VTV / Vanguard Index Funds - Vanguard Value ETF
DNP / DNP Select Income Fund Inc.
WM / Waste Management, Inc.
FCX / Freeport-McMoRan Inc.
MRK / Merck & Co., Inc.
QCOM / QUALCOMM Incorporated
KLAC / KLA Corporation
DUK / Duke Energy Corporation
CJ / C&J Energy Services, Inc.
INTC / Intel Corporation
CVX / Chevron Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
XEL / Xcel Energy Inc.
YUM / Yum! Brands, Inc.
PAYX / Paychex, Inc.
XOM / Exxon Mobil Corporation
JPM / JPMorgan Chase & Co.
GILD / Gilead Sciences, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
SBUX / Starbucks Corporation
LLY / Eli Lilly and Company
HOG / Harley-Davidson, Inc.
MKC / McCormick & Company, Incorporated
JNJ / Johnson & Johnson
AAIR / Avantair, Inc.
ABT / Abbott Laboratories
HON / Honeywell International Inc.
DVN / Devon Energy Corporation
TGT / Target Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
KO / The Coca-Cola Company
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
META / Meta Platforms, Inc.
JCI / Johnson Controls International plc
AFL / Aflac Incorporated
IWM / iShares Trust - iShares Russell 2000 ETF
PG / The Procter & Gamble Company
LUMN / Lumen Technologies, Inc.
BRK.A / Berkshire Hathaway Inc.
LMT / Lockheed Martin Corporation
MU / Micron Technology, Inc.
MSFT / Microsoft Corporation
VZ / Verizon Communications Inc.
COST / Costco Wholesale Corporation
NFLX / Netflix, Inc.
CNP / CenterPoint Energy, Inc.
GD / General Dynamics Corporation